SONORA INVESTMENT MANAGEMENT, LLC
Follow13F filer, CIK 1418539, TUCSON, AZ
SONORA INVESTMENT MANAGEMENT, LLC reported $764,863,000 across 1,001 holdings for the quarter ended 2021-06-30, in a 13F-HR filed 2021-10-20. Its ten largest share positions make up 25.9% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-21-004913
- Period
- 2021-06-30
- Reported value
- $765M
- Holdings
- 1,001
- Top 10 weight
- 25.9%
- New
- 279
- Sold out
- 1,075
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BXnew | +115,762 | $11.2M |
| RTXnew | +113,243 | $9.66M |
| MRKnew | +119,361 | $9.28M |
| MDTnew | +50,682 | $6.29M |
| CLFnew | +199,935 | $4.31M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GREENBRIER COS INCexited | -23,345,000 | -$25.3M |
| ALTERYX INCexited | -27,130,000 | -$24.7M |
| CSG SYS INTL INCexited | -21,545,000 | -$22.8M |
| TOLL BROTHERS INCexited | -19,845,000 | -$20.7M |
| SUMMIT HOTEL PROPERTIESexited | -16,795,000 | -$18.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,000 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| IONSIONIS PHARMACEUTICALS INC Stock | call | 700 | $28K | new |
Sold out in Q2 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| REZIRESIDEO TECHNOLOGIES INC | 20 | $1K | shares |
| APACHE CORPAPACHE CORP | 43 | $1K | shares |
| PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC | 60 | $1K | shares |
| BANK AMER CORPBANK AMER CORP | 38 | $1K | shares |
| ALTABA INCALTABA INC | 100 | $1K | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 20 | $1K | shares |
| NCR VOYIX CORPORATIONNCR VOYIX CORPORATION | 20 | $1K | shares |
| REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA | 51 | $1K | shares |
| CPI CARD GROUP INCCPI CARD GROUP INC | 40 | $1K | shares |
| CANNONAU CORP COMCANNONAU CORP COM | 100 | $1K | shares |
| ALCOA INCALCOA INC | 23 | $1K | shares |
| URSTADT BIDDL PFDURSTADT BIDDL PFD | 23 | $1K | shares |
| Noble Corp New WtsNoble Corp New Wts | 96 | $1K | shares |
| VENEZELA XxxVENEZELA Xxx | 13,000 | $1K | shares |
| CONNECTOR 2000 SCCONNECTOR 2000 SC | 1,427 | $1K | shares |
| WLKWESTLAKE CORPORATION | 0 | $0 | shares |
| Mallinckrodt PlcMallinckrodt Plc | 200 | $0 | shares |
| RMRRMR GROUP INC | 5 | $0 | shares |
| ARCONIC INCARCONIC INC | 18 | $0 | shares |
| SOUHYSOUTH32 - ADR | 11 | $0 | shares |
| GREEN TECHNOLOGY XXX SO…GREEN TECHNOLOGY XXX SOLUTION… | 2,000 | $0 | shares |
| FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP | 5 | $0 | shares |
| E DIGITAL CORPORATNE DIGITAL CORPORATN | 300 | $0 | shares |
| AMLIFAMERICAN LITHIUM CORP COM NEW | 200 | $0 | shares |
| CRYSTALLEX INTL CORP COM NPVCRYSTALLEX INTL CORP COM NPV | 50 | $0 | shares |
| THORNBURG MORTGAGE INCTHORNBURG MORTGAGE INC | 105 | $0 | shares |
| WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON | 3,550 | $0 | shares |
| AURORA CANNABIS INCAURORA CANNABIS INC | 2 | $0 | shares |
| SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL | 200 | $0 | shares |
| mPhase Technologies IncmPhase Technologies Inc | 1 | $0 | shares |
| VASOVASO CORP | 2,000 | $0 | shares |
| WAVE SYS CORP CL A NEWWAVE SYS CORP CL A NEW | 1 | $0 | shares |
| INTERNATIONAL PWR GROUP LTDINTERNATIONAL PWR GROUP LTD | 2,000 | $0 | shares |
| Notis Global IncNotis Global Inc | 100 | $0 | shares |
| LEHMAN BROTHELEHMAN BROTHE | 92 | $0 | shares |
| ENERGOUS CORPENERGOUS CORP | 100 | $0 | shares |
| GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A | 20 | $0 | shares |
| REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC | 16 | $0 | shares |
| FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM | 4 | $0 | shares |
| ASCENT SOLAR TECHNOLOGIESASCENT SOLAR TECHNOLOGIES | 10,000 | $0 | shares |
| ECOTALITY INCECOTALITY INC | 833 | $0 | shares |
| HYPERDYNAMICS CORPHYPERDYNAMICS CORP | 13 | $0 | shares |
| TEL OFFSHORE TRUSTTEL OFFSHORE TRUST | 7 | $0 | shares |
| ABAKAN INCABAKAN INC | 50,000 | $0 | shares |
| Conseco IncConseco Inc | 7 | $0 | shares |
| AMERICAN POWER ORDAMERICAN POWER ORD | 4,000 | $0 | shares |
| LIGHTINGSCIENCEGROUPLIGHTINGSCIENCEGROUP | 5,000 | $0 | shares |
| JUST ENERGY GROUP INCJUST ENERGY GROUP INC | 372 | $0 | shares |
| PAIUTE OIL & MNG CORPPAIUTE OIL & MNG CORP | 1,000 | $0 | shares |
| Cv Sciences Inc ComCv Sciences Inc Com | 333 | $0 | shares |
| AMR Corp EscrowAMR Corp Escrow | 800 | $0 | shares |
| Linnco LLC XXX Escrow Pendi…Linnco LLC XXX Escrow Pending Pos… | 980 | $0 | shares |
| CORTS TR JCP 7.625per PFD …CORTS TR JCP 7.625per PFD BACKED… | 700 | $0 | shares |
| VITRO TECHVITRO TECH | 500 | $0 | shares |
| ACTUA CORPORATIONACTUA CORPORATION | 1 | $0 | shares |
| AKAOQACHAOGEN INC | 1,000 | $0 | shares |
| SIGMA LABS INCSIGMA LABS INC | 2 | $0 | shares |
| UNITY ONE CAPITALUNITY ONE CAPITAL | 1 | $0 | shares |
| LEHMAN BROS HLDGSLEHMAN BROS HLDGS | 20,000 | $0 | shares |
| ESECURESOFT COESECURESOFT CO | 148 | $0 | shares |
| SPECTRA7 MICROSYSTEMS INCSPECTRA7 MICROSYSTEMS INC | 1,000 | $0 | shares |
| NEUROGENESIS INCNEUROGENESIS INC | 200 | $0 | shares |
| NEXPRISE INCNEXPRISE INC | 1 | $0 | shares |
| Noble Corp New WtsNoble Corp New Wts | 96 | $0 | shares |
| Madison Group Assoc NxxxMadison Group Assoc Nxxx | 400 | $0 | shares |
| Petroplus Holdings OrxxxPetroplus Holdings Orxxx | 129 | $0 | shares |
| CUIDAO HLDG CORPCUIDAO HLDG CORP | 150 | $0 | shares |
| RENTECH NITROGEN LP XXXRENTECH NITROGEN LP XXX | 500 | $0 | shares |
| YELLOW MEDIA INC 22 WTSYELLOW MEDIA INC 22 WTS | 827 | $0 | shares |
| LEHMAN BRO HLDG PFDLEHMAN BRO HLDG PFD | 600 | $0 | shares |
| Africo Resources Ltd XxxAfrico Resources Ltd Xxx | 249 | $0 | shares |
| GOLDEN ARCH RESOURCESGOLDEN ARCH RESOURCES | 4,000 | $0 | shares |
| AVANT DIAGNOSTICS INCAVANT DIAGNOSTICS INC | 46 | $0 | shares |
| CARDAX INCCARDAX INC | 67,843 | $0 | shares |
| COUGAR OIL & GAS CANADA INCCOUGAR OIL & GAS CANADA INC | 2,000 | $0 | shares |
How Q2 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001415889-21-004913 | base | 2021-10-20 | acceptance time not in the bulk data set |