Skip to content
Disclosery

ROCKEFELLER FINANCIAL SERVICES INC

Follow

13F filer, CIK 869878, NEW YORK, NY

ROCKEFELLER FINANCIAL SERVICES INC reported $6,335,935,000 across 523 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-02. Its ten largest share positions make up 27.52% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000869878-18-000009

Period
2017-12-31
Reported value
$6.34B
Holdings
523
Top 10 weight
27.52%
New
26
Sold out
37

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CMCSAadded+5,038,817$202M
CMAadded+1,435,754$125M
DGXadded+1,246,528$123M
ROSTnew+1,468,474$118M
MDTadded+1,318,054$106M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ABTreduced-1,885,174-$108M
ORCLreduced-2,268,278-$107M
PNRreduced-1,068,141-$75.4M
BIDUreduced-277,044-$64.9M
WECreduced-517,406-$34.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0000869878-18-000009, largest first. % of portfolio is the value over $6,335,935,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PJTPJT PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 150 shares; 2016Q2: 150 shares; 2016Q3: 150 shares; 2016Q4: 150 shares; 2017Q1: 150 shares; 2017Q2: 150 shares; 2017Q3: 150 shares; 2017Q4: 150 shares 150$7K<0.01%0Timeline
MARATHON OIL CORPMARATHON OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 334 shares; 2016Q2: 334 shares; 2016Q3: 334 shares; 2016Q4: 334 shares; 2017Q1: 334 shares; 2017Q2: 334 shares; 2017Q3: 334 shares; 2017Q4: 334 shares 334$6K<0.01%0
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 80 shares; 2016Q2: 80 shares; 2016Q3: 80 shares; 2016Q4: 80 shares; 2017Q1: 80 shares; 2017Q2: 80 shares; 2017Q3: 80 shares; 2017Q4: 80 shares 80$5K<0.01%0Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 7,650 shares; 2016Q2: 100 shares; 2016Q3: 100 shares; 2016Q4: 100 shares; 2017Q1: 100 shares; 2017Q2: 100 shares; 2017Q3: 100 shares; 2017Q4: 100 shares 100$5K<0.01%0
MUFGMITSUBISHI UFJ FINANCIAL GROQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 500 shares; 2016Q2: 500 shares; 2016Q3: 500 shares; 2016Q4: 500 shares; 2017Q1: 500 shares; 2017Q2: 500 shares; 2017Q3: 500 shares; 2017Q4: 500 shares 500$4K<0.01%0Timeline
KNKNOWLES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 416 shares; 2016Q2: 416 shares; 2016Q3: 416 shares; 2016Q4: 416 shares; 2017Q1: 416 shares; 2017Q2: 245 shares; 2017Q3: 416 shares; 2017Q4: 245 shares 245$4K<0.01%-171Timeline
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 72 shares 72$3K<0.01%newTimeline
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 174 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 23 shares; 2017Q2: 1,743 shares; 2017Q3: 23 shares; 2017Q4: 23 shares 23$2K<0.01%0Timeline
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 62 shares; 2016Q4: 62 shares; 2017Q1: 62 shares; 2017Q2: 62 shares; 2017Q3: 62 shares; 2017Q4: 62 shares 62$2K<0.01%0Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 60 shares 60$2K<0.01%newTimeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 16 shares; 2016Q2: 16 shares; 2016Q3: 16 shares; 2016Q4: 16 shares; 2017Q1: 16 shares; 2017Q2: 16 shares; 2017Q3: 16 shares; 2017Q4: 16 shares 16$2K<0.01%0Timeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 593 shares; 2017Q1: 442 shares; 2017Q2: 304 shares; 2017Q3: 304 shares; 2017Q4: 42 shares 42$2K<0.01%-262Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 31 shares; 2016Q2: 31 shares; 2016Q3: 31 shares; 2016Q4: 427 shares; 2017Q1: 427 shares; 2017Q2: 427 shares; 2017Q3: 427 shares; 2017Q4: 396 shares 396$2K<0.01%-31Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 810 shares; 2016Q2: 810 shares; 2016Q3: not reported; 2016Q4: 36 shares; 2017Q1: 36 shares; 2017Q2: 36 shares; 2017Q3: 36 shares; 2017Q4: 36 shares 36$1K<0.01%0Timeline
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 14 shares; 2016Q2: 14 shares; 2016Q3: 14 shares; 2016Q4: 14 shares; 2017Q1: 14 shares; 2017Q2: 14 shares; 2017Q3: 14 shares; 2017Q4: 14 shares 14$1K<0.01%0Timeline
ADNTADIENT PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 272 shares; 2017Q1: 270 shares; 2017Q2: 15 shares; 2017Q3: 15 shares; 2017Q4: 15 shares 15$1K<0.01%0Timeline
DDD3D SYS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 167 shares; 2016Q2: 167 shares; 2016Q3: 167 shares; 2016Q4: 167 shares; 2017Q1: 167 shares; 2017Q2: 167 shares; 2017Q3: 167 shares; 2017Q4: 167 shares 167$1K<0.01%0Timeline
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 216 shares; 2017Q1: 216 shares; 2017Q2: 216 shares; 2017Q3: 216 shares; 2017Q4: 216 shares 216$1K<0.01%0
BEPBROOKFIELD RENEWABLE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 0 shares; 2017Q2: 0 shares; 2017Q3: 0 shares; 2017Q4: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: 3 shares; 2016Q2: 3 shares; 2016Q3: 3 shares; 2016Q4: 3 shares; 2017Q1: 3 shares; 2017Q2: 3 shares; 2017Q3: 3 shares; 2017Q4: 3 shares 3$00%0Value filed as zero, left out of ratios.
CALIFORNIA RES CORPCALIFORNIA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: 157 shares; 2016Q3: 2 shares; 2016Q4: 2 shares; 2017Q1: 2 shares; 2017Q2: 2 shares; 2017Q3: 2 shares; 2017Q4: 2 shares 2$00%0Value filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 1 shares; 2017Q4: 1 shares 1$00%0Value filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: not reported; 2016Q2: 7 shares; 2016Q3: 7 shares; 2016Q4: 79 shares; 2017Q1: 79 shares; 2017Q2: 79 shares; 2017Q3: 79 shares; 2017Q4: 72 shares 72$00%-7Value filed as zero, left out of ratios.

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DIGITALGLOBE INCDIGITALGLOBE INC468,274$16.5Mshares
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC35,006$3.44Mshares
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC359,929$3.36Mshares
GGP INCGGP INC101,852$2.12Mshares
WMTWALMART INC22,947$1.79Mshares
GRUPO FINANCIERO SANTANDERGRUPO FINANCIERO SANTANDER128,636$1.3Mshares
CCKCROWN HLDGS INC9,093$543Kshares
QQ5,475$521Kshares
GUNRFLEXSHARES TR16,500$514Kshares
KMBKIMBERLY-CLARK CORP3,500$412Kshares
BARD C R INCBARD C R INC1,080$346Kshares
KOPNKOPIN CORP76,820$320Kshares
ATRCATRICURE INC10,940$245Kshares
XRAYDENTSPLY SIRONA INC3,993$239Kshares
AXTAAXALTA COATING SYS LTD7,450$215Kshares
SBNYSIGNATURE BANK1,500$192Kshares
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP2,303$160Kshares
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INC9,533$141Kshares
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION2,575$140Kshares
NWLNEWELL BRANDS INC2,250$96Kshares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP1,663$75Kshares
VNQVANGUARD INDEX FDS890$74Kshares
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INC3,621$59Kshares
HOSHORNBECK OFFSHORE SERVICES I6,435$48Kshares
CORCENCORA INC469$39Kshares
Mallinckrodt PlcMallinckrodt Plc1,010$37Kshares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN1,800$35Kshares
DKSDICKS SPORTING GOODS INC1,077$29Kshares
TIME INC NEWTIME INC NEW1,687$23Kshares
CABOCABLE ONE INC31$22Kshares
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV200$10Kshares
VALEVALE S A800$8Kshares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW300$8Kshares
XERIUM TECHNOLOGIES INCXERIUM TECHNOLOGIES INC1,026$5Kshares
COACH INCCOACH INC72$3Kshares
AMSCAMERICAN SUPERCONDUCTOR CORP35$0shares
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW450$0shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000869878-18-000009 base2018-02-02acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0000869878-18-000009 Quarter ended 2017-12-312018-02-02acceptance time not in the bulk data set
13F-HR 0000869878-17-000031 Quarter ended 2017-09-302017-10-20acceptance time not in the bulk data set
13F-HR 0000869878-17-000017 Quarter ended 2017-06-302017-07-18acceptance time not in the bulk data set
13F-HR 0000869878-17-000008 Quarter ended 2017-03-312017-04-28acceptance time not in the bulk data set
13F-HR 0000315123-17-000009 Quarter ended 2016-12-312017-01-19acceptance time not in the bulk data set
13F-HR 0000315123-16-000074 Quarter ended 2016-09-302016-10-28acceptance time not in the bulk data set
13F-HR 0000315123-16-000065 Quarter ended 2016-06-302016-07-20acceptance time not in the bulk data set
13F-HR 0000315123-16-000056 Quarter ended 2016-03-312016-04-28acceptance time not in the bulk data set
13F-HR 0000315123-16-000042 Quarter ended 2015-12-312016-02-03acceptance time not in the bulk data set
13F-HR 0000315123-15-000033 Quarter ended 2015-09-302015-10-23acceptance time not in the bulk data set
13F-HR 0000315123-15-000019 Quarter ended 2015-06-302015-07-14acceptance time not in the bulk data set
13F-HR 0000315123-15-000012 Quarter ended 2015-03-312015-05-05acceptance time not in the bulk data set
13F-HR 0001292819-15-000008 Quarter ended 2014-12-312015-01-28acceptance time not in the bulk data set
13F-HR 0000315123-14-000010 Quarter ended 2014-09-302014-11-05acceptance time not in the bulk data set
13F-HR 0000869878-14-000020 Quarter ended 2014-06-302014-07-25acceptance time not in the bulk data set
13F-HR 0000869878-14-000010 Quarter ended 2014-03-312014-05-05acceptance time not in the bulk data set
13F-HR 0000869878-14-000008 Quarter ended 2013-12-312014-02-03acceptance time not in the bulk data set
13F-HR 0000869878-13-000032 Quarter ended 2013-09-302013-10-25acceptance time not in the bulk data set
13F-HR 0000869878-13-000025 Quarter ended 2013-06-302013-08-06acceptance time not in the bulk data set