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Disclosery

Stevens First Principles Investment Advisors

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13F filer, CIK 1388076, NEWPORT BEACH, CA

Stevens First Principles Investment Advisors reported $147,749,000 across 158 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-07. Its ten largest share positions make up 46.98% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-19-000850

Period
2018-12-31
Reported value
$148M
Holdings
158
Top 10 weight
46.98%
New
13
Sold out
23

Largest buys vs the previous quarter

SecurityShares changeApprox. value
WIWnew+894,114$9.07M
HD SUPPLY HLDGS INCnew+40,930$1.54M
PCHadded+8,306$263K
AAPLadded+834$132K
TXTadded+1,750$80.4K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ALEXreduced-90,152-$1.76M
CIBRexited-41,635-$1.19M
DHIreduced-32,155-$1.11M
BBVAexited-176,535-$1.11M
Treduced-35,868-$1.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001214659-19-000850, largest first. % of portfolio is the value over $147,749,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 167,410 shares; 2017Q4: 167,275 shares; 2018Q1: 167,040 shares; 2018Q2: 165,446 shares; 2018Q3: 164,156 shares; 2018Q4: 159,133 shares 159,133$13.4M9.06%-5,023Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 625,271 shares; 2017Q4: 671,941 shares; 2018Q1: 735,263 shares; 2018Q2: 734,412 shares; 2018Q3: not reported; 2018Q4: 894,114 shares 894,114$9.07M6.14%newTimeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 153,623 shares; 2017Q4: 153,279 shares; 2018Q1: 153,280 shares; 2018Q2: 149,824 shares; 2018Q3: 148,337 shares; 2018Q4: 145,080 shares 145,080$9.01M6.1%-3,257Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 102,611 shares; 2017Q4: 102,512 shares; 2018Q1: 102,513 shares; 2018Q2: 101,859 shares; 2018Q3: 101,610 shares; 2018Q4: 100,235 shares 100,235$6.59M4.46%-1,375Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,271 shares; 2017Q4: 39,241 shares; 2018Q1: 39,131 shares; 2018Q2: 38,576 shares; 2018Q3: 38,406 shares; 2018Q4: 38,231 shares 38,231$5.72M3.87%-175Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 31,955 shares; 2017Q4: 31,925 shares; 2018Q1: 31,746 shares; 2018Q2: 31,126 shares; 2018Q3: 31,051 shares; 2018Q4: 30,915 shares 30,915$5.37M3.64%-136Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 245,186 shares; 2017Q4: 245,948 shares; 2018Q1: 247,692 shares; 2018Q2: 246,767 shares; 2018Q3: 246,667 shares; 2018Q4: 238,754 shares 238,754$5.22M3.53%-7,913Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 83,528 shares; 2017Q4: 83,529 shares; 2018Q1: 83,530 shares; 2018Q2: 83,127 shares; 2018Q3: 82,818 shares; 2018Q4: 82,628 shares 82,628$5.18M3.5%-190Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 118,273 shares; 2017Q4: 120,664 shares; 2018Q1: 120,725 shares; 2018Q2: 121,072 shares; 2018Q3: 121,057 shares; 2018Q4: 120,382 shares 120,382$4.93M3.34%-675Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 244,548 shares; 2017Q4: 241,525 shares; 2018Q1: 258,653 shares; 2018Q2: 258,608 shares; 2018Q3: 556,868 shares; 2018Q4: 531,603 shares 531,603$4.93M3.34%-25,265Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 121,643 shares; 2017Q4: 121,550 shares; 2018Q1: 121,484 shares; 2018Q2: 121,423 shares; 2018Q3: 121,178 shares; 2018Q4: 129,484 shares 129,484$4.1M2.77%+8,306Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,535 shares; 2017Q4: 4,535 shares; 2018Q1: 4,535 shares; 2018Q2: 6,286 shares; 2018Q3: 173,804 shares; 2018Q4: 137,936 shares 137,936$3.94M2.66%-35,868Timeline
BDXBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,620 shares; 2017Q4: 17,460 shares; 2018Q1: 17,440 shares; 2018Q2: 17,170 shares; 2018Q3: 17,000 shares; 2018Q4: 16,750 shares 16,750$3.77M2.55%-250Timeline
WRBBERKLEY W R CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 46,571 shares; 2017Q4: 46,502 shares; 2018Q1: 46,502 shares; 2018Q2: 46,433 shares; 2018Q3: 46,184 shares; 2018Q4: 45,759 shares 45,759$3.38M2.29%-425Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 43,741 shares; 2017Q4: 45,222 shares; 2018Q1: 45,122 shares; 2018Q2: 47,433 shares; 2018Q3: 47,264 shares; 2018Q4: 46,904 shares 46,904$3.2M2.16%-360Timeline
ESLTELBIT SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 27,609 shares; 2017Q4: 27,359 shares; 2018Q1: 27,359 shares; 2018Q2: 27,269 shares; 2018Q3: 26,891 shares; 2018Q4: 26,491 shares 26,491$3.02M2.04%-400Timeline
ALLALLSTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 32,435 shares; 2017Q4: 32,390 shares; 2018Q1: 32,390 shares; 2018Q2: 35,221 shares; 2018Q3: 35,304 shares; 2018Q4: 34,994 shares 34,994$2.89M1.96%-310Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37,165 shares; 2017Q4: 60,315 shares; 2018Q1: not reported; 2018Q2: 113,030 shares; 2018Q3: 113,621 shares; 2018Q4: 81,466 shares 81,466$2.82M1.91%-32,155Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 53,977 shares; 2017Q4: 53,987 shares; 2018Q1: 53,796 shares; 2018Q2: 52,507 shares; 2018Q3: 52,607 shares; 2018Q4: 52,604 shares 52,604$2.8M1.9%-3
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 48,051 shares; 2017Q4: 51,677 shares; 2018Q1: 51,702 shares; 2018Q2: 51,888 shares; 2018Q3: 51,767 shares; 2018Q4: 41,982 shares 41,982$2.63M1.78%-9,785Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 43,792 shares; 2017Q4: 45,462 shares; 2018Q1: 46,122 shares; 2018Q2: 49,142 shares; 2018Q3: 49,857 shares; 2018Q4: 49,427 shares 49,427$2.58M1.75%-430
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37,713 shares; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,117 shares; 2018Q3: 20,949 shares; 2018Q4: 20,809 shares 20,809$2.52M1.71%-140Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 36,290 shares; 2018Q1: 37,225 shares; 2018Q2: 38,865 shares; 2018Q3: 40,040 shares; 2018Q4: 35,065 shares 35,065$2.51M1.7%-4,975Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 50,510 shares; 2017Q4: 53,025 shares; 2018Q1: 52,935 shares; 2018Q2: 56,810 shares; 2018Q3: 57,295 shares; 2018Q4: 57,035 shares 57,035$2.28M1.55%-260Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 79,117 shares; 2017Q4: 80,141 shares; 2018Q1: 80,141 shares; 2018Q2: 80,141 shares; 2018Q3: 80,041 shares; 2018Q4: 79,581 shares 79,581$2.2M1.49%-460Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 29,395 shares; 2017Q4: 30,795 shares; 2018Q1: 30,795 shares; 2018Q2: 40,014 shares; 2018Q3: 48,794 shares; 2018Q4: 48,697 shares 48,697$2.11M1.43%-97Timeline
MWAMUELLER WTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 51,780 shares; 2017Q4: 53,475 shares; 2018Q1: 55,040 shares; 2018Q2: 245,835 shares; 2018Q3: 249,776 shares; 2018Q4: 226,011 shares 226,011$2.06M1.39%-23,765Timeline
MOG-AMOOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 25,429 shares; 2017Q4: 25,404 shares; 2018Q1: 25,404 shares; 2018Q2: 25,364 shares; 2018Q3: 25,089 shares; 2018Q4: 24,714 shares 24,714$1.92M1.3%-375Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,951 shares; 2017Q4: 40,302 shares; 2018Q1: 40,382 shares; 2018Q2: 40,960 shares; 2018Q3: 41,340 shares; 2018Q4: 27,404 shares 27,404$1.8M1.22%-13,936Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 40,538 shares; 2017Q4: 41,160 shares; 2018Q1: 40,992 shares; 2018Q2: 40,962 shares; 2018Q3: 42,392 shares; 2018Q4: 43,292 shares 43,292$1.65M1.12%+900
ABBNYABB LTD-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 103,945 shares; 2018Q3: 105,030 shares; 2018Q4: 85,640 shares 85,640$1.63M1.1%-19,390Timeline
VIACOM INCVIACOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 68,571 shares; 2017Q4: 67,481 shares; 2018Q1: 68,557 shares; 2018Q2: 74,312 shares; 2018Q3: 77,117 shares; 2018Q4: 61,117 shares 61,117$1.57M1.06%-16,000
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 40,930 shares 40,930$1.54M1.04%new
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 29,194 shares; 2017Q4: 31,234 shares; 2018Q1: 31,284 shares; 2018Q2: 32,696 shares; 2018Q3: 33,041 shares; 2018Q4: 33,831 shares 33,831$1.48M1%+790Timeline
AGCOAGCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 21,101 shares; 2017Q4: 21,101 shares; 2018Q1: 21,101 shares; 2018Q2: 21,101 shares; 2018Q3: 21,503 shares; 2018Q4: 21,503 shares 21,503$1.2M0.81%0Timeline
LGIHLGI HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 26,315 shares; 2018Q3: 26,730 shares; 2018Q4: 25,160 shares 25,160$1.14M0.77%-1,570Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,405 shares; 2017Q4: 7,405 shares; 2018Q1: 7,405 shares; 2018Q2: 7,370 shares; 2018Q3: 7,352 shares; 2018Q4: 7,197 shares 7,197$1.13M0.77%-155Timeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 16,535 shares; 2017Q4: 16,535 shares; 2018Q1: 16,535 shares; 2018Q2: 16,405 shares; 2018Q3: 16,460 shares; 2018Q4: 16,460 shares 16,460$1.1M0.74%0Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,205 shares; 2017Q4: 17,206 shares; 2018Q1: 17,206 shares; 2018Q2: 17,207 shares; 2018Q3: 17,207 shares; 2018Q4: 17,207 shares 17,207$965K0.65%0
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 8,674 shares; 2017Q4: 8,714 shares; 2018Q1: 4,885 shares; 2018Q2: 4,885 shares; 2018Q3: 4,885 shares; 2018Q4: 5,719 shares 5,719$902K0.61%+834Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 13,695 shares; 2017Q4: 14,495 shares; 2018Q1: 14,509 shares; 2018Q2: 14,586 shares; 2018Q3: 14,741 shares; 2018Q4: 14,416 shares 14,416$864K0.58%-325
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,575 shares; 2017Q4: 9,590 shares; 2018Q1: 9,590 shares; 2018Q2: 9,550 shares; 2018Q3: 9,550 shares; 2018Q4: 9,550 shares 9,550$708K0.48%0
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 28,610 shares; 2018Q3: 39,060 shares; 2018Q4: 33,145 shares 33,145$534K0.36%-5,915
PAHCPHIBRO ANIMAL HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 12,355 shares; 2018Q3: 17,715 shares; 2018Q4: 15,155 shares 15,155$487K0.33%-2,560Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,185 shares; 2017Q4: 7,150 shares; 2018Q1: 7,150 shares; 2018Q2: 7,105 shares; 2018Q3: 7,105 shares; 2018Q4: 6,685 shares 6,685$482K0.33%-420Timeline
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,926 shares; 2017Q4: not reported; 2018Q1: 2,926 shares; 2018Q2: 2,926 shares; 2018Q3: 2,929 shares; 2018Q4: 2,860 shares 2,860$438K0.3%-69Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,000 shares; 2017Q4: 5,000 shares; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares 5,000$428K0.29%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3,050 shares; 2017Q4: 3,042 shares; 2018Q1: 3,022 shares; 2018Q2: 3,022 shares; 2018Q3: 3,022 shares; 2018Q4: 3,199 shares 3,199$419K0.28%+177Timeline
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 113 shares; 2017Q4: 113 shares; 2018Q1: 113 shares; 2018Q2: 113 shares; 2018Q3: 113 shares; 2018Q4: 103 shares 103$364K0.25%-10Timeline
SXTSENSIENT TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,500 shares; 2017Q4: 6,500 shares; 2018Q1: 6,500 shares; 2018Q2: 6,500 shares; 2018Q3: 6,500 shares; 2018Q4: 6,500 shares 6,500$363K0.25%0Timeline
TXTTEXTRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,580 shares; 2017Q4: 7,925 shares; 2018Q1: 7,925 shares; 2018Q2: 7,925 shares; 2018Q3: 6,125 shares; 2018Q4: 7,875 shares 7,875$362K0.25%+1,750Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 21,855 shares; 2017Q4: 21,722 shares; 2018Q1: not reported; 2018Q2: 3,200 shares; 2018Q3: 3,200 shares; 2018Q4: 3,200 shares 3,200$354K0.24%0Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,755 shares; 2018Q4: 3,130 shares 3,130$268K0.18%-625Timeline
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,479 shares; 2017Q4: 7,479 shares; 2018Q1: 7,479 shares; 2018Q2: 7,878 shares; 2018Q3: 7,938 shares; 2018Q4: 7,938 shares 7,938$265K0.18%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,160 shares; 2017Q4: 2,080 shares; 2018Q1: 2,080 shares; 2018Q2: 2,562 shares; 2018Q3: 2,562 shares; 2018Q4: 3,329 shares 3,329$254K0.17%+767Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,472 shares; 2017Q4: 4,472 shares; 2018Q1: 4,472 shares; 2018Q2: 4,472 shares; 2018Q3: 4,472 shares; 2018Q4: 4,395 shares 4,395$228K0.15%-77Timeline
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 6,130 shares; 2018Q3: 6,425 shares; 2018Q4: 6,425 shares 6,425$227K0.15%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,755 shares; 2017Q4: 1,855 shares; 2018Q1: 1,855 shares; 2018Q2: 1,753 shares; 2018Q3: 1,753 shares; 2018Q4: 2,061 shares 2,061$209K0.14%+308Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24,780 shares; 2017Q4: 25,105 shares; 2018Q1: 25,750 shares; 2018Q2: not reported; 2018Q3: 7,415 shares; 2018Q4: 2,850 shares 2,850$196K0.13%-4,565Timeline
AON PLCAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,270 shares; 2017Q4: 1,270 shares; 2018Q1: 1,270 shares; 2018Q2: 1,317 shares; 2018Q3: 1,317 shares; 2018Q4: 1,257 shares 1,257$183K0.12%-60
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,600 shares; 2017Q4: 1,600 shares; 2018Q1: not reported; 2018Q2: 1,600 shares; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares 1,600$182K0.12%0Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,217 shares; 2017Q4: 1,217 shares; 2018Q1: 1,217 shares; 2018Q2: 1,217 shares; 2018Q3: 1,217 shares; 2018Q4: 1,165 shares 1,165$154K0.1%-52Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,080 shares; 2017Q4: 1,080 shares; 2018Q1: 1,080 shares; 2018Q2: 1,102 shares; 2018Q3: 1,102 shares; 2018Q4: 1,102 shares 1,102$152K0.1%0Timeline
BF-BBROWN FORMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,080 shares; 2017Q4: 2,080 shares; 2018Q1: 2,594 shares; 2018Q2: 2,594 shares; 2018Q3: 3,144 shares; 2018Q4: 3,144 shares 3,144$150K0.1%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,522 shares; 2017Q4: 2,492 shares; 2018Q1: 2,527 shares; 2018Q2: 1,982 shares; 2018Q3: 2,193 shares; 2018Q4: 2,140 shares 2,140$148K0.1%-53Timeline
EXPEAGLE MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,820 shares; 2017Q4: 4,975 shares; 2018Q1: 4,975 shares; 2018Q2: 2,200 shares; 2018Q3: 2,395 shares; 2018Q4: 2,395 shares 2,395$146K0.1%0Timeline
SMGSCOTTS MIRACLE-GRO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,390 shares; 2017Q4: 2,390 shares; 2018Q1: 2,390 shares; 2018Q2: 2,315 shares; 2018Q3: 2,315 shares; 2018Q4: 2,315 shares 2,315$142K0.1%0Timeline
CIZNCITIZENS HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,580 shares; 2017Q4: 6,580 shares; 2018Q1: 6,580 shares; 2018Q2: 6,580 shares; 2018Q3: 6,580 shares; 2018Q4: 6,580 shares 6,580$138K0.09%0Timeline
VEEVVEEVA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 625 shares; 2017Q4: 1,455 shares; 2018Q1: 1,455 shares; 2018Q2: 1,430 shares; 2018Q3: 1,430 shares; 2018Q4: 1,430 shares 1,430$128K0.09%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,700 shares; 2017Q4: 1,700 shares; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,700 shares; 2018Q4: 1,700 shares 1,700$109K0.07%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 191 shares; 2017Q4: 191 shares; 2018Q1: 191 shares; 2018Q2: 191 shares; 2018Q3: 191 shares; 2018Q4: 753 shares 753$97K0.07%+562Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,469 shares; 2017Q4: 1,403 shares; 2018Q1: 1,403 shares; 2018Q2: 1,374 shares; 2018Q3: 1,254 shares; 2018Q4: 1,139 shares 1,139$96K0.06%-115Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,874 shares; 2017Q4: 1,884 shares; 2018Q1: 1,896 shares; 2018Q2: 1,786 shares; 2018Q3: 1,786 shares; 2018Q4: 3,202 shares 3,202$91K0.06%+1,416Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 200 shares; 2017Q4: 200 shares; 2018Q1: 310 shares; 2018Q2: 310 shares; 2018Q3: 310 shares; 2018Q4: 310 shares 310$83K0.06%0Timeline
LMNRLIMONEIRA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 4,170 shares; 2018Q1: 4,170 shares; 2018Q2: 4,170 shares; 2018Q3: 4,170 shares; 2018Q4: 4,170 shares 4,170$82K0.06%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 87 shares; 2017Q4: 87 shares; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares; 2018Q4: 71 shares 71$74K0.05%-16Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,725 shares; 2018Q3: 1,725 shares; 2018Q4: 1,725 shares 1,725$74K0.05%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 84 shares; 2018Q1: 84 shares; 2018Q2: 148 shares; 2018Q3: 148 shares; 2018Q4: 1,248 shares 1,248$70K0.05%+1,100Timeline
PIIPOLARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,360 shares; 2018Q4: 910 shares 910$70K0.05%-2,450Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,400 shares; 2017Q4: 10,400 shares; 2018Q1: 10,400 shares; 2018Q2: 5,800 shares; 2018Q3: 5,800 shares; 2018Q4: 5,510 shares 5,510$70K0.05%-290Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10 shares; 2017Q4: 10 shares; 2018Q1: 10 shares; 2018Q2: 45 shares; 2018Q3: 45 shares; 2018Q4: 45 shares 45$68K0.05%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,411 shares; 2017Q4: 10,411 shares; 2018Q1: 10,411 shares; 2018Q2: 201 shares; 2018Q3: 201 shares; 2018Q4: 683 shares 683$63K0.04%+482Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,650 shares; 2017Q4: 2,650 shares; 2018Q1: 2,650 shares; 2018Q2: 2,650 shares; 2018Q3: 2,650 shares; 2018Q4: 1,250 shares 1,250$59K0.04%-1,400Timeline
WAFDWAFD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,855 shares; 2017Q4: 1,855 shares; 2018Q1: 1,855 shares; 2018Q2: 1,855 shares; 2018Q3: 2,155 shares; 2018Q4: 2,155 shares 2,155$58K0.04%0Timeline
ALKALASKA AIR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 980 shares; 2017Q4: 980 shares; 2018Q1: 980 shares; 2018Q2: 930 shares; 2018Q3: 930 shares; 2018Q4: 930 shares 930$57K0.04%0Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 470 shares; 2017Q4: 484 shares; 2018Q1: 490 shares; 2018Q2: 512 shares; 2018Q3: 516 shares; 2018Q4: 512 shares 512$56K0.04%-4Timeline
ODCOIL DRI CORP AMERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,655 shares; 2017Q4: 2,655 shares; 2018Q1: 2,655 shares; 2018Q2: 2,095 shares; 2018Q3: 2,095 shares; 2018Q4: 2,095 shares 2,095$56K0.04%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,650 shares; 2017Q4: 4,650 shares; 2018Q1: 4,650 shares; 2018Q2: 220 shares; 2018Q3: 220 shares; 2018Q4: 220 shares 220$55K0.04%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,124 shares 1,124$53K0.04%newTimeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 600 shares; 2017Q4: 600 shares; 2018Q1: 600 shares; 2018Q2: 260 shares; 2018Q3: 260 shares; 2018Q4: 260 shares 260$51K0.03%0Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 950 shares; 2017Q4: 950 shares; 2018Q1: 950 shares; 2018Q2: 520 shares; 2018Q3: 520 shares; 2018Q4: 520 shares 520$50K0.03%0
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 666 shares 666$48K0.03%newTimeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,910 shares; 2017Q4: 2,325 shares; 2018Q1: 2,325 shares; 2018Q2: 2,200 shares; 2018Q3: 2,200 shares; 2018Q4: 2,200 shares 2,200$45K0.03%0Timeline
USFDUS FOODS HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,390 shares; 2018Q4: 1,390 shares 1,390$44K0.03%0Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 509 shares 509$42K0.03%newTimeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,133 shares; 2017Q4: 1,133 shares; 2018Q1: 1,233 shares; 2018Q2: 330 shares; 2018Q3: 435 shares; 2018Q4: 365 shares 365$40K0.03%-70Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 180 shares; 2017Q4: 180 shares; 2018Q1: 180 shares; 2018Q2: 180 shares; 2018Q3: 180 shares; 2018Q4: 180 shares 180$37K0.03%0Timeline
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 721 shares; 2017Q4: 721 shares; 2018Q1: 721 shares; 2018Q2: 286 shares; 2018Q3: 286 shares; 2018Q4: 286 shares 286$37K0.03%0Timeline
SMBCSOUTHERN MO BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,000 shares; 2017Q4: 1,000 shares; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares 1,000$34K0.02%0Timeline
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 600 shares; 2017Q4: 1,030 shares; 2018Q1: 1,030 shares; 2018Q2: 555 shares; 2018Q3: 555 shares; 2018Q4: 555 shares 555$32K0.02%0
AUBNAUBURN NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,000 shares; 2017Q4: 1,000 shares; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares 1,000$32K0.02%0Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 254 shares; 2017Q4: 254 shares; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 254 shares; 2018Q4: 180 shares 180$31K0.02%-74Timeline
SLFSUN LIFE FINANCIAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,480 shares; 2017Q4: 1,480 shares; 2018Q1: 1,480 shares; 2018Q2: 1,480 shares; 2018Q3: 1,565 shares; 2018Q4: 920 shares 920$31K0.02%-645Timeline
DOMTAR CORPDOMTAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 881 shares 881$31K0.02%new
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 254 shares; 2017Q4: 254 shares; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 254 shares; 2018Q4: 254 shares 254$28K0.02%0Timeline
GRCGORMAN RUPP COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 850 shares; 2018Q4: 850 shares 850$28K0.02%0Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,771 shares; 2017Q4: 1,571 shares; 2018Q1: 271 shares; 2018Q2: 271 shares; 2018Q3: 271 shares; 2018Q4: 271 shares 271$25K0.02%0Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 100 shares; 2017Q4: 110 shares; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 110 shares; 2018Q4: 110 shares 110$25K0.02%0Timeline
AAALCOA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 984 shares; 2017Q4: 984 shares; 2018Q1: 984 shares; 2018Q2: 932 shares; 2018Q3: 932 shares; 2018Q4: 932 shares 932$25K0.02%0Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 338 shares; 2017Q4: 529 shares; 2018Q1: 526 shares; 2018Q2: 316 shares; 2018Q3: 316 shares; 2018Q4: 269 shares 269$24K0.02%-47Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 589 shares 589$22K0.01%newTimeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 400 shares; 2017Q4: 400 shares; 2018Q1: 400 shares; 2018Q2: 461 shares; 2018Q3: 461 shares; 2018Q4: 461 shares 461$21K0.01%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 360 shares; 2018Q3: 360 shares; 2018Q4: 360 shares 360$21K0.01%0Timeline
ACAARCOSA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 730 shares 730$20K0.01%newTimeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 352 shares; 2017Q4: 352 shares; 2018Q1: 352 shares; 2018Q2: 337 shares; 2018Q3: 337 shares; 2018Q4: 337 shares 337$20K0.01%0
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3,500 shares; 2017Q4: 3,500 shares; 2018Q1: 3,500 shares; 2018Q2: 3,500 shares; 2018Q3: 3,500 shares; 2018Q4: 3,500 shares 3,500$20K0.01%0
MLPMAUI LD & PINEAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares 2,000$20K0.01%0Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 234 shares; 2017Q4: 206 shares; 2018Q1: 206 shares; 2018Q2: 203 shares; 2018Q3: 203 shares; 2018Q4: 203 shares 203$17K0.01%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 95 shares; 2017Q4: 95 shares; 2018Q1: 95 shares; 2018Q2: 126 shares; 2018Q3: 161 shares; 2018Q4: 161 shares 161$15K0.01%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 45 shares; 2018Q4: 45 shares 45$15K0.01%0Timeline
BZUNBAOZUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 515 shares; 2018Q3: 515 shares; 2018Q4: 515 shares 515$15K0.01%0Timeline
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,000 shares; 2017Q4: 2,000 shares; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares 2,000$14K0.01%0
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24 shares; 2017Q4: 24 shares; 2018Q1: 24 shares; 2018Q2: 24 shares; 2018Q3: 24 shares; 2018Q4: 12 shares 12$13K0.01%-12Timeline
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 120 shares; 2017Q4: 120 shares; 2018Q1: 240 shares; 2018Q2: 240 shares; 2018Q3: 240 shares; 2018Q4: 240 shares 240$11K0.01%0Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 800 shares; 2017Q4: 800 shares; 2018Q1: 800 shares; 2018Q2: 800 shares; 2018Q3: 800 shares; 2018Q4: 800 shares 800$10K0.01%0Timeline
MARATHON OIL CORPMARATHON OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 688 shares; 2017Q4: 688 shares; 2018Q1: 688 shares; 2018Q2: 528 shares; 2018Q3: 528 shares; 2018Q4: 528 shares 528$8K0.01%0
RYAMRAYONIER ADVANCED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 790 shares; 2018Q4: 790 shares 790$8K0.01%0Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 172 shares; 2018Q3: 172 shares; 2018Q4: 172 shares 172$7K<0.01%0Timeline
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,975 shares; 2017Q4: 1,975 shares; 2018Q1: 1,975 shares; 2018Q2: 1,975 shares; 2018Q3: 1,975 shares; 2018Q4: 1,450 shares 1,450$7K<0.01%-525
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 35 shares; 2018Q1: 35 shares; 2018Q2: 82 shares; 2018Q3: 82 shares; 2018Q4: 82 shares 82$6K<0.01%0Timeline
ALEXALEXANDER & BALDWIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 57,252 shares; 2017Q4: 57,237 shares; 2018Q1: 90,027 shares; 2018Q2: 90,027 shares; 2018Q3: 90,459 shares; 2018Q4: 307 shares 307$6K<0.01%-90,152Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 24 shares; 2018Q1: 24 shares; 2018Q2: 56 shares; 2018Q3: 56 shares; 2018Q4: 56 shares 56$5K<0.01%0Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 44 shares; 2017Q4: 44 shares; 2018Q1: 44 shares; 2018Q2: 63 shares; 2018Q3: 63 shares; 2018Q4: 19 shares 19$5K<0.01%-44Timeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 125 shares; 2018Q3: 125 shares; 2018Q4: 125 shares 125$5K<0.01%0Timeline
NMRKNEWMARK GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 672 shares 672$5K<0.01%newTimeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 11 shares; 2018Q3: 11 shares; 2018Q4: 11 shares 11$4K<0.01%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 19,111 shares; 2017Q4: 18,756 shares; 2018Q1: not reported; 2018Q2: 82 shares; 2018Q3: 82 shares; 2018Q4: 82 shares 82$4K<0.01%0Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 345 shares; 2017Q4: 345 shares; 2018Q1: 345 shares; 2018Q2: 60 shares; 2018Q3: 60 shares; 2018Q4: 60 shares 60$4K<0.01%0Timeline
REZIRESIDEO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 194 shares 194$4K<0.01%newTimeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 45 shares; 2018Q4: 45 shares 45$4K<0.01%0Timeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 25 shares; 2018Q3: 25 shares; 2018Q4: 25 shares 25$4K<0.01%0
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 18 shares; 2018Q3: 18 shares; 2018Q4: 18 shares 18$3K<0.01%0Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 36 shares; 2018Q1: 36 shares; 2018Q2: 36 shares; 2018Q3: 36 shares; 2018Q4: 36 shares 36$2K<0.01%0Timeline
ITWILLINOIS TOOL WKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 15 shares; 2018Q3: 15 shares; 2018Q4: 15 shares 15$2K<0.01%0Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10 shares; 2017Q4: 10 shares; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares 8$2K<0.01%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 108 shares; 2017Q4: 108 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares; 2018Q4: 15 shares 15$2K<0.01%0Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 15 shares; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 15 shares; 2018Q4: 15 shares 15$2K<0.01%0Timeline
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 43 shares; 2018Q3: 43 shares; 2018Q4: 43 shares 43$2K<0.01%0Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 34 shares; 2018Q3: 34 shares; 2018Q4: 34 shares 34$2K<0.01%0Timeline
SHOOMADDEN STEVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37 shares; 2017Q4: 37 shares; 2018Q1: 37 shares; 2018Q2: 37 shares; 2018Q3: 37 shares; 2018Q4: 55 shares 55$2K<0.01%+18Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 45 shares; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 45 shares; 2018Q4: 45 shares 45$1K<0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 16 shares; 2018Q1: 16 shares; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares 16$1K<0.01%0Timeline
GTXGARRETT MOTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 115 shares 115$1K<0.01%newTimeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 47 shares; 2017Q4: 47 shares; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 47 shares; 2018Q4: 46 shares 46$1K<0.01%-1Timeline
PLAYDAVE & BUSTERS ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares 30$1K<0.01%newTimeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 141,321 shares; 2017Q4: 142,501 shares; 2018Q1: 144,820 shares; 2018Q2: 145,783 shares; 2018Q3: 146,305 shares; 2018Q4: 0 shares 0$00%-146,305Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
GRUBHUB INCGRUBHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6 shares; 2018Q4: 6 shares 6$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SNAP ON INCSNAP ON INC COMcall2,000$0new

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CIBRFIRST TR EXCHANGE-TRADED FD41,635$1.19Mshares
BBVABANCO BILBAO VIZCAYA ARGENTA176,535$1.11Mshares
HASHASBRO INC7,150$752Kshares
Cyber Security ETFCyber Security ETF7,960$319Kshares
CKXCKX LDS INC10,565$107Kshares
AXTAAXALTA COATING SYS LTD3,000$87Kshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL1,000$43Kshares
AVID TECHNOLOGY INCAVID TECHNOLOGY INC7,000$42Kshares
SNAPSNAP INC3,975$34Kshares
FXIISHARES TR570$24Kshares
REDFIN CORPREDFIN CORP1,000$19Kshares
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD210$7Kshares
NOCNORTHROP GRUMMAN CORP19$6Kshares
CERNER CORPCERNER CORP55$4Kshares
EMREMERSON ELEC CO43$3Kshares
ALKSALKERMES PLC70$3Kshares
PHMPULTE GROUP INC30$1Kshares
SQMSOCIEDAD QUIMICA Y MINERA DE20$1Kshares
XRTSPDR SERIES TRUST15$1Kshares
MAMASTERCARD INCORPORATED2$0shares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC5$0shares
MOMO INCMOMO INC5$0shares
Call (snap) Snap Inc Cl A J…Call (snap) Snap Inc Cl A Jan 18 …20,000$0call

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-19-000850 base2019-02-07acceptance time not in the bulk data set