SHUFRO ROSE & CO LLC

13F filer, CIK 908195, NEW YORK, NY

SHUFRO ROSE & CO LLC reported $1,266,235,722 across 313 holdings for the quarter ended 2025-03-31, in a 13F-HR filed 2025-05-08. Its ten largest share positions make up 41.69% of the portfolio.

Filed 2025-05-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC13F-HR 0000908195-25-000007

Period: 2025-03-31
Reported value: $1.27B
Holdings: 313
Top 10 weight: 41.69%
New: 28
Sold out: 11

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IBDUnew	+3,590,158	$83M
SMTHadded	+2,699,820	$69.9M
IVVadded	+38,812	$21.8M
TSELnew	+270,826	$6.04M
TPLnew	+3,138	$4.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IBDSreduced	-3,395,679	-$82.1M
DSTLreduced	-1,276,746	-$69.2M
CEFreduced	-700,138	-$19.9M
FSKreduced	-588,887	-$12.3M
IBDRreduced	-338,080	-$8.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2025

Share positions as resolved from 13F-HR 0000908195-25-000007, largest first. % of portfolio is the value over $1,266,235,722, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SMTHALPS ETF TR	4,543,908	$118M	9.29%	+2,699,820	Timeline
IBDUISHARES TR	3,590,158	$83M	6.56%	new	Timeline
IVVISHARES TR	102,933	$57.8M	4.57%	+38,812	Timeline
DCREDOUBLELINE ETF TRUST	855,345	$44.4M	3.5%	+15,995	Timeline
GLWCORNING INC	919,270	$42.1M	3.32%	-13,176	Timeline
AAPLAPPLE INC	189,201	$42M	3.32%	-1,881	Timeline
MSFTMICROSOFT CORP	111,606	$41.9M	3.31%	-565	Timeline
LLYELI LILLY & CO	45,114	$37.3M	2.94%	-600	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	60,932	$32.5M	2.56%	-1,706	Timeline
RSPINVESCO EXCHANGE TRADED FD T	169,427	$29.3M	2.32%	+3,046	Timeline
JPMJPMORGAN CHASE & CO	119,014	$29.2M	2.31%	-2,855	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	57,824	$28.8M	2.27%	-916	Timeline
IBDRISHARES TR	1,108,718	$26.8M	2.12%	-338,080	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	1,241,228	$24.2M	1.91%	-267,154	Timeline
QCOMQUALCOMM INC	149,580	$23M	1.81%	-1,655	Timeline
TXNTEXAS INSTRS INC	121,569	$21.8M	1.73%	-7,133	Timeline
AVYAVERY DENNISON CORP	118,795	$21.1M	1.67%	-420	Timeline
VOVANGUARD INDEX FDS	78,422	$20.3M	1.6%	+11,336	Timeline
GDXVANECK ETF TRUST	403,552	$18.6M	1.47%	-131,311	Timeline
JCIJOHNSON CONTROLS INTERNATION	227,356	$18.2M	1.44%	-49,231	Timeline
GLDSPDR GOLD TR	62,893	$18.1M	1.43%	-20	Timeline
IBMINTERNATIONAL BUSINESS MACHS	72,547	$18M	1.42%	-621	Timeline
AMZNAMAZON COM INC	82,148	$15.6M	1.23%	-444	Timeline
OPLNOPENLANE INC	767,954	$14.8M	1.17%	-2,481	Timeline
CRMSALESFORCE INC	52,613	$14.1M	1.12%	-151	Timeline
FSKFS KKR CAP CORP	660,612	$13.8M	1.09%	-588,887	Timeline
QUALISHARES TR	72,766	$12.4M	0.98%	-1,198	Timeline
AMGNAMGEN INC	39,691	$12.4M	0.98%	-741	Timeline
VCSHVANGUARD SCOTTSDALE FDS	150,794	$11.9M	0.94%	+2,028	Timeline
BSCTINVESCO EXCH TRD SLF IDX FD	579,822	$10.7M	0.85%	+10,399	Timeline
CEFSPROTT ASSET MANAGEMENT LP	362,651	$10.3M	0.81%	-700,138	Timeline
VCITVANGUARD SCOTTSDALE FDS	122,217	$9.99M	0.79%	+901	Timeline
VTIVANGUARD INDEX FDS	33,016	$9.07M	0.72%	+410	Timeline
NVDANVIDIA CORPORATION	80,429	$8.72M	0.69%	-14,600	Timeline
INVESCOINVESCO	417,611	$8.64M	0.68%	-90,945
VBRVANGUARD INDEX FDS	45,161	$8.41M	0.66%	-556	Timeline
COHRCOHERENT CORP	120,695	$7.84M	0.62%	-6,312	Timeline
AZOAUTOZONE INC	1,860	$7.09M	0.56%	-170	Timeline
LENLENNAR CORP	61,068	$7.01M	0.55%	-735	Timeline
XOMEXXON MOBIL CORP	58,923	$7.01M	0.55%	+1,022	Timeline
UNILEVER PLCUNILEVER PLC	107,787	$6.42M	0.51%	-1,542
MTUMISHARES TR	31,046	$6.28M	0.5%	+665	Timeline
TSELTOUCHSTONE ETF TRUST	270,826	$6.04M	0.48%	new	Timeline
CVXCHEVRON CORPORATION	35,023	$5.86M	0.46%	+928	Timeline
ICSHISHARES TR	111,414	$5.65M	0.45%	+822	Timeline
BSCSINVESCO EXCH TRD SLF IDX FD	274,130	$5.58M	0.44%	+40,004	Timeline
VGSHVANGUARD SCOTTSDALE FDS	88,039	$5.17M	0.41%	+7,251	Timeline
METMETLIFE INC	63,492	$5.1M	0.4%	-855	Timeline
WDWALKER & DUNLOP INC	55,565	$4.74M	0.37%	-9,737	Timeline
ECLECOLAB INC	18,398	$4.66M	0.37%	+235	Timeline
VGITVANGUARD SCOTTSDALE FDS	77,062	$4.58M	0.36%	+5,984	Timeline
ITWILLINOIS TOOL WKS INC	18,230	$4.52M	0.36%	+1,060	Timeline
JNJJOHNSON & JOHNSON	26,759	$4.44M	0.35%	-686	Timeline
TPLTEXAS PACIFIC LAND CORPORATI	3,138	$4.16M	0.33%	new	Timeline
UNHUNITEDHEALTH GROUP INC	7,574	$3.97M	0.31%	-101	Timeline
PEPPEPSICO INC	25,865	$3.88M	0.31%	-82	Timeline
DISDISNEY WALT CO	39,008	$3.85M	0.3%	-889	Timeline
NKENIKE INC	59,920	$3.8M	0.3%	-257	Timeline
KLACKLA CORP	5,319	$3.62M	0.29%	+80	Timeline
VRSKVERISK ANALYTICS INC	11,052	$3.29M	0.26%	0	Timeline
SENEASENECA FOODS CORP NEW	34,650	$3.09M	0.24%	+25,000	Timeline
VEAVANGUARD TAX-MANAGED FDS	60,583	$3.08M	0.24%	-6,182	Timeline
IMTMISHARES TR	76,889	$3.07M	0.24%	+290	Timeline
OREALTY INCOME CORP	51,450	$2.98M	0.24%	+5,200	Timeline
PEVERPURE INC	62,700	$2.78M	0.22%	+2,200	Timeline
GSLCGOLDMAN SACHS ETF TR	23,590	$2.6M	0.21%	+1,640	Timeline
IEFAISHARES TR	33,754	$2.55M	0.2%	+3,136	Timeline
EFVISHARES TR	41,562	$2.45M	0.19%	-5,281	Timeline
ENBENBRIDGE INC	54,457	$2.41M	0.19%	-99	Timeline
LNGCHENIERE ENERGY INC	10,025	$2.32M	0.18%	-400	Timeline
IJRISHARES TR	20,861	$2.18M	0.17%	-3,383	Timeline
BACBANK OF AMER CORP	50,469	$2.11M	0.17%	-435	Timeline
MDTMEDTRONIC PLC	22,551	$2.03M	0.16%	+1,334	Timeline
VWOVANGUARD INTL EQUITY INDEX F	44,544	$2.02M	0.16%	-4,617	Timeline
AVDVAMERICAN CENTY ETF TR	28,049	$1.96M	0.15%	-155	Timeline
VSSVANGUARD INTL EQUITY INDEX F	16,626	$1.92M	0.15%	-1,508	Timeline
UNPUNION PAC CORP	8,007	$1.89M	0.15%	+5,028	Timeline
NYTNEW YORK TIMES CO MTN BE	37,165	$1.84M	0.15%	0	Timeline
JJSFJ & J SNACK FOODS CORP	13,941	$1.84M	0.15%	0	Timeline
YUMYUM BRANDS INC	11,468	$1.8M	0.14%	0	Timeline
GOOGLALPHABET INC	11,475	$1.77M	0.14%	-213	Timeline
GOOGALPHABET INC	11,343	$1.77M	0.14%	-500	Timeline
USMVISHARES TR	18,584	$1.74M	0.14%	-796	Timeline
SHELSHELL PLC	23,514	$1.72M	0.14%	+3,064	Timeline
JJACOBS SOLUTIONS INC	13,915	$1.68M	0.13%	-500	Timeline
ALBEMARLE CORPALBEMARLE CORP	47,000	$1.68M	0.13%	+29,900
REGNREGENERON PHARMACEUTICALS	2,639	$1.67M	0.13%	-47	Timeline
UMHUMH PPTYS INC	86,050	$1.61M	0.13%	-800	Timeline
EUSAISHARES INC	16,730	$1.57M	0.12%	+560	Timeline
ALAIR LEASE CORP	32,350	$1.56M	0.12%	0	Timeline
COPCONOCOPHILLIPS	14,811	$1.56M	0.12%	+1,195	Timeline
PPLIPEOPLE INC	33,650	$1.55M	0.12%	+4,200	Timeline
NEARISHARES U S ETF TR	29,981	$1.53M	0.12%	+2,242	Timeline
IQLTISHARES TR	37,940	$1.51M	0.12%	-3,381	Timeline
MRKMERCK & CO INC	16,668	$1.5M	0.12%	-908	Timeline
PFFISHARES TR	48,685	$1.5M	0.12%	-2,100	Timeline
EFAVISHARES TR	18,493	$1.44M	0.11%	-283	Timeline
EQIXEQUINIX INC	1,757	$1.43M	0.11%	-50	Timeline
GEMGOLDMAN SACHS ETF TR	42,894	$1.42M	0.11%	-10,018	Timeline
NTRNUTRIEN LTD	27,511	$1.37M	0.11%	-16,913	Timeline
IEMGISHARES INC	25,306	$1.37M	0.11%	-3,314	Timeline
LOANMANHATTAN BRDG CAP INC	215,785	$1.28M	0.1%	-1,000	Timeline
CSCOCISCO SYS INC	20,303	$1.25M	0.1%	-850	Timeline
SYFSYNCHRONY FINANCIAL	23,600	$1.25M	0.1%	-600	Timeline
BNYBANK OF NY MELLON CORP	14,765	$1.24M	0.1%	new	Timeline
GISGENERAL MILLS INC	19,360	$1.16M	0.09%	-1,240	Timeline
BLDRBUILDERS FIRSTSOURCE INC	9,200	$1.15M	0.09%	-100	Timeline
MAMASTERCARD INCORPORATED	2,039	$1.12M	0.09%	0	Timeline
BSCRINVESCO EXCH TRD SLF IDX FD	56,267	$1.1M	0.09%	0	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	49,800	$1.1M	0.09%	+5,400	Timeline
MPCMARATHON PETE CORP	7,343	$1.07M	0.08%	0	Timeline
RTXRTX CORPORATION	8,049	$1.07M	0.08%	0	Timeline
HWMHOWMET AEROSPACE INC	8,165	$1.06M	0.08%	0	Timeline
PFEPFIZER INC	40,995	$1.04M	0.08%	-2,500	Timeline
GWWWW GRAINGER INC	1,050	$1.04M	0.08%	0	Timeline
DEDEERE & CO	2,190	$1.03M	0.08%	0	Timeline
WMTWALMART INC	11,347	$996K	0.08%	-800	Timeline
RQICOHEN & STEERS QUALITY INCOM	72,600	$912K	0.07%	-300	Timeline
IBDSISHARES TR	36,950	$893K	0.07%	-3,395,679	Timeline
CBRECBRE GROUP INC	6,760	$884K	0.07%	-500	Timeline
PPIHPERMA-PIPE INTL HLDGS INC	70,000	$870K	0.07%	0	Timeline
AFLAFLAC INC	7,818	$869K	0.07%	0	Timeline
QQQINVESCO QQQ TR	1,826	$856K	0.07%	+47	Timeline
IVOVVANGUARD ADMIRAL FDS INC	9,210	$848K	0.07%	+3,100	Timeline
FCTFIRST TR SR FLTG RATE INCOME	82,100	$832K	0.07%	+4,000	Timeline
HDHOME DEPOT INC	2,267	$831K	0.07%	-30	Timeline
AXPAMERICAN EXPRESS CO	3,063	$824K	0.07%	0	Timeline
AVGOBROADCOM INC	4,870	$815K	0.06%	0	Timeline
TAT&T INC	28,664	$811K	0.06%	0	Timeline
XYLXYLEM INC	6,697	$800K	0.06%	0	Timeline
VTVVANGUARD INDEX FDS	4,579	$791K	0.06%	+831	Timeline
SONYSONY GROUP CORP	30,740	$780K	0.06%	new	Timeline
PGXINVESCO EXCH TRADED FD TR II	68,977	$774K	0.06%	+9,500	Timeline
MRPMILLROSE PPTYS INC	28,641	$759K	0.06%	new	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	85,750	$750K	0.06%	0
PGPROCTER & GAMBLE CO	4,401	$750K	0.06%	-5	Timeline
DOCHEALTHPEAK PROPERTIES INC	36,979	$748K	0.06%	+3,989	Timeline
MERCMERCER INTL INC	120,900	$744K	0.06%	-800	Timeline
KEXKIRBY CORP	7,200	$727K	0.06%	0	Timeline
WFCWELLS FARGO & CO	9,906	$711K	0.06%	new	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,260	$705K	0.06%	+44	Timeline
INTCINTEL CORP	30,600	$695K	0.05%	-200	Timeline
BNDVANGUARD BD INDEX FDS	9,399	$690K	0.05%	+4,536	Timeline
MSMORGAN STANLEY	5,789	$675K	0.05%	-41	Timeline
ABBVABBVIE INC	3,215	$674K	0.05%	0	Timeline
DGXQUEST DIAGNOSTICS INC	3,950	$668K	0.05%	0	Timeline
IJHISHARES TR	11,360	$663K	0.05%	+69	Timeline
LMTLOCKHEED MARTIN CORP	1,481	$661K	0.05%	+2	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	59,350	$637K	0.05%	+5,000	Timeline
COSTCOSTCO WHOLESALE CORPORATION	672	$636K	0.05%	-2	Timeline
XLVSELECT SECTOR SPDR TR	4,274	$624K	0.05%	0	Timeline
VLGEAVILLAGE SUPER MKT INC	16,194	$616K	0.05%	+2,394	Timeline
EXPEEXPEDIA GROUP INC	3,645	$613K	0.05%	0	Timeline
WENWENDYS CO	41,684	$610K	0.05%	-11,150	Timeline
FLOTISHARES TR	11,900	$607K	0.05%	0	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	2,500	$606K	0.05%	0	Timeline
SFYTIDAL TRUST I	5,940	$605K	0.05%	-2,926	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	46,855	$605K	0.05%	-800	Timeline
RFICOHEN & STEERS TOTAL RETURN	50,000	$604K	0.05%	+37,000	Timeline
LITGLOBAL X FDS	15,550	$603K	0.05%	-1,000	Timeline
YUMCYUM CHINA HLDGS INC	11,468	$597K	0.05%	0	Timeline
MOSMOSAIC CO	21,700	$586K	0.05%	0	Timeline
VVISA INC	1,654	$580K	0.05%	+1	Timeline
XLKSELECT SECTOR SPDR TR	2,802	$579K	0.05%	+492	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	24,800	$572K	0.05%	-200
MFICMIDCAP FINANCIAL INVSTMNT CO	44,142	$568K	0.04%	-290	Timeline
GEGE AEROSPACE	2,829	$566K	0.04%	+500	Timeline
WBDWARNER BROS DISCOVERY INC	51,167	$549K	0.04%	0	Timeline
ELVELEVANCE HEALTH INC FORMERLY	1,250	$544K	0.04%	0	Timeline
MMM3M CO	3,682	$541K	0.04%	0	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	54,000	$536K	0.04%	0	Timeline
SGOVISHARES TR	5,326	$536K	0.04%	new	Timeline
DFICDIMENSIONAL ETF TRUST	19,129	$531K	0.04%	new	Timeline
EPDENTERPRISE PRODS PARTNERS L	15,250	$521K	0.04%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	8,500	$518K	0.04%	-60	Timeline
PIIMPINJ INC	5,700	$517K	0.04%	+4,000	Timeline
USFDUS FOODS HLDG CORP	7,860	$515K	0.04%	0	Timeline
ALLALLSTATE CORP	2,470	$511K	0.04%	0	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	6,188	$509K	0.04%	+1,004	Timeline
LRCXLAM RESEARCH CORP	7,000	$509K	0.04%	0	Timeline
WK KELLOGG COWK KELLOGG CO	25,313	$504K	0.04%	0
AJGGALLAGHER ARTHUR J & CO	1,400	$483K	0.04%	0	Timeline
KOCOCA COLA CO	6,700	$480K	0.04%	0	Timeline
PPTFRANKLIN PREMIER INCOME TR	131,700	$475K	0.04%	0	Timeline
BSJQINVESCO EXCH TRD SLF IDX FD	20,500	$475K	0.04%	0	Timeline
NSCNORFOLK SOUTHN CORP	1,960	$464K	0.04%	-66	Timeline
VZVERIZON COMMUNICATIONS INC	10,136	$460K	0.04%	+492	Timeline
SYKSTRYKER CORPORATION	1,230	$458K	0.04%	-96	Timeline
IBTJISHARES TR	20,983	$457K	0.04%	new	Timeline
OUNZVANECK MERK GOLD ETF	15,080	$455K	0.04%	-12,756	Timeline
COLDAMERICOLD REALTY TRUST INC	21,000	$451K	0.04%	+8,500	Timeline
BABOEING CO	2,600	$443K	0.04%	-4	Timeline
HSICSCHEIN HENRY INC	6,325	$433K	0.03%	0	Timeline
MBLYMOBILEYE GLOBAL INC	30,000	$432K	0.03%	+10,000	Timeline
HYHYSTER-YALE INC	10,340	$430K	0.03%	+1,340	Timeline
SKXSKECHERS U S A INC	7,500	$426K	0.03%	new	Timeline
XLPSELECT SECTOR SPDR TR	5,185	$423K	0.03%	-150	Timeline
AXONAXON ENTERPRISE INC	800	$421K	0.03%	0	Timeline
BBWIBATH & BODY WORKS INC	13,650	$414K	0.03%	+4,800	Timeline
ANSYS INCANSYS INC	1,300	$412K	0.03%	0
GNRCGENERAC HLDGS INC	3,200	$405K	0.03%	0	Timeline
METAMETA PLATFORMS INC	703	$405K	0.03%	-6	Timeline
DSTLETF SER SOLUTIONS	7,345	$398K	0.03%	-1,276,746	Timeline
PRUPRUDENTIAL FINL INC	3,563	$398K	0.03%	0	Timeline
SPGIS&P GLOBAL INC	780	$396K	0.03%	0	Timeline
TERTERADYNE INC	4,735	$391K	0.03%	0	Timeline
ABTABBOTT LABORATORIES	2,907	$386K	0.03%	-140	Timeline
ADBEADOBE INC	1,000	$384K	0.03%	0	Timeline
RWTREDWOOD TRUST INC	62,900	$382K	0.03%	0	Timeline
ICLNISHARES TR	32,508	$371K	0.03%	-2,680	Timeline
VMIVALMONT INDS INC	1,300	$371K	0.03%	+100	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	42,662	$367K	0.03%	+8,800	Timeline
BLWBLACKROCK LTD DURATION INCOM	25,900	$366K	0.03%	0	Timeline
CSXCSX CORP	12,400	$365K	0.03%	0	Timeline
ADPAUTOMATIC DATA PROCESSING IN	1,192	$364K	0.03%	-4,653	Timeline
CHTRCHARTER COMMUNICATIONS INC	979	$361K	0.03%	0	Timeline
IHIISHARES TR	5,900	$355K	0.03%	0	Timeline
HONHONEYWELL INTL INC	1,663	$352K	0.03%	0	Timeline
AMEAMETEK INC	2,000	$344K	0.03%	0	Timeline
PSXPHILLIPS 66	2,775	$343K	0.03%	+726	Timeline
MCDMCDONALDS CORP	1,091	$341K	0.03%	0	Timeline
CMCANADIAN IMPERIAL BANK OF CO	6,000	$338K	0.03%	0	Timeline
CVSCVS HEALTH CORP	4,950	$335K	0.03%	-3,279	Timeline
MLMMARTIN MARIETTA MATLS INC	700	$335K	0.03%	0	Timeline
SOSOUTHERN CO	3,627	$334K	0.03%	+748	Timeline
ORCLORACLE CORP	2,351	$329K	0.03%	0	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	26,700	$327K	0.03%	0	Timeline
EEMVISHARES INC	5,526	$322K	0.03%	+191	Timeline
FPEFIRST TR EXCH TRADED FD III	18,200	$320K	0.03%	+5,000	Timeline
PATTERSON COS INCPATTERSON COS INC	10,000	$312K	0.02%	0
IWFISHARES TR	864	$312K	0.02%	0	Timeline
NANNUVEEN NY DIVI ADV	27,000	$307K	0.02%	0	Timeline
TTTRANE TECHNOLOGIES PLC	900	$303K	0.02%	0	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	25,000	$302K	0.02%	0	Timeline
BWABORGWARNER INC	10,424	$299K	0.02%	+4,041	Timeline
WATWATERS CORP	800	$295K	0.02%	0	Timeline
ICCCIMMUCELL CORP	61,028	$292K	0.02%	0	Timeline
MUMICRON TECHNOLOGY INC	3,300	$287K	0.02%	0	Timeline
CNHCNH INDL N V	25,000	$286K	0.02%	0	Timeline
EDCONSOLIDATED EDISON INC	2,585	$286K	0.02%	+3	Timeline
BSVVANGUARD BD INDEX FDS	3,650	$286K	0.02%	-31	Timeline
MTBM & T BK CORP	1,585	$283K	0.02%	0	Timeline
ASMLASML HLDG NV	425	$282K	0.02%	-51	Timeline
BSLBLACKSTONE SENI FLTN RAT 202	19,800	$280K	0.02%	+5,000	Timeline
XLFSELECT SECTOR SPDR TR	5,600	$279K	0.02%	0	Timeline
SBUXSTARBUCKS CORP	2,835	$278K	0.02%	0	Timeline
DFIVDIMENSIONAL ETF TRUST	6,838	$269K	0.02%	0	Timeline
UPSUNITED PARCEL SVCS INC	2,435	$268K	0.02%	-30	Timeline
BXBLACKSTONE INC	1,900	$266K	0.02%	0	Timeline
CATCATERPILLAR INC	805	$265K	0.02%	0	Timeline
RANDRAND CAP CORP	14,000	$263K	0.02%	-16,000	Timeline
VCRMVANGUARD MUN BD FDS	3,516	$261K	0.02%	new	Timeline
REZISHARES TR	3,000	$259K	0.02%	0	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	25,200	$256K	0.02%	0
IBMOISHARES TR	9,964	$255K	0.02%	0	Timeline
MPTMEDICAL PROPERTIES TRUST INC	41,000	$247K	0.02%	0	Timeline
NEENEXTERA ENERGY INC	3,484	$247K	0.02%	0	Timeline
SPOTSPOTIFY TECHNOLOGY S A	445	$245K	0.02%	new	Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORP	61,333	$243K	0.02%	0
ETENERGY TRANSFER L P	13,028	$242K	0.02%	0	Timeline
XBISPDR SERIES TRUST	2,950	$239K	0.02%	0	Timeline
AMTMAMENTUM HOLDINGS INC	13,034	$237K	0.02%	-610	Timeline
IXUSISHARES TR	3,330	$232K	0.02%	-20	Timeline
BXSLBLACKSTONE SECD LENDING FD	7,115	$230K	0.02%	0	Timeline
FLGFLAGSTAR BANK NATIONAL ASSOC	19,625	$228K	0.02%	-333	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	426	$227K	0.02%	-30	Timeline
GEVGE VERNOVA INC	742	$227K	0.02%	+125	Timeline
PANWPALO ALTO NETWORKS INC	1,320	$225K	0.02%	0	Timeline
ITGARTNER INC	525	$220K	0.02%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	19,500	$218K	0.02%	0	Timeline
GDGENERAL DYNAMICS CORP	800	$218K	0.02%	0	Timeline
AMDADVANCED MICRO DEVICES INC	2,112	$217K	0.02%	+12	Timeline
BNBROOKFIELD CORP	4,130	$216K	0.02%	0	Timeline
BSJSINVESCO EXCH TRD SLF IDX FD	10,000	$216K	0.02%	0	Timeline
CPRICAPRI HOLDINGS LIMITED	10,900	$215K	0.02%	new	Timeline
RACEFERRARI N V	500	$214K	0.02%	-515	Timeline
HUMHUMANA INC	794	$210K	0.02%	new	Timeline
VTNINVESCO TR INVT GRADE NEW YO	20,000	$209K	0.02%	0	Timeline
PFNPIMCO INCOME STRATEGY FD II	27,400	$207K	0.02%	0	Timeline
MCKMCKESSON CORP	300	$202K	0.02%	new	Timeline
DKSDICKS SPORTING GOODS INC	1,000	$202K	0.02%	0	Timeline
NFLXNETFLIX INC.	215	$200K	0.02%	new	Timeline
MIYBLACKROCK MUNIYIELD MICH QU	17,500	$199K	0.02%	+5,000	Timeline
PFLPIMCO INCOME STRATEGY FD	22,600	$194K	0.02%	0	Timeline
VMOINVESCO MUN OPPORTUNIT TR	18,500	$176K	0.01%	0	Timeline
NUNU HLDGS LTD	17,045	$175K	0.01%	0	Timeline
VLYVALLEY NATL BANCORP	19,000	$169K	0.01%	0	Timeline
MPABLACKROCK MUNIYIELD PA QUALI	15,000	$168K	0.01%	new	Timeline
LANDGLADSTONE LD CORP	15,500	$163K	0.01%	-400	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	13,000	$152K	0.01%	new	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	12,500	$150K	0.01%	new
JPCNUVEEN PFD & INCOME OPPORTUN	18,373	$146K	0.01%	+5,532	Timeline
VVRINVESCO SR INCOME TR	38,000	$142K	0.01%	0	Timeline
REFRRESEARCH FRONTIERS INC	116,800	$132K	0.01%	0	Timeline
FCOABRDN GLOBAL INCOME FUND INC	21,400	$129K	0.01%	0	Timeline
GIFIGULF ISLAND FABRICATION INC	17,856	$115K	0.01%	new	Timeline
XBFZXBLACKROCK CA MUNI INC TR	10,000	$110K	0.01%	new	Timeline
XBNYXBLACKROCK NEW YORK MUNI INC	10,000	$102K	0.01%	0	Timeline
EHIWESTERN ASSET GBL HIGH INC F	14,928	$98.7K	0.01%	0	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	10,000	$94.9K	0.01%	0
CDECOEUR MNG INC	15,000	$88.8K	0.01%	0	Timeline
NUVNUVEEN MUN VALUE FD INC	10,000	$87.7K	0.01%	new	Timeline
EQSEQUUS TOTAL RETURN INC	60,000	$60.6K	<0.01%	0	Timeline
PSECPROSPECT CAP CORP	12,700	$52.1K	<0.01%	0	Timeline
NIONIO INC	13,000	$49.5K	<0.01%	-2,000	Timeline
CERSCERUS CORP	34,000	$47.3K	<0.01%	0	Timeline
PIMFRANKLIN MASTER INTER INCOME	11,000	$36.5K	<0.01%	0	Timeline
BEEMBEAM GLOBAL	15,000	$30.6K	<0.01%	new	Timeline
OPKOPKO HEALTH INC	17,000	$28.2K	<0.01%	0	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
NVDANVIDIA CORPORATION COM	principal	59,800	$6.48M	new
REGNREGENERON PHARMACEUTICALS Stock	principal	2,500	$1.59M	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC CALL AUG 270	principal	2,000	$341K	new
AAPLAPPLE INC COM	principal	1,000	$222K	new

Sold out in Q1 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
NVDANVIDIA CORPORATION	69,800	$9.37M	put
REGNREGENERON PHARMACEUTICALS	2,500	$1.78M	put
IBTGISHARES TR	32,369	$738K	shares
IBTHISHARES TR	24,963	$554K	shares
WSCWILLSCOT HLDGS CORP	10,281	$344K	shares
REGNREGENERON PHARMACEUTICALS	400	$285K	call
DOWDOW HLDGS INC	6,539	$262K	shares
SONSONOCO PRODS CO	4,950	$242K	shares
VONGVANGUARD SCOTTSDALE FDS	2,334	$241K	shares
SABASABA CAPITAL INCOME & OPPORT	13,500	$122K	shares
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	100,100	$107K	shares

How Q1 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000908195-25-000007	base		2025-05-08	acceptance time not in the bulk data set	2026-10-07 18:25:06 UTC