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Disclosery

Stevens First Principles Investment Advisors

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13F filer, CIK 1388076, NEWPORT BEACH, CA

Stevens First Principles Investment Advisors reported $174,103,000 across 168 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-06. Its ten largest share positions make up 42.92% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-18-006903

Period
2018-09-30
Reported value
$174M
Holdings
168
Top 10 weight
42.92%
New
15
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Tadded+167,518$5.62M
NUVadded+298,260$2.79M
ETNnew+7,415$643K
CSCOadded+8,780$427K
ZTSnew+3,755$344K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WIWexited-734,412-$8.19M
MAXAR TECHNOLOGIES LTDreduced-13,715-$457K
TXTreduced-1,800-$166K
CAHexited-3,000-$146K
PYPLreduced-1,290-$113K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001214659-18-006903, largest first. % of portfolio is the value over $174,103,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 167,410 shares; 2017Q4: 167,275 shares; 2018Q1: 167,040 shares; 2018Q2: 165,446 shares; 2018Q3: 164,156 shares 164,156$14.4M8.28%-1,290Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 153,623 shares; 2017Q4: 153,279 shares; 2018Q1: 153,280 shares; 2018Q2: 149,824 shares; 2018Q3: 148,337 shares 148,337$11M6.31%-1,487Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 245,186 shares; 2017Q4: 245,948 shares; 2018Q1: 247,692 shares; 2018Q2: 246,767 shares; 2018Q3: 246,667 shares 246,667$7.96M4.57%-100Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,271 shares; 2017Q4: 39,241 shares; 2018Q1: 39,131 shares; 2018Q2: 38,576 shares; 2018Q3: 38,406 shares 38,406$6.93M3.98%-170Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 118,273 shares; 2017Q4: 120,664 shares; 2018Q1: 120,725 shares; 2018Q2: 121,072 shares; 2018Q3: 121,057 shares 121,057$6.09M3.5%-15Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 83,528 shares; 2017Q4: 83,529 shares; 2018Q1: 83,530 shares; 2018Q2: 83,127 shares; 2018Q3: 82,818 shares 82,818$6.07M3.48%-309Timeline
CHDCHURCH & DWIGHT CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 102,611 shares; 2017Q4: 102,512 shares; 2018Q1: 102,513 shares; 2018Q2: 101,859 shares; 2018Q3: 101,610 shares 101,610$6.03M3.47%-249Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,535 shares; 2017Q4: 4,535 shares; 2018Q1: 4,535 shares; 2018Q2: 6,286 shares; 2018Q3: 173,804 shares 173,804$5.84M3.35%+167,518Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 244,548 shares; 2017Q4: 241,525 shares; 2018Q1: 258,653 shares; 2018Q2: 258,608 shares; 2018Q3: 556,868 shares 556,868$5.21M2.99%+298,260Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 31,955 shares; 2017Q4: 31,925 shares; 2018Q1: 31,746 shares; 2018Q2: 31,126 shares; 2018Q3: 31,051 shares 31,051$5.2M2.99%-75Timeline
PCHPOTLATCHDELTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 121,643 shares; 2017Q4: 121,550 shares; 2018Q1: 121,484 shares; 2018Q2: 121,423 shares; 2018Q3: 121,178 shares 121,178$4.96M2.85%-245Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37,165 shares; 2017Q4: 60,315 shares; 2018Q1: not reported; 2018Q2: 113,030 shares; 2018Q3: 113,621 shares 113,621$4.79M2.75%+591Timeline
BDXBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,620 shares; 2017Q4: 17,460 shares; 2018Q1: 17,440 shares; 2018Q2: 17,170 shares; 2018Q3: 17,000 shares 17,000$4.44M2.55%-170Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 43,741 shares; 2017Q4: 45,222 shares; 2018Q1: 45,122 shares; 2018Q2: 47,433 shares; 2018Q3: 47,264 shares 47,264$4.02M2.31%-169Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 48,051 shares; 2017Q4: 51,677 shares; 2018Q1: 51,702 shares; 2018Q2: 51,888 shares; 2018Q3: 51,767 shares 51,767$4M2.3%-121Timeline
WRBBERKLEY W R CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 46,571 shares; 2017Q4: 46,502 shares; 2018Q1: 46,502 shares; 2018Q2: 46,433 shares; 2018Q3: 46,184 shares 46,184$3.69M2.12%-249Timeline
ALLALLSTATE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 32,435 shares; 2017Q4: 32,390 shares; 2018Q1: 32,390 shares; 2018Q2: 35,221 shares; 2018Q3: 35,304 shares 35,304$3.48M2%+83Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 53,977 shares; 2017Q4: 53,987 shares; 2018Q1: 53,796 shares; 2018Q2: 52,507 shares; 2018Q3: 52,607 shares 52,607$3.38M1.94%+100
ESLTELBIT SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 27,609 shares; 2017Q4: 27,359 shares; 2018Q1: 27,359 shares; 2018Q2: 27,269 shares; 2018Q3: 26,891 shares 26,891$3.38M1.94%-378Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 39,951 shares; 2017Q4: 40,302 shares; 2018Q1: 40,382 shares; 2018Q2: 40,960 shares; 2018Q3: 41,340 shares 41,340$3.25M1.87%+380Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 43,792 shares; 2017Q4: 45,462 shares; 2018Q1: 46,122 shares; 2018Q2: 49,142 shares; 2018Q3: 49,857 shares 49,857$3.21M1.84%+715
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 141,321 shares; 2017Q4: 142,501 shares; 2018Q1: 144,820 shares; 2018Q2: 145,783 shares; 2018Q3: 146,305 shares 146,305$3.17M1.82%+522Timeline
MWAMUELLER WTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 51,780 shares; 2017Q4: 53,475 shares; 2018Q1: 55,040 shares; 2018Q2: 245,835 shares; 2018Q3: 249,776 shares 249,776$2.88M1.65%+3,941Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 36,290 shares; 2018Q1: 37,225 shares; 2018Q2: 38,865 shares; 2018Q3: 40,040 shares 40,040$2.81M1.62%+1,175Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 79,117 shares; 2017Q4: 80,141 shares; 2018Q1: 80,141 shares; 2018Q2: 80,141 shares; 2018Q3: 80,041 shares 80,041$2.71M1.55%-100Timeline
VIACOM INCVIACOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 68,571 shares; 2017Q4: 67,481 shares; 2018Q1: 68,557 shares; 2018Q2: 74,312 shares; 2018Q3: 77,117 shares 77,117$2.6M1.5%+2,805
ABBNYABB LTD-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 103,945 shares; 2018Q3: 105,030 shares 105,030$2.48M1.43%+1,085Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 50,510 shares; 2017Q4: 53,025 shares; 2018Q1: 52,935 shares; 2018Q2: 56,810 shares; 2018Q3: 57,295 shares 57,295$2.46M1.41%+485Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 29,395 shares; 2017Q4: 30,795 shares; 2018Q1: 30,795 shares; 2018Q2: 40,014 shares; 2018Q3: 48,794 shares 48,794$2.37M1.36%+8,780Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37,713 shares; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 21,117 shares; 2018Q3: 20,949 shares 20,949$2.36M1.36%-168Timeline
MOG-AMOOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 25,429 shares; 2017Q4: 25,404 shares; 2018Q1: 25,404 shares; 2018Q2: 25,364 shares; 2018Q3: 25,089 shares 25,089$2.16M1.24%-275Timeline
ALEXALEXANDER & BALDWIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 57,252 shares; 2017Q4: 57,237 shares; 2018Q1: 90,027 shares; 2018Q2: 90,027 shares; 2018Q3: 90,459 shares 90,459$2.05M1.18%+432Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 40,538 shares; 2017Q4: 41,160 shares; 2018Q1: 40,992 shares; 2018Q2: 40,962 shares; 2018Q3: 42,392 shares 42,392$1.7M0.98%+1,430
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,405 shares; 2017Q4: 7,405 shares; 2018Q1: 7,405 shares; 2018Q2: 7,370 shares; 2018Q3: 7,352 shares 7,352$1.5M0.86%-18Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 29,194 shares; 2017Q4: 31,234 shares; 2018Q1: 31,284 shares; 2018Q2: 32,696 shares; 2018Q3: 33,041 shares 33,041$1.46M0.84%+345Timeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 16,535 shares; 2017Q4: 16,535 shares; 2018Q1: 16,535 shares; 2018Q2: 16,405 shares; 2018Q3: 16,460 shares 16,460$1.31M0.76%+55Timeline
AGCOAGCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 21,101 shares; 2017Q4: 21,101 shares; 2018Q1: 21,101 shares; 2018Q2: 21,101 shares; 2018Q3: 21,503 shares 21,503$1.31M0.75%+402Timeline
LGIHLGI HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 26,315 shares; 2018Q3: 26,730 shares 26,730$1.27M0.73%+415Timeline
CIBRFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 41,790 shares; 2017Q4: 42,435 shares; 2018Q1: 42,435 shares; 2018Q2: 42,245 shares; 2018Q3: 41,635 shares 41,635$1.19M0.68%-610Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 17,205 shares; 2017Q4: 17,206 shares; 2018Q1: 17,206 shares; 2018Q2: 17,207 shares; 2018Q3: 17,207 shares 17,207$1.15M0.66%0
BBVABANCO BILBAO VIZCAYA ARGENTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 83,600 shares; 2017Q4: 108,390 shares; 2018Q1: 113,725 shares; 2018Q2: 148,085 shares; 2018Q3: 176,535 shares 176,535$1.11M0.64%+28,450Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 8,674 shares; 2017Q4: 8,714 shares; 2018Q1: 4,885 shares; 2018Q2: 4,885 shares; 2018Q3: 4,885 shares 4,885$1.1M0.63%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 13,695 shares; 2017Q4: 14,495 shares; 2018Q1: 14,509 shares; 2018Q2: 14,586 shares; 2018Q3: 14,741 shares 14,741$1.05M0.6%+155
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 28,610 shares; 2018Q3: 39,060 shares 39,060$953K0.55%+10,450
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,575 shares; 2017Q4: 9,590 shares; 2018Q1: 9,590 shares; 2018Q2: 9,550 shares; 2018Q3: 9,550 shares 9,550$762K0.44%0
PAHCPHIBRO ANIMAL HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 12,355 shares; 2018Q3: 17,715 shares 17,715$760K0.44%+5,360Timeline
HASHASBRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,240 shares; 2017Q4: 7,240 shares; 2018Q1: 7,240 shares; 2018Q2: 7,150 shares; 2018Q3: 7,150 shares 7,150$752K0.43%0Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24,780 shares; 2017Q4: 25,105 shares; 2018Q1: 25,750 shares; 2018Q2: not reported; 2018Q3: 7,415 shares 7,415$643K0.37%newTimeline
TXTTEXTRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,580 shares; 2017Q4: 7,925 shares; 2018Q1: 7,925 shares; 2018Q2: 7,925 shares; 2018Q3: 6,125 shares 6,125$566K0.33%-1,800Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,185 shares; 2017Q4: 7,150 shares; 2018Q1: 7,150 shares; 2018Q2: 7,105 shares; 2018Q3: 7,105 shares 7,105$516K0.3%0Timeline
EWEDWARDS LIFESCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,926 shares; 2017Q4: not reported; 2018Q1: 2,926 shares; 2018Q2: 2,926 shares; 2018Q3: 2,929 shares 2,929$510K0.29%+3Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3,050 shares; 2017Q4: 3,042 shares; 2018Q1: 3,022 shares; 2018Q2: 3,022 shares; 2018Q3: 3,022 shares 3,022$497K0.29%0Timeline
SXTSENSIENT TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,500 shares; 2017Q4: 6,500 shares; 2018Q1: 6,500 shares; 2018Q2: 6,500 shares; 2018Q3: 6,500 shares 6,500$497K0.29%0Timeline
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 113 shares; 2017Q4: 113 shares; 2018Q1: 113 shares; 2018Q2: 113 shares; 2018Q3: 113 shares 113$419K0.24%0Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 5,000 shares; 2017Q4: 5,000 shares; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares 5,000$385K0.22%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 21,855 shares; 2017Q4: 21,722 shares; 2018Q1: not reported; 2018Q2: 3,200 shares; 2018Q3: 3,200 shares 3,200$358K0.21%0Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,755 shares 3,755$344K0.2%newTimeline
PIIPOLARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,360 shares 3,360$339K0.19%newTimeline
Cyber Security ETFCyber Security ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,030 shares; 2017Q4: 7,960 shares; 2018Q1: 7,960 shares; 2018Q2: 7,960 shares; 2018Q3: 7,960 shares 7,960$319K0.18%0
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,472 shares; 2017Q4: 4,472 shares; 2018Q1: 4,472 shares; 2018Q2: 4,472 shares; 2018Q3: 4,472 shares 4,472$278K0.16%0Timeline
BSXBOSTON SCIENTIFIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 6,130 shares; 2018Q3: 6,425 shares 6,425$247K0.14%+295Timeline
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,479 shares; 2017Q4: 7,479 shares; 2018Q1: 7,479 shares; 2018Q2: 7,878 shares; 2018Q3: 7,938 shares 7,938$232K0.13%+60Timeline
EXPEAGLE MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,820 shares; 2017Q4: 4,975 shares; 2018Q1: 4,975 shares; 2018Q2: 2,200 shares; 2018Q3: 2,395 shares 2,395$204K0.12%+195Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,217 shares; 2017Q4: 1,217 shares; 2018Q1: 1,217 shares; 2018Q2: 1,217 shares; 2018Q3: 1,217 shares 1,217$203K0.12%0Timeline
AON PLCAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,270 shares; 2017Q4: 1,270 shares; 2018Q1: 1,270 shares; 2018Q2: 1,317 shares; 2018Q3: 1,317 shares 1,317$203K0.12%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,755 shares; 2017Q4: 1,855 shares; 2018Q1: 1,855 shares; 2018Q2: 1,753 shares; 2018Q3: 1,753 shares 1,753$200K0.11%0Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,522 shares; 2017Q4: 2,492 shares; 2018Q1: 2,527 shares; 2018Q2: 1,982 shares; 2018Q3: 2,193 shares 2,193$191K0.11%+211Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,160 shares; 2017Q4: 2,080 shares; 2018Q1: 2,080 shares; 2018Q2: 2,562 shares; 2018Q3: 2,562 shares 2,562$182K0.1%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,600 shares; 2017Q4: 1,600 shares; 2018Q1: not reported; 2018Q2: 1,600 shares; 2018Q3: 1,600 shares 1,600$182K0.1%0Timeline
SMGSCOTTS MIRACLE-GRO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,390 shares; 2017Q4: 2,390 shares; 2018Q1: 2,390 shares; 2018Q2: 2,315 shares; 2018Q3: 2,315 shares 2,315$182K0.1%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,080 shares; 2017Q4: 1,080 shares; 2018Q1: 1,080 shares; 2018Q2: 1,102 shares; 2018Q3: 1,102 shares 1,102$179K0.1%0Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,650 shares; 2017Q4: 2,650 shares; 2018Q1: 2,650 shares; 2018Q2: 2,650 shares; 2018Q3: 2,650 shares 2,650$161K0.09%0Timeline
BF-BBROWN FORMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,080 shares; 2017Q4: 2,080 shares; 2018Q1: 2,594 shares; 2018Q2: 2,594 shares; 2018Q3: 3,144 shares 3,144$159K0.09%+550Timeline
VEEVVEEVA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 625 shares; 2017Q4: 1,455 shares; 2018Q1: 1,455 shares; 2018Q2: 1,430 shares; 2018Q3: 1,430 shares 1,430$156K0.09%0Timeline
CIZNCITIZENS HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,580 shares; 2017Q4: 6,580 shares; 2018Q1: 6,580 shares; 2018Q2: 6,580 shares; 2018Q3: 6,580 shares 6,580$155K0.09%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 200 shares; 2017Q4: 200 shares; 2018Q1: 310 shares; 2018Q2: 310 shares; 2018Q3: 310 shares 310$116K0.07%0Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,469 shares; 2017Q4: 1,403 shares; 2018Q1: 1,403 shares; 2018Q2: 1,374 shares; 2018Q3: 1,254 shares 1,254$114K0.07%-120Timeline
LMNRLIMONEIRA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 4,170 shares; 2018Q1: 4,170 shares; 2018Q2: 4,170 shares; 2018Q3: 4,170 shares 4,170$109K0.06%0Timeline
CKXCKX LDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 6,565 shares; 2017Q4: 6,565 shares; 2018Q1: 6,565 shares; 2018Q2: 10,565 shares; 2018Q3: 10,565 shares 10,565$107K0.06%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 87 shares; 2017Q4: 87 shares; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares 87$104K0.06%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,700 shares; 2017Q4: 1,700 shares; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,700 shares 1,700$97K0.06%0Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,400 shares; 2017Q4: 10,400 shares; 2018Q1: 10,400 shares; 2018Q2: 5,800 shares; 2018Q3: 5,800 shares 5,800$97K0.06%0Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,725 shares; 2018Q3: 1,725 shares 1,725$95K0.05%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10 shares; 2017Q4: 10 shares; 2018Q1: 10 shares; 2018Q2: 45 shares; 2018Q3: 45 shares 45$90K0.05%0Timeline
AXTAAXALTA COATING SYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 3,000 shares; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares 3,000$87K0.05%0Timeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,910 shares; 2017Q4: 2,325 shares; 2018Q1: 2,325 shares; 2018Q2: 2,200 shares; 2018Q3: 2,200 shares 2,200$81K0.05%0Timeline
ODCOIL DRI CORP AMERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,655 shares; 2017Q4: 2,655 shares; 2018Q1: 2,655 shares; 2018Q2: 2,095 shares; 2018Q3: 2,095 shares 2,095$81K0.05%0Timeline
WAFDWAFD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,855 shares; 2017Q4: 1,855 shares; 2018Q1: 1,855 shares; 2018Q2: 1,855 shares; 2018Q3: 2,155 shares 2,155$69K0.04%+300Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 4,650 shares; 2017Q4: 4,650 shares; 2018Q1: 4,650 shares; 2018Q2: 220 shares; 2018Q3: 220 shares 220$64K0.04%0Timeline
ALKALASKA AIR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 980 shares; 2017Q4: 980 shares; 2018Q1: 980 shares; 2018Q2: 930 shares; 2018Q3: 930 shares 930$64K0.04%0Timeline
SLFSUN LIFE FINANCIAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,480 shares; 2017Q4: 1,480 shares; 2018Q1: 1,480 shares; 2018Q2: 1,480 shares; 2018Q3: 1,565 shares 1,565$62K0.04%+85Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 950 shares; 2017Q4: 950 shares; 2018Q1: 950 shares; 2018Q2: 520 shares; 2018Q3: 520 shares 520$59K0.03%0
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 470 shares; 2017Q4: 484 shares; 2018Q1: 490 shares; 2018Q2: 512 shares; 2018Q3: 516 shares 516$57K0.03%+4Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 600 shares; 2017Q4: 600 shares; 2018Q1: 600 shares; 2018Q2: 260 shares; 2018Q3: 260 shares 260$54K0.03%0Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 254 shares; 2017Q4: 254 shares; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 254 shares 254$53K0.03%0Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,874 shares; 2017Q4: 1,884 shares; 2018Q1: 1,896 shares; 2018Q2: 1,786 shares; 2018Q3: 1,786 shares 1,786$52K0.03%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,133 shares; 2017Q4: 1,133 shares; 2018Q1: 1,233 shares; 2018Q2: 330 shares; 2018Q3: 435 shares 435$51K0.03%+105Timeline
USFDUS FOODS HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,390 shares 1,390$43K0.02%newTimeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$43K0.02%new
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 600 shares; 2017Q4: 1,030 shares; 2018Q1: 1,030 shares; 2018Q2: 555 shares; 2018Q3: 555 shares 555$42K0.02%0
AVID TECHNOLOGY INCAVID TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 7,000 shares; 2018Q1: 7,000 shares; 2018Q2: 7,000 shares; 2018Q3: 7,000 shares 7,000$42K0.02%0
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 180 shares; 2017Q4: 180 shares; 2018Q1: 180 shares; 2018Q2: 180 shares; 2018Q3: 180 shares 180$39K0.02%0Timeline
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 721 shares; 2017Q4: 721 shares; 2018Q1: 721 shares; 2018Q2: 286 shares; 2018Q3: 286 shares 286$38K0.02%0Timeline
AAALCOA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 984 shares; 2017Q4: 984 shares; 2018Q1: 984 shares; 2018Q2: 932 shares; 2018Q3: 932 shares 932$38K0.02%0Timeline
AUBNAUBURN NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,000 shares; 2017Q4: 1,000 shares; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$38K0.02%0Timeline
SMBCSOUTHERN MO BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,000 shares; 2017Q4: 1,000 shares; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$37K0.02%0Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,720 shares; 2017Q4: 4,430 shares; 2018Q1: 4,430 shares; 2018Q2: 3,975 shares; 2018Q3: 3,975 shares 3,975$34K0.02%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 254 shares; 2017Q4: 254 shares; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 254 shares 254$31K0.02%0Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 338 shares; 2017Q4: 529 shares; 2018Q1: 526 shares; 2018Q2: 316 shares; 2018Q3: 316 shares 316$31K0.02%0Timeline
GRCGORMAN RUPP COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 850 shares 850$31K0.02%newTimeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 24 shares; 2017Q4: 24 shares; 2018Q1: 24 shares; 2018Q2: 24 shares; 2018Q3: 24 shares 24$29K0.02%0Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,771 shares; 2017Q4: 1,571 shares; 2018Q1: 271 shares; 2018Q2: 271 shares; 2018Q3: 271 shares 271$27K0.02%0Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 100 shares; 2017Q4: 110 shares; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 110 shares 110$27K0.02%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 191 shares; 2017Q4: 191 shares; 2018Q1: 191 shares; 2018Q2: 191 shares; 2018Q3: 191 shares 191$26K0.01%0Timeline
MLPMAUI LD & PINEAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$26K0.01%0Timeline
BZUNBAOZUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 515 shares; 2018Q3: 515 shares 515$25K0.01%0Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,850 shares; 2017Q4: 2,365 shares; 2018Q1: 2,365 shares; 2018Q2: 570 shares; 2018Q3: 570 shares 570$24K0.01%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 352 shares; 2017Q4: 352 shares; 2018Q1: 352 shares; 2018Q2: 337 shares; 2018Q3: 337 shares 337$23K0.01%0
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 1,975 shares; 2017Q4: 1,975 shares; 2018Q1: 1,975 shares; 2018Q2: 1,975 shares; 2018Q3: 1,975 shares 1,975$23K0.01%0
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 44 shares; 2017Q4: 44 shares; 2018Q1: 44 shares; 2018Q2: 63 shares; 2018Q3: 63 shares 63$22K0.01%0Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 3,500 shares; 2017Q4: 3,500 shares; 2018Q1: 3,500 shares; 2018Q2: 3,500 shares; 2018Q3: 3,500 shares 3,500$22K0.01%0
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 400 shares; 2017Q4: 400 shares; 2018Q1: 400 shares; 2018Q2: 461 shares; 2018Q3: 461 shares 461$20K0.01%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 360 shares; 2018Q3: 360 shares 360$20K0.01%0Timeline
REDFIN CORPREDFIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$19K0.01%new
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 2,000 shares; 2017Q4: 2,000 shares; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$19K0.01%0
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 234 shares; 2017Q4: 206 shares; 2018Q1: 206 shares; 2018Q2: 203 shares; 2018Q3: 203 shares 203$17K0.01%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10,411 shares; 2017Q4: 10,411 shares; 2018Q1: 10,411 shares; 2018Q2: 201 shares; 2018Q3: 201 shares 201$17K0.01%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 95 shares; 2017Q4: 95 shares; 2018Q1: 95 shares; 2018Q2: 126 shares; 2018Q3: 161 shares 161$15K0.01%+35Timeline
RYAMRAYONIER ADVANCED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 790 shares 790$15K0.01%newTimeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 45 shares 45$12K0.01%0Timeline
MARATHON OIL CORPMARATHON OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 688 shares; 2017Q4: 688 shares; 2018Q1: 688 shares; 2018Q2: 528 shares; 2018Q3: 528 shares 528$12K0.01%0
AFLAFLAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 120 shares; 2017Q4: 120 shares; 2018Q1: 240 shares; 2018Q2: 240 shares; 2018Q3: 240 shares 240$11K0.01%0Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 800 shares; 2017Q4: 800 shares; 2018Q1: 800 shares; 2018Q2: 800 shares; 2018Q3: 800 shares 800$10K0.01%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 84 shares; 2018Q1: 84 shares; 2018Q2: 148 shares; 2018Q3: 148 shares 148$8K<0.01%0Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 172 shares; 2018Q3: 172 shares 172$8K<0.01%0Timeline
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 10,470 shares; 2018Q1: 10,740 shares; 2018Q2: 13,925 shares; 2018Q3: 210 shares 210$7K<0.01%-13,715
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 24 shares; 2018Q1: 24 shares; 2018Q2: 56 shares; 2018Q3: 56 shares 56$6K<0.01%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 35 shares; 2018Q1: 35 shares; 2018Q2: 82 shares; 2018Q3: 82 shares 82$6K<0.01%0Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 19 shares; 2017Q4: 19 shares; 2018Q1: 19 shares; 2018Q2: 19 shares; 2018Q3: 19 shares 19$6K<0.01%0Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 345 shares; 2017Q4: 345 shares; 2018Q1: 345 shares; 2018Q2: 60 shares; 2018Q3: 60 shares 60$5K<0.01%0Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 45 shares 45$5K<0.01%newTimeline
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 125 shares; 2018Q3: 125 shares 125$5K<0.01%0Timeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 25 shares; 2018Q3: 25 shares 25$5K<0.01%0
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 11 shares; 2018Q3: 11 shares 11$4K<0.01%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 19,111 shares; 2017Q4: 18,756 shares; 2018Q1: not reported; 2018Q2: 82 shares; 2018Q3: 82 shares 82$4K<0.01%0Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 7,450 shares; 2017Q4: 7,450 shares; 2018Q1: 7,450 shares; 2018Q2: 345 shares; 2018Q3: 55 shares 55$4K<0.01%-290
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 36 shares; 2018Q1: 36 shares; 2018Q2: 36 shares; 2018Q3: 36 shares 36$3K<0.01%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 18 shares; 2018Q3: 18 shares 18$3K<0.01%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 43 shares; 2018Q3: 43 shares 43$3K<0.01%0Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 34 shares; 2018Q3: 34 shares 34$3K<0.01%0Timeline
ALKSALKERMES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 70 shares; 2018Q2: 70 shares; 2018Q3: 70 shares 70$3K<0.01%0Timeline
ITWILLINOIS TOOL WKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 15 shares; 2018Q3: 15 shares 15$2K<0.01%0Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 10 shares; 2017Q4: 10 shares; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares 8$2K<0.01%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 108 shares; 2017Q4: 108 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares 15$2K<0.01%newTimeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 15 shares; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 15 shares 15$2K<0.01%0Timeline
LLOEWS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 43 shares; 2018Q3: 43 shares 43$2K<0.01%0Timeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 47 shares; 2017Q4: 47 shares; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 47 shares 47$2K<0.01%0Timeline
SHOOMADDEN STEVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 37 shares; 2017Q4: 37 shares; 2018Q1: 37 shares; 2018Q2: 37 shares; 2018Q3: 37 shares 37$2K<0.01%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 45 shares; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 45 shares 45$1K<0.01%0Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: 16 shares; 2018Q1: 16 shares; 2018Q2: 16 shares; 2018Q3: 16 shares 16$1K<0.01%0Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 190,315 shares; 2017Q4: 203,036 shares; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 30 shares 30$1K<0.01%newTimeline
SQMSOCIEDAD QUIMICA Y MINERA DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares 20$1K<0.01%0Timeline
GRUBHUB INCGRUBHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6 shares 6$1K<0.01%new
XRTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 15 shares 15$1K<0.01%0Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
MOMO INCMOMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: 500 shares; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
Call (snap) Snap Inc Cl A J…Call (snap) Snap Inc Cl A Jan 18 … CALLcall20,000$0new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WIWWESTERN AST INFL LKD OPP & I734,412$8.19Mshares
CAHCARDINAL HEALTH INC3,000$146Kshares
NKENIKE INC200$16Kshares
SNAP ON INCSNAP ON INC2,000$2Kcall
IEMGISHARES INC12$1Kshares
LEMBISHARES INC10$0shares
FFORD MTR CO25$0shares
FC GLOBAL RLTY INCFC GLOBAL RLTY INC210$0shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-18-006903 base2018-11-06acceptance time not in the bulk data set