SMITH HAYES Advisers, Inc

13F filer, CIK 1418870, LINCOLN, NE

SMITH HAYES Advisers, Inc reported $427,473,000 across 289 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 21.18% of the portfolio.

Filed 2014-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC13F-HR 0001418870-14-000004

Period: 2014-09-30
Reported value: $427M
Holdings: 289
Top 10 weight: 21.18%
New: 24
Sold out: 23

Largest buys vs the previous quarter

Security	Shares change	Approx. value
BRK-Aadded	+15	$3.1M
FVadded	+119,217	$2.43M
Guggenheim S&P 500 Equal We…added	+19,110	$1.45M
ALLadded	+21,543	$1.32M
ACIWadded	+56,100	$1.05M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CONVERSANT INCexited	-62,200	-$1.58M
PNRreduced	-14,547	-$953K
AAPLreduced	-8,046	-$811K
FBTreduced	-8,092	-$743K
MARKET VECTORS ETF TRexited	-12,496	-$687K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001418870-14-000004, largest first. % of portfolio is the value over $423,747,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	114,183	$15.8M	3.72%	+878	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	60	$12.4M	2.93%	+15	Timeline
CAGCONAGRA BRANDS INC	273,803	$9.05M	2.13%	+1,815	Timeline
PEPPEPSICO INC	89,071	$8.29M	1.96%	-3,246	Timeline
INTCINTEL CORP	227,818	$7.93M	1.87%	-10,046	Timeline
WFCWELLS FARGO & CO	151,510	$7.86M	1.85%	-3,851	Timeline
VVISA INC	36,046	$7.69M	1.81%	-3,182	Timeline
UNPUNION PAC CORP	67,476	$7.32M	1.73%	+848	Timeline
AAPLAPPLE INC	70,750	$7.13M	1.68%	-8,046	Timeline
IWBISHARES TR	57,176	$6.28M	1.48%	+144	Timeline
IBMINTERNATIONAL BUSINESS MACHS	31,001	$5.88M	1.39%	+54	Timeline
VMIVALMONT INDS INC	41,768	$5.64M	1.33%	+2,904	Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	127,010	$5.59M	1.32%	+3,607
XOMEXXON MOBIL CORP	57,013	$5.36M	1.27%	-368	Timeline
JNJJOHNSON & JOHNSON	47,071	$5.02M	1.18%	-826	Timeline
IGSBISHARES TR	46,772	$4.92M	1.16%	+20	Timeline
JPMJPMORGAN CHASE & CO	80,921	$4.88M	1.15%	+385	Timeline
ABTABBOTT LABORATORIES	107,379	$4.47M	1.05%	+1,718	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	22,410	$4.42M	1.04%	+1,401	Timeline
DISDISNEY WALT CO	48,621	$4.33M	1.02%	-4,162	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	55,095	$4.19M	0.99%	+245
IJHISHARES TR	29,415	$4.02M	0.95%	-452	Timeline
BDXBECTON DICKINSON & CO	34,184	$3.89M	0.92%	-1,800	Timeline
GENERAL ELEC COGENERAL ELEC CO	151,197	$3.87M	0.91%	-6,507
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	86,759	$3.85M	0.91%	-840
USBUS BANCORP	91,423	$3.82M	0.9%	+119	Timeline
VZVERIZON COMMUNICATIONS INC	71,432	$3.57M	0.84%	+16,435	Timeline
LQDISHARES TR	30,117	$3.56M	0.84%	+257	Timeline
BABOEING CO	27,555	$3.51M	0.83%	+1,348	Timeline
ADPAUTOMATIC DATA PROCESSING IN	40,310	$3.35M	0.79%	-1,263	Timeline
MSFTMICROSOFT CORP	71,825	$3.33M	0.79%	-3,363	Timeline
CVSCVS HEALTH CORP	40,430	$3.22M	0.76%	+4,882	Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	36,972	$3.12M	0.74%	-184
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	43,059	$3.09M	0.73%	-495
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	40,481	$3.07M	0.72%	+19,110
AWRAMER STATES WTR CO	99,649	$3.03M	0.72%	-489	Timeline
ORCLORACLE CORP	77,696	$2.97M	0.7%	+2,734	Timeline
PGPROCTER & GAMBLE CO	34,951	$2.93M	0.69%	-2,975	Timeline
CLCOLGATE PALMOLIVE CO	44,050	$2.87M	0.68%	-2,585	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	54,692	$2.87M	0.68%	-840	Timeline
IJRISHARES TR	27,397	$2.86M	0.67%	+25	Timeline
VWOVANGUARD INTL EQUITY INDEX F	67,454	$2.81M	0.66%	-962	Timeline
WMTWALMART INC	35,680	$2.73M	0.64%	-2,947	Timeline
QCOMQUALCOMM INC	36,186	$2.71M	0.64%	-105	Timeline
FVFIRST TR EXCHANGE TRADED FD	132,437	$2.7M	0.64%	+119,217	Timeline
KOCOCA COLA CO	62,881	$2.68M	0.63%	-8,655	Timeline
MRKMERCK & CO INC	44,088	$2.61M	0.62%	-472	Timeline
ADSKAUTODESK INC	46,566	$2.57M	0.61%	+138	Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	62,912	$2.47M	0.58%	-1,814
BWABORGWARNER INC	46,368	$2.44M	0.58%	-1,195	Timeline
PFEPFIZER INC	82,012	$2.42M	0.57%	-15,235	Timeline
SUSUNCOR ENERGY INC NEW	66,475	$2.4M	0.57%	-2,525	Timeline
CMECME GROUP INC	29,822	$2.38M	0.56%	+1,505	Timeline
ABBVABBVIE INC	41,265	$2.38M	0.56%	-1,378	Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	33,420	$2.36M	0.56%	+494
COPCONOCOPHILLIPS	30,761	$2.35M	0.56%	+222	Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	40,469	$2.27M	0.53%	+517
ETNEATON CORP PLC	34,118	$2.16M	0.51%	-5,069	Timeline
GoogleGoogle	3,620	$2.13M	0.5%	+2
WELLPOINT INCWELLPOINT INC	17,491	$2.09M	0.49%	-599
KMIKINDER MORGAN INC DEL	54,387	$2.08M	0.49%	+1,024	Timeline
TAT&T INC	58,925	$2.08M	0.49%	-1,840	Timeline
ROKROCKWELL AUTOMATION INC	18,861	$2.07M	0.49%	+651	Timeline
DVNDEVON ENERGY CORP NEW	29,528	$2.01M	0.48%	+681	Timeline
VTIPVANGUARD MALVERN FDS	40,628	$2.01M	0.47%	+7,090	Timeline
CSCOCISCO SYS INC	79,578	$2M	0.47%	+417	Timeline
FFORD MTR CO	131,173	$1.94M	0.46%	-2,778	Timeline
SCHFSCHWAB STRATEGIC TR	62,270	$1.93M	0.46%	+460	Timeline
HALHALLIBURTON CO	29,693	$1.92M	0.45%	-3,400	Timeline
MCDMCDONALDS CORP	19,741	$1.87M	0.44%	-2,344	Timeline
AIGAMERICAN INTL GROUP INC	33,187	$1.79M	0.42%	+681	Timeline
VEUVANGUARD INTL EQUITY INDEX F	36,062	$1.78M	0.42%	-168	Timeline
MDUMDU RES GROUP INC	62,866	$1.75M	0.41%	-1,622	Timeline
TROWPRICE T ROWE GROUP INC	21,693	$1.7M	0.4%	-1,956	Timeline
FNXFIRST TR EXCHANGE-TRADED ALP	33,697	$1.69M	0.4%	+1,786	Timeline
WYWEYERHAEUSER CO	51,738	$1.65M	0.39%	+329	Timeline
EXPDEXPEDITORS INTL WASH INC	40,582	$1.65M	0.39%	+1,100	Timeline
CVXCHEVRON CORPORATION	13,727	$1.64M	0.39%	-77	Timeline
ALLALLSTATE CORP	26,518	$1.63M	0.38%	+21,543	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	15,127	$1.6M	0.38%	-445
PNRPENTAIR PLC	24,082	$1.58M	0.37%	-14,547	Timeline
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	6,624	$1.57M	0.37%	+755
VLOVALERO ENERGY CORP	33,810	$1.56M	0.37%	-1,486	Timeline
ROSTROSS STORES INC	20,661	$1.56M	0.37%	-647	Timeline
SYYSYSCO CORP	41,073	$1.56M	0.37%	+2,579	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	44,640	$1.53M	0.36%	-4,478
LEGLEGGETT & PLATT INC	42,506	$1.48M	0.35%	-50	Timeline
TJXTJX COS INC NEW	25,053	$1.48M	0.35%	-899	Timeline
ACIWACI WORLDWIDE INC	78,100	$1.47M	0.35%	+56,100	Timeline
SCHCSCHWAB STRATEGIC TR	46,553	$1.46M	0.34%	-1,005	Timeline
CENTURYLINK INCCENTURYLINK INC	35,513	$1.45M	0.34%	-108
E M C CORP MASSE M C CORP MASS	48,130	$1.41M	0.33%	+1,251
HDHOME DEPOT INC	15,037	$1.38M	0.33%	-996	Timeline
SLBSLB LIMITED	13,326	$1.35M	0.32%	+736	Timeline
MEDTRONIC INCMEDTRONIC INC	21,651	$1.34M	0.32%	-1,595
METMETLIFE INC	24,780	$1.33M	0.31%	+56	Timeline
NORTHEAST UTILSNORTHEAST UTILS	30,028	$1.33M	0.31%	-1,666
DUKDUKE ENERGY CORP NEW	17,732	$1.33M	0.31%	-1,485	Timeline
BMYBRISTOL-MYERS SQUIBB CO	25,874	$1.32M	0.31%	+81	Timeline
IEOISHARES TR	15,048	$1.31M	0.31%	-75	Timeline
EMNEASTMAN CHEM CO	16,000	$1.29M	0.31%	+1,775	Timeline
GOOGLE INCGOOGLE INC	2,193	$1.27M	0.3%	-33
CBRECBRE GROUP INC	42,525	$1.26M	0.3%	+2,785	Timeline
HCP INCHCP INC	31,683	$1.26M	0.3%	+5,280
CLXCLOROX CO DEL	12,992	$1.25M	0.29%	-2,795	Timeline
CSXCSX CORP	38,681	$1.24M	0.29%	+2,248	Timeline
NNINELNET INC	27,996	$1.21M	0.28%	+485	Timeline
MMM3M CO	8,470	$1.2M	0.28%	-182	Timeline
CATCATERPILLAR INC	11,699	$1.16M	0.27%	+32	Timeline
LMTLOCKHEED MARTIN CORP	6,307	$1.15M	0.27%	+202	Timeline
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	20,563	$1.14M	0.27%	-692
EMREMERSON ELEC CO	17,694	$1.11M	0.26%	-1,100	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	31,213	$1.09M	0.26%	+11,938
WALGREEN COWALGREEN CO	18,358	$1.09M	0.26%	-156
TIPISHARES TR	9,644	$1.08M	0.26%	-595	Timeline
ATIATI INC	28,450	$1.05M	0.25%	+1,000	Timeline
TIME WARNER INCTIME WARNER INC	13,899	$1.04M	0.25%	-299
CCITIGROUP INC	19,918	$1.03M	0.24%	+1,415	Timeline
POWERSHARESPOWERSHARES	44,168	$1.03M	0.24%	+1,330
CMCSACOMCAST CORP NEW	19,031	$1.02M	0.24%	-495	Timeline
DNOWDNOW INC	32,198	$979K	0.23%	-7,169	Timeline
HXLHEXCEL CORP NEW	24,200	$961K	0.23%	+1,000	Timeline
ABALLIANCEBERNSTEIN HLDG L P	36,722	$955K	0.23%	+4,660	Timeline
VIGVANGUARD SPECIALIZED FUNDS	12,291	$946K	0.22%	-1,017	Timeline
COSTCOSTCO WHOLESALE CORPORATION	7,498	$940K	0.22%	-150	Timeline
XLKSELECT SECTOR SPDR TR	23,405	$934K	0.22%	+10,336	Timeline
APACHE CORPAPACHE CORP	9,868	$926K	0.22%	-349
LAM RESEARCH CORPLAM RESEARCH CORP	12,300	$919K	0.22%	0
TRMBTRIMBLE INC	29,725	$907K	0.21%	0	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	8,532	$865K	0.2%	-8
PSXPHILLIPS 66	10,624	$864K	0.2%	-4,237	Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	36,623	$859K	0.2%	+604
ROCKWELL COLLINS INCROCKWELL COLLINS INC	10,881	$854K	0.2%	0
DIRECTVDIRECTV	9,810	$849K	0.2%	-800
VEAVANGUARD TAX-MANAGED FDS	20,513	$815K	0.19%	-2,946	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	15,041	$808K	0.19%	+3	Timeline
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	17,301	$791K	0.19%	-363
KKELLANOVA	12,523	$771K	0.18%	-2,224	Timeline
FBTFIRST TR EXCHANGE-TRADED FD	8,385	$770K	0.18%	-8,092	Timeline
DEDEERE & CO	9,316	$764K	0.18%	+407	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	13,639	$761K	0.18%	-11,805	Timeline
BLACKROCK INCBLACKROCK INC	2,287	$751K	0.18%	new
MCKMCKESSON CORP	3,850	$749K	0.18%	new	Timeline
NSCNORFOLK SOUTHN CORP	6,691	$747K	0.18%	+3	Timeline
LLYELI LILLY & CO	11,470	$744K	0.18%	-318	Timeline
BB & T CORPBB & T CORP	19,639	$731K	0.17%	+4,185
HSYHERSHEY CO	7,356	$702K	0.17%	-943	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	10,826	$698K	0.16%	-240
HYGISHARES TR	7,471	$687K	0.16%	+234	Timeline
FXGFIRST TR EXCHANGE-TRADED FD	17,426	$681K	0.16%	-15,586	Timeline
VVVANGUARD INDEX FDS	7,469	$676K	0.16%	-2,302	Timeline
MDLZMONDELEZ INTL INC	19,545	$670K	0.16%	-1,939	Timeline
VOVANGUARD INDEX FDS	5,692	$668K	0.16%	-2,090	Timeline
TRNTRINITY INDS INC	14,165	$662K	0.16%	+764	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	10,865	$662K	0.16%	-9,464	Timeline
GWWWW GRAINGER INC	2,625	$661K	0.16%	+1,210	Timeline
TGTTARGET CORP	10,486	$657K	0.16%	+341	Timeline
VBVANGUARD INDEX FDS	5,880	$650K	0.15%	-1,692	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	19,924	$646K	0.15%	-17,302	Timeline
SHYISHARES TR	7,620	$644K	0.15%	+200	Timeline
MSMORGAN STANLEY	18,154	$628K	0.15%	-62	Timeline
EPDENTERPRISE PRODS PARTNERS L	15,500	$625K	0.15%	+6,559	Timeline
DALDELTA AIR LINES INC	17,000	$615K	0.15%	0	Timeline
FISVFISERV INC	9,489	$613K	0.14%	0	Timeline
EFAISHARES TR	9,462	$607K	0.14%	+59	Timeline
HDVISHARES TR	8,040	$605K	0.14%	+3	Timeline
AON PLCAON PLC	6,896	$605K	0.14%	-72
PMPHILIP MORRIS INTL INC	7,230	$603K	0.14%	-125	Timeline
IGEISHARES TR	13,391	$599K	0.14%	-280	Timeline
ITWILLINOIS TOOL WKS INC	6,988	$590K	0.14%	+1	Timeline
SSYSSTRATASYS LTD	4,850	$586K	0.14%	+1,200	Timeline
PFFISHARES TR	14,734	$582K	0.14%	+1,981	Timeline
SWXSOUTHWEST GAS HLDGS INC	11,976	$582K	0.14%	0	Timeline
FTAFIRST TR EXCHANGE-TRADED ALP	13,693	$581K	0.14%	+6,313	Timeline
VGTVANGUARD WORLD FD	5,735	$574K	0.14%	-250	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	20,540	$573K	0.14%	0
EBAYEBAY INC.	10,065	$570K	0.13%	-355	Timeline
HOMEAWAY INCHOMEAWAY INC	15,916	$565K	0.13%	+3,266
FPXFIRST TR EXCHANGE-TRADED FD	11,706	$563K	0.13%	+1,764	Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	16,324	$563K	0.13%	+45
VNQVANGUARD INDEX FDS	7,827	$562K	0.13%	+143	Timeline
JKHYHENRY JACK & ASSOC INC	10,000	$557K	0.13%	0	Timeline
LOWLOWES COS INC	10,483	$555K	0.13%	+2,054	Timeline
MOALTRIA GROUP INC	11,913	$547K	0.13%	-963	Timeline
Lincoln National CorporatLincoln National Corporat	10,700	$547K	0.13%	0
BAXBAXTER INTL INC	7,575	$544K	0.13%	-478	Timeline
AXPAMERICAN EXPRESS CO	6,123	$536K	0.13%	-315	Timeline
KMBKIMBERLY-CLARK CORP	4,923	$530K	0.13%	+3	Timeline
SILICON GRAPHICS INTL CORP …SILICON GRAPHICS INTL CORP COM	56,600	$522K	0.12%	+16,000
SJMSMUCKER J M CO	5,224	$517K	0.12%	+151	Timeline
NUENUCOR CORP	9,422	$511K	0.12%	-315	Timeline
SCHWCHARLES SCHWAB CORP (THE)	17,350	$510K	0.12%	+1,000	Timeline
IDUISHARES TR	4,750	$500K	0.12%	-50	Timeline
IXJISHARES TR	5,075	$496K	0.12%	+50	Timeline
AFLAFLAC INC	8,164	$476K	0.11%	-173	Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	5,091	$475K	0.11%	-1,320
XLVSELECT SECTOR SPDR TR	7,337	$469K	0.11%	new	Timeline
GISGENERAL MILLS INC	9,128	$460K	0.11%	+9	Timeline
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	11,655	$458K	0.11%	-1,022
DNPDNP SELECT INCOME FD INC	43,384	$439K	0.1%	+2,041	Timeline
STLDSTEEL DYNAMICS INC	19,300	$436K	0.1%	+5	Timeline
NKENIKE INC	4,767	$425K	0.1%	-2,108	Timeline
WIWWESTERN AST INFL LKD OPP & I	36,600	$424K	0.1%	0	Timeline
XLESELECT SECTOR SPDR TR	4,548	$412K	0.1%	new	Timeline
CELGENE CORPCELGENE CORP	4,344	$412K	0.1%	+600
BACBANK OF AMER CORP	23,532	$401K	0.09%	+6,343	Timeline
FDXFEDEX CORP	2,475	$400K	0.09%	-10	Timeline
XLYSELECT SECTOR SPDR TR	5,943	$396K	0.09%	new	Timeline
XLFSELECT SECTOR SPDR TR	16,834	$390K	0.09%	new	Timeline
XLISELECT SECTOR SPDR TR	7,329	$390K	0.09%	new	Timeline
STZCONSTELLATION BRANDS INC	4,410	$384K	0.09%	new	Timeline
SOSOUTHERN CO	8,565	$374K	0.09%	-2,894	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	3,790	$374K	0.09%	0
UPSUNITED PARCEL SVCS INC	3,795	$373K	0.09%	+3	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	5,560	$370K	0.09%	new
MRSHMARSH & MCLENNAN COS INC	7,000	$366K	0.09%	-1,000	Timeline
MATMATTEL INC	11,775	$361K	0.09%	-2,750	Timeline
XLPSELECT SECTOR SPDR TR	7,982	$360K	0.08%	new	Timeline
TRVTRAVELERS COMPANIES INC	3,798	$357K	0.08%	+9	Timeline
MONSANTO CO NEWMONSANTO CO NEW	3,175	$357K	0.08%	-1,816
XLBSELECT SECTOR SPDR TR	7,160	$355K	0.08%	new	Timeline
CNCCENTENE CORP DEL	4,220	$349K	0.08%	new	Timeline
AMZNAMAZON COM INC	1,068	$344K	0.08%	-377	Timeline
XLUSELECT SECTOR SPDR TR	8,154	$343K	0.08%	new	Timeline
VRSKVERISK ANALYTICS INC	5,618	$342K	0.08%	0	Timeline
COVIDIEN PLCCOVIDIEN PLC	3,888	$336K	0.08%	-410
WMWASTE MGMT INC DEL	6,993	$332K	0.08%	-234	Timeline
SNYSANOFI SA	5,885	$332K	0.08%	-611	Timeline
WATWATERS CORP	3,330	$330K	0.08%	-290	Timeline
BIGGQBIG LOTS INC.	7,600	$327K	0.08%	-2,600	Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	4,866	$325K	0.08%	0
MLMMARTIN MARIETTA MATLS INC	2,455	$317K	0.07%	-90	Timeline
BONDPIMCO ETF TR	2,900	$315K	0.07%	0	Timeline
UNHUNITEDHEALTH GROUP INC	3,607	$311K	0.07%	0	Timeline
FCXFREEPORT MCMORAN INC	9,499	$310K	0.07%	+1,504	Timeline
NVSNOVARTIS AG	3,222	$303K	0.07%	0	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	2,977	$299K	0.07%	-249	Timeline
US ECOLOGY INC COMUS ECOLOGY INC COM	6,257	$293K	0.07%	new
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	6,189	$285K	0.07%	+691
AMATAPPLIED MATLS INC	13,100	$283K	0.07%	-1,000	Timeline
WRBBERKLEY W R CORP	5,800	$277K	0.07%	0	Timeline
XGDVXGABELLI DIVID & INCOME TR	12,906	$275K	0.06%	0	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	4,883	$275K	0.06%	-99
GLWCORNING INC	14,019	$271K	0.06%	+119	Timeline
WMBWILLIAMS COS INC	4,840	$268K	0.06%	-3,645	Timeline
BSXBOSTON SCIENTIFIC CORP	22,200	$262K	0.06%	0	Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	2,000	$253K	0.06%	0
SWKSTANLEY BLACK & DECKER INC	2,743	$244K	0.06%	0	Timeline
FULFULLER H B CO	6,100	$242K	0.06%	+1,100	Timeline
HONHONEYWELL INTL INC	2,535	$236K	0.06%	0	Timeline
IVVISHARES TR	1,184	$235K	0.06%	-40	Timeline
DDD3D SYS CORP DEL	5,060	$235K	0.06%	-2,590	Timeline
RPMRPM INTL INC	5,057	$232K	0.05%	-100	Timeline
ILMNILLUMINA INC	1,417	$232K	0.05%	-50	Timeline
OXYOCCIDENTAL PETE CORP	2,399	$231K	0.05%	-803	Timeline
EEMISHARES TR	5,519	$229K	0.05%	+8	Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	21,208	$229K	0.05%	+1,160
HRLHORMEL FOODS CORP	4,416	$227K	0.05%	0	Timeline
AMGNAMGEN INC	1,612	$226K	0.05%	-454	Timeline
EDCONSOLIDATED EDISON INC	3,995	$226K	0.05%	-1,494	Timeline
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	3,442	$224K	0.05%	-500
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	2,752	$219K	0.05%	+289
DVYISHARES TR	2,948	$218K	0.05%	+166	Timeline
GILDGILEAD SCIENCES INC	2,021	$215K	0.05%	new	Timeline
VPUVANGUARD WORLD FD	2,326	$212K	0.05%	-292	Timeline
AWKAMERICAN WTR WKS CO INC NEW	4,350	$210K	0.05%	-100	Timeline
PRUPRUDENTIAL FINL INC	2,390	$210K	0.05%	-164	Timeline
TTCTORO CO	3,550	$210K	0.05%	0	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	7,622	$209K	0.05%	new
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD I	12,800	$209K	0.05%	+1,800
PCARPACCAR INC	3,665	$208K	0.05%	+6	Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	8,142	$207K	0.05%	new
HAINHAIN CELESTIAL GROUP INC	2,000	$205K	0.05%	new	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	2,666	$203K	0.05%	0
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	26,322	$203K	0.05%	+2,052
DHRDANAHER CORP DEL	2,650	$201K	0.05%	new	Timeline
CHWCALAMOS GBL DYN INCOME FUND	19,455	$180K	0.04%	0	Timeline
CHICALAMOS CONV OPPORTUNITIES &	12,820	$173K	0.04%	0	Timeline
BALLANTYNE STRONG INCBALLANTYNE STRONG INC	38,750	$172K	0.04%	0
ADCARE HEALTH SYSTEMS INCADCARE HEALTH SYSTEMS INC	35,227	$167K	0.04%	-27,589
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	13,659	$155K	0.04%	-410
XWIAXWESTERN ASSET INFLT LNK INC	12,900	$149K	0.04%	0	Timeline
REALD INCREALD INC	11,662	$109K	0.03%	new
GROUPON INCGROUPON INC	15,487	$103K	0.02%	new
BLACK DIAMOND INCBLACK DIAMOND INC	11,811	$89K	0.02%	new
BANK OF COMMERCE HOLDINGSBANK OF COMMERCE HOLDINGS	11,275	$69K	0.02%	+52
GOROGOLD RESOURCE CORP	10,018	$51K	0.01%	new	Timeline
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	16,000	$34K	0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	18,900	$3.72M	new

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CONVERSANT INCCONVERSANT INC	62,200	$1.58M	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	12,496	$687K	shares
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	20,000	$598K	shares
GNWGENWORTH FINL INC	32,605	$567K	shares
JDS UNIPHASE CORPJDS UNIPHASE CORP	41,453	$517K	shares
NSRGYNESTLE SA-SPONS ADR	6,401	$496K	shares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	6,938	$318K	shares
VODVODAFONE GROUP PLC	8,667	$289K	shares
FINNFIRST NATL OF NEBRASKA INC	45	$272K	shares
SRESEMPRA	2,540	$266K	shares
MASMASCO CORP	11,800	$262K	shares
METAMETA PLATFORMS INC	3,388	$228K	shares
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	4,818	$226K	shares
Dow Chemical CompanyDow Chemical Company	4,365	$225K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	5,650	$221K	shares
PPGPPG INDS INC	1,028	$216K	shares
VDEVANGUARD WORLD FD	1,485	$214K	shares
MAMASTERCARD INCORPORATED	2,774	$204K	shares
RIGTRANSOCEAN LTD	4,509	$203K	shares
ENDOCYTE INCENDOCYTE INC	10,000	$66K	shares
ENSERVCO CORP COM NEWENSERVCO CORP COM NEW	10,000	$26K	shares
Omni Bio Pharmaceutical IncOmni Bio Pharmaceutical Inc	16,500	$3K	shares
TIERONE CORPTIERONE CORP	12,300	$0	shares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001418870-14-000004	base		2014-11-14	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC