Stevens First Principles Investment Advisors

13F filer, CIK 1388076, NEWPORT BEACH, CA

Stevens First Principles Investment Advisors reported $183,866,000 across 178 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-03. Its ten largest share positions make up 37.96% of the portfolio.

Filed 2017-11-03 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0001214659-17-006364

Period: 2017-09-30
Reported value: $184M
Holdings: 178
Top 10 weight: 37.96%
New: 16
Sold out: 25

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPROTT PHYSICAL GOLD SILVERadded	+382,668	$4.85M
DOWDUPONT INCnew	+53,977	$3.74M
WIWadded	+108,560	$1.22M
BBVAnew	+83,600	$746K
EXPadded	+3,295	$351K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DU PONT E I DE NEMOURS & COexited	-21,105	-$1.7M
Dow Chemical Companyexited	-26,943	-$1.7M
KEWLexited	-13,352	-$1.4M
VCA ANTECH INCexited	-8,430	-$778K
MONSANTO CO NEWexited	-5,000	-$592K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001214659-17-006364, largest first. % of portfolio is the value over $183,866,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
PYPLPAYPAL HLDGS INC	167,410	$10.7M	5.83%	-65		Timeline
WYWEYERHAEUSER CO	245,186	$8.34M	4.54%	+1,639		Timeline
CSXCSX CORP	153,623	$8.34M	4.53%	-514		Timeline
WIWWESTERN AST INFL LKD OPP & I	625,271	$7.05M	3.84%	+108,560		Timeline
DXJWISDOMTREE TR	128,283	$7.02M	3.82%	+1,270		Timeline
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	528,723	$6.7M	3.64%	+382,668
PCHPOTLATCHDELTIC CORP	121,643	$6.2M	3.37%	-786		Timeline
PHMPULTE GROUP INC	190,315	$5.2M	2.83%	+905		Timeline
NSCNORFOLK SOUTHN CORP	39,271	$5.19M	2.82%	-80		Timeline
ADMARCHER DANIELS MIDLAND CO	118,273	$5.03M	2.73%	+2,462		Timeline
CHDCHURCH & DWIGHT CO INC	102,611	$4.97M	2.7%	-159		Timeline
NEENEXTERA ENERGY INC	31,955	$4.68M	2.55%	-134		Timeline
GLDSPDR GOLD TR	37,713	$4.58M	2.49%	0		Timeline
SYYSYSCO CORP	83,528	$4.51M	2.45%	+2		Timeline
ESLTELBIT SYS LTD	27,609	$4.06M	2.21%	-125		Timeline
VODVODAFONE GROUP PLC	141,321	$4.02M	2.19%	+1,636		Timeline
GILDGILEAD SCIENCES INC	48,051	$3.89M	2.12%	-1,585		Timeline
DOWDUPONT INCDOWDUPONT INC	53,977	$3.74M	2.03%	new
NVSNOVARTIS AG	43,306	$3.72M	2.02%	+55		Timeline
XOMEXXON MOBIL CORP	43,741	$3.59M	1.95%	+1,666		Timeline
BDXBECTON DICKINSON & CO	17,620	$3.45M	1.88%	0		Timeline
CVSCVS HEALTH CORP	39,951	$3.25M	1.77%	+235		Timeline
HEDJWISDOMTREE TR	49,105	$3.18M	1.73%	+545		Timeline
WRBBERKLEY W R CORP	46,571	$3.11M	1.69%	+1		Timeline
ALLALLSTATE CORP	32,435	$2.98M	1.62%	0		Timeline
ALEXALEXANDER & BALDWIN INC	57,252	$2.65M	1.44%	0		Timeline
NUVNUVEEN MUN VALUE FD INC	244,548	$2.5M	1.36%	+20,433		Timeline
PEPPEPSICO INC	21,855	$2.44M	1.32%	-60		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	43,792	$2.34M	1.27%	+4,540
GENERAL ELEC COGENERAL ELEC CO	96,827	$2.34M	1.27%	+10,676
RYNRAYONIER INC	79,117	$2.29M	1.24%	+241		Timeline
CAHCARDINAL HEALTH INC	32,510	$2.18M	1.18%	+220		Timeline
MOG-AMOOG INC	25,429	$2.12M	1.15%	0		Timeline
MDLZMONDELEZ INTL INC	50,510	$2.05M	1.12%	+715		Timeline
VIACOM INCVIACOM INC	68,571	$1.91M	1.04%	+776
ETNEATON CORP PLC	24,780	$1.9M	1.03%	+55		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	40,538	$1.65M	0.9%	+1,785
AGCOAGCO CORP	21,101	$1.56M	0.85%	0		Timeline
GDGENERAL DYNAMICS CORP	7,405	$1.52M	0.83%	0		Timeline
DHID R HORTON INC	37,165	$1.48M	0.81%	+6,395		Timeline
AAPLAPPLE INC	8,674	$1.34M	0.73%	0		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	4,650	$1.17M	0.64%	0		Timeline
PFEPFIZER INC	29,194	$1.04M	0.57%	-200		Timeline
XYLXYLEM INC	16,535	$1.04M	0.56%	+1,150		Timeline
CSCOCISCO SYS INC	29,395	$989K	0.54%	+4,975		Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	17,205	$960K	0.52%	0
PGPROCTER & GAMBLE CO	10,411	$947K	0.52%	+70		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	41,790	$914K	0.5%	+285		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	13,695	$907K	0.49%	-800
KOCOCA COLA CO	19,111	$860K	0.47%	0		Timeline
LENLENNAR CORP	16,200	$855K	0.47%	0		Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	83,600	$746K	0.41%	new		Timeline
HASHASBRO INC	7,240	$707K	0.38%	0		Timeline
MWAMUELLER WTR PRODS INC	51,780	$663K	0.36%	0		Timeline
CERNER CORPCERNER CORP	7,450	$531K	0.29%	0
METAMETA PLATFORMS INC	3,050	$521K	0.28%	0		Timeline
EXPEAGLE MATLS INC	4,820	$514K	0.28%	+3,295		Timeline
SEBSEABOARD CORP DEL	113	$509K	0.28%	0		Timeline
SXTSENSIENT TECHNOLOGIES CORP	6,500	$500K	0.27%	0		Timeline
RSGREPUBLIC SVCS INC	7,185	$475K	0.26%	0		Timeline
RGLDROYAL GOLD INC	5,000	$430K	0.23%	0		Timeline
TXTTEXTRON INC	7,580	$408K	0.22%	+5,930		Timeline
EWEDWARDS LIFESCIENCES CORP	2,926	$320K	0.17%	0		Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	7,575	$311K	0.17%	+650
MCKMCKESSON CORP	1,940	$298K	0.16%	0		Timeline
CHKPCHECK POINT SOFTWARE TECH LT	2,565	$292K	0.16%	0		Timeline
BMYBRISTOL-MYERS SQUIBB CO	4,472	$285K	0.16%	+3,695		Timeline
TRTOOTSIE ROLL INDS INC	7,479	$284K	0.15%	0		Timeline
XYZBLOCK INC	8,600	$248K	0.13%	0		Timeline
KBHKB HOME	9,880	$238K	0.13%	+1,940		Timeline
SMGSCOTTS MIRACLE-GRO CO	2,390	$233K	0.13%	0		Timeline
MDTMEDTRONIC PLC	2,771	$216K	0.12%	0		Timeline
Cyber Security ETFCyber Security ETF	7,030	$212K	0.12%	+3,295
RSXVANECK VECTORS RUSSIA ETF	9,125	$203K	0.11%	0		Timeline
AVAAVISTA CORP	3,790	$196K	0.11%	0		Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	7,045	$196K	0.11%	+2,045
KMBKIMBERLY-CLARK CORP	1,600	$188K	0.1%	0		Timeline
IJRISHARES TR	2,522	$187K	0.1%	-61		Timeline
AON PLCAON PLC	1,270	$186K	0.1%	0
TAT&T INC	4,535	$178K	0.1%	+3,906		Timeline
HONHONEYWELL INTL INC	1,217	$172K	0.09%	0		Timeline
CIZNCITIZENS HOLDING CO	6,580	$164K	0.09%	0		Timeline
ADXADAMS DIVERSIFIED EQUITY FD	10,400	$158K	0.09%	new		Timeline
CECELANESE CORP DEL	1,365	$142K	0.08%	0		Timeline
WLYWILEY JOHN & SONS INC	2,650	$142K	0.08%	0		Timeline
TSNTYSON FOODS INC	2,005	$141K	0.08%	new		Timeline
ITTITT INC	3,095	$137K	0.07%	new		Timeline
MSFTMICROSOFT CORP	1,755	$131K	0.07%	0		Timeline
ODCOIL DRI CORP AMER	2,655	$130K	0.07%	0		Timeline
HDVISHARES TR	1,469	$126K	0.07%	0		Timeline
UNPUNION PAC CORP	1,080	$125K	0.07%	0		Timeline
BF-BBROWN FORMAN CORP	2,080	$113K	0.06%	+100		Timeline
AMGNAMGEN INC	600	$112K	0.06%	0		Timeline
DISDISNEY WALT CO	1,133	$112K	0.06%	-205		Timeline
CBCHUBB LIMITED	721	$103K	0.06%	0		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	950	$103K	0.06%	0
SBUXSTARBUCKS CORP	1,700	$91K	0.05%	0		Timeline
GOOGALPHABET INC	87	$83K	0.05%	+75		Timeline
FXIISHARES TR	1,850	$81K	0.04%	new		Timeline
CHINA FD INCCHINA FD INC	3,840	$78K	0.04%	+3,775
ALKALASKA AIR GROUP INC	980	$75K	0.04%	0		Timeline
MRKMERCK & CO INC	1,160	$74K	0.04%	+200		Timeline
PPLPPL CORP	1,874	$71K	0.04%	+9		Timeline
CKXCKX LDS INC	6,565	$70K	0.04%	+5		Timeline
GAMGENERAL AMERN INVS CO INC	1,850	$67K	0.04%	0		Timeline
WAFDWAFD INC	1,855	$62K	0.03%	0		Timeline
TRNTRINITY INDS INC	1,910	$61K	0.03%	0		Timeline
SLFSUN LIFE FINANCIAL INC.	1,480	$59K	0.03%	0		Timeline
TIPISHARES TR	470	$53K	0.03%	-23		Timeline
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	560	$48K	0.03%	0
AAALCOA CORP	984	$46K	0.03%	0		Timeline
HDHOME DEPOT INC	254	$42K	0.02%	0		Timeline
SNAPSNAP INC	2,720	$40K	0.02%	+1,500		Timeline
NFLXNETFLIX INC.	200	$36K	0.02%	0		Timeline
SMBCSOUTHERN MO BANCORP INC	1,000	$36K	0.02%	0		Timeline
COSTCOSTCO WHOLESALE CORPORATION	213	$35K	0.02%	0		Timeline
VEEVVEEVA SYS INC	625	$35K	0.02%	new		Timeline
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC	600	$35K	0.02%	+210
AUBNAUBURN NATL BANCORP	1,000	$35K	0.02%	0		Timeline
SRESEMPRA	300	$34K	0.02%	0		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	180	$33K	0.02%	0		Timeline
SDYSPDR SERIES TRUST	338	$31K	0.02%	-2		Timeline
CVXCHEVRON CORPORATION	254	$30K	0.02%	0		Timeline
BGC PARTNERS INCBGC PARTNERS INC	1,975	$29K	0.02%	-1,975
JNJJOHNSON & JOHNSON	191	$25K	0.01%	0		Timeline
SOSOUTHERN CO	500	$25K	0.01%	0		Timeline
METMETLIFE INC	460	$24K	0.01%	0		Timeline
GOOGLALPHABET INC	24	$23K	0.01%	0		Timeline
CMGCHIPOTLE MEXICAN GRILL INC	75	$23K	0.01%	0		Timeline
OXYOCCIDENTAL PETE CORP	345	$22K	0.01%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	352	$21K	0.01%	+17
LUMINEX CORP DELLUMINEX CORP DEL	1,030	$21K	0.01%	new
SHYISHARES TR	234	$20K	0.01%	0		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	100	$19K	0.01%	0		Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	3,500	$19K	0.01%	0
IMOIMPERIAL OIL LTD	550	$18K	0.01%	0		Timeline
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	2,000	$18K	0.01%	0
SPIPSPDR SERIES TRUST	300	$17K	0.01%	0		Timeline
MOMO INCMOMO INC	500	$16K	0.01%	new
EXCEXELON CORP	400	$15K	0.01%	0		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	238	$15K	0.01%	0
LMTLOCKHEED MARTIN CORP	44	$14K	0.01%	0		Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	387	$14K	0.01%	0
NACNUVEEN CA DIVI ADV MUN	800	$12K	0.01%	0		Timeline
VVISA INC	108	$11K	0.01%	0		Timeline
AMZNAMAZON COM INC	10	$10K	0.01%	new		Timeline
NKENIKE INC	200	$10K	0.01%	0		Timeline
AFLAFLAC INC	120	$10K	0.01%	0		Timeline
TIME WARNER INCTIME WARNER INC	93	$10K	0.01%	0
MARATHON OIL CORPMARATHON OIL CORP	688	$9K	<0.01%	0
ABBVABBVIE INC	95	$8K	<0.01%	0		Timeline
BAXBAXTER INTL INC	120	$8K	<0.01%	0		Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	215	$8K	<0.01%	0
CELGENE CORPCELGENE CORP	55	$8K	<0.01%	0
DEODIAGEO PLC	50	$7K	<0.01%	0		Timeline
MEDPMEDPACE HLDGS INC	190	$6K	<0.01%	new		Timeline
SHWSHERWIN WILLIAMS CO	14	$5K	<0.01%	0		Timeline
VTVVANGUARD INDEX FDS	50	$5K	<0.01%	0		Timeline
NOCNORTHROP GRUMMAN CORP	19	$5K	<0.01%	0		Timeline
CAGCONAGRA BRANDS INC	130	$4K	<0.01%	0		Timeline
TOLTOLL BROTHERS INC	100	$4K	<0.01%	0		Timeline
SNASNAP ON INC	22	$3K	<0.01%	0		Timeline
NWLNEWELL BRANDS INC	59	$3K	<0.01%	0		Timeline
HSYHERSHEY CO	25	$3K	<0.01%	0		Timeline
ALLERGAN PLCALLERGAN PLC	17	$3K	<0.01%	0
SHIRE PLCSHIRE PLC	19	$3K	<0.01%	0
VOOVANGUARD INDEX FDS	10	$2K	<0.01%	0		Timeline
LWLAMB WESTON HLDGS INC	43	$2K	<0.01%	0		Timeline
BHFBRIGHTHOUSE FINL INC	41	$2K	<0.01%	new		Timeline
ASIXADVANSIX INC	47	$2K	<0.01%	0		Timeline
SHOOMADDEN STEVEN LTD	37	$2K	<0.01%	0		Timeline
IEMGISHARES INC	23	$1K	<0.01%	+2		Timeline
LEMBISHARES INC	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
UTGREAVES UTIL INCOME FD	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO	20	$0	0%	new	Value filed as zero, left out of ratios.
PHOTOMEDEX INCPHOTOMEDEX INC	210	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	3,000	$0	new
CURRENCYSHARES EURO TRUSTCURRENCYSHARES EURO TRUST COM	put	10,500	$0	new

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	21,105	$1.7M	shares
Dow Chemical CompanyDow Chemical Company	26,943	$1.7M	shares
KEWLKEWEENAW LND ASSN CTF INT	13,352	$1.4M	shares
VCA ANTECH INCVCA ANTECH INC	8,430	$778K	shares
MONSANTO CO NEWMONSANTO CO NEW	5,000	$592K	shares
ROSTROSS STORES INC	2,200	$127K	shares
LMNRLIMONEIRA CO	4,170	$99K	shares
ARCONIC INCARCONIC INC	2,957	$67K	shares
AGGISHARES TR	133	$15K	shares
MBBISHARES TR	38	$4K	shares
IGIBISHARES TR	39	$4K	shares
LQDISHARES TR	22	$3K	shares
AGZISHARES TR	29	$3K	shares
PFFISHARES TR	45	$2K	shares
VNQVANGUARD INDEX FDS	22	$2K	shares
BNDVANGUARD BD INDEX FDS	25	$2K	shares
HYGISHARES TR	17	$2K	shares
IGSBISHARES TR	21	$2K	shares
IJHISHARES TR	6	$1K	shares
IVVISHARES TR	4	$1K	shares
VEAVANGUARD TAX-MANAGED FDS	25	$1K	shares
IEFISHARES TR	9	$1K	shares
POWERSHARESPOWERSHARES	31	$1K	shares
Schwab Total Bond Market Fu…Schwab Total Bond Market Fund	98	$1K	shares
EMBISHARES TR	4	$0	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001214659-17-006364	base		2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC