ROCKEFELLER FINANCIAL SERVICES INC

13F filer, CIK 869878, NEW YORK, NY

ROCKEFELLER FINANCIAL SERVICES INC reported holdings worth $4,788,302,000 (the sum of its rows) across 465 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-28. The total stated on the cover page is $4,788,000. Its ten largest share positions make up 26.99% of the portfolio.

Filed 2016-10-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC13F-HR 0000315123-16-000074

The cover page states a total of $4,788,000, about 1/1,000 of the sum of the rows, $4,788,302,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.

Period: 2016-09-30
Value, sum of rows: $4.79B
Stated on the cover page: $4.79M
Holdings: 465
Top 10 weight: 26.99%
New: 25
Sold out: 40

Largest buys vs the previous quarter

Security	Shares change	Approx. value
NKEadded	+1,338,594	$70.5M
BPadded	+1,573,370	$55.3M
BIIBadded	+169,769	$53.1M
ABTadded	+1,192,964	$50.4M
CVSadded	+376,700	$33.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CMCSAreduced	-1,755,608	-$116M
MRKreduced	-1,548,999	-$96.7M
CVXreduced	-643,060	-$66.2M
AFLreduced	-907,238	-$65.2M
ST JUDE MED INCreduced	-701,163	-$55.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000315123-16-000074, largest first. % of portfolio is the value over $4,788,302,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
MSFTMICROSOFT CORP	2,741,137	$158M	3.3%	-159,793		Timeline
JPMJPMORGAN CHASE & CO	2,254,154	$150M	3.13%	-136,534		Timeline
CVSCVS HEALTH CORP	1,589,794	$141M	2.95%	+376,700		Timeline
VVISA INC	1,681,342	$139M	2.9%	-106,510		Timeline
ORCLORACLE CORP	3,289,199	$129M	2.7%	-105,755		Timeline
GOOGALPHABET INC	160,380	$125M	2.6%	-11,739		Timeline
RGAREINSURANCE GROUP AMER INC	1,149,706	$124M	2.59%	-96,230		Timeline
SHIRE PLCSHIRE PLC	586,334	$114M	2.37%	-28,980
LUVSOUTHWEST AIRLS CO	2,810,998	$109M	2.28%	+600,171		Timeline
KMIKINDER MORGAN INC DEL	4,452,531	$103M	2.15%	-333,335		Timeline
PNRPENTAIR PLC	1,558,084	$100M	2.09%	-108,866		Timeline
BDXBECTON DICKINSON & CO	541,377	$97.3M	2.03%	-27,174		Timeline
WFCWELLS FARGO & CO	2,112,110	$93.5M	1.95%	-204,656		Timeline
AMZNAMAZON COM INC	108,913	$91.2M	1.9%	-5,810		Timeline
XOMEXXON MOBIL CORP	1,040,168	$90.8M	1.9%	-34,011		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	415,212	$89.8M	1.88%	-28,395		Timeline
RCLROYAL CARIBBEAN GROUP	1,179,278	$88.4M	1.85%	-108,835		Timeline
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	1,238,546	$88.3M	1.84%	-64,038
COFCAPITAL ONE FINL CORP	1,199,204	$86.1M	1.8%	-97,016		Timeline
ITWILLINOIS TOOL WKS INC	712,191	$85.3M	1.78%	-7,400		Timeline
NVSNOVARTIS AG	1,080,507	$85.3M	1.78%	-65,564		Timeline
WECWEC ENERGY GROUP INC	1,420,526	$85.1M	1.78%	-271,855		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	7,232,120	$75.9M	1.59%	-402,325
Mallinckrodt PlcMallinckrodt Plc	1,031,255	$72M	1.5%	-55,531
NKENIKE INC	1,346,194	$70.9M	1.48%	+1,338,594		Timeline
CERNER CORPCERNER CORP	1,126,548	$69.6M	1.45%	-46,267
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORP	618,967	$69.4M	1.45%	-26,878
BPBP PLC	1,894,354	$66.6M	1.39%	+1,573,370		Timeline
COPCONOCOPHILLIPS	1,509,828	$65.6M	1.37%	+116,250		Timeline
UALUNITED AIRLS HLDGS INC	1,184,170	$62.1M	1.3%	-722,760		Timeline
ABTABBOTT LABORATORIES	1,434,398	$60.7M	1.27%	+1,192,964		Timeline
ST JUDE MED INCST JUDE MED INC	735,504	$58.7M	1.23%	-701,163
BIDUBAIDU INC	321,713	$58.6M	1.22%	-18,199		Timeline
VMBSVANGUARD SCOTTSDALE FDS	1,083,231	$58.5M	1.22%	+280,111		Timeline
BIIBBIOGEN INC	174,892	$54.7M	1.14%	+169,769		Timeline
AFLAFLAC INC	720,577	$51.8M	1.08%	-907,238		Timeline
GOOGLALPHABET INC	61,534	$49.5M	1.03%	-946		Timeline
AWKAMERICAN WTR WKS CO INC NEW	632,515	$47.3M	0.99%	-130,926		Timeline
ILMNILLUMINA INC	257,026	$46.7M	0.98%	-14,936		Timeline
EFAISHARES TR	722,344	$42.7M	0.89%	-29,189		Timeline
CVXCHEVRON CORPORATION	394,479	$40.6M	0.85%	-643,060		Timeline
CTRACOTERRA ENERGY INC	1,397,810	$36.1M	0.75%	-1,017,622		Timeline
REGNREGENERON PHARMACEUTICALS	87,875	$35.3M	0.74%	-4,095		Timeline
MRKMERCK & CO INC	540,446	$33.7M	0.7%	-1,548,999		Timeline
ABIOMED INCABIOMED INC	231,516	$29.8M	0.62%	0
HCSGHEALTHCARE SVCS GROUP INC	720,799	$28.5M	0.6%	0		Timeline
RAREULTRAGENYX PHARMACEUTICAL IN	372,551	$26.4M	0.55%	-23,795		Timeline
CLCOLGATE PALMOLIVE CO	355,901	$26.4M	0.55%	0		Timeline
EWEDWARDS LIFESCIENCES CORP	214,692	$25.9M	0.54%	0		Timeline
MICROSEMI CORPMICROSEMI CORP	537,536	$22.6M	0.47%	0
MASIMASIMO CORP	338,015	$20.1M	0.42%	0		Timeline
FDSFACTSET RESH SYS INC	123,469	$20M	0.42%	0		Timeline
VOOVANGUARD INDEX FDS	94,024	$18.7M	0.39%	+27,342		Timeline
KEPKOREA ELEC PWR CORP	761,183	$18.6M	0.39%	-450,446		Timeline
PROPROS Holdings Inc	813,548	$18.4M	0.38%	+118,391		Timeline
LFUSLITTELFUSE INC	140,229	$18.1M	0.38%	0		Timeline
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP	680,340	$18M	0.38%	0
INGNINOGEN INC	295,558	$17.7M	0.37%	0		Timeline
OMCLOMNICELL COM	458,715	$17.6M	0.37%	-747		Timeline
MMSIMERIT MED SYS INC	722,100	$17.5M	0.37%	0		Timeline
IRMIRON MTN INC DEL	453,917	$17M	0.36%	0		Timeline
CRICARTERS INC	194,594	$16.9M	0.35%	0		Timeline
CHECHEMED CORP NEW	117,212	$16.5M	0.35%	0		Timeline
APACHE CORPAPACHE CORP	244,714	$15.6M	0.33%	-27,827
ROPROPER TECHNOLOGIES INC	82,927	$15.1M	0.32%	+2,183		Timeline
HDHOME DEPOT INC	115,836	$14.9M	0.31%	0		Timeline
MGMISTRAS GROUP INC	634,255	$14.9M	0.31%	+44,550		Timeline
PODDINSULET CORP	362,463	$14.8M	0.31%	0		Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	359,469	$14.8M	0.31%	+45,884
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INC	872,334	$14.7M	0.31%	+149,863
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	263,947	$14.7M	0.31%	0
THRMGENTHERM INC	452,662	$14.2M	0.3%	+71,293		Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	302,077	$14.2M	0.3%	new
PEPPEPSICO INC	129,077	$14M	0.29%	-13,537		Timeline
CSCOCISCO SYS INC	433,824	$13.8M	0.29%	-5,600		Timeline
CCLCARNIVAL CORP	280,613	$13.7M	0.29%	+2,214		Timeline
IPGPIPG PHOTONICS CORP	163,808	$13.5M	0.28%	+406		Timeline
NIC INCNIC INC	573,036	$13.5M	0.28%	0
SPGIS&P GLOBAL INC	105,680	$13.4M	0.28%	0		Timeline
JNJJOHNSON & JOHNSON	113,018	$13.4M	0.28%	-6,993		Timeline
DIGITALGLOBE INCDIGITALGLOBE INC	468,536	$12.9M	0.27%	+68,334
HONHONEYWELL INTL INC	109,254	$12.7M	0.27%	+8,347		Timeline
AGGISHARES TR	110,992	$12.5M	0.26%	0		Timeline
TIPISHARES TR	106,701	$12.4M	0.26%	+13,984		Timeline
INTRALINKS HLDGS INCINTRALINKS HLDGS INC	1,225,820	$12.3M	0.26%	+42,100
DISCOVER FINL SVCSDISCOVER FINL SVCS	215,571	$12.2M	0.25%	-6,629
UNILEVER PLCUNILEVER PLC	256,127	$12.1M	0.25%	+11,263
IWMISHARES TR	96,671	$12M	0.25%	-878		Timeline
KRESPDR SERIES TRUST	271,636	$11.5M	0.24%	0		Timeline
RMDRESMED INC	176,322	$11.4M	0.24%	0		Timeline
AAONAAON INC	394,236	$11.4M	0.24%	0		Timeline
FFORD MTR CO	920,956	$11.1M	0.23%	+6,897		Timeline
IBMINTERNATIONAL BUSINESS MACHS	69,967	$11.1M	0.23%	0		Timeline
SSDSIMPSON MFG INC	249,011	$10.9M	0.23%	0		Timeline
BMIBADGER METER INC	323,530	$10.8M	0.23%	+200,529		Timeline
STERICYCLE INCSTERICYCLE INC	133,075	$10.7M	0.22%	-250
ABAXIS INCABAXIS INC	186,936	$9.65M	0.2%	0
CLARCOR INCCLARCOR INC	148,287	$9.64M	0.2%	0
GENERAL ELEC COGENERAL ELEC CO	318,258	$9.43M	0.2%	0
EPIQ SYSTEMS INCEPIQ SYSTEMS INC	564,950	$9.32M	0.19%	0
PGPROCTER & GAMBLE CO	101,674	$9.12M	0.19%	-3,894		Timeline
VWOVANGUARD INTL EQUITY INDEX F	238,256	$8.96M	0.19%	-3,285		Timeline
DIASTATE STR SPDR DOW JONES IND	48,562	$8.88M	0.19%	0		Timeline
ELVELEVANCE HEALTH INC FORMERLY	58,210	$7.29M	0.15%	0		Timeline
INTCINTEL CORP	184,447	$6.96M	0.15%	-398		Timeline
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	242,516	$6.76M	0.14%	0
ITGRINTEGER HLDGS CORP	306,864	$6.66M	0.14%	new		Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	182,043	$6.51M	0.14%	-21,859
RRCRANGE RES CORP	164,788	$6.39M	0.13%	0		Timeline
SLMSLM CORP	842,893	$6.3M	0.13%	+760,646		Timeline
ABBVABBVIE INC	99,781	$6.29M	0.13%	+630		Timeline
QCOMQUALCOMM INC	89,682	$6.14M	0.13%	0		Timeline
NPKINPK INTERNATIONAL INC	829,053	$6.1M	0.13%	0		Timeline
TXNTEXAS INSTRS INC	85,200	$5.98M	0.12%	0		Timeline
CMCSACOMCAST CORP NEW	84,675	$5.62M	0.12%	-1,755,608		Timeline
DISDISNEY WALT CO	55,242	$5.13M	0.11%	+8,192		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	100,407	$5.03M	0.1%	-16,632
MRC GLOBAL INCMRC GLOBAL INC	272,590	$4.48M	0.09%	0
FRED S INC CLASS AFRED S INC CLASS A	489,463	$4.43M	0.09%	0
GLDSPDR GOLD TR	33,352	$4.19M	0.09%	+5,547		Timeline
UNPUNION PAC CORP	36,950	$3.6M	0.08%	0		Timeline
PFEPFIZER INC	104,974	$3.56M	0.07%	0		Timeline
UNHUNITEDHEALTH GROUP INC	25,396	$3.56M	0.07%	0		Timeline
ARMKARAMARK	93,401	$3.55M	0.07%	+9,051		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	23,630	$3.41M	0.07%	+301		Timeline
AAPLAPPLE INC	29,683	$3.35M	0.07%	-12,488		Timeline
MDTMEDTRONIC PLC	36,220	$3.13M	0.07%	+859		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	62,124	$2.96M	0.06%	+12,991
DOVDOVER CORP	38,494	$2.83M	0.06%	0		Timeline
GENERAL GROWTH PPTYS INC NEWGENERAL GROWTH PPTYS INC NEW	101,852	$2.81M	0.06%	0
MCDMCDONALDS CORP	23,381	$2.7M	0.06%	-214		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	16,955	$2.7M	0.06%	0		Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	11	$2.38M	0.05%	0		Timeline
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	41,481	$2.28M	0.05%	0
VIGVANGUARD SPECIALIZED FUNDS	26,698	$2.24M	0.05%	0		Timeline
KEYKEYCORP	180,000	$2.19M	0.05%	0		Timeline
WMTWALMART INC	30,056	$2.17M	0.05%	-170		Timeline
CNICANADIAN NATL RY CO	33,102	$2.17M	0.05%	0		Timeline
EOGEOG RES INC	22,312	$2.16M	0.05%	0		Timeline
MMM3M CO	11,948	$2.1M	0.04%	-997		Timeline
SUNOCO LOGISTICS PRTNRS L PSUNOCO LOGISTICS PRTNRS L P	73,792	$2.1M	0.04%	0
BNYBANK OF NY MELLON CORP	51,831	$2.07M	0.04%	0		Timeline
IJTISHARES TR	15,000	$2.06M	0.04%	0		Timeline
UPSUNITED PARCEL SVCS INC	18,352	$2.01M	0.04%	-3,741		Timeline
EMREMERSON ELEC CO	35,994	$1.96M	0.04%	-63		Timeline
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	16,922	$1.94M	0.04%	0
GLWCORNING INC	77,300	$1.83M	0.04%	-18,881		Timeline
IVEISHARES TR	19,114	$1.81M	0.04%	0		Timeline
TIME WARNER INCTIME WARNER INC	21,894	$1.74M	0.04%	0
KTKT CORP	105,701	$1.7M	0.04%	-2,440		Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	39,570	$1.69M	0.04%	0
KOCOCA COLA CO	39,569	$1.68M	0.03%	-4,281		Timeline
CIGNA CORPORATIONCIGNA CORPORATION	12,758	$1.66M	0.03%	+1,853
EEMISHARES TR	43,539	$1.63M	0.03%	0		Timeline
CELGENE CORPCELGENE CORP	15,269	$1.6M	0.03%	0
RNRRENAISSANCERE HLDGS LTD	12,900	$1.55M	0.03%	0		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	12,825	$1.52M	0.03%	0
GISGENERAL MILLS INC	23,416	$1.5M	0.03%	-57,156		Timeline
KMXCARMAX INC	28,020	$1.5M	0.03%	0		Timeline
MTDMETTLER TOLEDO INTERNATIONAL	3,543	$1.49M	0.03%	-32		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	14,526	$1.48M	0.03%	0
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	20,502	$1.45M	0.03%	0
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	55,592	$1.41M	0.03%	0
TAT&T INC	34,000	$1.38M	0.03%	0		Timeline
BMYBRISTOL-MYERS SQUIBB CO	25,312	$1.36M	0.03%	+1,566		Timeline
DUKDUKE ENERGY CORP NEW	17,016	$1.36M	0.03%	0		Timeline
VODVODAFONE GROUP PLC	46,530	$1.36M	0.03%	0		Timeline
CTRIP COM INTL LTDCTRIP COM INTL LTD	28,924	$1.35M	0.03%	-647,496
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	21,174	$1.34M	0.03%	-1,015
GOLDCORP INC NEWGOLDCORP INC NEW	81,042	$1.34M	0.03%	0
GRUPO FINANCIERO SANTANDERGRUPO FINANCIERO SANTANDER	149,646	$1.32M	0.03%	-79,582
LNGCHENIERE ENERGY INC	29,876	$1.3M	0.03%	0		Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	33,520	$1.26M	0.03%	new		Timeline
OXYOCCIDENTAL PETE CORP	16,678	$1.22M	0.03%	0		Timeline
METAMETA PLATFORMS INC	9,273	$1.19M	0.02%	0		Timeline
IVWISHARES TR	9,635	$1.17M	0.02%	0		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	12,451	$1.16M	0.02%	0
EPDENTERPRISE PRODS PARTNERS L	41,347	$1.14M	0.02%	0		Timeline
ISHARESISHARES	71,890	$1.14M	0.02%	0
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	9,257	$1.13M	0.02%	0
XYLXYLEM INC	21,593	$1.13M	0.02%	0		Timeline
NVONOVO-NORDISK A S	27,250	$1.13M	0.02%	0		Timeline
SYKSTRYKER CORPORATION	9,691	$1.13M	0.02%	-314		Timeline
MONSANTO CO NEWMONSANTO CO NEW	10,904	$1.11M	0.02%	0
LUXOTTICA GROUP SPA ADRLUXOTTICA GROUP SPA ADR	22,892	$1.09M	0.02%	new
BSVVANGUARD BD INDEX FDS	13,510	$1.09M	0.02%	+3		Timeline
TGTTARGET CORP	15,730	$1.08M	0.02%	0		Timeline
iShares Gold TrustiShares Gold Trust	84,981	$1.08M	0.02%	0
ATHENAHEALTH INCATHENAHEALTH INC	8,222	$1.04M	0.02%	0
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	12,729	$1.03M	0.02%	+7,469
FEZSPDR INDEX SHS FDS	31,206	$1.02M	0.02%	+4,594		Timeline
ADPAUTOMATIC DATA PROCESSING IN	11,255	$993K	0.02%	-4,559		Timeline
PCGPG&E CORP	15,976	$977K	0.02%	0		Timeline
AOSSMITH A O CORP	9,804	$969K	0.02%	0		Timeline
ALSNALLISON TRANSMISSION HLDGS I	33,000	$946K	0.02%	0		Timeline
NSCNORFOLK SOUTHN CORP	9,291	$902K	0.02%	0		Timeline
HALHALLIBURTON CO	20,036	$899K	0.02%	0		Timeline
VEUVANGUARD INTL EQUITY INDEX F	19,700	$895K	0.02%	0		Timeline
GSGOLDMAN SACHS GROUP INC	5,481	$884K	0.02%	-4,785		Timeline
CHTRCHARTER COMMUNICATIONS INC	3,189	$861K	0.02%	-1,579		Timeline
BROADCOM LTDBROADCOM LTD	4,842	$835K	0.02%	0
IJRISHARES TR	6,657	$826K	0.02%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	25,956	$816K	0.02%	0		Timeline
ADBEADOBE INC	7,498	$814K	0.02%	0		Timeline
IGSBISHARES TR	7,667	$811K	0.02%	0		Timeline
HESS CORPHESS CORP	15,033	$806K	0.02%	0
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	6,000	$806K	0.02%	0
EQTEQT CORP	11,085	$805K	0.02%	0		Timeline
ACNACCENTURE PLC IRELAND	6,375	$779K	0.02%	0		Timeline
SLBSLB LIMITED	9,577	$753K	0.02%	-3,520		Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	21,063	$741K	0.02%	-4,437
DHRDANAHER CORP DEL	9,393	$736K	0.02%	0		Timeline
DVNDEVON ENERGY CORP NEW	16,549	$730K	0.02%	0		Timeline
NUVECTRA CORPNUVECTRA CORP	103,281	$715K	0.01%	0
USBUS BANCORP	16,567	$711K	0.01%	-11,970		Timeline
FMXFOMENTO ECONOMICO MEXICANO S	7,644	$704K	0.01%	0		Timeline
HDBHDFC BANK LTD	9,609	$691K	0.01%	0		Timeline
ELLAUDER ESTEE COS INC	7,785	$689K	0.01%	0		Timeline
WATWATERS CORP	4,226	$670K	0.01%	0		Timeline
ITUBITAU UNIBANCO HLDG S A	57,132	$625K	0.01%	0		Timeline
HUMHUMANA INC	3,498	$619K	0.01%	0		Timeline
VTVANGUARD INTL EQUITY INDEX F	10,100	$615K	0.01%	new		Timeline
CBCHUBB LIMITED	4,884	$614K	0.01%	0		Timeline
AMGNAMGEN INC	3,669	$612K	0.01%	-777		Timeline
AQUA AMERICA INCAQUA AMERICA INC	19,761	$602K	0.01%	-1,381
ISHARESISHARES	47,094	$591K	0.01%	+8,368
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	7,435	$587K	0.01%	0
BANCOLOMBIA S ABANCOLOMBIA S A	14,959	$584K	0.01%	0
ZBHZIMMER BIOMET HOLDINGS INC	4,456	$579K	0.01%	+56		Timeline
STIPISHARES TR	5,710	$577K	0.01%	0		Timeline
METMETLIFE INC	12,715	$565K	0.01%	-7,993		Timeline
IBNICICI BK LTD	72,580	$542K	0.01%	0		Timeline
BACBANK OF AMER CORP	34,088	$533K	0.01%	0		Timeline
CCITIGROUP INC	11,148	$527K	0.01%	-14,509		Timeline
TTEKTETRA TECH INC NEW	14,860	$527K	0.01%	0		Timeline
CCKCROWN HLDGS INC	9,093	$519K	0.01%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	9,815	$519K	0.01%	-2,505
PSXPHILLIPS 66	6,417	$517K	0.01%	-140		Timeline
Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter	20,263	$498K	0.01%	0
MIDUDIREXION SHARES ETF TRUST	18,000	$489K	0.01%	0		Timeline
LLYELI LILLY & CO	6,070	$487K	0.01%	0		Timeline
HPHELMERICH & PAYNE INC	7,200	$485K	0.01%	0		Timeline
IOOISHARES TR	6,449	$483K	0.01%	0		Timeline
DVADAVITA INC	7,200	$476K	0.01%	0		Timeline
CALGON CARBON CORPCALGON CARBON CORP	31,277	$474K	0.01%	0
VZVERIZON COMMUNICATIONS INC	9,065	$471K	0.01%	0		Timeline
ITRIITRON INC	8,436	$470K	0.01%	0		Timeline
Concho Resources Inc.Concho Resources Inc.	3,400	$467K	0.01%	0
GUNRFLEXSHARES TR	16,500	$454K	0.01%	0		Timeline
APDAIR PRODUCTS AND CHEMICALS I	3,000	$451K	0.01%	0		Timeline
GWWWW GRAINGER INC	2,000	$450K	0.01%	0		Timeline
Dow Chemical CompanyDow Chemical Company	8,653	$448K	0.01%	0
KMBKIMBERLY-CLARK CORP	3,500	$441K	0.01%	0		Timeline
TILEINTERFACE INC	25,778	$430K	0.01%	+7,135		Timeline
SYYSYSCO CORP	8,370	$410K	0.01%	+945		Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	11,067	$407K	0.01%	0
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	14,121	$401K	0.01%	-13,729
OIIOCEANEERING INTL INC	14,460	$398K	0.01%	new		Timeline
CMACOMERICA INC	8,399	$397K	0.01%	0		Timeline
MSGSMADISON SQUARE GRDN SPRT COR	2,325	$394K	0.01%	0		Timeline
TDTORONTO DOMINION BK ONT	8,803	$391K	0.01%	0		Timeline
EUFNISHARES TR	22,661	$389K	0.01%	new		Timeline
VLOVALERO ENERGY CORP	7,261	$385K	0.01%	0		Timeline
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	7,652	$381K	0.01%	-883
HARMAN INTL INDS INCHARMAN INTL INDS INC	4,497	$380K	0.01%	0
SNYSANOFI SA	9,745	$372K	0.01%	-120,642		Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	3,708	$369K	0.01%	+1,708
AMCXAMC GLOBAL MEDIA INC	6,975	$362K	0.01%	0		Timeline
GILDGILEAD SCIENCES INC	4,557	$361K	0.01%	0		Timeline
YUMYUM BRANDS INC	3,892	$353K	0.01%	-150		Timeline
INTUINTUIT	3,200	$352K	0.01%	0		Timeline
IVVISHARES TR	1,569	$342K	0.01%	0		Timeline
HCAHCA HEALTHCARE INC	4,496	$340K	0.01%	-1,003		Timeline
BARD C R INCBARD C R INC	1,500	$336K	0.01%	0
HASIHA SUSTAINABLE INFRA CAP INC	14,258	$333K	0.01%	0		Timeline
PRAXAIR INCPRAXAIR INC	2,740	$331K	0.01%	-51
INCYINCYTE CORP	3,505	$330K	0.01%	-1,111		Timeline
SNNSMITH & NEPHEW PLC	10,059	$330K	0.01%	0		Timeline
MSEXMIDDLESEX WTR CO	9,047	$319K	0.01%	-2,174		Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	5,024	$309K	0.01%	-7,827
UNFUNIFIRST CORP MASS	2,335	$308K	0.01%	0		Timeline
DGXQUEST DIAGNOSTICS INC	3,591	$304K	0.01%	-446		Timeline
DXCMDEXCOM INC	3,438	$301K	0.01%	+1,536		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	4,094	$289K	0.01%	0
NUVASIVE INCNUVASIVE INC	4,320	$288K	0.01%	-1,899
ABBNYABB LTD-SPON ADR	12,641	$285K	0.01%	+579		Timeline
MHKMOHAWK INDS INC	1,395	$279K	0.01%	0		Timeline
PRICELINE GRP INCPRICELINE GRP INC	187	$275K	0.01%	0
EXPDEXPEDITORS INTL WASH INC	5,230	$269K	0.01%	0		Timeline
AIGAMERICAN INTL GROUP INC	4,512	$268K	0.01%	0		Timeline
ATRCATRICURE INC	16,480	$261K	0.01%	0		Timeline
MOALTRIA GROUP INC	4,021	$254K	0.01%	0		Timeline
HSICSCHEIN HENRY INC	1,526	$249K	0.01%	-179		Timeline
VRSKVERISK ANALYTICS INC	3,022	$246K	0.01%	0		Timeline
BONDPIMCO ETF TR	2,257	$244K	0.01%	+16		Timeline
ECLECOLAB INC	2,000	$243K	0.01%	0		Timeline
BAXBAXTER INTL INC	5,012	$239K	<0.01%	-6,870		Timeline
BSXBOSTON SCIENTIFIC CORP	9,937	$237K	<0.01%	-1,003		Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & CO	7,403	$233K	<0.01%	0
UHSUNIVERSAL HLTH SVCS INC	1,843	$227K	<0.01%	0		Timeline
SBUXSTARBUCKS CORP	4,079	$221K	<0.01%	0		Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	2,814	$214K	<0.01%	0
CDK GLOBAL INCCDK GLOBAL INC	3,603	$207K	<0.01%	-1,666
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	5,529	$206K	<0.01%	0
VCA ANTECH INCVCA ANTECH INC	2,771	$194K	<0.01%	new
TERRAVIA HOLDINTERRAVIA HOLDIN	70,274	$193K	<0.01%	+36,392
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC	152,595	$189K	<0.01%	new
CUKCARNIVAL PLC	3,836	$188K	<0.01%	0		Timeline
NTRSNORTHERN TR CORP	2,750	$187K	<0.01%	0		Timeline
Spectra Energy PartnersSpectra Energy Partners	4,269	$186K	<0.01%	0
STTSTATE STR CORP	2,620	$183K	<0.01%	+385		Timeline
BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC	1,298	$183K	<0.01%	-329,149
HSBC HLDGS PLCHSBC HLDGS PLC	7,000	$180K	<0.01%	0
TJXTJX COS INC NEW	2,346	$175K	<0.01%	0		Timeline
KOPNKOPIN CORP	76,820	$167K	<0.01%	0		Timeline
RAYTHEON CORAYTHEON CO	1,200	$163K	<0.01%	0
VEAVANGUARD TAX-MANAGED FDS	4,305	$161K	<0.01%	+1,330		Timeline
CRMSALESFORCE INC	2,195	$157K	<0.01%	0		Timeline
TROWPRICE T ROWE GROUP INC	2,366	$157K	<0.01%	0		Timeline
WYWEYERHAEUSER CO	4,922	$157K	<0.01%	0		Timeline
MDLZMONDELEZ INTL INC	3,491	$153K	<0.01%	0		Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	6,000	$153K	<0.01%	0
HALYARD HEALTH INCHALYARD HEALTH INC	4,391	$152K	<0.01%	0
TAPMOLSON COORS BEVERAGE CO	1,356	$149K	<0.01%	0		Timeline
TRVTRAVELERS COMPANIES INC	1,288	$148K	<0.01%	0		Timeline
EGBNEAGLE BANCORPORATION INC	2,792	$138K	<0.01%	0		Timeline
JCIJOHNSON CONTROLS INTERNATION	2,873	$134K	<0.01%	new		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,870	$134K	<0.01%	0
MSG NETWORK INCMSG NETWORK INC	6,975	$130K	<0.01%	0
ALNYALNYLAM PHARMACEUTICALS INC	1,902	$129K	<0.01%	-3,400		Timeline
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INC	34,954	$128K	<0.01%	0
BAKER HUGHES INCBAKER HUGHES INC	2,493	$126K	<0.01%	0
NEVRO CORPNEVRO CORP	1,201	$125K	<0.01%	-854
DCIDONALDSON INC	3,300	$123K	<0.01%	0		Timeline
MDRXVERADIGM INC. COMMON STOCK(DE)	9,346	$123K	<0.01%	0		Timeline
CNCCENTENE CORP DEL	1,787	$120K	<0.01%	new		Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	2,289	$119K	<0.01%	0
PYPLPAYPAL HLDGS INC	2,881	$118K	<0.01%	0		Timeline
IWPISHARES TR	1,200	$117K	<0.01%	0		Timeline
ACWIISHARES TR	1,968	$116K	<0.01%	0		Timeline
AETNA INC NEWAETNA INC NEW	1,000	$115K	<0.01%	0
OMCOMNICOM GROUP INC	1,335	$113K	<0.01%	0		Timeline
PNCPNC FINL SVCS GROUP INC	1,241	$112K	<0.01%	0		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	4,900	$111K	<0.01%	-188		Timeline
ETENERGY TRANSFER L P	6,566	$110K	<0.01%	0		Timeline
AMSURG CORPAMSURG CORP	1,582	$106K	<0.01%	new
VGKVANGUARD INTL EQUITY INDEX F	2,124	$104K	<0.01%	new		Timeline
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC	3,465	$104K	<0.01%	+3,239
FTVFORTIVE CORP	1,915	$98K	<0.01%	new		Timeline
MAMASTERCARD INCORPORATED	957	$97K	<0.01%	0		Timeline
EBAYEBAY INC.	2,881	$95K	<0.01%	0		Timeline
INTERXION HOLDING N.VINTERXION HOLDING N.V	2,597	$94K	<0.01%	-1,021,020
CHIMERIX INC COMCHIMERIX INC COM	16,973	$94K	<0.01%	new
MCHPMICROCHIP TECHNOLOGY INC.	1,500	$93K	<0.01%	0		Timeline
COMSCORE INCCOMSCORE INC	2,984	$91K	<0.01%	0
PGRPROGRESSIVE CORP	2,873	$90K	<0.01%	-3,296		Timeline
OKEONEOK INC NEW	1,750	$90K	<0.01%	0		Timeline
NYFISHARES TR	777	$89K	<0.01%	0		Timeline
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INC	4,470	$89K	<0.01%	new
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC	1,488	$89K	<0.01%	new
HBANHUNTINGTON BANCSHARES INC	8,847	$87K	<0.01%	new		Timeline
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INC	8,600	$87K	<0.01%	0
DEDEERE & CO	1,000	$85K	<0.01%	0		Timeline
Phillips 66 Partners LPPhillips 66 Partners LP	1,738	$85K	<0.01%	0
TTOOTTOO	11,766	$85K	<0.01%	0
ICEINTERCONTINENTAL EXCHANGE IN	313	$84K	<0.01%	0		Timeline
OPHTHOTECH CORPOPHTHOTECH CORP	1,816	$84K	<0.01%	0
VNQVANGUARD INDEX FDS	890	$77K	<0.01%	0		Timeline
RDYDR REDDYS LABS LTD	1,648	$77K	<0.01%	0		Timeline
HPQHP INC	4,900	$76K	<0.01%	0		Timeline
XLKSELECT SECTOR SPDR TR	1,580	$75K	<0.01%	0		Timeline
AVEXIS INCAVEXIS INC	1,778	$73K	<0.01%	0
NEENEXTERA ENERGY INC	585	$72K	<0.01%	0		Timeline
SMPSTANDARD MTR PRODS INC	1,500	$72K	<0.01%	new		Timeline
TDGTRANSDIGM GROUP INC	244	$71K	<0.01%	0		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	1,030	$70K	<0.01%	0
IJHISHARES TR	443	$69K	<0.01%	0		Timeline
OLNOLIN CORP	3,285	$67K	<0.01%	0		Timeline
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC	1,250	$65K	<0.01%	0
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INC	24,869	$64K	<0.01%	new
LQDISHARES TR	506	$62K	<0.01%	0		Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	1,350	$62K	<0.01%	0		Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	650	$62K	<0.01%	0
LULULULULEMON ATHLETICA INC	1,000	$61K	<0.01%	0		Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	2,120	$60K	<0.01%	0
SCHWCHARLES SCHWAB CORP (THE)	1,791	$57K	<0.01%	0		Timeline
UAAUNDER ARMOUR INC	1,385	$54K	<0.01%	0		Timeline
FDXFEDEX CORP	304	$53K	<0.01%	0		Timeline
GELGENESIS ENERGY L P	1,400	$53K	<0.01%	0		Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	1,300	$52K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	2,408	$51K	<0.01%	0
NTAPNETAPP INC	1,400	$50K	<0.01%	0		Timeline
UAUNDER ARMOUR INC	1,394	$47K	<0.01%	0		Timeline
PMPHILIP MORRIS INTL INC	464	$45K	<0.01%	0		Timeline
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INC	1,154	$45K	<0.01%	0
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN	1,875	$45K	<0.01%	0
MPLXMPLX LP	1,288	$44K	<0.01%	0		Timeline
HOSHORNBECK OFFSHORE SERVICES I	5,286	$43K	<0.01%	0		Timeline
IRWDIRONWOOD PHARMACEUTICALS INC	2,678	$43K	<0.01%	0		Timeline
CONTRAFECT CORPCONTRAFECT CORP	16,954	$42K	<0.01%	0
BABOEING CO	303	$40K	<0.01%	0		Timeline
OLEDUNIVERSAL DISPLAY CORP	715	$40K	<0.01%	0		Timeline
Plains Group Hldgs LPPlains Group Hldgs LP	3,100	$40K	<0.01%	0
CORCENCORA INC	469	$38K	<0.01%	0		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	559	$38K	<0.01%	0
IWRISHARES TR	217	$37K	<0.01%	new		Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	750	$36K	<0.01%	0		Timeline
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	752	$36K	<0.01%	new
ALLERGAN PLCALLERGAN PLC	141	$32K	<0.01%	0
KHCKRAFT HEINZ CO	333	$30K	<0.01%	0		Timeline
ULTAULTA BEAUTY INC	125	$30K	<0.01%	0		Timeline
AAGILENT TECHNOLOGIES INC	608	$29K	<0.01%	0		Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	1,800	$29K	<0.01%	0
RITEAID CORPRITEAID CORP	3,565	$27K	<0.01%	0
STATOIL ASASTATOIL ASA	1,600	$27K	<0.01%	0
WDCWESTERN DIGITAL CORP	413	$24K	<0.01%	0		Timeline
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P	735	$24K	<0.01%	0
TIME INC NEWTIME INC NEW	1,687	$24K	<0.01%	0
COSTCOSTCO WHOLESALE CORPORATION	140	$21K	<0.01%	0		Timeline
AMN Healthcare Services, In…AMN Healthcare Services, Inc.	668	$21K	<0.01%	new
TSLATESLA INC	100	$20K	<0.01%	0		Timeline
TESORO LOGISTICS LPTESORO LOGISTICS LP	410	$20K	<0.01%	0
PPLPPL CORP	517	$18K	<0.01%	0		Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	134	$18K	<0.01%	0
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	483	$18K	<0.01%	0
MCKMCKESSON CORP	100	$17K	<0.01%	0		Timeline
POWERSHARESPOWERSHARES	500	$17K	<0.01%	0
CSGPCOSTAR GROUP INC	63	$14K	<0.01%	0		Timeline
MPCMARATHON PETE CORP	332	$13K	<0.01%	0		Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	304	$10K	<0.01%	0		Timeline
XLFSELECT SECTOR SPDR TR	450	$9K	<0.01%	0		Timeline
XERIUM TECHNOLOGIES INCXERIUM TECHNOLOGIES INC	1,026	$8K	<0.01%	0
CATCATERPILLAR INC	80	$7K	<0.01%	0		Timeline
ALLALLSTATE CORP	100	$7K	<0.01%	0		Timeline
IWOISHARES TR	48	$7K	<0.01%	0		Timeline
KNKNOWLES CORP	416	$6K	<0.01%	0		Timeline
DJPBARCLAYS BANK PLC	250	$6K	<0.01%	-14,463		Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	300	$6K	<0.01%	0
IWNISHARES TR	56	$6K	<0.01%	0		Timeline
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	100	$6K	<0.01%	0
MARATHON OIL CORPMARATHON OIL CORP	334	$5K	<0.01%	0
VALEVALE S A	800	$4K	<0.01%	0		Timeline
IPINTERNATIONAL PAPER CO	80	$4K	<0.01%	0		Timeline
PJTPJT PARTNERS INC	150	$4K	<0.01%	0		Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	100	$4K	<0.01%	0
WMI HOLDINGS CORPWMI HOLDINGS CORP	1,639	$4K	<0.01%	0
AXPAMERICAN EXPRESS CO	48	$3K	<0.01%	0		Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	500	$3K	<0.01%	0		Timeline
CHRSCOHERUS ONCOLOGY INC	94	$3K	<0.01%	new		Timeline
DDD3D SYS CORP DEL	167	$3K	<0.01%	0		Timeline
CMECME GROUP INC	21	$2K	<0.01%	0		Timeline
XLRESELECT SECTOR SPDR TR	62	$2K	<0.01%	new		Timeline
AMPAMERIPRISE FINL INC	18	$2K	<0.01%	0		Timeline
CECELANESE CORP DEL	28	$2K	<0.01%	0		Timeline
BLACKROCK INCBLACKROCK INC	6	$2K	<0.01%	0
LYBLYONDELLBASELL INDUSTRIES NV	16	$1K	<0.01%	0		Timeline
TALEN ENERGY CORPTALEN ENERGY CORP	64	$1K	<0.01%	0
CCCHEMOURS CO	14	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AMSCAMERICAN SUPERCONDUCTOR CORP	35	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	3	$0	0%	0	Value filed as zero, left out of ratios.
CALIFORNIA RES CORPCALIFORNIA RES CORP	2	$0	0%	-155	Value filed as zero, left out of ratios.
CYHCOMMUNITY HEALTH SYS INC NEW	31	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	18	$0	0%	0	Value filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORP	7	$0	0%	0	Value filed as zero, left out of ratios.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	450	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
EXAMWORKS GROUP INC COMEXAMWORKS GROUP INC COM	513,360	$17.9M	shares
FIRST CASH FINL SVCS INCFIRST CASH FINL SVCS INC	294,990	$15.1M	shares
TRMBTRIMBLE INC	611,673	$14.9M	shares
GREATBATCH INCGREATBATCH INC	303,454	$9.39M	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	24,216	$1.38M	shares
PFFISHARES TR	28,530	$1.14M	shares
INGING GROEP N.V.	101,400	$1.05M	shares
AON PLCAON PLC	6,230	$681K	shares
QUESTAR CORPQUESTAR CORP	26,569	$674K	shares
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD	8,499	$621K	shares
U S G CORPU S G CORP	22,600	$609K	shares
SMFGSUMITOMO MITSUI FIN GRP INC	90,637	$518K	shares
BBVABANCO BILBAO VIZCAYA ARGENTA	89,806	$515K	shares
FITBFIFTH THIRD BANCORP	23,550	$414K	shares
PHMPULTE GROUP INC	19,230	$375K	shares
GNRSPDR INDEX SHS FDS	9,364	$347K	shares
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	11,030	$328K	shares
CFRCULLEN FROST BANKERS INC	4,971	$317K	shares
PANERA BREAD COPANERA BREAD CO	923	$196K	shares
E M C CORP MASSE M C CORP MASS	6,750	$183K	shares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	3,270	$145K	shares
IONSIONIS PHARMACEUTICALS INC	4,879	$114K	shares
BMRNBIOMARIN PHARMACEUTICAL INC	1,421	$111K	shares
FIRSTMERIT CORPFIRSTMERIT CORP	5,144	$104K	shares
EWYISHARES INC	1,953	$102K	shares
NTTYYNTT, INC. AMERICAN DEPOSITARY	1,888	$89K	shares
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	2,257	$68K	shares
E HOUSE CHINA HLDGS LTDE HOUSE CHINA HLDGS LTD	9,141	$59K	shares
WINDTREE THERAPEUTICS INCWINDTREE THERAPEUTICS INC	27,658	$53K	shares
HEDJWISDOMTREE TR	1,000	$51K	shares
TLKTELEKOMUNIKASI IND	600	$37K	shares
AMNAMN HEALTHCARE SVCS INC	668	$27K	shares
BBUBROOKFIELD BUSINESS PARTNERS L	510	$10K	shares
FCXFREEPORT MCMORAN INC	810	$9K	shares
MSMORGAN STANLEY	275	$7K	shares
TIFFANY & CO NEWTIFFANY & CO NEW	80	$5K	shares
CMICUMMINS INC	29	$3K	shares
TYCO INTL PLCTYCO INTL PLC	65	$3K	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	1	$0	shares
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	1	$0	shares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000315123-16-000074	base		2016-10-28	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC