SHUFRO ROSE & CO LLC

13F filer, CIK 908195, NEW YORK, NY

SHUFRO ROSE & CO LLC reported $1,293,655,550 across 296 holdings for the quarter ended 2024-12-31, in a 13F-HR filed 2025-02-25. Its ten largest share positions make up 38.24% of the portfolio.

Filed 2025-02-25 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:55 UTC13F-HR 0000908195-25-000005

Period: 2024-12-31
Reported value: $1.29B
Holdings: 296
Top 10 weight: 38.24%
New: 22
Sold out: 39

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SMTHnew	+1,844,088	$47.1M
DCREnew	+839,350	$43.2M
IVVadded	+30,298	$17.8M
GDXadded	+521,042	$17.7M
DSTLadded	+285,917	$15.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IBDSreduced	-2,020,062	-$48.4M
BNDreduced	-475,724	-$34.2M
MRNAexited	-146,896	-$17.4M
BWAreduced	-361,568	-$14.5M
BILexited	-153,296	-$14.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2024

Share positions as resolved from 13F-HR 0000908195-25-000005, largest first. % of portfolio is the value over $1,282,216,351, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IBDSISHARES TR	3,432,629	$82.2M	6.41%	-2,020,062	Timeline
DSTLETF SER SOLUTIONS	1,284,091	$70.5M	5.5%	+285,917	Timeline
AAPLAPPLE INC	191,082	$47.9M	3.73%	-1,073	Timeline
MSFTMICROSOFT CORP	112,171	$47.3M	3.69%	-2,019	Timeline
SMTHALPS ETF TR	1,844,088	$47.1M	3.67%	new	Timeline
GLWCORNING INC	932,446	$44.3M	3.46%	-31,685	Timeline
DCREDOUBLELINE ETF TRUST	839,350	$43.2M	3.37%	new	Timeline
IVVISHARES TR	64,121	$37.7M	2.94%	+30,298	Timeline
LLYELI LILLY & CO	45,714	$35.3M	2.75%	-2,037	Timeline
IBDRISHARES TR	1,446,798	$34.8M	2.72%	+33,623	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	58,740	$30.6M	2.38%	-965	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	1,508,382	$29.3M	2.29%	+322,142	Timeline
JPMJPMORGAN CHASE & CO	121,869	$29.2M	2.28%	-2,435	Timeline
RSPINVESCO EXCHANGE TRADED FD T	166,381	$29.2M	2.27%	-8,833	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	62,638	$28.4M	2.21%	-1,097	Timeline
FSKFS KKR CAP CORP	1,249,499	$27.1M	2.12%	-36,617	Timeline
CEFSPROTT ASSET MANAGEMENT LP	1,062,789	$25.3M	1.97%	-507,063	Timeline
TXNTEXAS INSTRS INC	128,702	$24.1M	1.88%	-1,431	Timeline
QCOMQUALCOMM INC	151,235	$23.2M	1.81%	-653	Timeline
AVYAVERY DENNISON CORP	119,215	$22.3M	1.74%	-46	Timeline
JCIJOHNSON CONTROLS INTERNATION	276,587	$21.8M	1.7%	-67,692	Timeline
GDXVANECK ETF TRUST	534,863	$18.1M	1.41%	+521,042	Timeline
AMZNAMAZON COM INC	82,592	$18.1M	1.41%	-672	Timeline
VOVANGUARD INDEX FDS	67,086	$17.7M	1.38%	+39,724	Timeline
CRMSALESFORCE INC	52,764	$17.6M	1.38%	+35	Timeline
IBMINTERNATIONAL BUSINESS MACHS	73,168	$16.1M	1.25%	-144	Timeline
OPLNOPENLANE INC	770,435	$15.3M	1.19%	-4,390	Timeline
GLDSPDR GOLD TR	62,913	$15.2M	1.19%	+169	Timeline
QUALISHARES TR	73,964	$13.2M	1.03%	+9,902	Timeline
NVDANVIDIA CORPORATION	95,029	$12.8M	1%	+61,168	Timeline
COHRCOHERENT CORP	127,007	$12M	0.94%	-25,711	Timeline
VCSHVANGUARD SCOTTSDALE FDS	148,766	$11.6M	0.91%	+51,785	Timeline
AMGNAMGEN INC	40,432	$10.5M	0.82%	-1,304	Timeline
INVESCOINVESCO	508,556	$10.5M	0.82%	-20,284
BSCTINVESCO EXCH TRD SLF IDX FD	569,423	$10.4M	0.81%	+416,623	Timeline
VCITVANGUARD SCOTTSDALE FDS	121,316	$9.74M	0.76%	+103,853	Timeline
VTIVANGUARD INDEX FDS	32,606	$9.45M	0.74%	+16,965	Timeline
VBRVANGUARD INDEX FDS	45,717	$9.06M	0.71%	+5,270	Timeline
LENLENNAR CORP	61,803	$8.43M	0.66%	-4,129	Timeline
AZOAUTOZONE INC	2,030	$6.5M	0.51%	-310	Timeline
WDWALKER & DUNLOP INC	65,302	$6.35M	0.5%	-16,277	Timeline
MTUMISHARES TR	30,381	$6.29M	0.49%	+3,857	Timeline
XOMEXXON MOBIL CORP	57,901	$6.23M	0.49%	-3,258	Timeline
UNILEVER PLCUNILEVER PLC	109,329	$6.2M	0.48%	-1,802
ICSHISHARES TR	110,592	$5.58M	0.43%	+85,452	Timeline
METMETLIFE INC	64,347	$5.27M	0.41%	-4,003	Timeline
CVXCHEVRON CORPORATION	34,095	$4.94M	0.39%	-1,385	Timeline
BSCSINVESCO EXCH TRD SLF IDX FD	234,126	$4.71M	0.37%	-26,158	Timeline
VGSHVANGUARD SCOTTSDALE FDS	80,788	$4.7M	0.37%	+39,335	Timeline
NKENIKE INC	60,177	$4.55M	0.36%	new	Timeline
DISDISNEY WALT CO	39,897	$4.44M	0.35%	-2,900	Timeline
ITWILLINOIS TOOL WKS INC	17,170	$4.35M	0.34%	-5,037	Timeline
ECLECOLAB INC	18,163	$4.26M	0.33%	+484	Timeline
VGITVANGUARD SCOTTSDALE FDS	71,078	$4.12M	0.32%	+36,490	Timeline
JNJJOHNSON & JOHNSON	27,445	$3.97M	0.31%	-673	Timeline
PEPPEPSICO INC	25,947	$3.95M	0.31%	-147	Timeline
UNHUNITEDHEALTH GROUP INC	7,675	$3.88M	0.3%	-180	Timeline
PEVERPURE INC	60,500	$3.72M	0.29%	-11,900	Timeline
KLACKLA CORP	5,239	$3.3M	0.26%	-17	Timeline
VEAVANGUARD TAX-MANAGED FDS	66,765	$3.19M	0.25%	+13,666	Timeline
VRSKVERISK ANALYTICS INC	11,052	$3.04M	0.24%	new	Timeline
IMTMISHARES TR	76,599	$2.86M	0.22%	+5,365	Timeline
IJRISHARES TR	24,244	$2.79M	0.22%	+1,924	Timeline
GSLCGOLDMAN SACHS ETF TR	21,950	$2.53M	0.2%	-475	Timeline
OREALTY INCOME CORP	46,250	$2.47M	0.19%	+14,750	Timeline
EFVISHARES TR	46,843	$2.46M	0.19%	+710	Timeline
ENBENBRIDGE INC	54,556	$2.31M	0.18%	-6,851	Timeline
GOOGALPHABET INC	11,843	$2.26M	0.18%	-400	Timeline
LNGCHENIERE ENERGY INC	10,425	$2.24M	0.17%	0	Timeline
BACBANK OF AMER CORP	50,904	$2.24M	0.17%	-945	Timeline
GOOGLALPHABET INC	11,688	$2.21M	0.17%	-77	Timeline
VWOVANGUARD INTL EQUITY INDEX F	49,161	$2.17M	0.17%	+8,637	Timeline
JJSFJ & J SNACK FOODS CORP	13,941	$2.16M	0.17%	-59	Timeline
IEFAISHARES TR	30,618	$2.15M	0.17%	-14,241	Timeline
VSSVANGUARD INTL EQUITY INDEX F	18,134	$2.08M	0.16%	+560	Timeline
NTRNUTRIEN LTD	44,424	$1.99M	0.16%	-27,051	Timeline
NYTNEW YORK TIMES CO MTN BE	37,165	$1.93M	0.15%	0	Timeline
JJACOBS SOLUTIONS INC	14,415	$1.93M	0.15%	-3,730	Timeline
REGNREGENERON PHARMACEUTICALS	2,686	$1.91M	0.15%	+2,393	Timeline
AVDVAMERICAN CENTY ETF TR	28,204	$1.84M	0.14%	+3,760	Timeline
MRKMERCK & CO INC	17,576	$1.75M	0.14%	-7,235	Timeline
USMVISHARES TR	19,380	$1.72M	0.13%	-1,930	Timeline
ADPAUTOMATIC DATA PROCESSING IN	5,845	$1.71M	0.13%	-215	Timeline
EQIXEQUINIX INC	1,807	$1.7M	0.13%	-41	Timeline
MDTMEDTRONIC PLC	21,217	$1.69M	0.13%	-557	Timeline
GEMGOLDMAN SACHS ETF TR	52,912	$1.69M	0.13%	-60,103	Timeline
UMHUMH PPTYS INC	86,850	$1.64M	0.13%	-3,400	Timeline
PFFISHARES TR	50,785	$1.6M	0.12%	-350	Timeline
SYFSYNCHRONY FINANCIAL	24,200	$1.57M	0.12%	-3,300	Timeline
ALAIR LEASE CORP	32,350	$1.56M	0.12%	-1,850	Timeline
EUSAISHARES INC	16,170	$1.54M	0.12%	-3,267	Timeline
YUMYUM BRANDS INC	11,468	$1.54M	0.12%	0	Timeline
IQLTISHARES TR	41,321	$1.53M	0.12%	+4,342	Timeline
IEMGISHARES INC	28,620	$1.49M	0.12%	-7,604	Timeline
NEARISHARES U S ETF TR	27,739	$1.4M	0.11%	-98,333	Timeline
COPCONOCOPHILLIPS	13,616	$1.35M	0.11%	+95	Timeline
BLDRBUILDERS FIRSTSOURCE INC	9,300	$1.33M	0.1%	-245	Timeline
EFAVISHARES TR	18,776	$1.33M	0.1%	+4,271	Timeline
GISGENERAL MILLS INC	20,600	$1.31M	0.1%	-7,365	Timeline
SHELSHELL PLC	20,450	$1.28M	0.1%	-400	Timeline
PPLIPEOPLE INC	29,450	$1.27M	0.1%	-8,250	Timeline
CSCOCISCO SYS INC	21,153	$1.25M	0.1%	-6,440	Timeline
LOANMANHATTAN BRDG CAP INC	216,785	$1.21M	0.09%	0	Timeline
PFEPFIZER INC	43,495	$1.15M	0.09%	-9,802	Timeline
AVGOBROADCOM INC	4,870	$1.13M	0.09%	+4,343	Timeline
GWWWW GRAINGER INC	1,050	$1.11M	0.09%	0	Timeline
WMTWALMART INC	12,147	$1.1M	0.09%	+1,440	Timeline
BSCRINVESCO EXCH TRD SLF IDX FD	56,267	$1.1M	0.09%	+5,850	Timeline
MAMASTERCARD INCORPORATED	2,039	$1.07M	0.08%	-14	Timeline
PPIHPERMA-PIPE INTL HLDGS INC	70,000	$1.05M	0.08%	0	Timeline
MPCMARATHON PETE CORP	7,343	$1.02M	0.08%	0	Timeline
SFYTIDAL TRUST I	8,866	$965K	0.08%	new	Timeline
CBRECBRE GROUP INC	7,260	$953K	0.07%	-1,505	Timeline
RTXRTX CORPORATION	8,049	$931K	0.07%	-1,000	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	44,400	$928K	0.07%	+2,000	Timeline
DEDEERE & CO	2,190	$928K	0.07%	-56	Timeline
QQQINVESCO QQQ TR	1,779	$909K	0.07%	-150	Timeline
AXPAMERICAN EXPRESS CO	3,063	$909K	0.07%	+358	Timeline
HDHOME DEPOT INC	2,297	$894K	0.07%	0	Timeline
HWMHOWMET AEROSPACE INC	8,165	$893K	0.07%	0	Timeline
RQICOHEN & STEERS QUALITY INCOM	72,900	$892K	0.07%	+3,500	Timeline
HYHYSTER-YALE INC	9,000	$874K	0.07%	new	Timeline
WENWENDYS CO	52,834	$861K	0.07%	-19,108	Timeline
AFLAFLAC INC	7,818	$809K	0.06%	0	Timeline
FCTFIRST TR SR FLTG RATE INCOME	78,100	$808K	0.06%	-3,500	Timeline
MERCMERCER INTL INC	121,700	$791K	0.06%	-25,700	Timeline
XYLXYLEM INC	6,697	$777K	0.06%	-615	Timeline
SENEASENECA FOODS CORP NEW	9,650	$765K	0.06%	-2,650	Timeline
KEXKIRBY CORP	7,200	$762K	0.06%	0	Timeline
PGPROCTER & GAMBLE CO	4,406	$739K	0.06%	+432	Timeline
IBTGISHARES TR	32,369	$738K	0.06%	+155	Timeline
MSMORGAN STANLEY	5,830	$733K	0.06%	-390	Timeline
LMTLOCKHEED MARTIN CORP	1,479	$719K	0.06%	+2	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,216	$713K	0.06%	+280	Timeline
OUNZVANECK MERK GOLD ETF	27,836	$704K	0.05%	+4,633	Timeline
IJHISHARES TR	11,291	$704K	0.05%	+2,951	Timeline
ALBEMARLE CORPALBEMARLE CORP	17,100	$696K	0.05%	new
PGXINVESCO EXCH TRADED FD TR II	59,477	$686K	0.05%	-23,628	Timeline
UNPUNION PAC CORP	2,979	$679K	0.05%	-23	Timeline
EXPEEXPEDIA GROUP INC	3,645	$679K	0.05%	0	Timeline
LITGLOBAL X FDS	16,550	$675K	0.05%	+1,800	Timeline
DOCHEALTHPEAK PROPERTIES INC	32,990	$669K	0.05%	-7,243	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	85,750	$662K	0.05%	-3,600
XFRAXBLACKROCK FLOATING RATE INCO	47,655	$655K	0.05%	-1,000	Timeline
TAT&T INC	28,664	$653K	0.05%	-3,000	Timeline
VTVVANGUARD INDEX FDS	3,748	$634K	0.05%	-2,009	Timeline
COSTCOSTCO WHOLESALE CORPORATION	674	$618K	0.05%	new	Timeline
INTCINTEL CORP	30,800	$618K	0.05%	-134,188	Timeline
FLOTISHARES TR	11,900	$605K	0.05%	-800	Timeline
MFICMIDCAP FINANCIAL INVSTMNT CO	44,432	$599K	0.05%	new	Timeline
TERTERADYNE INC	4,735	$596K	0.05%	0	Timeline
DGXQUEST DIAGNOSTICS INC	3,950	$596K	0.05%	-100	Timeline
XLVSELECT SECTOR SPDR TR	4,274	$588K	0.05%	-990	Timeline
IVOVVANGUARD ADMIRAL FDS INC	6,110	$584K	0.05%	-150	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	54,350	$583K	0.05%	-6,000	Timeline
RANDRAND CAP CORP	30,000	$578K	0.05%	-11,394	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	25,000	$577K	0.04%	-3,434
ABBVABBVIE INC	3,215	$571K	0.04%	-230	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	2,500	$565K	0.04%	0	Timeline
IBTHISHARES TR	24,963	$554K	0.04%	-16,145	Timeline
YUMCYUM CHINA HLDGS INC	11,468	$552K	0.04%	0	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	54,000	$544K	0.04%	0	Timeline
WBDWARNER BROS DISCOVERY INC	51,167	$541K	0.04%	-5,187	Timeline
XLKSELECT SECTOR SPDR TR	2,310	$537K	0.04%	0	Timeline
MOSMOSAIC CO	21,700	$533K	0.04%	-7,500	Timeline
USFDUS FOODS HLDG CORP	7,860	$530K	0.04%	0	Timeline
VVISA INC	1,653	$522K	0.04%	+1	Timeline
LRCXLAM RESEARCH CORP	7,000	$506K	0.04%	new	Timeline
GNRCGENERAC HLDGS INC	3,200	$496K	0.04%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	8,560	$484K	0.04%	-450	Timeline
EPDENTERPRISE PRODS PARTNERS L	15,250	$478K	0.04%	-1,265	Timeline
SYKSTRYKER CORPORATION	1,326	$477K	0.04%	-125	Timeline
BSJQINVESCO EXCH TRD SLF IDX FD	20,500	$477K	0.04%	-1,000	Timeline
ALLALLSTATE CORP	2,470	$476K	0.04%	0	Timeline
NSCNORFOLK SOUTHN CORP	2,026	$476K	0.04%	0	Timeline
AXONAXON ENTERPRISE INC	800	$475K	0.04%	0	Timeline
MMM3M CO	3,682	$475K	0.04%	+197	Timeline
PPTFRANKLIN PREMIER INCOME TR	131,700	$469K	0.04%	0	Timeline
ELVELEVANCE HEALTH INC FORMERLY	1,250	$461K	0.04%	-13	Timeline
BABOEING CO	2,604	$461K	0.04%	+4	Timeline
WK KELLOGG COWK KELLOGG CO	25,313	$455K	0.04%	-10,231
ADBEADOBE INC	1,000	$445K	0.03%	-113	Timeline
VLGEAVILLAGE SUPER MKT INC	13,800	$440K	0.03%	0	Timeline
ANSYS INCANSYS INC	1,300	$439K	0.03%	0
PEGPUBLIC SVC ENTERPRISE GROUP	5,184	$438K	0.03%	-3,400	Timeline
HSICSCHEIN HENRY INC	6,325	$438K	0.03%	-1,000	Timeline
RACEFERRARI N V	1,015	$431K	0.03%	+15	Timeline
PRUPRUDENTIAL FINL INC	3,563	$422K	0.03%	+494	Timeline
XLPSELECT SECTOR SPDR TR	5,335	$419K	0.03%	+300	Timeline
KOCOCA COLA CO	6,700	$417K	0.03%	+400	Timeline
METAMETA PLATFORMS INC	709	$415K	0.03%	+6	Timeline
RWTREDWOOD TRUST INC	62,900	$411K	0.03%	-2,600	Timeline
ICLNISHARES TR	35,188	$400K	0.03%	-3,006	Timeline
CSXCSX CORP	12,400	$400K	0.03%	0	Timeline
MBLYMOBILEYE GLOBAL INC	20,000	$398K	0.03%	+10,000	Timeline
AJGGALLAGHER ARTHUR J & CO	1,400	$397K	0.03%	0	Timeline
ORCLORACLE CORP	2,351	$392K	0.03%	-249	Timeline
SPGIS&P GLOBAL INC	780	$388K	0.03%	+53	Timeline
GEGE AEROSPACE	2,329	$388K	0.03%	-258	Timeline
VZVERIZON COMMUNICATIONS INC	9,644	$386K	0.03%	-2,618	Timeline
CMCANADIAN IMPERIAL BANK OF CO	6,000	$379K	0.03%	0	Timeline
HONHONEYWELL INTL INC	1,663	$376K	0.03%	-61	Timeline
CVSCVS HEALTH CORP	8,229	$369K	0.03%	-182	Timeline
VMIVALMONT INDS INC	1,200	$368K	0.03%	0	Timeline
BLWBLACKROCK LTD DURATION INCOM	25,900	$366K	0.03%	0	Timeline
MLMMARTIN MARIETTA MATLS INC	700	$362K	0.03%	0	Timeline
AMEAMETEK INC	2,000	$361K	0.03%	-300	Timeline
BNDVANGUARD BD INDEX FDS	4,863	$350K	0.03%	-475,724	Timeline
IWFISHARES TR	864	$347K	0.03%	0	Timeline
ABTABBOTT LABORATORIES	3,047	$345K	0.03%	-192	Timeline
IHIISHARES TR	5,900	$344K	0.03%	-2,100	Timeline
WSCWILLSCOT HLDGS CORP	10,281	$344K	0.03%	0	Timeline
BBWIBATH & BODY WORKS INC	8,850	$343K	0.03%	new	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	26,700	$342K	0.03%	-7,000	Timeline
CHTRCHARTER COMMUNICATIONS INC	979	$336K	0.03%	-300	Timeline
TTTRANE TECHNOLOGIES PLC	900	$332K	0.03%	-20	Timeline
ASMLASML HLDG NV	476	$330K	0.03%	-31	Timeline
BXBLACKSTONE INC	1,900	$328K	0.03%	-190	Timeline
MCDMCDONALDS CORP	1,091	$316K	0.02%	-151	Timeline
ICCCIMMUCELL CORP	61,028	$314K	0.02%	-1,380	Timeline
SBUXSTARBUCKS CORP	2,835	$313K	0.02%	-3,109	Timeline
UPSUNITED PARCEL SVCS INC	2,465	$311K	0.02%	0	Timeline
EEMVISHARES INC	5,335	$309K	0.02%	+931	Timeline
PATTERSON COS INCPATTERSON COS INC	10,000	$309K	0.02%	0
NANNUVEEN NY DIVI ADV	27,000	$308K	0.02%	0	Timeline
MTBM & T BK CORP	1,585	$298K	0.02%	-50	Timeline
WATWATERS CORP	800	$297K	0.02%	0	Timeline
CATCATERPILLAR INC	805	$292K	0.02%	-200	Timeline
AMTMAMENTUM HOLDINGS INC	13,644	$287K	0.02%	new	Timeline
CNHCNH INDL N V	25,000	$286K	0.02%	0	Timeline
BSVVANGUARD BD INDEX FDS	3,681	$284K	0.02%	-59,385	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	25,000	$284K	0.02%	0	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	33,862	$280K	0.02%	+3,000	Timeline
MUMICRON TECHNOLOGY INC	3,300	$278K	0.02%	0	Timeline
XLFSELECT SECTOR SPDR TR	5,600	$271K	0.02%	0	Timeline
COLDAMERICOLD REALTY TRUST INC	12,500	$268K	0.02%	0	Timeline
XBISPDR SERIES TRUST	2,950	$266K	0.02%	-1,967	Timeline
DOWDOW HLDGS INC	6,539	$262K	0.02%	+952	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	25,200	$261K	0.02%	0
MDYSTATE STR SPDR S&P MIDCAP 40	456	$260K	0.02%	-25	Timeline
BWABORGWARNER INC	6,383	$255K	0.02%	-361,568	Timeline
ETENERGY TRANSFER L P	13,028	$255K	0.02%	0	Timeline
ITGARTNER INC	525	$254K	0.02%	-343	Timeline
IBMOISHARES TR	9,964	$254K	0.02%	new	Timeline
AMDADVANCED MICRO DEVICES INC	2,100	$254K	0.02%	+500	Timeline
NEENEXTERA ENERGY INC	3,484	$250K	0.02%	-537	Timeline
PIIMPINJ INC	1,700	$247K	0.02%	0	Timeline
REZISHARES TR	3,000	$243K	0.02%	0	Timeline
DFIVDIMENSIONAL ETF TRUST	6,838	$243K	0.02%	-101	Timeline
SONSONOCO PRODS CO	4,950	$242K	0.02%	-2,478	Timeline
VONGVANGUARD SCOTTSDALE FDS	2,334	$241K	0.02%	new	Timeline
PANWPALO ALTO NETWORKS INC	1,320	$240K	0.02%	+585	Timeline
BNBROOKFIELD CORP	4,130	$237K	0.02%	new	Timeline
SOSOUTHERN CO	2,879	$237K	0.02%	0	Timeline
FPEFIRST TR EXCH TRADED FD III	13,200	$234K	0.02%	-5,000	Timeline
PSXPHILLIPS 66	2,049	$233K	0.02%	0	Timeline
EDCONSOLIDATED EDISON INC	2,582	$230K	0.02%	0	Timeline
BXSLBLACKSTONE SECD LENDING FD	7,115	$230K	0.02%	-2,360	Timeline
DKSDICKS SPORTING GOODS INC	1,000	$229K	0.02%	0	Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORP	61,333	$225K	0.02%	-6,333
IXUSISHARES TR	3,350	$222K	0.02%	-380	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	19,500	$220K	0.02%	0	Timeline
BSJSINVESCO EXCH TRD SLF IDX FD	10,000	$217K	0.02%	0	Timeline
BSLBLACKSTONE SENI FLTN RAT 202	14,800	$212K	0.02%	-5,000	Timeline
GDGENERAL DYNAMICS CORP	800	$211K	0.02%	0	Timeline
VTNINVESCO TR INVT GRADE NEW YO	20,000	$209K	0.02%	0	Timeline
PFNPIMCO INCOME STRATEGY FD II	27,400	$204K	0.02%	0	Timeline
GEVGE VERNOVA INC	617	$203K	0.02%	new	Timeline
REFRRESEARCH FRONTIERS INC	116,800	$200K	0.02%	-4,000	Timeline
PFLPIMCO INCOME STRATEGY FD	22,600	$189K	0.01%	0	Timeline
FLGFLAGSTAR BANK NATIONAL ASSOC	19,958	$186K	0.01%	new	Timeline
VMOINVESCO MUN OPPORTUNIT TR	18,500	$180K	0.01%	0	Timeline
NUNU HLDGS LTD	17,045	$177K	0.01%	0	Timeline
LANDGLADSTONE LD CORP	15,900	$173K	0.01%	-2,000	Timeline
VLYVALLEY NATL BANCORP	19,000	$172K	0.01%	-3,500	Timeline
MPTMEDICAL PROPERTIES TRUST INC	41,000	$162K	0.01%	+3,500	Timeline
RFICOHEN & STEERS TOTAL RETURN	13,000	$151K	0.01%	-3,000	Timeline
VVRINVESCO SR INCOME TR	38,000	$150K	0.01%	0	Timeline
MIYBLACKROCK MUNIYIELD MICH QU	12,500	$140K	0.01%	0	Timeline
FCOABRDN GLOBAL INCOME FUND INC	21,400	$126K	0.01%	0	Timeline
SABASABA CAPITAL INCOME & OPPORT	13,500	$122K	0.01%	new	Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	100,100	$107K	0.01%	-33,300
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRU	10,000	$102K	0.01%	0
JPCNUVEEN PFD & INCOME OPPORTUN	12,841	$101K	0.01%	-20,532	Timeline
EHIWESTERN ASSET GBL HIGH INC F	14,928	$99.7K	0.01%	0	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	10,000	$95.3K	0.01%	-6,000
CDECOEUR MNG INC	15,000	$85.8K	0.01%	0	Timeline
EQSEQUUS TOTAL RETURN INC	60,000	$66K	0.01%	0	Timeline
NIONIO INC	15,000	$65.4K	0.01%	new	Timeline
PSECPROSPECT CAP CORP	12,700	$54.7K	<0.01%	0	Timeline
CERSCERUS CORP	34,000	$52.4K	<0.01%	-4,500	Timeline
PIMFRANKLIN MASTER INTER INCOME	11,000	$35.9K	<0.01%	0	Timeline
OPKOPKO HEALTH INC	17,000	$25K	<0.01%	0	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
NVDANVIDIA CORPORATION COM	put	69,800	$9.37M	new
REGNREGENERON PHARMACEUTICALS Stock	put	2,500	$1.78M	new
REGNREGENERON PHARMACEUTICALS Stock	call	400	$285K	new

Sold out in Q4 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
MRNAMODERNA INC	146,896	$17.4M	shares
BILSPDR SERIES TRUST	153,296	$14.1M	shares
IGSBISHARES TR	163,266	$8.37M	shares
SPYSTATE STR SPDR S&P 500 ETF T	5,000	$2.72M	put
SPYSTATE STR SPDR S&P 500 ETF T	4,000	$2.18M	call
AONAON PLC	5,000	$1.47M	call
IWOISHARES TR	4,051	$1.06M	shares
BNDXVANGUARD CHARLOTTE FDS	18,083	$880K	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	52,200	$759K	shares
LAM RESEARCH CORPLAM RESEARCH CORP	700	$745K	shares
BRK-ABERKSHIRE HATHAWAY INC DEL	1	$612K	shares
VMBSVANGUARD SCOTTSDALE FDS	12,729	$578K	shares
NVSNOVARTIS AG	4,000	$426K	shares
INVESCOINVESCO	19,561	$412K	shares
ONTONTERRIS INC	9,031	$402K	shares
IWSISHARES TR	3,043	$367K	shares
SUBISHARES TR	3,430	$359K	shares
SEBSEABOARD CORP DEL	107	$338K	shares
FLDRFIDELITY MERRIMACK STR TR	6,400	$319K	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	95,900	$309K	shares
AZEK CO INCAZEK CO INC	6,900	$291K	shares
SOXLDIREXION SHARES ETF TRUST	5,000	$277K	shares
EFGISHARES TR	2,356	$241K	shares
VTEBVANGUARD MUN BD FDS	4,480	$224K	shares
GSKGSK PLC	5,794	$223K	shares
EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I	4,700	$222K	shares
EFTEATON VANCE FLOATING RATE IN	14,980	$201K	shares
CMCSACOMCAST CORP NEW	5,128	$201K	shares
HURCHURCO CO	11,650	$178K	shares
MQYBLACKROCK MUNIYILD QULT FD I	13,000	$160K	shares
FEIMFREQUENCY ELECTRS INC	15,000	$137K	shares
NUVNUVEEN MUN VALUE FD INC	10,000	$86.3K	shares
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	19,036	$64K	shares
S&W SEED COMPANY COMS&W SEED COMPANY COM	149,000	$53.6K	shares
RCGRENN FD INC	30,000	$51K	shares
BEEMBEAM GLOBAL	10,000	$46.1K	shares
MPTMEDICAL PROPERTIES TRUST INC	10,000	$43.1K	call
FUNDAMENTAL GLOBAL INCFUNDAMENTAL GLOBAL INC	40,000	$37.9K	shares
ARTWARTS WAY MFG INC	21,855	$34.1K	shares

How Q4 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000908195-25-000005	base		2025-02-25	acceptance time not in the bulk data set	2026-10-07 18:25:55 UTC