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Spectrum Financial Alliance Ltd LLC

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13F filer, CIK 1566531, NICHOLASVILLE, KY

Spectrum Financial Alliance Ltd LLC reported $407,681,084 across 25 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 95.25% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-25-016597

Period
2025-09-30
Reported value
$408M
Holdings
25
Top 10 weight
95.25%
New
3
Sold out
1

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VGSHadded+60,020$3.53M
UDOWnew+11,576$1.24M
UPROadded+7,191$802K
LMTadded+1,395$696K
MUadded+4,013$671K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Creduced-14,393-$1.46M
BACreduced-17,609-$908K
MARexited-1,263-$326K
SCHWreduced-3,327-$318K
VTIreduced-948-$311K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001214659-25-016597, largest first. % of portfolio is the value over $407,634,522, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 265,490 shares; 2024Q4: 272,153 shares; 2025Q1: 288,451 shares; 2025Q2: 284,484 shares; 2025Q3: 283,377 shares 283,377$61.2M15%-1,107Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 569,873 shares; 2024Q4: 578,323 shares; 2025Q1: 612,964 shares; 2025Q2: 615,678 shares; 2025Q3: 601,285 shares 601,285$61M14.97%-14,393Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,146,884 shares; 2024Q4: 1,009,107 shares; 2025Q1: 1,059,902 shares; 2025Q2: 1,071,647 shares; 2025Q3: 1,054,038 shares 1,054,038$54.4M13.34%-17,609Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 260,505 shares; 2024Q4: 261,117 shares; 2025Q1: 275,028 shares; 2025Q2: 280,986 shares; 2025Q3: 283,087 shares 283,087$47.1M11.55%+2,101Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 72,821 shares; 2024Q4: 74,500 shares; 2025Q1: 81,019 shares; 2025Q2: 86,360 shares; 2025Q3: 87,755 shares 87,755$43.8M10.75%+1,395Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 67,556 shares; 2024Q4: 187,856 shares; 2025Q1: 228,350 shares; 2025Q2: 233,552 shares; 2025Q3: 237,565 shares 237,565$39.7M9.75%+4,013Timeline
GEGE AEROSPACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 98,521 shares; 2024Q4: 101,725 shares; 2025Q1: 110,264 shares; 2025Q2: 113,540 shares; 2025Q3: 113,775 shares 113,775$34.2M8.4%+235Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,206 shares; 2024Q4: 49,613 shares; 2025Q1: 52,480 shares; 2025Q2: 54,126 shares; 2025Q3: 54,798 shares 54,798$25.1M6.15%+672Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 44,747 shares; 2024Q4: 45,884 shares; 2025Q1: 46,372 shares; 2025Q2: 45,629 shares; 2025Q3: 45,585 shares 45,585$11.6M2.84%-44Timeline
UPROPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 29,417 shares; 2025Q2: 83,958 shares; 2025Q3: 91,149 shares 91,149$10.2M2.49%+7,191Timeline
SCHWCHARLES SCHWAB CORP (THE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 107,155 shares; 2024Q4: 102,376 shares; 2025Q1: 95,179 shares; 2025Q2: 91,335 shares; 2025Q3: 88,008 shares 88,008$8.4M2.06%-3,327Timeline
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 96,706 shares; 2024Q4: 29,699 shares; 2025Q1: 30,713 shares; 2025Q2: 35,299 shares; 2025Q3: 95,319 shares 95,319$5.61M1.38%+60,020Timeline
UDOWPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,576 shares 11,576$1.24M0.3%newTimeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,878 shares; 2025Q3: 2,878 shares 2,878$809K0.2%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,120 shares; 2025Q3: 14,120 shares 14,120$655K0.16%0Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 568 shares; 2024Q4: 568 shares; 2025Q1: 448 shares; 2025Q2: 448 shares; 2025Q3: 738 shares 738$443K0.11%+290Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 710 shares; 2024Q4: 710 shares; 2025Q1: 710 shares; 2025Q2: 710 shares; 2025Q3: 743 shares 743$385K0.09%+33Timeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,617 shares; 2024Q4: 1,827 shares; 2025Q1: 1,931 shares; 2025Q2: 1,923 shares; 2025Q3: 1,686 shares 1,686$358K0.09%-237Timeline
VFHVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,949 shares; 2024Q4: 1,949 shares; 2025Q1: 1,949 shares; 2025Q2: 1,949 shares; 2025Q3: 2,260 shares 2,260$297K0.07%+311Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,337 shares; 2024Q4: 1,337 shares; 2025Q1: 1,167 shares; 2025Q2: 1,297 shares; 2025Q3: 1,297 shares 1,297$246K0.06%0Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 726 shares; 2024Q4: 728 shares; 2025Q1: 728 shares; 2025Q2: 1,674 shares; 2025Q3: 726 shares 726$238K0.06%-948Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 933 shares 933$238K0.06%newTimeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 469 shares; 2025Q3: 379 shares 379$232K0.06%-90Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 315 shares; 2025Q3: 337 shares 337$225K0.06%+22Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
BOEING COBOEING CO CALLcall100$46.6Knew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MARMARRIOTT INTL INC NEW1,263$326Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-25-016597 base2025-11-14acceptance time not in the bulk data set