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Roumell Asset Management, LLC

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13F filer, CIK 1331693, CHEVY CHASE, MD

Roumell Asset Management, LLC reported $49,741,650 across 19 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 75.32% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-004309

Period
2023-09-30
Reported value
$49.7M
Holdings
19
Top 10 weight
75.32%
New
2
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PTENnew+404,500$5.6M
MGNInew+542,511$4.09M
KVHIadded+232,642$1.19M
OPRAadded+48,135$542K
ACTGadded+132,112$482K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NEXTIER OILFIELD SOLUTIONS …exited-657,581-$5.88M
Enzo Biochem Incexited-681,358-$1.25M
ECCexited-85,000-$864K
ALLTreduced-230,000-$501K
SPARK NETWORKS SEexited-502,789-$158K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001085146-23-004309, largest first. % of portfolio is the value over $49,741,650, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LBRTLIBERTY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 265,000 shares; 2023Q2: 333,402 shares; 2023Q3: 333,402 shares 333,402$6.17M12.41%0Timeline
PTENPATTERSON-UTI ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 404,500 shares 404,500$5.6M11.25%newTimeline
MGNIMAGNITE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 730,321 shares; 2022Q4: 201,555 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 542,511 shares 542,511$4.09M8.22%newTimeline
LQDTLIQUIDITY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 85,000 shares; 2023Q1: 193,562 shares; 2023Q2: 193,562 shares; 2023Q3: 193,562 shares 193,562$3.41M6.86%0Timeline
RWAYRUNWAY GROWTH FINANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 138,178 shares; 2023Q2: 261,897 shares; 2023Q3: 261,897 shares 261,897$3.36M6.75%0Timeline
CLGNCOLLPLANT BIOTECHNOLOGIES LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 605,437 shares; 2022Q4: 605,437 shares; 2023Q1: 577,909 shares; 2023Q2: 577,909 shares; 2023Q3: 577,909 shares 577,909$3.25M6.54%0Timeline
SSYSSTRATASYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 165,000 shares; 2023Q1: 190,000 shares; 2023Q2: 235,000 shares; 2023Q3: 235,000 shares 235,000$3.2M6.43%0Timeline
KRGKITE REALTY GROUP TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 50,000 shares; 2022Q4: 50,000 shares; 2023Q1: 81,844 shares; 2023Q2: 136,844 shares; 2023Q3: 136,844 shares 136,844$2.93M5.89%0Timeline
INVEINVE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 17,209 shares; 2023Q2: 331,278 shares; 2023Q3: 331,278 shares 331,278$2.8M5.62%0Timeline
ACTGACACIA RESH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 470,236 shares; 2023Q2: 595,351 shares; 2023Q3: 727,463 shares 727,463$2.66M5.34%+132,112Timeline
WTTRSELECT WATER SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 325,000 shares; 2023Q2: 325,000 shares; 2023Q3: 325,000 shares 325,000$2.58M5.19%0Timeline
IGRCBRE GBL REAL ESTATE INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 395,000 shares; 2023Q3: 395,000 shares 395,000$1.78M3.57%0Timeline
KVHIKVH INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 123,122 shares; 2022Q4: 123,122 shares; 2023Q1: 123,122 shares; 2023Q2: 99,011 shares; 2023Q3: 331,653 shares 331,653$1.69M3.4%+232,642Timeline
OPRAOPERA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 895,087 shares; 2022Q4: 895,087 shares; 2023Q1: 625,087 shares; 2023Q2: 91,865 shares; 2023Q3: 140,000 shares 140,000$1.58M3.17%+48,135Timeline
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 652,395 shares; 2022Q4: 797,395 shares; 2023Q1: 797,395 shares; 2023Q2: 797,395 shares; 2023Q3: 567,395 shares 567,395$1.24M2.49%-230,000Timeline
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,839,704 shares; 2022Q4: 1,839,704 shares; 2023Q1: 1,839,704 shares; 2023Q2: 1,839,704 shares; 2023Q3: 1,839,704 shares 1,839,704$1.13M2.27%0
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,779,469 shares; 2022Q4: 1,779,469 shares; 2023Q1: 1,687,553 shares; 2023Q2: 1,687,553 shares; 2023Q3: 1,687,553 shares 1,687,553$1.03M2.07%0
XFLTXAI OCTAGON FLOATING RATE & ALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 141,432 shares; 2023Q3: 141,432 shares 141,432$983K1.98%0Timeline
SOFOSONIC FOUNDRY INC NEW COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 405,405 shares; 2022Q4: 405,405 shares; 2023Q1: 405,405 shares; 2023Q2: 405,405 shares; 2023Q3: 405,405 shares 405,405$267K0.54%0Timeline

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NEXTIER OILFIELD SOLUTIONS …NEXTIER OILFIELD SOLUTIONS INC657,581$5.88Mshares
Enzo Biochem IncEnzo Biochem Inc681,358$1.25Mshares
ECCEAGLE POINT CR CO85,000$864Kshares
SPARK NETWORKS SESPARK NETWORKS SE502,789$158Kshares
ARIDIS PHARMACEUTICALS INCARIDIS PHARMACEUTICALS INC446,588$98.2Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-004309 base2023-11-13acceptance time not in the bulk data set