13F-HR filed by SMITH HAYES Advisers, Inc
SMITH HAYES Advisers, Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 289 holding rows worth $427,473,000.
- Accession
- 0001418870-14-000004
- Filer
- CIK 1418870
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 292 entries on the cover page, a total value of $427,473,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $427,471,000 with VALUE read as thousands by filing date, 13F file number 028-12662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 114,183 | $15,773,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 60 | $12,414,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 273,803 | $9,046,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 89,071 | $8,292,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 227,818 | $7,933,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 151,510 | $7,859,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 36,046 | $7,691,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 67,476 | $7,316,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 70,750 | $7,128,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 57,176 | $6,282,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 31,001 | $5,885,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 41,768 | $5,636,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 127,010 | $5,588,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 57,013 | $5,362,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,071 | $5,017,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 46,772 | $4,924,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 80,921 | $4,875,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 107,379 | $4,466,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,410 | $4,415,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 48,621 | $4,329,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 55,095 | $4,193,000 | thousands by filing date | |
| IJH | 464287507 | COM | 29,415 | $4,022,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 34,184 | $3,891,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 151,197 | $3,874,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 86,759 | $3,846,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 91,423 | $3,824,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,900 | $3,724,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 71,432 | $3,571,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,117 | $3,560,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,555 | $3,510,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 40,310 | $3,349,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,825 | $3,330,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 40,430 | $3,218,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 36,972 | $3,122,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 43,059 | $3,090,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 40,481 | $3,068,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 99,649 | $3,031,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 77,696 | $2,974,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,951 | $2,927,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 44,050 | $2,873,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 54,692 | $2,870,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27,397 | $2,858,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 67,454 | $2,813,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,680 | $2,728,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,186 | $2,706,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 132,437 | $2,699,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 62,881 | $2,683,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,088 | $2,614,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 46,566 | $2,566,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 62,912 | $2,470,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 46,368 | $2,439,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 82,012 | $2,425,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 66,475 | $2,403,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 29,822 | $2,384,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 41,265 | $2,383,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 33,420 | $2,360,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,761 | $2,354,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 40,469 | $2,265,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 34,118 | $2,162,000 | thousands by filing date | |
| 38259p508 | COM | 3,620 | $2,130,000 | thousands by filing date | ||
| WELLPOINT INC | 94973V107 | COM | 17,491 | $2,092,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 54,387 | $2,085,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58,925 | $2,077,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 18,861 | $2,072,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 29,528 | $2,013,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 40,628 | $2,006,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,578 | $2,003,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 131,173 | $1,940,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 62,270 | $1,932,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29,693 | $1,916,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,741 | $1,872,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 33,187 | $1,793,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,062 | $1,776,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 62,866 | $1,748,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21,693 | $1,701,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 33,697 | $1,692,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 51,738 | $1,648,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 40,582 | $1,647,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,727 | $1,638,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 26,518 | $1,627,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,127 | $1,597,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 24,082 | $1,577,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,624 | $1,569,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 33,810 | $1,564,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20,661 | $1,562,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 41,073 | $1,559,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 44,640 | $1,531,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 42,506 | $1,484,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,053 | $1,482,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 78,100 | $1,465,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 46,553 | $1,459,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 35,513 | $1,452,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 48,130 | $1,408,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,037 | $1,380,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,326 | $1,355,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 21,651 | $1,341,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 24,780 | $1,331,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 30,028 | $1,330,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,732 | $1,326,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,874 | $1,324,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 15,048 | $1,308,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 16,000 | $1,294,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 2,193 | $1,266,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 42,525 | $1,265,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 31,683 | $1,258,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,992 | $1,248,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 38,681 | $1,240,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 27,996 | $1,206,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,470 | $1,200,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,699 | $1,159,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,307 | $1,153,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 20,563 | $1,135,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,694 | $1,107,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 31,213 | $1,092,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 18,358 | $1,088,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,644 | $1,081,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 28,450 | $1,055,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 13,899 | $1,045,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,918 | $1,032,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,168 | $1,026,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,031 | $1,023,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 32,198 | $979,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 24,200 | $961,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 36,722 | $955,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,291 | $946,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,498 | $940,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,405 | $934,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,868 | $926,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,300 | $919,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 29,725 | $907,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,532 | $865,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,624 | $864,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 36,623 | $859,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,881 | $854,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 9,810 | $849,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,513 | $815,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,041 | $808,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,301 | $791,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 12,523 | $771,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,385 | $770,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,316 | $764,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,639 | $761,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,287 | $751,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,850 | $749,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,691 | $747,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,470 | $744,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 19,639 | $731,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7,356 | $702,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,826 | $698,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,471 | $687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 17,426 | $681,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,469 | $676,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,545 | $670,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,692 | $668,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,165 | $662,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,865 | $662,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,625 | $661,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,486 | $657,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,880 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,924 | $646,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,620 | $644,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,154 | $628,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,500 | $625,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,000 | $615,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,489 | $613,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,462 | $607,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,040 | $605,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,896 | $605,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,230 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,391 | $599,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,988 | $590,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,850 | $586,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,734 | $582,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,976 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 13,693 | $581,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,735 | $574,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 20,540 | $573,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,065 | $570,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 15,916 | $565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 11,706 | $563,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,324 | $563,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,827 | $562,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,000 | $557,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,483 | $555,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,913 | $547,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 10,700 | $547,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,575 | $544,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,123 | $536,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,923 | $530,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 56,600 | $522,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,224 | $517,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,422 | $511,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 17,350 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,750 | $500,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,075 | $496,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,164 | $476,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 5,091 | $475,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,337 | $469,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,128 | $460,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 11,655 | $458,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 43,384 | $439,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,300 | $436,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,767 | $425,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 36,600 | $424,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,548 | $412,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,344 | $412,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,532 | $401,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,475 | $400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,943 | $396,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,834 | $390,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,329 | $390,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,410 | $384,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,565 | $374,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,790 | $374,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,795 | $373,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,560 | $370,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7,000 | $366,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,775 | $361,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,982 | $360,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,798 | $357,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,175 | $357,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,160 | $355,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,220 | $349,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,068 | $344,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,154 | $343,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,618 | $342,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 3,888 | $336,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,993 | $332,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,885 | $332,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,330 | $330,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,600 | $327,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,866 | $325,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,455 | $317,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,900 | $315,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,607 | $311,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,499 | $310,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,222 | $303,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,977 | $299,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,257 | $293,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,189 | $285,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,100 | $283,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,800 | $277,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,906 | $275,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,883 | $275,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,019 | $271,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,840 | $268,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 22,200 | $262,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,000 | $253,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,743 | $244,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,100 | $242,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,535 | $236,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,184 | $235,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,060 | $235,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,057 | $232,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,417 | $232,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,399 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,519 | $229,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 21,208 | $229,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,416 | $227,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,612 | $226,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,995 | $226,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,442 | $224,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,752 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,948 | $218,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,021 | $215,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,326 | $212,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,350 | $210,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,390 | $210,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,550 | $210,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,622 | $209,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 12,800 | $209,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,665 | $208,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,142 | $207,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,000 | $205,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,666 | $203,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 26,322 | $203,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,650 | $201,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,455 | $180,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,820 | $173,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 38,750 | $172,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 35,227 | $167,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,659 | $155,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,900 | $149,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 11,662 | $109,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,487 | $103,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 11,811 | $89,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,275 | $69,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,018 | $51,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 16,000 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001418870-14-000004 | this filing | 2014-11-14 | acceptance time not in the bulk data set |