STIFEL FINANCIAL CORP

13F filer, CIK 720672, ST. LOUIS, MO

STIFEL FINANCIAL CORP reported $95,358,736,348 across 3,365 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 16.39% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000720672-24-000018

Period: 2024-09-30
Reported value: $95.4B
Holdings: 3,365
Top 10 weight: 16.39%
New: 152
Sold out: 149

Part of the filer group STIFEL FINANCIAL CORP

1919 Investment Counsel, LLC EquityCompass Investment Management +5 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+4,497,783	$776M
RSGadded	+1,477,255	$297M
ELVadded	+538,978	$280M
CTASadded	+1,027,395	$212M
AGGadded	+1,253,438	$127M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LINreduced	-1,055,672	-$503M
SBUXreduced	-3,665,909	-$357M
ITOTreduced	-1,606,604	-$202M
IWFreduced	-256,817	-$96.4M
CALFreduced	-1,937,750	-$90.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000720672-24-000018, largest first. % of portfolio is the value over $95,358,736,348, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	16,515	$274K	<0.01%	-5,290	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	11,442	$271K	<0.01%	new	Timeline
DTHWISDOMTREE TR	6,528	$271K	<0.01%	+190	Timeline
DBBINVESCO DB MULTI-SECTOR COMM	12,916	$269K	<0.01%	new	Timeline
ESIELEMENT SOLUTIONS INC	9,885	$268K	<0.01%	-5,633	Timeline
LBTYALIBERTY GLOBAL LTD	12,717	$268K	<0.01%	+968	Timeline
FWONALIBERTY MEDIA CORP DEL	3,741	$268K	<0.01%	+189	Timeline
RFMRIVERNORTH FLEXIBLE MUN INCO	16,425	$267K	<0.01%	-100	Timeline
SABRSABRE CORP	72,794	$267K	<0.01%	-9,903	Timeline
OCFCOCEANFIRST FINL CORP	14,364	$267K	<0.01%	-1,291	Timeline
FCVTFIRST TR EXCHANGE-TRADED FD	7,478	$267K	<0.01%	+111	Timeline
BITBLACKROCK MULTI SECTOR INC T	17,557	$267K	<0.01%	+398	Timeline
MRC GLOBAL INCMRC GLOBAL INC	20,925	$267K	<0.01%	+293
VITLVITAL FARMS INC	7,599	$266K	<0.01%	-1,220	Timeline
BUGGLOBAL X FDS	8,608	$266K	<0.01%	-13,632	Timeline
NUVEEN N Y SELECT TAX FREE INUVEEN N Y SELECT TAX FREE I	21,883	$266K	<0.01%	+6,421
BRWSABA CAPITAL INCOME & OPRNT	34,774	$264K	<0.01%	-1,208	Timeline
PDPAGERDUTY INC	14,218	$264K	<0.01%	-2,928	Timeline
SPOKSPOK HLDGS INC	17,505	$264K	<0.01%	new	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	13,748	$263K	<0.01%	-277
JPEMJ P MORGAN EXCHANGE TRADED F	4,625	$262K	<0.01%	+651	Timeline
SPSKTIDAL TRUST I	14,220	$262K	<0.01%	new	Timeline
BEAMBEAM THERAPEUTICS INC	10,686	$262K	<0.01%	new	Timeline
POWLPOWELL INDS INC	1,177	$261K	<0.01%	new	Timeline
WOLFSPEED INCWOLFSPEED INC	26,842	$260K	<0.01%	-82,608
MIDDMIDDLEBY CORP	1,856	$258K	<0.01%	-81	Timeline
EWIISHARES INC	6,609	$257K	<0.01%	+824	Timeline
XBMEXBLACKROCK HEALTH SCIENCES TR	6,137	$257K	<0.01%	-440	Timeline
JHSHANCOCK JOHN INCOME SECS TR	22,130	$257K	<0.01%	-11,699	Timeline
LXULSB INDS INC	31,981	$257K	<0.01%	new	Timeline
HQLABRDN LIFE SCIENCES INVESTOR	16,963	$256K	<0.01%	-2,750	Timeline
QQQEDIREXION SHARES ETF TRUST	2,835	$256K	<0.01%	+509	Timeline
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	4,435	$256K	<0.01%	-295
OBKORIGIN BANCORP INC	7,944	$255K	<0.01%	0	Timeline
NOMDNOMAD FOODS LTD	13,383	$255K	<0.01%	-928	Timeline
BFSSAUL CTRS INC	6,045	$254K	<0.01%	+11	Timeline
TAXFAMERICAN CENTY ETF TR	4,923	$253K	<0.01%	-89	Timeline
CAMTCAMTEK LTD	3,151	$252K	<0.01%	+1,374	Timeline
KBHKB HOME	2,933	$251K	<0.01%	-27	Timeline
IPAYAMPLIFY ETF TR	4,799	$251K	<0.01%	-195	Timeline
XNXJXNUVEEN NEW JERSEY	19,229	$251K	<0.01%	+323	Timeline
FCTRFIRST TR EXCHANGE-TRADED FD	8,062	$251K	<0.01%	+592	Timeline
CROSSFIRST BANKSHARES INCCROSSFIRST BANKSHARES INC	15,000	$250K	<0.01%	-10,000
HMN FINL INCHMN FINL INC	8,973	$250K	<0.01%	new
GELGENESIS ENERGY L P	18,722	$250K	<0.01%	+1,819	Timeline
TRIPTRIPADVISOR INC	17,263	$250K	<0.01%	-30,634	Timeline
AIVLWISDOMTREE TR	2,244	$250K	<0.01%	-606	Timeline
OPPRIVERNORTH DOUBLELINE STRATE	27,503	$250K	<0.01%	+5,807	Timeline
AXIAYAXIA ENERGIA SA	34,461	$249K	<0.01%	-10,500	Timeline
SYMSYMBOTIC INC	10,186	$248K	<0.01%	-7,100	Timeline
LFSTLIFESTANCE HEALTH GROUP INC	35,332	$247K	<0.01%	-354	Timeline
XEVGXEATON VANCE SHORT DURATION D	22,052	$247K	<0.01%	+2,011	Timeline
SGDMSPROTT ETF TRUST	7,955	$246K	<0.01%	new	Timeline
MRCYMERCURY SYS INC	6,651	$246K	<0.01%	new	Timeline
DIALCOLUMBIA ETF TR I	13,308	$246K	<0.01%	+25	Timeline
NWFLNORWOOD FINANCIAL CORP	8,873	$245K	<0.01%	-49	Timeline
USCBUSCB FINANCIAL HOLDINGS INC	16,015	$244K	<0.01%	new	Timeline
EVGOEVGO INC	58,827	$244K	<0.01%	-25,650	Timeline
EQWLINVESCO EXCHANGE TRADED FD T	2,367	$242K	<0.01%	+92	Timeline
SOTKSONO TEK CORP	60,000	$242K	<0.01%	0	Timeline
VLRSCONTROLADORA VUELA COMP DE A	38,092	$241K	<0.01%	+3,135	Timeline
DANDANA INC	22,789	$241K	<0.01%	-4,022	Timeline
IDCCINTERDIGITAL INC	1,699	$241K	<0.01%	-15,127	Timeline
XNTKSPDR SERIES TRUST	1,211	$239K	<0.01%	0	Timeline
METVLISTED FDS TR	17,723	$239K	<0.01%	-1,943	Timeline
SMOGVANECK ETF TRUST	2,129	$239K	<0.01%	-44	Timeline
TFPMTRIPLE FLAG PRECIOUS METAL	14,752	$239K	<0.01%	0	Timeline
OTTROTTER TAIL CORP	3,041	$238K	<0.01%	new	Timeline
PBJINVESCO EXCHANGE TRADED FD T	4,898	$237K	<0.01%	-521	Timeline
VSLUETF OPPORTUNITIES TRUST	6,575	$237K	<0.01%	0	Timeline
SMTCSEMTECH CORP	5,183	$237K	<0.01%	new	Timeline
UFCSUNITED FIRE GROUP INC	11,301	$237K	<0.01%	+253	Timeline
USMCPRINCIPAL EXCHANGE TRADED FD	4,150	$237K	<0.01%	new	Timeline
DMXFISHARES TR	3,276	$236K	<0.01%	+4	Timeline
DIMWISDOMTREE TR	3,548	$235K	<0.01%	-2,792	Timeline
IGEISHARES TR	5,333	$235K	<0.01%	+25	Timeline
DHTDHT HOLDINGS INC	21,272	$235K	<0.01%	+1,514	Timeline
VCVISTEON CORP	2,445	$233K	<0.01%	-306	Timeline
SMINISHARES TR	2,702	$232K	<0.01%	new	Timeline
NVRIENVIRI CORP	22,454	$232K	<0.01%	-21,387	Timeline
BEATHEARTBEAM INC	100,000	$232K	<0.01%	0	Timeline
IRONDISC MEDICINE INC	4,703	$231K	<0.01%	-5,015	Timeline
MASIMASIMO CORP	1,716	$229K	<0.01%	new	Timeline
CARZFIRST TR EXCHANGE-TRADED FD	3,940	$229K	<0.01%	+203	Timeline
RSRELIANCE INC	788	$228K	<0.01%	-12,046	Timeline
AHRTAH RLTY TR INC	21,062	$228K	<0.01%	+9,696	Timeline
BATRKATLANTA BRAVES HLDGS INC	5,727	$228K	<0.01%	+185	Timeline
AFRMAFFIRM HLDGS INC	5,575	$228K	<0.01%	new	Timeline
PIPRPIPER SANDLER COS	801	$227K	<0.01%	-94	Timeline
EWGISHARES INC	6,715	$227K	<0.01%	-29,214	Timeline
ANAUTONATION INC	1,270	$227K	<0.01%	-4,663	Timeline
MTUSMETALLUS INC	15,300	$227K	<0.01%	-22	Timeline
IYLDISHARES TR	10,980	$227K	<0.01%	+948	Timeline
BLWBLACKROCK LTD DURATION INCOM	15,620	$226K	<0.01%	-2,760	Timeline
BLBLACKLINE INC	4,096	$226K	<0.01%	-75,555	Timeline
CEFSEXCHANGE LISTED FDS TR	10,127	$225K	<0.01%	new	Timeline
JHMLJOHN HANCOCK EXCHANGE TRADED	3,244	$225K	<0.01%	-8	Timeline
COMBGRANITESHARES ETF TR	10,991	$225K	<0.01%	-2,701	Timeline
ESPOVANECK ETF TRUST	2,952	$225K	<0.01%	new	Timeline
FSTRFOSTER L B CO	10,970	$224K	<0.01%	0	Timeline
DGRSWISDOMTREE TR	4,349	$224K	<0.01%	-16	Timeline
ENVAENOVA INTL INC	2,670	$224K	<0.01%	new	Timeline
AZZAZZ INC	2,698	$223K	<0.01%	-1,139	Timeline
ALKTALKAMI TECHNOLOGY INC	7,061	$223K	<0.01%	new	Timeline
GMS INCGMS INC	2,453	$222K	<0.01%	new
FSMDFIDELITY COVINGTON TRUST	5,354	$222K	<0.01%	-96	Timeline
NVTSNAVITAS SEMICONDUCTOR CORP	90,400	$221K	<0.01%	-37,425	Timeline
EWUSISHARES TR	5,600	$221K	<0.01%	new	Timeline
TDSTELEPHONE & DATA SYS INC	9,487	$221K	<0.01%	-1,323	Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	21,369	$221K	<0.01%	0
PFGCPERFORMANCE FOOD GROUP CO	2,804	$220K	<0.01%	-42,333	Timeline
DTECALPS ETF TR	4,954	$219K	<0.01%	-3,724	Timeline
CMPSCOMPASS PATHWAYS PLC	34,700	$219K	<0.01%	-2,700	Timeline
TEMTEMPUS AI INC	3,846	$218K	<0.01%	new	Timeline
SHOOMADDEN STEVEN LTD	4,442	$218K	<0.01%	-1,298	Timeline
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INC	6,916	$217K	<0.01%	new
AFDMFIRST TR EXCH TRADED FD III	3,213	$216K	<0.01%	-6	Timeline
CLMCORNERSTONE STRATEGIC INVEST	28,110	$216K	<0.01%	+648	Timeline
GERNGERON CORP	47,477	$216K	<0.01%	+11,149	Timeline
TDFTEMPLETON DRAGON FD INC	23,494	$215K	<0.01%	-2,603	Timeline
HMNHORACE MANN EDUCATORS CORP N	6,147	$215K	<0.01%	-1,993	Timeline
BLOKAMPLIFY ETF TR	5,722	$215K	<0.01%	-302	Timeline
TDAYUSA TODAY CO INC	37,800	$212K	<0.01%	-7,041	Timeline
IPKWINVESCO EXCH TRADED FD TR II	4,954	$212K	<0.01%	new	Timeline
ATROASTRONICS CORP	10,882	$212K	<0.01%	new	Timeline
AGYSAGILYSYS INC	1,944	$212K	<0.01%	new	Timeline
AMSFAMERISAFE INC	4,380	$212K	<0.01%	-718	Timeline
LINELINEAGE INC	2,688	$211K	<0.01%	new	Timeline
USACUSA COMPRESSION PARTNERS LP	9,175	$210K	<0.01%	new	Timeline
ALGTALLEGIANT TRAVEL CO	3,818	$210K	<0.01%	new	Timeline
RXIISHARES TR	1,172	$208K	<0.01%	new	Timeline
DBEINVESCO DB MULTI-SECTOR COMM	11,133	$207K	<0.01%	new	Timeline
DKLDELEK LOGISTICS PARTNERS LP	4,721	$206K	<0.01%	new	Timeline
FBNCFIRST BANCORP N C	4,920	$205K	<0.01%	new	Timeline
WAYWAYSTAR HLDG CORP	7,315	$204K	<0.01%	new	Timeline
SLGNSILGAN HLDGS INC	3,862	$203K	<0.01%	new	Timeline
BWMXBETTERWARE DE MEXC S A P I D	15,944	$202K	<0.01%	+981	Timeline
CENTACENTRAL GARDEN & PET CO	6,431	$202K	<0.01%	-43	Timeline
KNTKKINETIK HOLDINGS INC	4,456	$202K	<0.01%	new	Timeline
HYXFISHARES TR	4,255	$201K	<0.01%	new	Timeline
JPUSJ P MORGAN EXCHANGE TRADED F	1,680	$201K	<0.01%	new	Timeline
LEGRFIRST TR EXCHANGE TRADED FD	4,271	$201K	<0.01%	new	Timeline
SDHYPGIM SHORT DUR HIG YLD OPP F	12,006	$201K	<0.01%	new	Timeline
GRPNGROUPON INC	20,519	$201K	<0.01%	new	Timeline
SPRYARS PHARMACEUTICALS INC	13,746	$199K	<0.01%	new	Timeline
ABCLABCELLERA BIOLOGICS INC	74,814	$195K	<0.01%	-27,563	Timeline
SSYSSTRATASYS LTD	23,206	$193K	<0.01%	+4,600	Timeline
AVID BIOSERVICES INCAVID BIOSERVICES INC	16,892	$192K	<0.01%	0
PAYCOR HCM INCPAYCOR HCM INC	13,498	$192K	<0.01%	+981
DTILPRECISION BIOSCIENCES INC	21,270	$191K	<0.01%	-9,185	Timeline
BTZBLACKROCK CR ALLOCATION	16,752	$189K	<0.01%	-1,213	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	14,721	$188K	<0.01%	+2,968	Timeline
HQHABRDN HEALTHCARE INVESTORS	10,075	$188K	<0.01%	new	Timeline
AOHYANGEL OAK FUNDS TRUST	16,775	$187K	<0.01%	0	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	14,228	$187K	<0.01%	new	Timeline
TLSTELOS CORP MD	51,898	$186K	<0.01%	-2,060	Timeline
ONLORION PROPERTIES INC	46,416	$186K	<0.01%	+12,326	Timeline
TDOCTELADOC HEALTH INC	20,079	$184K	<0.01%	-7,560	Timeline
PTONPELOTON INTERACTIVE INC	38,749	$181K	<0.01%	-10,159	Timeline
ARLOARLO TECHNOLOGIES INC	14,709	$178K	<0.01%	-4,081	Timeline
REPARE THERAPEUTICS INCREPARE THERAPEUTICS INC	51,700	$178K	<0.01%	+13,800
ERHALLSPRING UTILITIES AND HIGH	15,856	$177K	<0.01%	-6,968	Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	15,688	$177K	<0.01%	+18
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	50,124	$175K	<0.01%	-6,708
XPROEXPRO GROUP HOLDINGS NV	10,142	$174K	<0.01%	+50	Timeline
EVERI HLDGS INCEVERI HLDGS INC	13,059	$172K	<0.01%	+1,423
KRNYKEARNY FINL CORP MD	24,949	$171K	<0.01%	0	Timeline
CHWCALAMOS GBL DYN INCOME FUND	23,839	$171K	<0.01%	-477	Timeline
PPTFRANKLIN PREMIER INCOME TR	45,431	$169K	<0.01%	+4,978	Timeline
MUCBLACKROCK MUNIHLDNGS CALI	14,703	$169K	<0.01%	-2,084	Timeline
ALHCALIGNMENT HEALTHCARE INC	14,092	$167K	<0.01%	-12,133	Timeline
CSTMCONSTELLIUM SE	10,194	$166K	<0.01%	-176	Timeline
TEITEMPLETON EMERGING MKTS INCO	28,408	$166K	<0.01%	-18,916	Timeline
CCCCC4 THERAPEUTICS INC	28,415	$162K	<0.01%	-662	Timeline
Grayscale Bitcoin Minitrust…Grayscale Bitcoin Minitrust ETF	28,307	$159K	<0.01%	new
PHX MINERALS INC CL APHX MINERALS INC CL A	47,050	$159K	<0.01%	-30,500
FFICFLUSHING FINL CORP	10,900	$159K	<0.01%	0	Timeline
NIONIO INC	23,728	$159K	<0.01%	+1,476	Timeline
PHKPIMCO HIGH INCOME FD	31,264	$156K	<0.01%	-2,371	Timeline
WUWESTERN UN CO	12,985	$155K	<0.01%	-64,374	Timeline
FRSTPRIMIS FINANCIAL CORP	12,677	$154K	<0.01%	0	Timeline
PLTKPLAYTIKA HLDG CORP	19,300	$153K	<0.01%	-425	Timeline
SVCSERVICE PPTYS TR	33,222	$152K	<0.01%	+9,463	Timeline
ECCEAGLE POINT CR CO	15,094	$149K	<0.01%	new	Timeline
XNQPXNUVEEN PA INVT QUALITY MUN F	11,722	$148K	<0.01%	-17,633	Timeline
DGICADONEGAL GROUP INC	10,000	$147K	<0.01%	0	Timeline
CUECUE BIOPHARMA INC	194,222	$147K	<0.01%	+232	Timeline
NANNUVEEN NY DIVI ADV	12,462	$147K	<0.01%	+1,975	Timeline
PIMFRANKLIN MASTER INTER INCOME	43,122	$146K	<0.01%	+32,798	Timeline
DLNGDYNAGAS LNG PARTNERS LP	38,300	$145K	<0.01%	+23,500	Timeline
HOSHORNBECK OFFSHORE SERVICES I	12,858	$143K	<0.01%	-559	Timeline
TILRAY INCTILRAY INC	81,018	$143K	<0.01%	-21,794
NGLNGL ENERGY PARTNERS LP	31,378	$141K	<0.01%	-1,900	Timeline
QUADQUAD / GRAPHICS INC	31,060	$141K	<0.01%	+11,874	Timeline
RDWREDWIRE CORPORATION	20,229	$139K	<0.01%	new	Timeline
NGDNEW GOLD INC	47,700	$137K	<0.01%	+500	Timeline
GTGOODYEAR TIRE & RUBR CO	15,320	$136K	<0.01%	-7,411	Timeline
NBHNEUBERGER MUN FD INC	12,090	$134K	<0.01%	-3,568	Timeline
LYFTLYFT INC	10,519	$134K	<0.01%	-124,617	Timeline
AVKADVENT CONV & INCOME FD	11,415	$134K	<0.01%	+168	Timeline
AGFIRST MAJESTIC SILVER CORP	22,312	$134K	<0.01%	-320,424	Timeline
FIPFTAI INFRASTRUCTURE INC	14,086	$132K	<0.01%	+40	Timeline
MGNXMACROGENICS INC	39,888	$131K	<0.01%	+6,578	Timeline
NMCONUVEEN MUN CR OPPORTUNITIES	11,146	$130K	<0.01%	-10,921	Timeline
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	61,971	$130K	<0.01%	-27,313
LEELEE ENTERPRISES INC	14,788	$129K	<0.01%	-1,137	Timeline
ARIAPOLLO COML REAL ESTATE FIN	14,002	$129K	<0.01%	+29	Timeline
VFFVILLAGE FARMS INTL INC	136,850	$127K	<0.01%	+12,000	Timeline
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	141,005	$127K	<0.01%	+76,470
CIKUBS ASSET MGMT INCOME FD INC	40,500	$125K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	55,974	$123K	<0.01%	+400	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	12,381	$123K	<0.01%	new
VKQINVESCO MUNICIPAL TRUST	11,905	$122K	<0.01%	-1,212	Timeline
CDECOEUR MNG INC	17,747	$122K	<0.01%	-182	Timeline
FTFFRANKLIN LTD DURATION INCOME	18,037	$120K	<0.01%	+2,633	Timeline
GLOBAL X FDSGLOBAL X FDS	10,580	$119K	<0.01%	-1,620
NRGVENERGY VAULT HOLDINGS INC	123,952	$119K	<0.01%	-42,274	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	11,903	$119K	<0.01%	0
VYGRVOYAGER THERAPEUTICS INC	20,076	$117K	<0.01%	+46	Timeline
VIMEO INCVIMEO INC	23,081	$117K	<0.01%	-164
LXPLXP INDUSTRIAL TRUST	11,447	$115K	<0.01%	-2,869	Timeline
GUTGABELLI UTIL TR	22,018	$114K	<0.01%	+4,544	Timeline
WEAWESTERN ASSET PREMIER BD FD	10,145	$114K	<0.01%	-589	Timeline
EVFEATON VANCE SR INCOME TR	18,400	$114K	<0.01%	-3,851	Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	10,504	$111K	<0.01%	0
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN	10,440	$111K	<0.01%	new	Timeline
ALTALTIMMUNE INC	17,752	$109K	<0.01%	+7,746	Timeline
CMTLCOMTECH TELECOMMUNICATIONS C	22,564	$109K	<0.01%	+1,000	Timeline
PSNLPERSONALIS INC	20,000	$108K	<0.01%	-10,000	Timeline
ARDXARDELYX INC	15,388	$106K	<0.01%	+122	Timeline
SRTASTRATA CRITICAL MEDICAL INC	35,755	$105K	<0.01%	+5,683	Timeline
OKLOOKLO INC	12,886	$104K	<0.01%	new	Timeline
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	332,995	$103K	<0.01%	-110,156
Renalytix PLCRenalytix PLC	489,431	$102K	<0.01%	-71,569
ACREARES COML REAL ESTATE CORP	14,485	$101K	<0.01%	+330	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	10,760	$101K	<0.01%	0	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	17,347	$101K	<0.01%	-53	Timeline
ADTNADTRAN HOLDINGS INC	16,961	$101K	<0.01%	-10	Timeline
THERATECHNOLOGIES INCTHERATECHNOLOGIES INC	80,846	$100K	<0.01%	0
INDIVIOR PLCINDIVIOR PLC	10,225	$99.7K	<0.01%	new
KEPKOREA ELEC PWR CORP	12,350	$95.8K	<0.01%	new	Timeline
EBSEMERGENT BIOSOLUTIONS INC	11,460	$95.7K	<0.01%	new	Timeline
REKRREKOR SYSTEMS INC	80,637	$95.2K	<0.01%	+2,244	Timeline
MBIMBIA INC	26,550	$94.8K	<0.01%	-40,977	Timeline
COMPCOMPASS INC	15,480	$94.6K	<0.01%	-235	Timeline
CGENCOMPUGEN LTD	52,065	$94.2K	<0.01%	+406	Timeline
ITUBITAU UNIBANCO HLDG S A	14,154	$94.1K	<0.01%	0	Timeline
SLISTANDARD LITHIUM CORP	60,235	$93.4K	<0.01%	0	Timeline
LACLITHIUM AMERS CORP NEW	34,327	$92.7K	<0.01%	-5,623	Timeline
CTLPCANTALOUPE INC	12,509	$92.6K	<0.01%	-8,985	Timeline
UNITI GROUP INCUNITI GROUP INC	16,279	$91.8K	<0.01%	new
TEOTELECOM ARGENTINA SA	12,132	$91.5K	<0.01%	new	Timeline
VSTMVERASTEM INC	30,339	$90.7K	<0.01%	+11,642	Timeline
UAUNDER ARMOUR INC	10,764	$90K	<0.01%	+26	Timeline
FULCFULCRUM THERAPEUTICS INC	25,025	$89.3K	<0.01%	-62,582	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	12,047	$87K	<0.01%	-3,402
ALDXALDEYRA THERAPEUTICS INC	16,108	$86.8K	<0.01%	+591	Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	50,688	$86.2K	<0.01%	+6,129	Timeline
HIXWESTERN ASSET HIGH INCOM FD	18,764	$84.6K	<0.01%	-3,598	Timeline
FATEFATE THERAPEUTICS INC	24,096	$84.3K	<0.01%	-17,391	Timeline
BGSFBGSF INC	10,000	$84.2K	<0.01%	0	Timeline
BLDPBALLARD PWR SYS INC NEW	45,690	$82.2K	<0.01%	0	Timeline
X4 PHARMACEUTICALS INCX4 PHARMACEUTICALS INC	122,448	$82K	<0.01%	-41,819
SKYXSKYX PLATFORMS CORP	96,292	$81.7K	<0.01%	0	Timeline
LXRXLEXICON PHARMACEUTICALS INC	51,997	$81.6K	<0.01%	+546	Timeline
HLHECLA MINING COMPANY	11,965	$79.8K	<0.01%	+159	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	14,888	$78K	<0.01%	+10	Timeline
CNDTCONDUENT INC	19,351	$78K	<0.01%	-726	Timeline
ARKOARKO CORP	11,072	$77.7K	<0.01%	+9	Timeline
NRXSNEURAXIS INC	25,710	$76.6K	<0.01%	0	Timeline
XAWPXABRDN GLOBAL PREMIER PROPERT	16,281	$75.2K	<0.01%	+1,235	Timeline
AMCAMC ENTMT HLDGS INC	16,263	$74K	<0.01%	+105	Timeline
ABSIABSCI CORPORATION	19,151	$73.2K	<0.01%	+224	Timeline
CGCCANOPY GROWTH CORPORATION	15,168	$73.1K	<0.01%	-520	Timeline
GAN LTDGAN LTD	40,900	$72.4K	<0.01%	-8,800
DHDEFINITIVE HEALTHCARE CORP	16,039	$71.7K	<0.01%	-42,094	Timeline
NNOXNANO X IMAGING LTD	11,722	$71.3K	<0.01%	-885	Timeline
BBCPCONCRETE PUMPING HLDGS INC	12,006	$69.5K	<0.01%	-5,001	Timeline
CMRCCOMMERCE.COM INC	11,853	$69.3K	<0.01%	-920	Timeline
GRABGRAB HOLDINGS LIMITED	17,802	$67.6K	<0.01%	+449	Timeline
CBUSCIBUS INC	20,741	$67.6K	<0.01%	0	Timeline
TSITCW STRATEGIC INCOME FD INC	13,178	$67.6K	<0.01%	+32	Timeline
CTSOCYTOSORBENTS CORP	45,000	$67.5K	<0.01%	0	Timeline
KOSKOSMOS ENERGY LTD	15,779	$63.6K	<0.01%	+2,137	Timeline
ALTOALTO INGREDIENTS INC	38,800	$62.5K	<0.01%	0	Timeline
CXEMFS HIGH INCOME MUN TR	15,061	$60.3K	<0.01%	0	Timeline
JOBYJOBY AVIATION INC	11,046	$55.6K	<0.01%	-3,666	Timeline
OBEOBSIDIAN ENERGY LTD	10,000	$55.4K	<0.01%	new	Timeline
CTMXCYTOMX THERAPEUTICS INC.	46,100	$54.4K	<0.01%	-1,000	Timeline
WIDEOPENWEST INCWIDEOPENWEST INC	10,076	$52.9K	<0.01%	+39
EODALLSPRING GLOBAL DIVIDEND OP	10,000	$50.1K	<0.01%	0	Timeline
VOCVOC ENERGY TR	10,010	$49.4K	<0.01%	0	Timeline
HPPHUDSON PAC PPTYS INC	10,012	$47.9K	<0.01%	new	Timeline
NEXTNEXTDECADE CORP	10,137	$47.7K	<0.01%	-282	Timeline
POLESTAR AUTOMOTIVE HLDG UKPOLESTAR AUTOMOTIVE HLDG UK	27,608	$47.5K	<0.01%	-5,750
HTTHIGH TEMPLAR TECHNOLOGY LTD	22,250	$47.4K	<0.01%	+2,250	Timeline
WULFTERAWULF INC	10,034	$47K	<0.01%	new	Timeline
BFLYBUTTERFLY NETWORK INC	26,520	$46.9K	<0.01%	-27,969	Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGS	28,113	$45K	<0.01%	+81	Timeline
NGNOVAGOLD RESOURCES INC	10,942	$44.9K	<0.01%	0	Timeline
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	15,470	$44.1K	<0.01%	-10,556
TBLATABOOLA.COM LTD	12,750	$42.8K	<0.01%	0	Timeline
AGLAGILON HEALTH INC COM (DE)	10,875	$42.7K	<0.01%	-7,607	Timeline
SANASANA BIOTECHNOLOGY INC	10,265	$42.7K	<0.01%	new	Timeline
GGBGERDAU SA	12,000	$42K	<0.01%	-5,292	Timeline
GLOBALSTAR INCGLOBALSTAR INC	33,193	$41.2K	<0.01%	-8,422
UPWHEELS UP EXPERIENCE INC	16,884	$40.9K	<0.01%	new	Timeline
BLNDBLEND LABS INC	10,375	$38.9K	<0.01%	+375	Timeline
OPENOPENDOOR TECHNOLOGIES INC	19,408	$38.8K	<0.01%	-3,117	Timeline
AMPX/WSAMPRIUS TECHNOLOGIES INC	272,920	$38.2K	<0.01%	-26,740	Timeline
TRVITREVI THERAPEUTICS INC	11,313	$37.8K	<0.01%	-990	Timeline
BTBTBIT DIGITAL INC	10,707	$37.6K	<0.01%	new	Timeline
BRLTBRILLIANT EARTH GROUP INC	16,778	$35.9K	<0.01%	+1,284	Timeline
NNDMNANO DIMENSION LTD	14,654	$35.9K	<0.01%	-3,000	Timeline
NUVBNUVATION BIO INC	15,410	$35.3K	<0.01%	+527	Timeline
CTOSCUSTOM TRUCK ONE SOURCE INC	10,034	$34.6K	<0.01%	-6	Timeline
BM TECHNOLOGIES INCBM TECHNOLOGIES INC	10,000	$34K	<0.01%	0
NNVCNANOVIRICIDES INC	21,200	$31.8K	<0.01%	0	Timeline
NAKNORTHERN DYNASTY MINERALS LT	94,500	$31.3K	<0.01%	+39,500	Timeline
PGENPRECIGEN INC	32,200	$30.5K	<0.01%	+15,680	Timeline
BENEFICIENTBENEFICIENT	24,300	$29.9K	<0.01%	+14,100
CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC	22,944	$29.1K	<0.01%	-7,600
MAPSWM TECHNOLOGY INC	31,850	$27.7K	<0.01%	0	Timeline
SPWHSPORTSMANS WHSE HLDGS INC	10,000	$27.1K	<0.01%	-51	Timeline
ADAPYADAPTIMMUNE THERAPEUTICS PLC S	27,619	$26.2K	<0.01%	0	Timeline
CUTERA INCCUTERA INC	31,711	$25K	<0.01%	-475,629
OPKOPKO HEALTH INC	16,689	$24.9K	<0.01%	0	Timeline
CIFMFS INTER HIGH INCOME FD	13,542	$24.1K	<0.01%	0	Timeline
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD	13,400	$23.7K	<0.01%	+3,000
VXRTVAXART INC COM NEW (DE)	27,490	$23.3K	<0.01%	-1,200	Timeline
OPITQOFFICE PPTYS INCOME TR COM SHS	10,285	$22.4K	<0.01%	-150	Timeline
CEL-SCI CORPCEL-SCI CORP	20,008	$21.2K	<0.01%	+8
PIXELWORKS INCPIXELWORKS INC	28,447	$20.2K	<0.01%	new
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	13,914	$20.2K	<0.01%	-3,436
OATLY GROUP ABOATLY GROUP AB	23,500	$20.1K	<0.01%	0
SERES THERAPEUTICS INCSERES THERAPEUTICS INC	20,000	$18.9K	<0.01%	0
FIBROGEN INCFIBROGEN INC	47,031	$18.8K	<0.01%	+170
ORGNORIGIN MATLS INC (DE)	10,840	$16.7K	<0.01%	-100	Timeline
DIANA SHIPPING INCDIANA SHIPPING INC	31,937	$14.4K	<0.01%	-2,503
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	41,133	$14.4K	<0.01%	+381
ONDSONDAS INC	17,750	$13.7K	<0.01%	-5,800	Timeline
WALLBOX NVWALLBOX NV	134,701	$13.5K	<0.01%	-3,268
Q2 HLDGS INCQ2 HLDGS INC	12,000	$13.1K	<0.01%	0
23ANDME HOLDING CO23ANDME HOLDING CO	35,555	$12.4K	<0.01%	+1,685
AMARIN CORP PLCAMARIN CORP PLC	17,125	$10.7K	<0.01%	-500
DRAGONFLY ENERGY HOLDINGS CODRAGONFLY ENERGY HOLDINGS CO	18,000	$9.54K	<0.01%	0
MBOTMICROBOT MED INC	10,321	$9.23K	<0.01%	0	Timeline
GENERATION INCOME PPTYS INCGENERATION INCOME PPTYS INC	21,900	$5.26K	<0.01%	0
TERRAN ORBITAL CORPORATIONTERRAN ORBITAL CORPORATION	19,661	$4.94K	<0.01%	-71,264
LGL GROUP INCLGL GROUP INC	24,876	$4.73K	<0.01%	0
RELIANCE GLOBAL GROUP INCRELIANCE GLOBAL GROUP INC	21,200	$954	<0.01%	0
GABELLI UTIL TRGABELLI UTIL TR	21,008	$580	<0.01%	new
SLXNWSILEXION THERAPEUTICS CORP	16,000	$504	<0.01%	new	Timeline
EDBLWEDIBLE GARDEN AG INC	20,000	$250	<0.01%	0	Timeline
ADVENT CONV & INCOME FDADVENT CONV & INCOME FD	11,411	$227	<0.01%	new
IVDAWIVEDA SOLUTIONS INC	10,628	$222	<0.01%	0	Timeline
MSP RECOVERY INCMSP RECOVERY INC	10,401	$23	<0.01%	+200

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
REDWOOD TRUST INCREDWOOD TRUST INC Convertible	principal	2,029,910	$2.02M	new
PROSPECT CAP CORPPROSPECT CAP CORP BOND	principal	209,125	$209K	+41,745
PENNYMAC CORPPENNYMAC CORP BOND	principal	188,576	$189K	+75,013
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	30,124	$30.9K	+4,124
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	32,000	$30.9K	0
WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1	principal	33,000	$30.8K	0
CHEGG INCCHEGG INC NOTE 0.125% 3/1	principal	30,000	$28.7K	0
TWO HARBORS INVENTMENT CORPOTWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1	principal	19,451	$19.5K	+5,126

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 149. All 149

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	434,002	$65.3M	shares
FERGUSON PLCFERGUSON PLC	115,336	$22.3M	shares
DRIL-QUIP INCDRIL-QUIP INC	688,882	$12.8M	shares
VALVALARIS LTD	64,837	$4.83M	shares
RMBSRAMBUS INC DEL	78,486	$4.61M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	1,250,359	$4.03M	shares
WESTROCK COWESTROCK CO	69,977	$3.52M	shares
ENCORE WIRE CORPENCORE WIRE CORP	10,327	$2.99M	shares
VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202	312,969	$2.82M	shares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R	67,906	$2.76M	shares
Leslie's IncLeslie's Inc	611,461	$2.56M	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	161,778	$2.35M	shares
ATRION CORPORATIONATRION CORPORATION	4,142	$1.87M	shares
CMCCOMMERCIAL METALS CO	33,729	$1.85M	shares
LNWOLIGHT & WONDER INC	16,337	$1.71M	shares
CQQQINVESCO EXCH TRADED FD TR II	50,054	$1.68M	shares
CVBFCVB FINL CORP	91,932	$1.58M	shares
INVESCOINVESCO	60,736	$1.51M	shares
ABRARBOR REALTY TRUST INC	104,216	$1.5M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	95,590	$1.24M	shares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	407,278	$1.09M	shares
INFORMATICA INCINFORMATICA INC	33,141	$1.02M	shares
MAXMEDIAALPHA INC	64,716	$852K	shares
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	27,700	$848K	shares
EDUNEW ORIENTAL ED & TECHNOLOGY	10,902	$847K	shares
TXTERNIUM SA	21,638	$813K	shares
POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC	35,312	$791K	shares
PEJINVESCO EXCHANGE TRADED FD T	17,060	$775K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	269,320	$762K	shares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	22,786	$755K	shares
SPRSPIRIT AEROSYSTEMS HLDGS INC	21,738	$715K	shares
IGIWESTERN ASSET INVT GRADE OPP	40,503	$692K	shares
CALYCALLAWAY GOLF CO	43,993	$673K	shares
REDWOOD TRUST INCREDWOOD TRUST INC	674,000	$673K	principal
RXSTRXSIGHT INC	10,668	$642K	shares
BBJPJ P MORGAN EXCHANGE TRADED F	11,118	$627K	shares
TOLZPROSHARES TR	13,853	$623K	shares
HFWAHERITAGE FINL CORP WASH	34,466	$621K	shares
OLO INCOLO INC	139,073	$615K	shares
MTARCELORMITTAL SA LUXEMBOURG	26,669	$612K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	48,974	$604K	shares
KXIISHARES TR	9,347	$562K	shares
CALIFORNIA BANCORP INCCALIFORNIA BANCORP INC	25,908	$557K	shares
RDDTREDDIT INC	8,551	$546K	shares
FFFUTUREFUEL CORP	100,000	$513K	shares
INFINERA CORPINFINERA CORP	81,853	$498K	shares
AGROADECOAGRO S A	48,842	$475K	shares
PKPARK HOTELS & RESORTS INC	31,551	$473K	shares
ATRCATRICURE INC	20,221	$460K	shares
BNTXBIONTECH SE	5,717	$459K	shares
NUVEI CORPORATIONNUVEI CORPORATION	14,041	$455K	shares
FOXFOX CORP	14,113	$452K	shares
MBCMASTERBRAND INC	30,614	$449K	shares
SNBRQSLEEP NUMBER CORP	46,594	$446K	shares
SYNASYNAPTICS INC	5,048	$445K	shares
KBWBINVESCO EXCH TRADED FD TR II	8,295	$444K	shares
RSPDINVESCO EXCHANGE TRADED FD T	8,233	$396K	shares
SONOSONOS INC	25,857	$382K	shares
EPPISHARES INC	8,871	$381K	shares
SKINSKINHEALTH SYSTEMS INC	196,519	$377K	shares
PAXPATRIA INVESTMENTS LIMITED	29,957	$361K	shares
EXELEXELIXIS INC	16,006	$360K	shares
EVEREVERQUOTE INC	17,135	$357K	shares
CODORUS VY BANCORP INCCODORUS VY BANCORP INC	13,879	$334K	shares
SBSCOMPANHIA DE SANEAMENTO BASI	23,705	$319K	shares
PROPROS Holdings Inc	10,896	$312K	shares
CLBCORE LABORATORIES INC	14,740	$299K	shares
MACATAWA BANK CORPMACATAWA BANK CORP	20,408	$298K	shares
MCHBMECHANICS BANCORP	25,975	$296K	shares
MATVMATIV HOLDINGS INC	17,079	$290K	shares
SZNEPACER FDS TR	7,730	$283K	shares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	12,186	$270K	shares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	18,388	$269K	shares
PLNTPLANET FITNESS MASTER ISSUER	3,622	$267K	shares
VPVINVESCO PA VALUE MUN INC TR	24,174	$263K	shares
PVIINVESCO EXCH TRADED FD TR II	10,557	$262K	shares
HELEHELEN OF TROY LTD	2,669	$248K	shares
HIMSHIMS & HERS HEALTH INC	12,252	$247K	shares
PBFPBF ENERGY INC	5,257	$242K	shares
VECOVEECO INSTRS INC DEL	5,127	$239K	shares
CEDAR FAIR L PCEDAR FAIR L P	4,104	$223K	shares
DKDELEK US HLDGS INC NEW	8,867	$220K	shares
AMKRAMKOR TECHNOLOGY INC	5,409	$216K	shares
SBGISINCLAIR INC	16,099	$215K	shares
FNCB BANCORP INCFNCB BANCORP INC	31,696	$214K	shares
MPBMID PENN BANCORP INC	9,490	$208K	shares
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC	7,947	$206K	shares
FFAFIRST TR ENHANCED EQUITY	10,341	$206K	shares
KROKRONOS WORLDWIDE INC	16,383	$206K	shares
DJIAGLOBAL X FDS	9,216	$204K	shares
FEMBFIRST TR EXCH TRADED FD III	7,454	$203K	shares
SMLVSPDR SERIES TRUST	1,832	$202K	shares
WIXWIX COM LTD	1,266	$201K	shares
FPXIFIRST TR EXCHANGE-TRADED FD	4,279	$201K	shares
DLXDELUXE CORP MEDIUM TERM NTS	8,910	$200K	shares
RIOTRIOT PLATFORMS INC	21,845	$200K	shares
REZIRESIDEO TECHNOLOGIES INC	10,021	$196K	shares
THOUGHTWORKS HOLDING INCTHOUGHTWORKS HOLDING INC	67,897	$193K	shares
SBIWESTERN ASSET INTER MUNI	23,017	$181K	shares
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	66,325	$170K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000720672-24-000018	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC