SONORA INVESTMENT MANAGEMENT, LLC
Follow13F filer, CIK 1418539, TUCSON, AZ
SONORA INVESTMENT MANAGEMENT, LLC reported $764,863,000 across 1,001 holdings for the quarter ended 2021-06-30, in a 13F-HR filed 2021-10-20. Its ten largest share positions make up 25.9% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-21-004913
- Period
- 2021-06-30
- Reported value
- $765M
- Holdings
- 1,001
- Top 10 weight
- 25.9%
- New
- 279
- Sold out
- 1,075
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BXnew | +115,762 | $11.2M |
| RTXnew | +113,243 | $9.66M |
| MRKnew | +119,361 | $9.28M |
| MDTnew | +50,682 | $6.29M |
| CLFnew | +199,935 | $4.31M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GREENBRIER COS INCexited | -23,345,000 | -$25.3M |
| ALTERYX INCexited | -27,130,000 | -$24.7M |
| CSG SYS INTL INCexited | -21,545,000 | -$22.8M |
| TOLL BROTHERS INCexited | -19,845,000 | -$20.7M |
| SUMMIT HOTEL PROPERTIESexited | -16,795,000 | -$18.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,000 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| IONSIONIS PHARMACEUTICALS INC Stock | call | 700 | $28K | new |
Sold out in Q2 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L | 384 | $22K | shares |
| ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2… | 20,000 | $22K | shares |
| Archer-Daniels-Midland CoArcher-Daniels-Midland Co | 17,000 | $22K | shares |
| MARICOPA AZ SD #83MARICOPA AZ SD #83 | 20,000 | $22K | shares |
| Pinal Cn AzPinal Cn Az | 20,000 | $22K | shares |
| HALIBURTON COHALIBURTON CO | 20,000 | $22K | shares |
| AMERICAN EXPRESS COAMERICAN EXPRESS CO | 20,000 | $22K | shares |
| GARDEN GROVE CAGARDEN GROVE CA | 20,000 | $22K | shares |
| WI ST TRANSWI ST TRANS | 20,000 | $22K | shares |
| Glendale Az Uhsd 20Glendale Az Uhsd 20 | 20,000 | $22K | shares |
| AT&T INC.AT&T INC. | 20,000 | $22K | shares |
| THE PROCTER & GATHE PROCTER & GA | 18,000 | $22K | shares |
| DR PEPPER SNAPPLDR PEPPER SNAPPL | 20,000 | $22K | shares |
| FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 … | 20,000 | $21K | shares |
| BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1 | 779 | $21K | shares |
| TEXAS STATE B7TEXAS STATE B7 | 20,000 | $21K | shares |
| MARRIOTT INTL INCMARRIOTT INTL INC | 20,000 | $21K | shares |
| QUALCOMM INCQUALCOMM INC | 20,000 | $21K | shares |
| AMERICAN TOWER CORPAMERICAN TOWER CORP | 20,000 | $21K | shares |
| IA ST SPL OBLIGIA ST SPL OBLIG | 20,000 | $21K | shares |
| INTEL CORPINTEL CORP | 20,000 | $21K | shares |
| WILLIAMS PARTNERWILLIAMS PARTNER | 20,000 | $21K | shares |
| BAKER HUGHES HOLBAKER HUGHES HOL | 20,000 | $21K | shares |
| UNIV TXUNIV TX | 20,000 | $21K | shares |
| CHUBB CORPCHUBB CORP | 20,000 | $21K | shares |
| PITNEY BOWES INC 6.70% NTS …PITNEY BOWES INC 6.70% NTS DUE | 800 | $20K | shares |
| CHSCLCHS INC PFD CL B SER 4 | 700 | $20K | shares |
| RIVERNORTH / DOUBLELINERIVERNORTH / DOUBLELINE | 800 | $20K | shares |
| PITNEY BOWES INC GLOBAL MED…PITNEY BOWES INC GLOBAL MEDIUM TE… | 22,000 | $20K | shares |
| CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR | 900 | $20K | shares |
| JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1 | 20,000 | $20K | shares |
| DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT… | 20,000 | $20K | shares |
| VERIZON NEW YORK INC DEBENT…VERIZON NEW YORK INC DEBENTURE - … | 16,000 | $20K | shares |
| JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE) | 20,000 | $20K | shares |
| SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR | 20,000 | $20K | shares |
| PNC BANK (VARIABLE)PNC BANK (VARIABLE) | 20,000 | $20K | shares |
| PUBLIC SERVICE EPUBLIC SERVICE E | 16,000 | $20K | shares |
| SANTA FE CN NMSANTA FE CN NM | 20,000 | $20K | shares |
| FORD HLDG LLCFORD HLDG LLC | 15,000 | $20K | shares |
| AUSTIN TX CODAUSTIN TX COD | 20,000 | $20K | shares |
| THE VALSPAR CORPTHE VALSPAR CORP | 20,000 | $20K | shares |
| BNSF, LLCBNSF, LLC | 20,000 | $20K | shares |
| US TREASU NTUS TREASU NT | 19,000 | $19K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 445 | $19K | shares |
| LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB | 17,000 | $19K | shares |
| BAT CAPITAL CORPORATION NOT…BAT CAPITAL CORPORATION NOTE M/W … | 18,000 | $19K | shares |
| GRAND RV DAM AUTH OGRAND RV DAM AUTH O | 15,000 | $19K | shares |
| TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE & | 15,000 | $19K | shares |
| UTAH STUTAH ST | 15,000 | $19K | shares |
| EDISON INTERNTNLEDISON INTERNTNL | 15,000 | $19K | shares |
| SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL… | 750 | $18K | shares |
| HORIZON PHARMA PLCHORIZON PHARMA PLC | 200 | $18K | shares |
| NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT | 15,000 | $18K | shares |
| MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF… | 15,000 | $18K | shares |
| KKR & CO INC PRF STK SER A …KKR & CO INC PRF STK SER A USD25 | 700 | $18K | shares |
| THE ALLSTAR CORTHE ALLSTAR COR | 14,000 | $18K | shares |
| NORTHROP GRUMMANNORTHROP GRUMMAN | 15,000 | $18K | shares |
| AMERICAN AIRLINESAMERICAN AIRLINES | 20,000 | $18K | shares |
| VERIZON COMMUNIVERIZON COMMUNI | 15,000 | $18K | shares |
| WASHINGTON STWASHINGTON ST | 15,000 | $18K | shares |
| CHICAGO ILLINOIS OCHICAGO ILLINOIS O | 15,000 | $18K | shares |
| EXCELON GENERATIONEXCELON GENERATION | 16,000 | $18K | shares |
| CENCORA INCCENCORA INC | 142 | $17K | shares |
| RFPRCREGIONS FINL CORP NEW DEP SHS | 600 | $17K | shares |
| ORACLE CORP 2.4 09/15/2023ORACLE CORP 2.4 09/15/2023 | 16,000 | $17K | shares |
| THE GOLDMAN SACH 5.35 32 DU…THE GOLDMAN SACH 5.35 32 DUE 02/1… | 15,000 | $17K | shares |
| WELLS FARGO & COMPANYWELLS FARGO & COMPANY | 15,000 | $17K | shares |
| ATUSFALTIUS MINERALS CORP | 1,400 | $17K | shares |
| AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26 | 15,000 | $17K | shares |
| CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION | 2,220 | $17K | shares |
| DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE… | 16,000 | $17K | shares |
| NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER… | 15,000 | $17K | shares |
| AZ ST CTFS PARTAZ ST CTFS PART | 15,000 | $17K | shares |
| VIACOMCBS INC.VIACOMCBS INC. | 15,000 | $17K | shares |
| BEDFORD TXBEDFORD TX | 15,000 | $17K | shares |
| CONSOLIDATED EDISCONSOLIDATED EDIS | 15,000 | $17K | shares |
| Delaware StDelaware St | 15,000 | $17K | shares |
| FEDEX CORPFEDEX CORP | 16,000 | $17K | shares |
| AON CORPAON CORP | 68 | $16K | shares |
| THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 … | 15,000 | $16K | shares |
| ATLAS ENERGY LPATLAS ENERGY LP | 1,349 | $16K | shares |
| Suncor Energy Inc.Suncor Energy Inc. | 779 | $16K | shares |
| INNOVATIVE INDL PPTYS INCINNOVATIVE INDL PPTYS INC | 500 | $16K | shares |
| BOSTON PROPERTIE 2.75.26BOSTON PROPERTIE 2.75.26 | 15,000 | $16K | shares |
| CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB | 15,000 | $16K | shares |
| BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE | 15,000 | $16K | shares |
| MARICOPA COUNTY ARIMARICOPA COUNTY ARI | 15,000 | $16K | shares |
| SCOTTSDALE ARIZSCOTTSDALE ARIZ | 15,000 | $16K | shares |
| HARRIS CNTY TXHARRIS CNTY TX | 15,000 | $16K | shares |
| AMERICAN HONDA FAMERICAN HONDA F | 15,000 | $16K | shares |
| IHS INCIHS INC | 15,000 | $16K | shares |
| WACO TXWACO TX | 15,000 | $16K | shares |
| AUSTIN TX ISDAUSTIN TX ISD | 15,000 | $16K | shares |
| CITY OF SAN ANTONIOCITY OF SAN ANTONIO | 15,000 | $16K | shares |
| CORPUS CHRISTI TXCORPUS CHRISTI TX | 15,000 | $16K | shares |
| DELAWARE STDELAWARE ST | 15,000 | $16K | shares |
| DUPONT DE NEMOURS INC 4.493…DUPONT DE NEMOURS INC 4.493 11/15… | 13,000 | $15K | shares |
| CHSCPCHS INC CUM REDEMABLE PFD 8% | 500 | $15K | shares |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF | 450 | $15K | shares |
| TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000% | 600 | $15K | shares |
| SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD | 600 | $15K | shares |
| SANTANDER HOLDINGS USASANTANDER HOLDINGS USA | 14,000 | $15K | shares |
| ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M… | 15,000 | $15K | shares |
| ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc… | 15,000 | $15K | shares |
| HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL | 15,000 | $15K | shares |
| Hancock Whitney PfdHancock Whitney Pfd | 600 | $15K | shares |
| MARICOPA AZ SD #4MARICOPA AZ SD #4 | 15,000 | $15K | shares |
| MONTSANTO COMONTSANTO CO | 15,000 | $15K | shares |
| MORGAN STANLEYMORGAN STANLEY | 15,000 | $15K | shares |
| GRD FORKS ND SANIGRD FORKS ND SANI | 15,000 | $15K | shares |
| FORD MOTOR CREDIT CFORD MOTOR CREDIT C | 15,000 | $15K | shares |
| WAL-MART STORES INCWAL-MART STORES INC | 15,000 | $15K | shares |
| BENTON CNTY WA SD#1BENTON CNTY WA SD#1 | 15,000 | $15K | shares |
| CORECIVIC INCCORECIVIC INC | 1,500 | $14K | shares |
| INTEL CORP 3 7 25 …INTEL CORP 3 7 25 … | 13,000 | $14K | shares |
| TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F | 550 | $14K | shares |
| FACTORSHARES TRFACTORSHARES TR | 250 | $14K | shares |
| BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL | 13,000 | $14K | shares |
| DUKE ENERGY CORP 3point75pe…DUKE ENERGY CORP 3point75percent2… | 13,000 | $14K | shares |
| THE BOEING COTHE BOEING CO | 15,000 | $14K | shares |
| AT&T INC.AT&T INC. | 15,000 | $14K | shares |
| RABROOKFIELD REAL ASSETS INCOM | 624 | $13K | shares |
| LVMUYLVMH MOET HENNESSY-UNSP ADR | 96 | $13K | shares |
| Waste ConnectionsWaste Connections | 125 | $13K | shares |
| RENAISSANCERE HOLDINGS 5.37…RENAISSANCERE HOLDINGS 5.375% | 493 | $13K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 257 | $13K | shares |
| WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS | 10,000 | $13K | shares |
| Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser… | 500 | $13K | shares |
| BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION | 500 | $13K | shares |
| PORT AUTH NY & NJPORT AUTH NY & NJ | 10,000 | $13K | shares |
| INGERSOLL-RAND PLCINGERSOLL-RAND PLC | 262 | $13K | shares |
| TOYOTA MOTOR CORTOYOTA MOTOR COR | 12,000 | $13K | shares |
| UNIV UTUNIV UT | 10,000 | $13K | shares |
| RWRSPDR SERIES TRUST | 126 | $12K | shares |
| IntrcontinentalexchangeIntrcontinentalexchange | 103 | $12K | shares |
| US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/… | 12,000 | $12K | shares |
| UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI… | 10,000 | $12K | shares |
| LAREDO TXLAREDO TX | 10,000 | $12K | shares |
| LAREDO TXLAREDO TX | 10,000 | $12K | shares |
| LAREDO TX WWKS SWRLAREDO TX WWKS SWR | 10,000 | $12K | shares |
| LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS | 10,000 | $12K | shares |
| LOWER CO RIV AUTH TLOWER CO RIV AUTH T | 10,000 | $12K | shares |
| SHERMAN TXSHERMAN TX | 10,000 | $12K | shares |
| THE GOLDMAN SACHTHE GOLDMAN SACH | 10,000 | $12K | shares |
| NC MUN PWR CA ELECNC MUN PWR CA ELEC | 10,000 | $12K | shares |
| NY ST DORM AUTH PERNY ST DORM AUTH PER | 10,000 | $12K | shares |
| PA ST TPK COMMN TPKPA ST TPK COMMN TPK | 10,000 | $12K | shares |
| PIMA CN AZ USD #16PIMA CN AZ USD #16 | 10,000 | $12K | shares |
| US CELLULAR COR PFDUS CELLULAR COR PFD | 475 | $12K | shares |
| STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD | 400 | $12K | shares |
| SACRAMENTO CN CSACRAMENTO CN C | 10,000 | $12K | shares |
| HUSKY ENERGY INCHUSKY ENERGY INC | 10,000 | $12K | shares |
| IL FA REVIL FA REV | 10,000 | $12K | shares |
| FIRST TR COMBINED SERFIRST TR COMBINED SER | 30 | $12K | shares |
| WISCONSIN STATEWISCONSIN STATE | 10,000 | $12K | shares |
| TUCSON AZ WTRTUCSON AZ WTR | 10,000 | $12K | shares |
| AZ BD REGENTS UNIVAZ BD REGENTS UNIV | 10,000 | $12K | shares |
| AZ BRD REGENTS COPAZ BRD REGENTS COP | 10,000 | $12K | shares |
| AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV | 10,000 | $12K | shares |
| TX TRANS ST HWY FDTX TRANS ST HWY FD | 10,000 | $12K | shares |
| UNIV MA BLDG AUTHUNIV MA BLDG AUTH | 10,000 | $12K | shares |
| UNIV WAUNIV WA | 10,000 | $12K | shares |
| DC INCOME TAXDC INCOME TAX | 10,000 | $12K | shares |
| EL PASO CNTY TXEL PASO CNTY TX | 10,000 | $12K | shares |
| CHKPCHECK POINT SOFTWARE TECH LT | 100 | $11K | shares |
| PUBLIC STORAGE DEP SHS REPS…PUBLIC STORAGE DEP SHS REPSTG | 400 | $11K | shares |
| SOJCSOUTHERN CO SER 2017B JR SUB N | 400 | $11K | shares |
| CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2… | 10,000 | $11K | shares |
| MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025 | 10,000 | $11K | shares |
| TOTAL CAP INTL 3.7 01/15/20…TOTAL CAP INTL 3.7 01/15/2024 | 10,000 | $11K | shares |
| HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025 | 10,000 | $11K | shares |
| CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME | 2,000 | $11K | shares |
| MERITAGE HOMES CORPMERITAGE HOMES CORP | 10,000 | $11K | shares |
| Brunswick Corp 6.625 PfdBrunswick Corp 6.625 Pfd | 400 | $11K | shares |
| CAPITAL ONE FINLCAPITAL ONE FINL | 10,000 | $11K | shares |
| WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE | 10,000 | $11K | shares |
| HCA INC.HCA INC. | 10,000 | $11K | shares |
| US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12… | 11,000 | $11K | shares |
| DARDEN RESTAURANTS INC NOTE…DARDEN RESTAURANTS INC NOTE M/W C… | 10,000 | $11K | shares |
| JEA FL ELEC SYS REVJEA FL ELEC SYS REV | 10,000 | $11K | shares |
| KLEIN TX ISDKLEIN TX ISD | 10,000 | $11K | shares |
| SIMON PROPERTY GRSIMON PROPERTY GR | 10,000 | $11K | shares |
| STARBUCKS CORPSTARBUCKS CORP | 10,000 | $11K | shares |
| THE EMPIRE DIST ETHE EMPIRE DIST E | 10,000 | $11K | shares |
| MARICOPA AZ SD #38MARICOPA AZ SD #38 | 10,000 | $11K | shares |
| MERCK & CO., INCMERCK & CO., INC | 10,000 | $11K | shares |
| MESA AZMESA AZ | 10,000 | $11K | shares |
| MONTANA STATE BMONTANA STATE B | 10,000 | $11K | shares |
| NEW YORK N YNEW YORK N Y | 10,000 | $11K | shares |
| NM FA ST TRANSNM FA ST TRANS | 10,000 | $11K | shares |
| OHIO STOHIO ST | 10,000 | $11K | shares |
| OLD NTNL BANCORPOLD NTNL BANCORP | 10,000 | $11K | shares |
| PEORIA AZPEORIA AZ | 10,000 | $11K | shares |
| PHOENIX AZPHOENIX AZ | 10,000 | $11K | shares |
| PHOENIX AZPHOENIX AZ | 10,000 | $11K | shares |
| PHOENIX AZ WST WTRPHOENIX AZ WST WTR | 10,000 | $11K | shares |
| PHOENIX AZ WTRPHOENIX AZ WTR | 10,000 | $11K | shares |
| PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA | 10,000 | $11K | shares |
| RIO TINTO FINRIO TINTO FIN | 10,000 | $11K | shares |
| AIR PRODUCTS ANDAIR PRODUCTS AND | 10,000 | $11K | shares |
| ALBEMARLE CORPALBEMARLE CORP | 10,000 | $11K | shares |
| AMERICAN TOWER COAMERICAN TOWER CO | 10,000 | $11K | shares |
| INTERNTNL BUSINESSINTERNTNL BUSINESS | 10,000 | $11K | shares |
| APPLE INCAPPLE INC | 10,000 | $11K | shares |
| FLAGSTAFF AZFLAGSTAFF AZ | 10,000 | $11K | shares |
| GENERAL MOTORS COGENERAL MOTORS CO | 10,000 | $11K | shares |
| ARIZONA BOARD REGENARIZONA BOARD REGEN | 10,000 | $11K | shares |
| AT&T INCAT&T INC | 10,000 | $11K | shares |
| AUSTIN TX WTR & WSTAUSTIN TX WTR & WST | 10,000 | $11K | shares |
| ZIONS BANCORPZIONS BANCORP | 10,000 | $11K | shares |
| AZ BD REGENTS UNIVAZ BD REGENTS UNIV | 10,000 | $11K | shares |
| AZ TRANS BRD HWYAZ TRANS BRD HWY | 10,000 | $11K | shares |
| U.S. BANCORPU.S. BANCORP | 10,000 | $11K | shares |
| UTAH STUTAH ST | 10,000 | $11K | shares |
| CALIFORNIA STCALIFORNIA ST | 10,000 | $11K | shares |
| CIMAREX ENERGYCIMAREX ENERGY | 10,000 | $11K | shares |
| DANAHER CORPDANAHER CORP | 10,000 | $11K | shares |
| EL PASO TXEL PASO TX | 10,000 | $11K | shares |
| EXELON CORPEXELON CORP | 10,000 | $11K | shares |
| OVVOVINTIV INC | 400 | $10K | shares |
| CENTURYLINK INCCENTURYLINK INC | 748 | $10K | shares |
| WESTROCK COWESTROCK CO | 200 | $10K | shares |
| BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1 | 350 | $10K | shares |
| HIGHLAND OPPORTUNITIES AND …HIGHLAND OPPORTUNITIES AND INC | 400 | $10K | shares |
| US BANCORP DEL DEP SHS REPS…US BANCORP DEL DEP SHS REPSTG | 400 | $10K | shares |
| SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY | 132 | $10K | shares |
| CHSCNCHS INC PREFERRED CLASS B SERI | 350 | $10K | shares |
| GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC | 400 | $10K | shares |
| ACRES COML RLTY CORP PFD SE…ACRES COML RLTY CORP PFD SER C | 400 | $10K | shares |
| DUKE ENERGY CORP $1.281 PFDDUKE ENERGY CORP $1.281 PFD | 400 | $10K | shares |
| TEXAS CAPITAL BK 6.50% 9/1/…TEXAS CAPITAL BK 6.50% 9/1/42 SER | 400 | $10K | shares |
| BOSTON PROPERTIESBOSTON PROPERTIES | 400 | $10K | shares |
| GABELLI MULTIMEDIA TR INC P…GABELLI MULTIMEDIA TR INC PFD | 400 | $10K | shares |
| SCE TRUST IV 5.375 PFDSCE TRUST IV 5.375 PFD | 400 | $10K | shares |
| DHCNLDIVERSIFIED HEALTHCARE TRUST 6 | 400 | $10K | shares |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED | 10,000 | $10K | shares |
| GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A | 400 | $10K | shares |
| SCE TR VI TR PREF SECSSCE TR VI TR PREF SECS | 400 | $10K | shares |
| PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE… | 10,000 | $10K | shares |
| DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT… | 10,000 | $10K | shares |
| KLKL | 290 | $10K | shares |
| OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN … | 10,000 | $10K | shares |
| ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU… | 10,000 | $10K | shares |
| LEGG MASON INCORPORATED JR …LEGG MASON INCORPORATED JR SUB NT… | 400 | $10K | shares |
| W R Berkley Corp 5.750 Due …W R Berkley Corp 5.750 Due 06/01/… | 400 | $10K | shares |
| OFFICE PROPERTIES INCOME SN…OFFICE PROPERTIES INCOME SNR NTS | 399 | $10K | shares |
| ELLSWORTH GROWTH & INCOME F…ELLSWORTH GROWTH & INCOME FD L | 400 | $10K | shares |
| GATX CORP PFDGATX CORP PFD | 400 | $10K | shares |
| THE CHARLES SCHTHE CHARLES SCH | 10,000 | $10K | shares |
| MARICOPA AZ CCDMARICOPA AZ CCD | 10,000 | $10K | shares |
| MARICOPA AZ CODMARICOPA AZ COD | 10,000 | $10K | shares |
| MI ST BLDG AUTHMI ST BLDG AUTH | 10,000 | $10K | shares |
| Morgan Stanley Var 26Morgan Stanley Var 26 | 10,000 | $10K | shares |
| NORDSTROM, INCNORDSTROM, INC | 10,000 | $10K | shares |
| NY ST DORM AUTH S/TNY ST DORM AUTH S/T | 10,000 | $10K | shares |
| PIMA CN AZ IDAPIMA CN AZ IDA | 10,000 | $10K | shares |
| PIMA CN AZ SWRPIMA CN AZ SWR | 10,000 | $10K | shares |
| Pr Elec Pwr AuthPr Elec Pwr Auth | 10,000 | $10K | shares |
| ROSEMONT ILROSEMONT IL | 10,000 | $10K | shares |
| SCOTTSDALE AZSCOTTSDALE AZ | 10,000 | $10K | shares |
| SCOTTSDALE AZ W/SCOTTSDALE AZ W/ | 10,000 | $10K | shares |
| Global Partne PfdGlobal Partne Pfd | 400 | $10K | shares |
| ARIZONA BOARD REGENARIZONA BOARD REGEN | 10,000 | $10K | shares |
| AZ HLTH FAC AUTHAZ HLTH FAC AUTH | 10,000 | $10K | shares |
| AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY | 10,000 | $10K | shares |
| AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY | 10,000 | $10K | shares |
| UNITED AIRLINES,UNITED AIRLINES, | 10,000 | $10K | shares |
| BROWARD CNTY FL ARPBROWARD CNTY FL ARP | 10,000 | $10K | shares |
| CHANDLER AZCHANDLER AZ | 10,000 | $10K | shares |
| CISCO SYSTEMS, ICISCO SYSTEMS, I | 9,000 | $10K | shares |
| BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP | 95 | $9K | shares |
| GENERAL MOTORS CORPGENERAL MOTORS CORP | 153 | $9K | shares |
| COMCAST CORP NEW 3.95 10/15…COMCAST CORP NEW 3.95 10/15/2025 | 8,000 | $9K | shares |
| UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2… | 9,000 | $9K | shares |
| CAPITAL ONE FINLCAPITAL ONE FINL | 8,000 | $9K | shares |
| WALMART INCWALMART INC | 8,000 | $9K | shares |
| JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34 | 10,000 | $9K | shares |
| LYB INTERNTNL FINLYB INTERNTNL FIN | 8,000 | $9K | shares |
| Simon PropertySimon Property | 8,000 | $9K | shares |
| SIMON PROPERTY GROUPSIMON PROPERTY GROUP | 8,000 | $9K | shares |
| NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34 | 10,000 | $9K | shares |
| Fifth Third BancFifth Third Banc | 8,000 | $9K | shares |
| GENERAL MOTORS FINLGENERAL MOTORS FINL | 8,000 | $9K | shares |
| Autozone, Inc.Autozone, Inc. | 8,000 | $9K | shares |
| GLOBAL X FDSGLOBAL X FDS | 233 | $8K | shares |
| TCEHYTENCENT HOLDINGS LTD-UNS ADR | 104 | $8K | shares |
| BAYRYBAYER AG-SPONSORED ADR | 500 | $8K | shares |
| Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF | 32 | $8K | shares |
| ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC | 134 | $8K | shares |
| CLPHYC L P HOLDINGS LTD SPONS ADR | 800 | $8K | shares |
| ALLY FINL INCALLY FINL INC | 300 | $8K | shares |
| PANAMA REP GLOBAL BD ISIN U…PANAMA REP GLOBAL BD ISIN US69829… | 6,000 | $8K | shares |
| REPUBLIC SVCS INC FXD RT NT…REPUBLIC SVCS INC FXD RT NT 3.37… | 7,000 | $8K | shares |
| UNITED STATES CELLULARUNITED STATES CELLULAR | 300 | $8K | shares |
| MCDONALD'S CORPMCDONALD'S CORP | 7,000 | $8K | shares |
| CAPITAL ONE FINLCAPITAL ONE FINL | 7,000 | $8K | shares |
| AT&T PfdAT&T Pfd | 312 | $8K | shares |
| MARSH & MCLENNAN COMPANIES …MARSH & MCLENNAN COMPANIES INC NO… | 7,000 | $8K | shares |
| HOME DEPOT INC NOTE M/W CLBLHOME DEPOT INC NOTE M/W CLBL | 7,000 | $8K | shares |
| BECTON DICKINSON & CO NOTE …BECTON DICKINSON & CO NOTE M/W CL… | 7,000 | $8K | shares |
| WALT DISNEY COMPANY (THE) N…WALT DISNEY COMPANY (THE) NOTE M/… | 7,000 | $8K | shares |
| METLIFE INCMETLIFE INC | 7,000 | $8K | shares |
| ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS … | 300 | $8K | shares |
| KBS REIT II MDKBS REIT II MD | 3,750 | $8K | shares |
| JOHN DEERE CAPITALJOHN DEERE CAPITAL | 7,000 | $8K | shares |
| LANDMARK INFRALANDMARK INFRA | 300 | $8K | shares |
| STARBUCKS CORPSTARBUCKS CORP | 8,000 | $8K | shares |
| SYSCO CORPSYSCO CORP | 7,000 | $8K | shares |
| TARGET CORPTARGET CORP | 7,000 | $8K | shares |
| NORTHROP GRUMMANNORTHROP GRUMMAN | 8,000 | $8K | shares |
| PEPSICO, INCPEPSICO, INC | 7,000 | $8K | shares |
| RIO TINTO FINRIO TINTO FIN | 7,000 | $8K | shares |
| A O N PLCA O N PLC | 7,000 | $8K | shares |
| AIR LEASE CORPAIR LEASE CORP | 8,000 | $8K | shares |
| INTL BK RECON & DEINTL BK RECON & DE | 10,000 | $8K | shares |
| Amgen Inc.Amgen Inc. | 7,000 | $8K | shares |
| FISERV, INCFISERV, INC | 7,000 | $8K | shares |
| VERIZON COMMUNIVERIZON COMMUNI | 8,000 | $8K | shares |
| Apple Inc.Apple Inc. | 7,000 | $8K | shares |
| AT&T INCAT&T INC | 7,000 | $8K | shares |
| THE PROCTER & GATHE PROCTER & GA | 7,000 | $8K | shares |
| THE SOUTHERN COTHE SOUTHERN CO | 8,000 | $8K | shares |
| THE WALT DISNEY COTHE WALT DISNEY CO | 7,000 | $8K | shares |
| BALTIMORE GAS ANDBALTIMORE GAS AND | 7,000 | $8K | shares |
| CVS HEALTH CORPCVS HEALTH CORP | 8,000 | $8K | shares |
| ENLAYENEL SPA - UNSPON ADR | 700 | $7K | shares |
| Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/… | 6,000 | $7K | shares |
| DHLGYDHL AG - ADR | 130 | $7K | shares |
| CDEVYCITY DEVELOPMENTS LTD SP ADR | 1,121 | $7K | shares |
| Grayscale Bitcoin Trust (BT…Grayscale Bitcoin Trust (BTC) | 140 | $7K | shares |
| AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026 | 6,000 | $7K | shares |
| GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0… | 5,000 | $7K | shares |
| Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01… | 267 | $7K | shares |
| EXCELSIOR MINING CORPEXCELSIOR MINING CORP | 12,300 | $7K | shares |
| PRUDENTIAL FINLPRUDENTIAL FINL | 6,000 | $7K | shares |
| John Deere CapitJohn Deere Capit | 6,000 | $7K | shares |
| KINDER MORGAN ENKINDER MORGAN EN | 7,000 | $7K | shares |
| Lockheed MartinLockheed Martin | 6,000 | $7K | shares |
| OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP | 247 | $7K | shares |
| MICROSOFT CORPMICROSOFT CORP | 5,000 | $7K | shares |
| Nextera Energy CNextera Energy C | 7,000 | $7K | shares |
| Pepsico, Inc.Pepsico, Inc. | 6,000 | $7K | shares |
| Abbott LaboratorAbbott Laborator | 6,000 | $7K | shares |
| At&T Inc.At&T Inc. | 6,000 | $7K | shares |
| BANK OF AMERICA CORBANK OF AMERICA COR | 6,000 | $7K | shares |
| UNITED PARCEL SERUNITED PARCEL SER | 7,000 | $7K | shares |
| Equinor AsaEquinor Asa | 7,000 | $7K | shares |
| Exelon CorpExelon Corp | 6,000 | $7K | shares |
| FNDCSCHWAB STRATEGIC TR | 155 | $6K | shares |
| MATCH GROUP INCMATCH GROUP INC | 45 | $6K | shares |
| GTBIFGREEN THUMB INDS INC SUB VTG S | 200 | $6K | shares |
| PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23… | 6,000 | $6K | shares |
| ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022 | 6,000 | $6K | shares |
| MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4… | 5,000 | $6K | shares |
| THE HOME DEPOT, INC 3XXXTHE HOME DEPOT, INC 3XXX | 6,000 | $6K | shares |
| Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0 | 200 | $6K | shares |
| Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/ | 241 | $6K | shares |
| ACE INA HOLDINGS NOTE M/W C…ACE INA HOLDINGS NOTE M/W CLBL | 6,000 | $6K | shares |
| SERVICEMASTER CO LPSERVICEMASTER CO LP | 5,000 | $6K | shares |
| PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU | 5,000 | $6K | shares |
| AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL | 6,000 | $6K | shares |
| Eaton CorpEaton Corp | 6,000 | $6K | shares |
| Lincoln Ntnl CorLincoln Ntnl Cor | 6,000 | $6K | shares |
| TEMPE AZTEMPE AZ | 5,000 | $6K | shares |
| MARICOPA AZ USD #41MARICOPA AZ USD #41 | 5,000 | $6K | shares |
| MASSACHUSETTS STMASSACHUSETTS ST | 5,000 | $6K | shares |
| MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE) | 7,000 | $6K | shares |
| PACTIV LLCPACTIV LLC | 5,000 | $6K | shares |
| PINAL CN AZ CCDPINAL CN AZ CCD | 5,000 | $6K | shares |
| QUEEN CRK AZ EXCQUEEN CRK AZ EXC | 5,000 | $6K | shares |
| 3m Co3m Co | 6,000 | $6K | shares |
| FRASER COMPANIESFRASER COMPANIES | 5,000 | $6K | shares |
| Frontier CommuniFrontier Communi | 8,913 | $6K | shares |
| General Motors FGeneral Motors F | 6,000 | $6K | shares |
| WI ST TRANSWI ST TRANS | 5,000 | $6K | shares |
| GILEAD SCIENCES,GILEAD SCIENCES, | 6,000 | $6K | shares |
| Astrazeneca PlcAstrazeneca Plc | 6,000 | $6K | shares |
| AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST | 5,000 | $6K | shares |
| YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP | 5,000 | $6K | shares |
| THERMO FISHER SCTHERMO FISHER SC | 6,000 | $6K | shares |
| TOTAL CAPITALTOTAL CAPITAL | 5,000 | $6K | shares |
| TOYOTA MOTOR CRETOYOTA MOTOR CRE | 6,000 | $6K | shares |
| TUCSON AZ WTRTUCSON AZ WTR | 5,000 | $6K | shares |
| AZ BD REGENTS UNIVAZ BD REGENTS UNIV | 5,000 | $6K | shares |
| BEAM INCBEAM INC | 5,000 | $6K | shares |
| UNITED PARCEL SERUNITED PARCEL SER | 6,000 | $6K | shares |
| Discover Finl SEDiscover Finl SE | 6,000 | $6K | shares |
| SCISERVICE CORP INTL | 99 | $5K | shares |
| GOODGLADSTONE COMMERCIAL CORP | 270 | $5K | shares |
| ILFISHARES TR | 180 | $5K | shares |
| TRLVTRULIEVE CANNABIS CORP | 100 | $5K | shares |
| FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III | 229 | $5K | shares |
| BANCROFT FD LTD PFD CUM SER…BANCROFT FD LTD PFD CUM SER A | 200 | $5K | shares |
| NTRSONORTHERN TR CORP DEP SHS REPST | 200 | $5K | shares |
| WELLS FARGO & CO DEPOSITARY…WELLS FARGO & CO DEPOSITARY 1/ | 200 | $5K | shares |
| KGFHYKINGFISHER PLC-SPONS ADR | 540 | $5K | shares |
| DTWDTE ENERGY CO JUR SUB DEB 2017 | 200 | $5K | shares |
| NATIONAL GRID PLCNATIONAL GRID PLC | 78 | $5K | shares |
| ATGFFALTAGAS LTD | 300 | $5K | shares |
| US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022 | 5,000 | $5K | shares |
| VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11… | 5,000 | $5K | shares |
| BT Group PLCBT Group PLC | 2,500 | $5K | shares |
| RIOCFRIOCAN REAL ESTATE TRUST UT | 300 | $5K | shares |
| AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT | 5,000 | $5K | shares |
| EAIENTERGY ARK LLC 1ST MTG BD 4.8 | 200 | $5K | shares |
| EXXON MOBIL COREXXON MOBIL COR | 5,000 | $5K | shares |
| BRAEMAR HOTELS & RESORTS INCBRAEMAR HOTELS & RESORTS INC | 200 | $5K | shares |
| GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFD | 158 | $5K | shares |
| SYNCHRONY FINL DEP SHS REPS…SYNCHRONY FINL DEP SHS REPSG P | 200 | $5K | shares |
| FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN | 5,000 | $5K | shares |
| DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL | 5,000 | $5K | shares |
| CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C… | 5,000 | $5K | shares |
| american express coamerican express co | 5,000 | $5K | shares |
| LANDMARK INFRASTRUCTURELANDMARK INFRASTRUCTURE | 200 | $5K | shares |
| Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN | 5,000 | $5K | shares |
| BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D… | 200 | $5K | shares |
| ASHFORD HOSPITALITY TR INC …ASHFORD HOSPITALITY TR INC PFD | 200 | $5K | shares |
| Kkr & Co. Inc. PfdKkr & Co. Inc. Pfd | 200 | $5K | shares |
| LOS ANGELES CA W/PLOS ANGELES CA W/P | 5,000 | $5K | shares |
| MONTANA STATE BOMONTANA STATE BO | 5,000 | $5K | shares |
| NC EASTERN MUNI PWRNC EASTERN MUNI PWR | 5,000 | $5K | shares |
| PIMA CNTY AZPIMA CNTY AZ | 5,000 | $5K | shares |
| PUBLIC STORAGEPUBLIC STORAGE | 5,000 | $5K | shares |
| PUBLIC STORAGE PFDPUBLIC STORAGE PFD | 200 | $5K | shares |
| Global X SuperdividendGlobal X Superdividend | 500 | $5K | shares |
| Globe Life Inc PfdGlobe Life Inc Pfd | 200 | $5K | shares |
| AMERICAN ELECTRICAMERICAN ELECTRIC | 5,000 | $5K | shares |
| FTFT | 2,000 | $5K | shares |
| FT BEND CTY TEXFT BEND CTY TEX | 5,000 | $5K | shares |
| ATLAS CORP PFD GATLAS CORP PFD G | 200 | $5K | shares |
| THE KROGER CO.THE KROGER CO. | 5,000 | $5K | shares |
| TN ENGY ACQUISITTN ENGY ACQUISIT | 5,000 | $5K | shares |
| TUCSON AZTUCSON AZ | 5,000 | $5K | shares |
| AZ BD REGENTS UNIVAZ BD REGENTS UNIV | 5,000 | $5K | shares |
| BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28 | 5,000 | $5K | shares |
| BB&T CORPBB&T CORP | 5,000 | $5K | shares |
| BROADCOM INC.BROADCOM INC. | 5,000 | $5K | shares |
| CALIFORNIA STCALIFORNIA ST | 5,000 | $5K | shares |
| DUKE ENERGY OHIODUKE ENERGY OHIO | 5,000 | $5K | shares |
| AMERICAN INTLAMERICAN INTL | 92 | $4K | shares |
| SIEGYSIEMENS AG-SPONS ADR | 48 | $4K | shares |
| AFFSAMTRUST FINL SVCS INC 7.25% SU | 200 | $4K | shares |
| Keyence CorpKeyence Corp | 8 | $4K | shares |
| SIRIUS XM HOLDINGS INC COMSIRIUS XM HOLDINGS INC COM | 714 | $4K | shares |
| TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc… | 4,000 | $4K | shares |
| ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO | 153 | $4K | shares |
| STATE STREET C 5.9 PFDPFD …STATE STREET C 5.9 PFDPFD SER D | 142 | $4K | shares |
| WINTRUST FINANCIAL CORP-CAL…WINTRUST FINANCIAL CORP-CALLABLE | 132 | $4K | shares |
| REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW | 130 | $4K | shares |
| CEL SCI CORPCEL SCI CORP | 289 | $4K | shares |
| Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q | 149 | $4K | shares |
| MCDONALD'S CORPMCDONALD'S CORP | 4,000 | $4K | shares |
| COSTCO WHOLESALE 2point75pe…COSTCO WHOLESALE 2point75percent2… | 4,000 | $4K | shares |
| LOCKHEED MARTIN CORP NOTE M…LOCKHEED MARTIN CORP NOTE M/W CLBL | 4,000 | $4K | shares |
| SUNTRUST BANK (A)SUNTRUST BANK (A) | 4,000 | $4K | shares |
| TD AMERITRADE HOLTD AMERITRADE HOL | 4,000 | $4K | shares |
| MICROSOFT CORPMICROSOFT CORP | 3,000 | $4K | shares |
| QUALCOMM INCQUALCOMM INC | 4,000 | $4K | shares |
| INTERCONTINENTALINTERCONTINENTAL | 4,000 | $4K | shares |
| INTL BK RECON &INTL BK RECON & | 4,000 | $4K | shares |
| VAN KAMPEN INSD INCMVAN KAMPEN INSD INCM | 9 | $4K | shares |
| US TREASUR NTUS TREASUR NT | 4,000 | $4K | shares |
| BNSF, LLCBNSF, LLC | 4,000 | $4K | shares |
| COMMONWEALTH EDCOMMONWEALTH ED | 3,000 | $4K | shares |
| CMSCMS ENERGY CORP | 56 | $3K | shares |
| GLNGGOLAR LNG LTD | 300 | $3K | shares |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A | 56 | $3K | shares |
| NUSTAR ENERGY LPNUSTAR ENERGY LP | 200 | $3K | shares |
| SLISTANDARD LITHIUM CORP | 1,000 | $3K | shares |
| WTKWYWOLTERS KLUWER NV-SPONS ADR | 40 | $3K | shares |
| BNPQYBNP PARIBAS-ADR | 91 | $3K | shares |
| ISNPYINTESA SANPAOLO-SPON ADR | 185 | $3K | shares |
| UBS AGUBS AG | 180 | $3K | shares |
| CHTHCNL HEALTHCARE PROPERTIES IN | 456 | $3K | shares |
| WELLTOWER INCWELLTOWER INC | 38 | $3K | shares |
| GENERAL ELECTRI 587538 …GENERAL ELECTRI 587538 … | 2,000 | $3K | shares |
| HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN | 466 | $3K | shares |
| FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T… | 10 | $3K | shares |
| COMMONWEALTH EDICOMMONWEALTH EDI | 2,000 | $3K | shares |
| NANRSPDR INDEX SHS FDS | 44 | $2K | shares |
| BUNGE LTDBUNGE LTD | 27 | $2K | shares |
| MNROMONRO INC | 35 | $2K | shares |
| SLSRSOLARIS RES INC | 354 | $2K | shares |
| REPYYREPSOL SA SPONSORED ADR | 200 | $2K | shares |
| SFTBYSOFTBANK GROUP CORP-UNSP ADR | 52 | $2K | shares |
| CABGYCARLSBERG AS-B-SPON ADR | 65 | $2K | shares |
| APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO | 264 | $2K | shares |
| DIAMONDS TRUST SERIES IDIAMONDS TRUST SERIES I | 5 | $2K | shares |
| XEROX CORPXEROX CORP | 94 | $2K | shares |
| FITBFIFTH THIRD BANCORP DEP SHS RE | 65 | $2K | shares |
| APHRIA INCAPHRIA INC | 100 | $2K | shares |
| CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A | 3 | $2K | shares |
| JPMORGAN CHASE 5.5% PFDJPMORGAN CHASE 5.5% PFD | 65 | $2K | shares |
| MOTOROLA SOLUTIONS INCMOTOROLA SOLUTIONS INC | 2,000 | $2K | shares |
| JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE) | 2,000 | $2K | shares |
| Ntnl Rural UtiliNtnl Rural Utili | 2,000 | $2K | shares |
| ALPHABET INC.ALPHABET INC. | 2,000 | $2K | shares |
| CITIGROUP INC (VARIABLE)CITIGROUP INC (VARIABLE) | 2,000 | $2K | shares |
| CNA FINL CORPCNA FINL CORP | 2,000 | $2K | shares |
| CONEJO VY CA USDCONEJO VY CA USD | 2,000 | $2K | shares |
How Q2 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001415889-21-004913 | base | 2021-10-20 | acceptance time not in the bulk data set |