SMITH HAYES Advisers, Inc

13F filer, CIK 1418870, LINCOLN, NE

SMITH HAYES Advisers, Inc reported $479,975,000 across 312 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-13. Its ten largest share positions make up 21.47% of the portfolio.

Filed 2015-02-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC13F-HR 0001418870-15-000001

Period: 2014-12-31
Reported value: $480M
Holdings: 312
Top 10 weight: 21.47%
New: 40
Sold out: 17

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPYadded	+25,618	$5.27M
AMWDnew	+82,967	$3.35M
FIAT CHRYSLER AUTOMOBILES Nnew	+184,600	$2.14M
VEOEYnew	+110,225	$1.94M
ELVnew	+15,052	$1.89M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SUexited	-66,475	-$2.4M
WELLPOINT INCexited	-17,491	-$2.09M
NATIONAL OILWELL VARCO INCreduced	-26,348	-$1.73M
Freduced	-100,503	-$1.56M
SCHCexited	-46,553	-$1.46M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001418870-15-000001, largest first. % of portfolio is the value over $477,552,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	118,529	$17.8M	3.73%	+4,346	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	61	$13.8M	2.89%	+1	Timeline
CAGCONAGRA BRANDS INC	281,930	$10.2M	2.14%	+8,127	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	48,028	$9.87M	2.07%	+25,618	Timeline
VVISA INC	36,337	$9.53M	1.99%	+291	Timeline
WFCWELLS FARGO & CO	159,799	$8.76M	1.83%	+8,289	Timeline
PEPPEPSICO INC	88,905	$8.41M	1.76%	-166	Timeline
AAPLAPPLE INC	73,592	$8.12M	1.7%	+2,842	Timeline
UNPUNION PAC CORP	67,808	$8.08M	1.69%	+332	Timeline
INTCINTEL CORP	219,209	$7.96M	1.67%	-8,609	Timeline
IWBISHARES TR	60,249	$6.91M	1.45%	+3,073	Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	130,738	$6.32M	1.32%	+3,728
IBMINTERNATIONAL BUSINESS MACHS	34,342	$5.51M	1.15%	+3,341	Timeline
VMIVALMONT INDS INC	42,940	$5.45M	1.14%	+1,172	Timeline
ABTABBOTT LABORATORIES	119,173	$5.37M	1.12%	+11,794	Timeline
XOMEXXON MOBIL CORP	57,928	$5.36M	1.12%	+915	Timeline
JNJJOHNSON & JOHNSON	49,046	$5.13M	1.07%	+1,975	Timeline
IGSBISHARES TR	47,723	$5.02M	1.05%	+951	Timeline
JPMJPMORGAN CHASE & CO	77,917	$4.88M	1.02%	-3,004	Timeline
BDXBECTON DICKINSON & CO	33,985	$4.73M	0.99%	-199	Timeline
LQDISHARES TR	37,583	$4.49M	0.94%	+7,466	Timeline
IJHISHARES TR	30,925	$4.48M	0.94%	+1,510	Timeline
DISDISNEY WALT CO	46,896	$4.42M	0.92%	-1,725	Timeline
BABOEING CO	32,419	$4.21M	0.88%	+4,864	Timeline
USBUS BANCORP	93,011	$4.18M	0.88%	+1,588	Timeline
NIELSEN HOLDINGS N VNIELSEN HOLDINGS N V	89,367	$4M	0.84%	+2,608
GENERAL ELEC COGENERAL ELEC CO	155,943	$3.94M	0.83%	+4,746
CVSCVS HEALTH CORP	39,739	$3.83M	0.8%	-691	Timeline
AWRAMER STATES WTR CO	100,660	$3.79M	0.79%	+1,011	Timeline
VZVERIZON COMMUNICATIONS INC	77,514	$3.63M	0.76%	+6,082	Timeline
ORCLORACLE CORP	78,516	$3.53M	0.74%	+820	Timeline
MSFTMICROSOFT CORP	72,594	$3.37M	0.71%	+769	Timeline
IJRISHARES TR	29,429	$3.36M	0.7%	+2,032	Timeline
AMWDAMERICAN WOODMARK CORP	82,967	$3.35M	0.7%	new	Timeline
ADPAUTOMATIC DATA PROCESSING IN	39,995	$3.33M	0.7%	-315	Timeline
PGPROCTER & GAMBLE CO	36,100	$3.29M	0.69%	+1,149	Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	36,773	$3.27M	0.69%	-199
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	39,891	$3.19M	0.67%	-590
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	42,908	$3.17M	0.66%	-151
WMTWALMART INC	35,930	$3.09M	0.65%	+250	Timeline
ETNEATON CORP PLC	44,819	$3.05M	0.64%	+10,701	Timeline
CLCOLGATE PALMOLIVE CO	43,853	$3.03M	0.64%	-197	Timeline
KMIKINDER MORGAN INC DEL	71,091	$3.01M	0.63%	+16,704	Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	35,008	$2.96M	0.62%	+1,588
FVFIRST TR EXCHANGE TRADED FD	133,222	$2.94M	0.61%	+785	Timeline
QCOMQUALCOMM INC	39,477	$2.93M	0.61%	+3,291	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	56,020	$2.91M	0.61%	+1,328	Timeline
ABBVABBVIE INC	43,226	$2.83M	0.59%	+1,961	Timeline
ADSKAUTODESK INC	46,566	$2.8M	0.59%	0	Timeline
VWOVANGUARD INTL EQUITY INDEX F	69,239	$2.77M	0.58%	+1,785	Timeline
CMECME GROUP INC	29,827	$2.64M	0.55%	+5	Timeline
BWABORGWARNER INC	47,974	$2.64M	0.55%	+1,606	Timeline
KOCOCA COLA CO	61,913	$2.61M	0.55%	-968	Timeline
MRKMERCK & CO INC	44,765	$2.54M	0.53%	+677	Timeline
PFEPFIZER INC	80,030	$2.49M	0.52%	-1,982	Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	63,880	$2.32M	0.49%	+968
COPCONOCOPHILLIPS	33,198	$2.29M	0.48%	+2,437	Timeline
ROKROCKWELL AUTOMATION INC	20,261	$2.25M	0.47%	+1,400	Timeline
BLACKROCK INCBLACKROCK INC	6,298	$2.25M	0.47%	+4,011
ACIWACI WORLDWIDE INC	111,300	$2.25M	0.47%	+33,200	Timeline
VTIPVANGUARD MALVERN FDS	46,287	$2.23M	0.47%	+5,659	Timeline
CSCOCISCO SYS INC	80,239	$2.23M	0.47%	+661	Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	184,600	$2.14M	0.45%	new
TAT&T INC	62,449	$2.1M	0.44%	+3,524	Timeline
GoogleGoogle	3,926	$2.08M	0.44%	+306
ALLALLSTATE CORP	28,561	$2.01M	0.42%	+2,043	Timeline
VEOEYVEOLIA ENVIRONNEMENT-ADR	110,225	$1.94M	0.41%	new	Timeline
DVNDEVON ENERGY CORP NEW	30,969	$1.9M	0.4%	+1,441	Timeline
AIGAMERICAN INTL GROUP INC	33,807	$1.89M	0.4%	+620	Timeline
ELVELEVANCE HEALTH INC FORMERLY	15,052	$1.89M	0.4%	new	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	28,747	$1.88M	0.39%	-26,348
TROWPRICE T ROWE GROUP INC	21,743	$1.87M	0.39%	+50	Timeline
EXPDEXPEDITORS INTL WASH INC	41,689	$1.86M	0.39%	+1,107	Timeline
WYWEYERHAEUSER CO	51,742	$1.86M	0.39%	+4	Timeline
ROSTROSS STORES INC	19,665	$1.85M	0.39%	-996	Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	46,417	$1.84M	0.39%	+5,948
FNXFIRST TR EXCHANGE-TRADED ALP	34,729	$1.83M	0.38%	+1,032	Timeline
VEUVANGUARD INTL EQUITY INDEX F	39,073	$1.83M	0.38%	+3,011	Timeline
SLBSLB LIMITED	21,352	$1.82M	0.38%	+8,026	Timeline
LEGLEGGETT & PLATT INC	42,167	$1.8M	0.38%	-339	Timeline
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	7,430	$1.79M	0.37%	+806
CVXCHEVRON CORPORATION	15,809	$1.77M	0.37%	+2,082	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	15,231	$1.75M	0.37%	+104
SYYSYSCO CORP	43,760	$1.74M	0.36%	+2,687	Timeline
VLOVALERO ENERGY CORP	34,751	$1.72M	0.36%	+941	Timeline
E M C CORP MASSE M C CORP MASS	57,730	$1.72M	0.36%	+9,600
SCHFSCHWAB STRATEGIC TR	59,288	$1.71M	0.36%	-2,982	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	44,090	$1.69M	0.35%	-550
XLKSELECT SECTOR SPDR TR	39,980	$1.65M	0.35%	+16,575	Timeline
TJXTJX COS INC NEW	23,858	$1.64M	0.34%	-1,195	Timeline
BMYBRISTOL-MYERS SQUIBB CO	27,445	$1.62M	0.34%	+1,571	Timeline
PNRPENTAIR PLC	24,082	$1.6M	0.34%	0	Timeline
DUKDUKE ENERGY CORP NEW	18,959	$1.58M	0.33%	+1,227	Timeline
MDUMDU RES GROUP INC	67,394	$1.58M	0.33%	+4,528	Timeline
HDHOME DEPOT INC	15,042	$1.58M	0.33%	+5	Timeline
NORTHEAST UTILSNORTHEAST UTILS	29,416	$1.57M	0.33%	-612
MEDTRONIC INCMEDTRONIC INC	21,490	$1.55M	0.32%	-161
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	36,764	$1.54M	0.32%	new
CENTURYLINK INCCENTURYLINK INC	38,613	$1.53M	0.32%	+3,100
CBRECBRE GROUP INC	43,925	$1.5M	0.31%	+1,400	Timeline
CSXCSX CORP	41,389	$1.5M	0.31%	+2,708	Timeline
EMNEASTMAN CHEM CO	18,820	$1.43M	0.3%	+2,820	Timeline
HCP INCHCP INC	31,691	$1.4M	0.29%	+8
MMM3M CO	8,473	$1.39M	0.29%	+3	Timeline
METMETLIFE INC	25,201	$1.36M	0.29%	+421	Timeline
CATCATERPILLAR INC	14,777	$1.35M	0.28%	+3,078	Timeline
NNINELNET INC	28,601	$1.32M	0.28%	+605	Timeline
VNQVANGUARD INDEX FDS	16,017	$1.3M	0.27%	+8,190	Timeline
XLVSELECT SECTOR SPDR TR	18,899	$1.29M	0.27%	+11,562	Timeline
CLXCLOROX CO DEL	12,393	$1.29M	0.27%	-599	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	16,666	$1.27M	0.27%	new
ABALLIANCEBERNSTEIN HLDG L P	48,345	$1.25M	0.26%	+11,623	Timeline
TIPISHARES TR	11,144	$1.25M	0.26%	+1,500	Timeline
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	20,775	$1.24M	0.26%	+212
HALHALLIBURTON CO	31,424	$1.24M	0.26%	+1,731	Timeline
LMTLOCKHEED MARTIN CORP	6,414	$1.24M	0.26%	+107	Timeline
GOOGLE INCGOOGLE INC	2,292	$1.21M	0.25%	+99
TIME WARNER INCTIME WARNER INC	13,849	$1.18M	0.25%	-50
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	28,737	$1.18M	0.25%	+17,082
XLYSELECT SECTOR SPDR TR	15,663	$1.13M	0.24%	+9,720	Timeline
XLESELECT SECTOR SPDR TR	13,988	$1.11M	0.23%	+9,440	Timeline
XLFSELECT SECTOR SPDR TR	44,628	$1.1M	0.23%	+27,794	Timeline
EMREMERSON ELEC CO	17,799	$1.1M	0.23%	+105	Timeline
CMCSACOMCAST CORP NEW	18,834	$1.09M	0.23%	-197	Timeline
XLISELECT SECTOR SPDR TR	19,325	$1.09M	0.23%	+11,996	Timeline
CCITIGROUP INC	19,948	$1.08M	0.23%	+30	Timeline
COSTCOSTCO WHOLESALE CORPORATION	7,550	$1.07M	0.22%	+52	Timeline
IEOISHARES TR	14,958	$1.07M	0.22%	-90	Timeline
VIGVANGUARD SPECIALIZED FUNDS	12,916	$1.05M	0.22%	+625	Timeline
ATIATI INC	29,100	$1.01M	0.21%	+650	Timeline
XLPSELECT SECTOR SPDR TR	20,857	$1.01M	0.21%	+12,875	Timeline
HXLHEXCEL CORP NEW	24,200	$1M	0.21%	0	Timeline
XLUSELECT SECTOR SPDR TR	21,008	$992K	0.21%	+12,854	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	12,300	$976K	0.2%	0
XLBSELECT SECTOR SPDR TR	19,639	$954K	0.2%	+12,479	Timeline
IGEISHARES TR	24,226	$928K	0.19%	+10,835	Timeline
TGTTARGET CORP	12,159	$923K	0.19%	+1,673	Timeline
DEDEERE & CO	10,274	$909K	0.19%	+958	Timeline
GILDGILEAD SCIENCES INC	9,589	$904K	0.19%	+7,568	Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	10,582	$894K	0.19%	-299
DGXQUEST DIAGNOSTICS INC	13,300	$892K	0.19%	new	Timeline
CORCENCORA INC	9,865	$889K	0.19%	new	Timeline
NSCNORFOLK SOUTHN CORP	8,105	$888K	0.19%	+1,414	Timeline
BB & T CORPBB & T CORP	22,468	$874K	0.18%	+2,829
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	36,627	$867K	0.18%	+4
TEVATEVA PHARMACEUTICAL INDS LTD	14,984	$862K	0.18%	-57	Timeline
FBTFIRST TR EXCHANGE-TRADED FD	8,386	$855K	0.18%	+1	Timeline
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	17,320	$855K	0.18%	+19
KKELLANOVA	13,023	$852K	0.18%	+500	Timeline
DIRECTVDIRECTV	9,810	$851K	0.18%	0
DALDELTA AIR LINES INC	17,257	$849K	0.18%	+257	Timeline
TRMBTRIMBLE INC	31,725	$842K	0.18%	+2,000	Timeline
MOALTRIA GROUP INC	16,741	$825K	0.17%	+4,828	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	13,639	$822K	0.17%	0	Timeline
MCKMCKESSON CORP	3,850	$799K	0.17%	0	Timeline
LLYELI LILLY & CO	11,473	$792K	0.17%	+3	Timeline
FTAFIRST TR EXCHANGE-TRADED ALP	17,771	$777K	0.16%	+4,078	Timeline
MCDMCDONALDS CORP	8,276	$775K	0.16%	-11,465	Timeline
SSYSSTRATASYS LTD	9,250	$769K	0.16%	+4,400	Timeline
HSYHERSHEY CO	7,356	$765K	0.16%	0	Timeline
PSXPHILLIPS 66	10,627	$762K	0.16%	+3	Timeline
SILICON GRAPHICS INTL CORP …SILICON GRAPHICS INTL CORP COM	66,600	$758K	0.16%	+10,000
FXGFIRST TR EXCHANGE-TRADED FD	17,137	$730K	0.15%	-289	Timeline
LOWLOWES COS INC	10,537	$725K	0.15%	+54	Timeline
SWXSOUTHWEST GAS HLDGS INC	11,676	$722K	0.15%	-300	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	19,930	$713K	0.15%	+6	Timeline
SHYISHARES TR	8,420	$711K	0.15%	+800	Timeline
VVVANGUARD INDEX FDS	7,478	$706K	0.15%	+9	Timeline
VOVANGUARD INDEX FDS	5,708	$705K	0.15%	+16	Timeline
MSMORGAN STANLEY	18,109	$703K	0.15%	-45	Timeline
GWWWW GRAINGER INC	2,760	$703K	0.15%	+135	Timeline
MDLZMONDELEZ INTL INC	19,172	$696K	0.15%	-373	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	8,364	$690K	0.14%	-168
VBVANGUARD INDEX FDS	5,898	$688K	0.14%	+18	Timeline
ITWILLINOIS TOOL WKS INC	6,973	$660K	0.14%	-15	Timeline
FISVFISERV INC	9,289	$659K	0.14%	-200	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	10,685	$655K	0.14%	-180	Timeline
AON PLCAON PLC	6,896	$654K	0.14%	0
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	12,344	$632K	0.13%	+1,518
TMOTHERMO FISHER SCIENTIFIC INC	5,000	$626K	0.13%	new	Timeline
AXPAMERICAN EXPRESS CO	6,713	$625K	0.13%	+590	Timeline
JKHYHENRY JACK & ASSOC INC	10,000	$621K	0.13%	0	Timeline
PFFISHARES TR	15,366	$606K	0.13%	+632	Timeline
HDVISHARES TR	7,922	$606K	0.13%	-118	Timeline
CELGENE CORPCELGENE CORP	5,397	$604K	0.13%	+1,053
VGTVANGUARD WORLD FD	5,735	$599K	0.13%	0	Timeline
IDUISHARES TR	5,050	$597K	0.13%	+300	Timeline
FPXFIRST TR EXCHANGE-TRADED FD	11,501	$578K	0.12%	-205	Timeline
BAXBAXTER INTL INC	7,875	$577K	0.12%	+300	Timeline
EFAISHARES TR	9,469	$576K	0.12%	+7	Timeline
APACHE CORPAPACHE CORP	9,198	$576K	0.12%	-670
Lincoln National CorporatLincoln National Corporat	10,700	$571K	0.12%	0
KMBKIMBERLY-CLARK CORP	4,926	$569K	0.12%	+3	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	20,540	$567K	0.12%	0
PMPHILIP MORRIS INTL INC	6,937	$565K	0.12%	-293	Timeline
EBAYEBAY INC.	10,075	$565K	0.12%	+10	Timeline
EPDENTERPRISE PRODS PARTNERS L	15,518	$561K	0.12%	+18	Timeline
SJMSMUCKER J M CO	5,324	$538K	0.11%	+100	Timeline
TRVTRAVELERS COMPANIES INC	4,993	$529K	0.11%	+1,195	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	13,925	$529K	0.11%	-17,288
BACBANK OF AMER CORP	29,539	$528K	0.11%	+6,007	Timeline
FDXFEDEX CORP	3,040	$528K	0.11%	+565	Timeline
DNPDNP SELECT INCOME FD INC	49,810	$526K	0.11%	+6,426	Timeline
SCHWCHARLES SCHWAB CORP (THE)	17,350	$524K	0.11%	0	Timeline
TRNTRINITY INDS INC	18,302	$513K	0.11%	+4,137	Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	16,379	$503K	0.11%	+55
IXJISHARES TR	5,040	$502K	0.11%	-35	Timeline
GISGENERAL MILLS INC	9,277	$495K	0.1%	+149	Timeline
FFORD MTR CO	30,670	$475K	0.1%	-100,503	Timeline
SOSOUTHERN CO	9,648	$474K	0.1%	+1,083	Timeline
AFLAFLAC INC	7,676	$469K	0.1%	-488	Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	18,257	$455K	0.1%	+10,115
NUENUCOR CORP	9,132	$448K	0.09%	-290	Timeline
UPSUNITED PARCEL SVCS INC	3,967	$441K	0.09%	+172	Timeline
GLWCORNING INC	19,232	$441K	0.09%	+5,213	Timeline
WIWWESTERN AST INFL LKD OPP & I	38,600	$436K	0.09%	+2,000	Timeline
MONSANTO CO NEWMONSANTO CO NEW	3,587	$429K	0.09%	+412
HOMEAWAY INCHOMEAWAY INC	14,388	$428K	0.09%	-1,528
STZCONSTELLATION BRANDS INC	4,340	$426K	0.09%	-70	Timeline
NKENIKE INC	4,407	$424K	0.09%	-360	Timeline
SWKSTANLEY BLACK & DECKER INC	4,313	$414K	0.09%	+1,570	Timeline
CNCCENTENE CORP DEL	3,990	$414K	0.09%	-230	Timeline
EEMVISHARES INC	7,214	$409K	0.09%	new	Timeline
CNL Lifestyle Properties NSACNL Lifestyle Properties NSA	58,690	$402K	0.08%	new
MRSHMARSH & MCLENNAN COS INC	7,000	$401K	0.08%	0	Timeline
COVIDIEN PLCCOVIDIEN PLC	3,888	$398K	0.08%	0
BSXBOSTON SCIENTIFIC CORP	29,750	$394K	0.08%	+7,550	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	3,790	$391K	0.08%	0
SYNASYNAPTICS INC	5,507	$379K	0.08%	new	Timeline
WATWATERS CORP	3,330	$375K	0.08%	0	Timeline
MATMATTEL INC	11,975	$371K	0.08%	+200	Timeline
UNHUNITEDHEALTH GROUP INC	3,661	$370K	0.08%	+54	Timeline
POWERSHARESPOWERSHARES	19,797	$365K	0.08%	-24,371
STLDSTEEL DYNAMICS INC	18,461	$364K	0.08%	-839	Timeline
VRSKVERISK ANALYTICS INC	5,618	$360K	0.08%	0	Timeline
WMWASTE MGMT INC DEL	6,993	$359K	0.08%	0	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	4,655	$352K	0.07%	+1,903
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	4,866	$346K	0.07%	0
ZBHZIMMER BIOMET HOLDINGS INC	2,978	$338K	0.07%	+1	Timeline
AMZNAMAZON COM INC	1,068	$331K	0.07%	0	Timeline
AMATAPPLIED MATLS INC	13,300	$331K	0.07%	+200	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	5,034	$319K	0.07%	+151
BONDPIMCO ETF TR	2,900	$311K	0.07%	0	Timeline
OHIOMEGA HEALTHCARE INVS INC	7,756	$303K	0.06%	new	Timeline
NVSNOVARTIS AG	3,222	$299K	0.06%	0	Timeline
WRBBERKLEY W R CORP	5,800	$297K	0.06%	0	Timeline
CDK GLOBAL INCCDK GLOBAL INC	6,908	$282K	0.06%	new
XGDVXGABELLI DIVID & INCOME TR	12,906	$280K	0.06%	0	Timeline
BIGGQBIG LOTS INC.	7,000	$280K	0.06%	-600	Timeline
ALPS ETF TRALPS ETF TR	16,001	$280K	0.06%	new
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	7,777	$275K	0.06%	new
AWKAMERICAN WTR WKS CO INC NEW	5,150	$274K	0.06%	+800	Timeline
BNDXVANGUARD CHARLOTTE FDS	5,145	$273K	0.06%	new	Timeline
TATA MTRS LTDTATA MTRS LTD	6,460	$273K	0.06%	new
FULFULLER H B CO	6,100	$272K	0.06%	0	Timeline
MLMMARTIN MARIETTA MATLS INC	2,455	$271K	0.06%	0	Timeline
KMXCARMAX INC	4,000	$266K	0.06%	new	Timeline
Dow Chemical CompanyDow Chemical Company	5,799	$264K	0.06%	new
ILMNILLUMINA INC	1,417	$262K	0.05%	0	Timeline
HONHONEYWELL INTL INC	2,588	$259K	0.05%	+53	Timeline
CCICROWN CASTLE INC	3,288	$259K	0.05%	new	Timeline
SNYSANOFI SA	5,607	$256K	0.05%	-278	Timeline
AJGGALLAGHER ARTHUR J & CO	5,393	$254K	0.05%	new	Timeline
BABAALIBABA GROUP HLDG LTD	2,431	$253K	0.05%	new	Timeline
ACTGACACIA RESH CORP	14,847	$252K	0.05%	new	Timeline
PCARPACCAR INC	3,670	$250K	0.05%	+5	Timeline
REALD INCREALD INC	20,988	$248K	0.05%	+9,326
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	5,723	$245K	0.05%	-466
AMGNAMGEN INC	1,533	$244K	0.05%	-79	Timeline
EDCONSOLIDATED EDISON INC	3,651	$241K	0.05%	-344	Timeline
RPMRPM INTL INC	4,757	$241K	0.05%	-300	Timeline
VPUVANGUARD WORLD FD	2,334	$239K	0.05%	+8	Timeline
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	4,526	$239K	0.05%	new
HAINHAIN CELESTIAL GROUP INC	4,000	$233K	0.05%	+2,000	Timeline
HRLHORMEL FOODS CORP	4,416	$230K	0.05%	0	Timeline
HYGISHARES TR	2,540	$228K	0.05%	-4,931	Timeline
TTCTORO CO	3,550	$227K	0.05%	0	Timeline
FLEETMATICS GROUP PLCFLEETMATICS GROUP PLC	6,389	$227K	0.05%	new
MAMASTERCARD INCORPORATED	2,608	$225K	0.05%	new	Timeline
DOVDOVER CORP	3,110	$223K	0.05%	new	Timeline
VALEVALE S A	27,186	$222K	0.05%	new	Timeline
DVYISHARES TR	2,779	$221K	0.05%	-169	Timeline
AVAVAEROVIRONMENT INC	8,085	$220K	0.05%	new	Timeline
DHRDANAHER CORP DEL	2,550	$219K	0.05%	-100	Timeline
INCYINCYTE CORP	3,000	$219K	0.05%	new	Timeline
EEMISHARES TR	5,536	$218K	0.05%	+17	Timeline
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	26,385	$216K	0.05%	+63
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	3,025	$216K	0.05%	-417
PRUPRUDENTIAL FINL INC	2,360	$213K	0.04%	-30	Timeline
UALUNITED AIRLS HLDGS INC	3,175	$212K	0.04%	new	Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	2,000	$212K	0.04%	0
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	12,562	$209K	0.04%	new
VHTVANGUARD WORLD FD	1,652	$207K	0.04%	new	Timeline
DISCOVERY INCDISCOVERY INC	5,970	$206K	0.04%	new
PPGPPG INDS INC	878	$203K	0.04%	new	Timeline
IVVISHARES TR	970	$201K	0.04%	-214	Timeline
AGGISHARES TR	1,820	$200K	0.04%	new	Timeline
LUMINEX CORPLUMINEX CORP	10,275	$193K	0.04%	new
MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD I	12,800	$190K	0.04%	0
CHWCALAMOS GBL DYN INCOME FUND	19,455	$180K	0.04%	0	Timeline
WESCO AIRCRAFT HOLDINGS INCWESCO AIRCRAFT HOLDINGS INC	11,507	$161K	0.03%	new
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	19,427	$160K	0.03%	-1,781
BALLANTYNE STRONG INCBALLANTYNE STRONG INC	38,750	$160K	0.03%	0
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	13,159	$148K	0.03%	-500
CHICALAMOS CONV OPPORTUNITIES &	11,260	$145K	0.03%	-1,560	Timeline
ADCARE HEALTH SYSTEMS INCADCARE HEALTH SYSTEMS INC	35,227	$141K	0.03%	0
LOGILOGITECH INTL S A	10,422	$140K	0.03%	new	Timeline
XWIAXWESTERN ASSET INFLT LNK INC	11,100	$129K	0.03%	-1,800	Timeline
BANK OF COMMERCE HOLDINGSBANK OF COMMERCE HOLDINGS	11,331	$68K	0.01%	+56
GOROGOLD RESOURCE CORP	10,097	$34K	0.01%	+79	Timeline
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	16,000	$10K	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	11,800	$2.42M	-7,100

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SUSUNCOR ENERGY INC NEW	66,475	$2.4M	shares
WELLPOINT INCWELLPOINT INC	17,491	$2.09M	shares
SCHCSCHWAB STRATEGIC TR	46,553	$1.46M	shares
WALGREEN COWALGREEN CO	18,358	$1.09M	shares
DNOWDNOW INC	32,198	$979K	shares
VEAVANGUARD TAX-MANAGED FDS	20,513	$815K	shares
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	5,091	$475K	shares
CONTINENTAL RES INCCONTINENTAL RES INC	5,560	$370K	shares
FCXFREEPORT MCMORAN INC	9,499	$310K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	6,257	$293K	shares
WMBWILLIAMS COS INC	4,840	$268K	shares
DDD3D SYS CORP DEL	5,060	$235K	shares
OXYOCCIDENTAL PETE CORP	2,399	$231K	shares
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	7,622	$209K	shares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	2,666	$203K	shares
GROUPON INCGROUPON INC	15,487	$103K	shares
BLACK DIAMOND INCBLACK DIAMOND INC	11,811	$89K	shares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001418870-15-000001	base		2015-02-13	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC