SHUFRO ROSE & CO LLC

13F filer, CIK 908195, NEW YORK, NY

SHUFRO ROSE & CO LLC reported $1,232,190,816 across 313 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-12. Its ten largest share positions make up 39.88% of the portfolio.

Filed 2024-11-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000908195-24-000006

Period: 2024-09-30
Reported value: $1.23B
Holdings: 313
Top 10 weight: 39.88%
New: 0
Sold out: 0

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000908195-24-000006, largest first. % of portfolio is the value over $1,225,781,836, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
IBDSISHARES TR	5,452,691	$129M	10.56%	Timeline
DSTLETF SER SOLUTIONS	998,174	$51.3M	4.18%	Timeline
MSFTMICROSOFT CORP	114,190	$51M	4.16%	Timeline
LLYELI LILLY & CO	47,751	$43.2M	3.53%	Timeline
AAPLAPPLE INC	192,155	$40.5M	3.3%	Timeline
GLWCORNING INC	964,131	$37.5M	3.06%	Timeline
BNDVANGUARD BD INDEX FDS	480,587	$34.6M	2.82%	Timeline
CEFSPROTT ASSET MANAGEMENT LP	1,569,852	$34.6M	2.82%	Timeline
IBDRISHARES TR	1,413,175	$33.7M	2.75%	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	59,705	$33M	2.69%	Timeline
QCOMQUALCOMM INC	151,888	$30.3M	2.47%	Timeline
RSPINVESCO EXCHANGE TRADED FD T	175,214	$28.8M	2.35%	Timeline
AVYAVERY DENNISON CORP	119,261	$26.1M	2.13%	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	63,735	$25.9M	2.12%	Timeline
FSKFS KKR CAP CORP	1,286,116	$25.4M	2.07%	Timeline
TXNTEXAS INSTRS INC	130,133	$25.3M	2.07%	Timeline
JPMJPMORGAN CHASE & CO	124,304	$25.1M	2.05%	Timeline
JCIJOHNSON CONTROLS INTERNATION	344,279	$22.9M	1.87%	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	1,186,240	$22.7M	1.86%	Timeline
IVVISHARES TR	33,823	$18.5M	1.51%	Timeline
MRNAMODERNA INC	146,896	$17.4M	1.42%	Timeline
AMZNAMAZON COM INC	83,264	$16.1M	1.31%	Timeline
BILSPDR SERIES TRUST	153,296	$14.1M	1.15%	Timeline
CRMSALESFORCE INC	52,729	$13.6M	1.11%	Timeline
GLDSPDR GOLD TR	62,744	$13.5M	1.1%	Timeline
AMGNAMGEN INC	41,736	$13M	1.06%	Timeline
OPLNOPENLANE INC	774,825	$12.9M	1.05%	Timeline
IBMINTERNATIONAL BUSINESS MACHS	73,312	$12.7M	1.03%	Timeline
BWABORGWARNER INC	367,951	$11.9M	0.97%	Timeline
COHRCOHERENT CORP	152,718	$11.1M	0.9%	Timeline
QUALISHARES TR	64,062	$10.9M	0.89%	Timeline
INVESCOINVESCO	528,840	$10.8M	0.88%
LENLENNAR CORP	65,932	$9.88M	0.81%	Timeline
IGSBISHARES TR	163,266	$8.37M	0.68%	Timeline
WDWALKER & DUNLOP INC	81,579	$8.01M	0.65%	Timeline
VCSHVANGUARD SCOTTSDALE FDS	96,981	$7.49M	0.61%	Timeline
VBRVANGUARD INDEX FDS	40,447	$7.38M	0.6%	Timeline
XOMEXXON MOBIL CORP	61,159	$7.04M	0.57%	Timeline
AZOAUTOZONE INC	2,340	$6.94M	0.57%	Timeline
VOVANGUARD INDEX FDS	27,362	$6.62M	0.54%	Timeline
NEARISHARES U S ETF TR	126,072	$6.35M	0.52%	Timeline
UNILEVER PLCUNILEVER PLC	111,131	$6.11M	0.5%
CVXCHEVRON CORPORATION	35,480	$5.55M	0.45%	Timeline
ITWILLINOIS TOOL WKS INC	22,207	$5.26M	0.43%	Timeline
BSCSINVESCO EXCH TRD SLF IDX FD	260,284	$5.19M	0.42%	Timeline
MTUMISHARES TR	26,524	$5.17M	0.42%	Timeline
INTCINTEL CORP	164,988	$5.11M	0.42%	Timeline
BSVVANGUARD BD INDEX FDS	63,066	$4.84M	0.39%	Timeline
METMETLIFE INC	68,350	$4.8M	0.39%	Timeline
PEVERPURE INC	72,400	$4.65M	0.38%	Timeline
KLACKLA CORP	5,256	$4.33M	0.35%	Timeline
PEPPEPSICO INC	26,094	$4.3M	0.35%	Timeline
DISDISNEY WALT CO	42,797	$4.25M	0.35%	Timeline
ECLECOLAB INC	17,679	$4.21M	0.34%	Timeline
VTIVANGUARD INDEX FDS	15,641	$4.18M	0.34%	Timeline
NVDANVIDIA CORPORATION	33,861	$4.18M	0.34%	Timeline
JNJJOHNSON & JOHNSON	28,118	$4.11M	0.34%	Timeline
UNHUNITEDHEALTH GROUP INC	7,855	$4M	0.33%	Timeline
GEMGOLDMAN SACHS ETF TR	113,015	$3.69M	0.3%	Timeline
NTRNUTRIEN LTD	71,475	$3.64M	0.3%	Timeline
IEFAISHARES TR	44,859	$3.26M	0.27%	Timeline
MRKMERCK & CO INC	24,811	$3.07M	0.25%	Timeline
BSCTINVESCO EXCH TRD SLF IDX FD	152,800	$2.77M	0.23%	Timeline
IMTMISHARES TR	71,234	$2.76M	0.22%	Timeline
VEAVANGUARD TAX-MANAGED FDS	53,099	$2.62M	0.21%	Timeline
JJACOBS SOLUTIONS INC	18,145	$2.53M	0.21%	Timeline
EFVISHARES TR	46,133	$2.45M	0.2%	Timeline
VGSHVANGUARD SCOTTSDALE FDS	41,453	$2.4M	0.2%	Timeline
GSLCGOLDMAN SACHS ETF TR	22,425	$2.4M	0.2%	Timeline
IJRISHARES TR	22,320	$2.38M	0.19%	Timeline
JJSFJ & J SNACK FOODS CORP	14,000	$2.27M	0.19%	Timeline
GOOGALPHABET INC	12,243	$2.25M	0.18%	Timeline
ENBENBRIDGE INC	61,407	$2.19M	0.18%	Timeline
GOOGLALPHABET INC	11,765	$2.14M	0.17%	Timeline
VSSVANGUARD INTL EQUITY INDEX F	17,574	$2.06M	0.17%	Timeline
BACBANK OF AMER CORP	51,849	$2.06M	0.17%	Timeline
VGITVANGUARD SCOTTSDALE FDS	34,588	$2.01M	0.16%	Timeline
IEMGISHARES INC	36,224	$1.94M	0.16%	Timeline
NYTNEW YORK TIMES CO MTN BE	37,165	$1.9M	0.16%	Timeline
LNGCHENIERE ENERGY INC	10,425	$1.82M	0.15%	Timeline
USMVISHARES TR	21,310	$1.79M	0.15%	Timeline
VWOVANGUARD INTL EQUITY INDEX F	40,524	$1.77M	0.14%	Timeline
GISGENERAL MILLS INC	27,965	$1.77M	0.14%	Timeline
PPLIPEOPLE INC	37,700	$1.77M	0.14%	Timeline
EUSAISHARES INC	19,437	$1.72M	0.14%	Timeline
MDTMEDTRONIC PLC	21,774	$1.71M	0.14%	Timeline
OREALTY INCOME CORP	31,500	$1.66M	0.14%	Timeline
ALAIR LEASE CORP	34,200	$1.63M	0.13%	Timeline
PFFISHARES TR	51,135	$1.61M	0.13%	Timeline
AVDVAMERICAN CENTY ETF TR	24,444	$1.59M	0.13%	Timeline
COPCONOCOPHILLIPS	13,521	$1.55M	0.13%	Timeline
YUMYUM BRANDS INC	11,468	$1.52M	0.12%	Timeline
SHELSHELL PLC	20,850	$1.5M	0.12%	Timeline
PFEPFIZER INC	53,297	$1.49M	0.12%	Timeline
ADPAUTOMATIC DATA PROCESSING IN	6,060	$1.45M	0.12%	Timeline
IQLTISHARES TR	36,979	$1.44M	0.12%	Timeline
UMHUMH PPTYS INC	90,250	$1.44M	0.12%	Timeline
EQIXEQUINIX INC	1,848	$1.4M	0.11%	Timeline
VCITVANGUARD SCOTTSDALE FDS	17,463	$1.4M	0.11%	Timeline
BLDRBUILDERS FIRSTSOURCE INC	9,545	$1.32M	0.11%	Timeline
CSCOCISCO SYS INC	27,593	$1.31M	0.11%	Timeline
SYFSYNCHRONY FINANCIAL	27,500	$1.3M	0.11%	Timeline
MPCMARATHON PETE CORP	7,343	$1.27M	0.1%	Timeline
ICSHISHARES TR	25,140	$1.27M	0.1%	Timeline
MERCMERCER INTL INC	147,400	$1.26M	0.1%	Timeline
WENWENDYS CO	71,942	$1.22M	0.1%	Timeline
LOANMANHATTAN BRDG CAP INC	216,785	$1.11M	0.09%	Timeline
IWOISHARES TR	4,051	$1.06M	0.09%	Timeline
EFAVISHARES TR	14,505	$1.01M	0.08%	Timeline
XYLXYLEM INC	7,312	$992K	0.08%	Timeline
BSCRINVESCO EXCH TRD SLF IDX FD	50,417	$969K	0.08%	Timeline
PGXINVESCO EXCH TRADED FD TR II	83,105	$960K	0.08%	Timeline
GWWWW GRAINGER INC	1,050	$947K	0.08%	Timeline
QQQINVESCO QQQ TR	1,929	$924K	0.08%	Timeline
VTVVANGUARD INDEX FDS	5,757	$924K	0.08%	Timeline
RTXRTX CORPORATION	9,049	$908K	0.07%	Timeline
IBTHISHARES TR	41,108	$907K	0.07%	Timeline
MAMASTERCARD INCORPORATED	2,053	$906K	0.07%	Timeline
BNDXVANGUARD CHARLOTTE FDS	18,083	$880K	0.07%	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	42,400	$864K	0.07%	Timeline
KEXKIRBY CORP	7,200	$862K	0.07%	Timeline
AVGOBROADCOM INC	527	$846K	0.07%	Timeline
MOSMOSAIC CO	29,200	$844K	0.07%	Timeline
DEDEERE & CO	2,246	$839K	0.07%	Timeline
FCTFIRST TR SR FLTG RATE INCOME	81,600	$823K	0.07%	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	89,350	$811K	0.07%
RQICOHEN & STEERS QUALITY INCOM	69,400	$811K	0.07%	Timeline
HDHOME DEPOT INC	2,297	$791K	0.06%	Timeline
DOCHEALTHPEAK PROPERTIES INC	40,233	$789K	0.06%	Timeline
CBRECBRE GROUP INC	8,765	$781K	0.06%	Timeline
XLVSELECT SECTOR SPDR TR	5,264	$767K	0.06%	Timeline
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	52,200	$759K	0.06%
LAM RESEARCH CORPLAM RESEARCH CORP	700	$745K	0.06%
IBTGISHARES TR	32,214	$730K	0.06%	Timeline
WMTWALMART INC	10,707	$725K	0.06%	Timeline
SENEASENECA FOODS CORP NEW	12,300	$706K	0.06%	Timeline
TERTERADYNE INC	4,735	$702K	0.06%	Timeline
AFLAFLAC INC	7,818	$698K	0.06%	Timeline
LMTLOCKHEED MARTIN CORP	1,477	$690K	0.06%	Timeline
ELVELEVANCE HEALTH INC FORMERLY	1,263	$684K	0.06%	Timeline
UNPUNION PAC CORP	3,002	$679K	0.06%	Timeline
PGPROCTER & GAMBLE CO	3,974	$655K	0.05%	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	28,434	$651K	0.05%
FLOTISHARES TR	12,700	$649K	0.05%	Timeline
HWMHOWMET AEROSPACE INC	8,165	$634K	0.05%	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	8,584	$633K	0.05%	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	60,350	$632K	0.05%	Timeline
RANDRAND CAP CORP	41,394	$630K	0.05%	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	48,655	$630K	0.05%	Timeline
AXPAMERICAN EXPRESS CO	2,705	$626K	0.05%	Timeline
PPIHPERMA-PIPE INTL HLDGS INC	70,000	$623K	0.05%	Timeline
ADBEADOBE INC	1,113	$618K	0.05%	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	1	$612K	0.05%	Timeline
TAT&T INC	31,664	$605K	0.05%	Timeline
MSMORGAN STANLEY	6,220	$605K	0.05%	Timeline
ABBVABBVIE INC	3,445	$591K	0.05%	Timeline
WK KELLOGG COWK KELLOGG CO	35,544	$585K	0.05%
VMBSVANGUARD SCOTTSDALE FDS	12,729	$578K	0.05%	Timeline
LITGLOBAL X FDS	14,750	$572K	0.05%	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	54,000	$565K	0.05%	Timeline
DGXQUEST DIAGNOSTICS INC	4,050	$554K	0.05%	Timeline
IVOVVANGUARD ADMIRAL FDS INC	6,260	$548K	0.04%	Timeline
XLKSELECT SECTOR SPDR TR	2,310	$523K	0.04%	Timeline
OUNZVANECK MERK GOLD ETF	23,203	$521K	0.04%	Timeline
ASMLASML HLDG NV	507	$519K	0.04%	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	936	$509K	0.04%	Timeline
ICLNISHARES TR	38,194	$509K	0.04%	Timeline
VZVERIZON COMMUNICATIONS INC	12,262	$506K	0.04%	Timeline
CVSCVS HEALTH CORP	8,411	$497K	0.04%	Timeline
BSJQINVESCO EXCH TRD SLF IDX FD	21,500	$496K	0.04%	Timeline
SYKSTRYKER CORPORATION	1,451	$494K	0.04%	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	2,500	$492K	0.04%	Timeline
IJHISHARES TR	8,340	$488K	0.04%	Timeline
EPDENTERPRISE PRODS PARTNERS L	16,515	$479K	0.04%	Timeline
BABOEING CO	2,600	$473K	0.04%	Timeline
PPTFRANKLIN PREMIER INCOME TR	131,700	$471K	0.04%	Timeline
HSICSCHEIN HENRY INC	7,325	$470K	0.04%	Timeline
GDXVANECK ETF TRUST	13,821	$469K	0.04%	Timeline
SBUXSTARBUCKS CORP	5,944	$463K	0.04%	Timeline
EXPEEXPEDIA GROUP INC	3,645	$459K	0.04%	Timeline
XBISPDR SERIES TRUST	4,917	$456K	0.04%	Timeline
IHIISHARES TR	8,000	$448K	0.04%	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	33,700	$441K	0.04%	Timeline
NSCNORFOLK SOUTHN CORP	2,026	$435K	0.04%	Timeline
MUMICRON TECHNOLOGY INC	3,300	$434K	0.04%	Timeline
VVISA INC	1,652	$434K	0.04%	Timeline
NVSNOVARTIS AG	4,000	$426K	0.03%	Timeline
RWTREDWOOD TRUST INC	65,500	$425K	0.03%	Timeline
GNRCGENERAC HLDGS INC	3,200	$423K	0.03%	Timeline
WBDWARNER BROS DISCOVERY INC	56,354	$419K	0.03%	Timeline
ANSYS INCANSYS INC	1,300	$418K	0.03%
USFDUS FOODS HLDG CORP	7,860	$416K	0.03%	Timeline
CSXCSX CORP	12,400	$415K	0.03%	Timeline
INVESCOINVESCO	19,561	$412K	0.03%
GEGE AEROSPACE	2,587	$411K	0.03%	Timeline
RACEFERRARI N V	1,000	$408K	0.03%	Timeline
ONTONTERRIS INC	9,031	$402K	0.03%	Timeline
KOCOCA COLA CO	6,300	$401K	0.03%	Timeline
ALLALLSTATE CORP	2,470	$394K	0.03%	Timeline
ITGARTNER INC	868	$390K	0.03%	Timeline
WSCWILLSCOT HLDGS CORP	10,281	$387K	0.03%	Timeline
XLPSELECT SECTOR SPDR TR	5,035	$386K	0.03%	Timeline
AMEAMETEK INC	2,300	$383K	0.03%	Timeline
CHTRCHARTER COMMUNICATIONS INC	1,279	$382K	0.03%	Timeline
MLMMARTIN MARIETTA MATLS INC	700	$379K	0.03%	Timeline
SONSONOCO PRODS CO	7,428	$377K	0.03%	Timeline
BMYBRISTOL-MYERS SQUIBB CO	9,010	$374K	0.03%	Timeline
HONHONEYWELL INTL INC	1,724	$368K	0.03%	Timeline
IWSISHARES TR	3,043	$367K	0.03%	Timeline
ORCLORACLE CORP	2,600	$367K	0.03%	Timeline
VLGEAVILLAGE SUPER MKT INC	13,800	$364K	0.03%	Timeline
AJGGALLAGHER ARTHUR J & CO	1,400	$363K	0.03%	Timeline
BLWBLACKROCK LTD DURATION INCOM	25,900	$362K	0.03%	Timeline
PRUPRUDENTIAL FINL INC	3,069	$360K	0.03%	Timeline
SUBISHARES TR	3,430	$359K	0.03%	Timeline
MMM3M CO	3,485	$356K	0.03%	Timeline
METAMETA PLATFORMS INC	703	$354K	0.03%	Timeline
YUMCYUM CHINA HLDGS INC	11,468	$354K	0.03%	Timeline
SEBSEABOARD CORP DEL	107	$338K	0.03%	Timeline
UPSUNITED PARCEL SVCS INC	2,465	$337K	0.03%	Timeline
ABTABBOTT LABORATORIES	3,239	$337K	0.03%	Timeline
CATCATERPILLAR INC	1,005	$335K	0.03%	Timeline
VMIVALMONT INDS INC	1,200	$329K	0.03%	Timeline
SPGIS&P GLOBAL INC	727	$324K	0.03%	Timeline
FLDRFIDELITY MERRIMACK STR TR	6,400	$319K	0.03%	Timeline
COLDAMERICOLD REALTY TRUST INC	12,500	$319K	0.03%	Timeline
MCDMCDONALDS CORP	1,242	$317K	0.03%	Timeline
FPEFIRST TR EXCH TRADED FD III	18,200	$316K	0.03%	Timeline
IWFISHARES TR	864	$315K	0.03%	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	95,900	$309K	0.03%
REGNREGENERON PHARMACEUTICALS	293	$308K	0.03%	Timeline
NANNUVEEN NY DIVI ADV	27,000	$304K	0.02%	Timeline
ICCCIMMUCELL CORP	62,408	$303K	0.02%	Timeline
TTTRANE TECHNOLOGIES PLC	920	$303K	0.02%	Timeline
DOWDOW HLDGS INC	5,587	$296K	0.02%	Timeline
AZEK CO INCAZEK CO INC	6,900	$291K	0.02%
BXSLBLACKSTONE SECD LENDING FD	9,475	$290K	0.02%	Timeline
PSXPHILLIPS 66	2,049	$289K	0.02%	Timeline
CNHCNH INDL N V	25,000	$286K	0.02%	Timeline
CMCANADIAN IMPERIAL BANK OF CO	6,000	$285K	0.02%	Timeline
NEENEXTERA ENERGY INC	4,021	$285K	0.02%	Timeline
MBLYMOBILEYE GLOBAL INC	10,000	$281K	0.02%	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	25,000	$279K	0.02%	Timeline
BSLBLACKSTONE SENI FLTN RAT 202	19,800	$277K	0.02%	Timeline
SOXLDIREXION SHARES ETF TRUST	5,000	$277K	0.02%	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	25,200	$271K	0.02%
PIIMPINJ INC	1,700	$267K	0.02%	Timeline
AMDADVANCED MICRO DEVICES INC	1,600	$260K	0.02%	Timeline
BXBLACKSTONE INC	2,090	$259K	0.02%	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	481	$257K	0.02%	Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORP	67,666	$256K	0.02%
BDJBLACKROCK ENHANCED EQUITY DI	30,862	$252K	0.02%	Timeline
IXUSISHARES TR	3,730	$252K	0.02%	Timeline
EEMVISHARES INC	4,404	$252K	0.02%	Timeline
DFIVDIMENSIONAL ETF TRUST	6,939	$249K	0.02%	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	33,373	$249K	0.02%	Timeline
PANWPALO ALTO NETWORKS INC	735	$249K	0.02%	Timeline
MTBM & T BK CORP	1,635	$247K	0.02%	Timeline
LANDGLADSTONE LD CORP	17,900	$245K	0.02%	Timeline
PATTERSON COS INCPATTERSON COS INC	10,000	$241K	0.02%
EFGISHARES TR	2,356	$241K	0.02%	Timeline
AXONAXON ENTERPRISE INC	800	$235K	0.02%	Timeline
GDGENERAL DYNAMICS CORP	800	$232K	0.02%	Timeline
WATWATERS CORP	800	$232K	0.02%	Timeline
REZISHARES TR	3,000	$231K	0.02%	Timeline
EDCONSOLIDATED EDISON INC	2,582	$231K	0.02%	Timeline
XLFSELECT SECTOR SPDR TR	5,600	$230K	0.02%	Timeline
VTNINVESCO TR INVT GRADE NEW YO	20,000	$225K	0.02%	Timeline
VTEBVANGUARD MUN BD FDS	4,480	$224K	0.02%	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	19,500	$223K	0.02%	Timeline
SOSOUTHERN CO	2,879	$223K	0.02%	Timeline
GSKGSK PLC	5,794	$223K	0.02%	Timeline
EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I	4,700	$222K	0.02%
REFRRESEARCH FRONTIERS INC	120,800	$222K	0.02%	Timeline
NUNU HLDGS LTD	17,045	$220K	0.02%	Timeline
DKSDICKS SPORTING GOODS INC	1,000	$215K	0.02%	Timeline
BSJSINVESCO EXCH TRD SLF IDX FD	10,000	$215K	0.02%	Timeline
ETENERGY TRANSFER L P	13,028	$211K	0.02%	Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	133,400	$201K	0.02%
EFTEATON VANCE FLOATING RATE IN	14,980	$201K	0.02%	Timeline
CMCSACOMCAST CORP NEW	5,128	$201K	0.02%	Timeline
PFNPIMCO INCOME STRATEGY FD II	27,400	$196K	0.02%	Timeline
VMOINVESCO MUN OPPORTUNIT TR	18,500	$186K	0.02%	Timeline
RFICOHEN & STEERS TOTAL RETURN	16,000	$185K	0.02%	Timeline
PFLPIMCO INCOME STRATEGY FD	22,600	$184K	0.02%	Timeline
HURCHURCO CO	11,650	$178K	0.01%	Timeline
VVRINVESCO SR INCOME TR	38,000	$164K	0.01%	Timeline
MPTMEDICAL PROPERTIES TRUST INC	37,500	$162K	0.01%	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	13,000	$160K	0.01%	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	16,000	$158K	0.01%
VLYVALLEY NATL BANCORP	22,500	$157K	0.01%	Timeline
MIYBLACKROCK MUNIYIELD MICH QU	12,500	$143K	0.01%	Timeline
FEIMFREQUENCY ELECTRS INC	15,000	$137K	0.01%	Timeline
FCOABRDN GLOBAL INCOME FUND INC	21,400	$124K	0.01%	Timeline
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRU	10,000	$107K	0.01%
EHIWESTERN ASSET GBL HIGH INC F	14,928	$105K	0.01%	Timeline
NUVNUVEEN MUN VALUE FD INC	10,000	$86.3K	0.01%	Timeline
CDECOEUR MNG INC	15,000	$84.3K	0.01%	Timeline
EQSEQUUS TOTAL RETURN INC	60,000	$79.2K	0.01%	Timeline
PSECPROSPECT CAP CORP	12,700	$70.2K	0.01%	Timeline
CERSCERUS CORP	38,500	$67.8K	0.01%	Timeline
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	19,036	$64K	0.01%
S&W SEED COMPANY COMS&W SEED COMPANY COM	149,000	$53.6K	<0.01%
RCGRENN FD INC	30,000	$51K	<0.01%	Timeline
BEEMBEAM GLOBAL	10,000	$46.1K	<0.01%	Timeline
FUNDAMENTAL GLOBAL INCFUNDAMENTAL GLOBAL INC	40,000	$37.9K	<0.01%
PIMFRANKLIN MASTER INTER INCOME	11,000	$35.5K	<0.01%	Timeline
ARTWARTS WAY MFG INC	21,855	$34.1K	<0.01%	Timeline
OPKOPKO HEALTH INC	17,000	$21.2K	<0.01%	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	5,000	$2.72M
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	4,000	$2.18M
AONAON PLC Stock	call	5,000	$1.47M
MPTMEDICAL PROPERTIES TRUST INC REIT	call	10,000	$43.1K

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000908195-24-000006	base		2024-11-12	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC