13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-28, with 465 holding rows worth $4,788,302,000 by the sum of the rows.
- Accession
- 0000315123-16-000074
- Filer
- CIK 869878
- Filed
- 2016-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 669 entries on the cover page, a total value of $4,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,788,302,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $4,788,000, about 1/1,000 of the sum of the rows, $4,788,302,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerROCKEFELLER & CO., INC.028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust CO Delaware028-11086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 2,741,137 | $157,889,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,254,154 | $150,104,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,589,794 | $141,475,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,681,342 | $139,048,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,289,199 | $129,199,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 160,380 | $124,662,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,149,706 | $124,099,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 586,334 | $113,667,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,810,998 | $109,319,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,452,531 | $102,987,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,558,084 | $100,092,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 541,377 | $97,302,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,112,110 | $93,525,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 108,913 | $91,193,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,040,168 | $90,786,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 415,212 | $89,810,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,179,278 | $88,387,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,238,546 | $88,334,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,199,204 | $86,139,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 712,191 | $85,349,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,080,507 | $85,316,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,420,526 | $85,060,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,232,120 | $75,937,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,031,255 | $71,962,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,346,194 | $70,877,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,126,548 | $69,565,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 618,967 | $69,423,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,894,354 | $66,605,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,509,828 | $65,632,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,184,170 | $62,134,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,434,398 | $60,660,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 735,504 | $58,663,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 321,713 | $58,574,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,083,231 | $58,452,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 174,892 | $54,746,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 720,577 | $51,788,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 61,534 | $49,477,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 632,515 | $47,337,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 257,026 | $46,691,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 722,344 | $42,712,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 394,479 | $40,600,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,397,810 | $36,063,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 87,875 | $35,328,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 540,446 | $33,730,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 231,516 | $29,768,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 720,799 | $28,529,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 372,551 | $26,429,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 355,901 | $26,386,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 214,692 | $25,883,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 537,536 | $22,566,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 338,015 | $20,109,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 123,469 | $20,014,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 94,024 | $18,682,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 761,183 | $18,558,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 813,548 | $18,394,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 140,229 | $18,063,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 680,340 | $17,988,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 295,558 | $17,704,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 458,715 | $17,569,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 722,100 | $17,540,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 453,917 | $17,036,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 194,594 | $16,873,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 117,212 | $16,535,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 244,714 | $15,630,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 82,927 | $15,131,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 115,836 | $14,906,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 634,255 | $14,886,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 362,463 | $14,839,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 359,469 | $14,803,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 872,334 | $14,742,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 263,947 | $14,718,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 452,662 | $14,223,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 302,077 | $14,222,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 129,077 | $14,039,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 433,824 | $13,760,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 280,613 | $13,700,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 163,808 | $13,490,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 573,036 | $13,466,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 105,680 | $13,375,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 113,018 | $13,351,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 468,536 | $12,885,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 109,254 | $12,738,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 110,992 | $12,478,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 106,701 | $12,430,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,225,820 | $12,332,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 215,571 | $12,190,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 256,127 | $12,140,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 96,671 | $12,008,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 271,636 | $11,482,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 176,322 | $11,424,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 394,236 | $11,362,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 920,956 | $11,116,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 69,967 | $11,114,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 249,011 | $10,944,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 323,530 | $10,841,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 133,075 | $10,665,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 186,936 | $9,650,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 148,287 | $9,639,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 318,258 | $9,427,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 564,950 | $9,316,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 101,674 | $9,125,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 238,256 | $8,965,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 48,562 | $8,876,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 58,210 | $7,294,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 184,447 | $6,963,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 242,516 | $6,761,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 306,864 | $6,656,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 182,043 | $6,506,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 164,788 | $6,386,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 842,893 | $6,296,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 99,781 | $6,293,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 89,682 | $6,143,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 829,053 | $6,102,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 85,200 | $5,980,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 84,675 | $5,617,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 55,242 | $5,130,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100,407 | $5,027,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 272,590 | $4,479,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 489,463 | $4,435,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 33,352 | $4,191,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 36,950 | $3,604,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 104,974 | $3,556,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,396 | $3,555,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 93,401 | $3,552,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,630 | $3,414,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,683 | $3,355,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 36,220 | $3,129,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 62,124 | $2,963,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 38,494 | $2,835,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 101,852 | $2,811,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,381 | $2,697,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16,955 | $2,696,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $2,378,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 41,481 | $2,284,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 26,698 | $2,241,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 180,000 | $2,191,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,056 | $2,167,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 33,102 | $2,165,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 22,312 | $2,158,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,948 | $2,105,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 73,792 | $2,096,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 51,831 | $2,067,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,000 | $2,057,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,352 | $2,007,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 35,994 | $1,963,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 16,922 | $1,938,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,300 | $1,828,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 19,114 | $1,815,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 21,894 | $1,743,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 105,701 | $1,697,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 39,570 | $1,692,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,569 | $1,675,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 12,758 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,539 | $1,630,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,269 | $1,596,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12,900 | $1,550,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 12,825 | $1,523,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,416 | $1,496,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 28,020 | $1,495,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,543 | $1,487,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,526 | $1,476,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,502 | $1,446,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 55,592 | $1,414,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,000 | $1,381,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,312 | $1,365,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,016 | $1,362,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 46,530 | $1,356,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 28,924 | $1,347,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 21,174 | $1,341,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 81,042 | $1,339,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 149,646 | $1,317,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 29,876 | $1,303,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 33,520 | $1,264,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,678 | $1,216,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,273 | $1,189,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,635 | $1,172,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 12,451 | $1,162,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,347 | $1,143,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 71,890 | $1,139,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,257 | $1,134,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 21,593 | $1,133,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 27,250 | $1,133,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,691 | $1,128,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,904 | $1,114,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 22,892 | $1,095,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 13,510 | $1,093,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,730 | $1,080,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,981 | $1,079,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,222 | $1,037,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,729 | $1,026,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 31,206 | $1,022,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,255 | $993,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,976 | $977,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 9,804 | $969,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 33,000 | $946,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,291 | $902,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,036 | $899,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,700 | $895,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,481 | $884,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,189 | $861,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 4,842 | $835,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,657 | $826,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,956 | $816,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,498 | $814,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,667 | $811,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 15,033 | $806,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,000 | $806,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,085 | $805,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,375 | $779,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,577 | $753,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 21,063 | $741,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,393 | $736,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,549 | $730,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 103,281 | $715,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,567 | $711,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,644 | $704,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 9,609 | $691,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,785 | $689,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,226 | $670,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 57,132 | $625,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,498 | $619,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,100 | $615,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,884 | $614,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,669 | $612,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 19,761 | $602,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 47,094 | $591,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,435 | $587,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 14,959 | $584,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,456 | $579,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,710 | $577,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,715 | $565,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 72,580 | $542,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,088 | $533,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,148 | $527,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 14,860 | $527,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 9,093 | $519,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,815 | $519,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,417 | $517,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 20,263 | $498,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 18,000 | $489,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,070 | $487,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,200 | $485,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,449 | $483,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,200 | $476,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 31,277 | $474,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,065 | $471,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,436 | $470,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,400 | $467,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,500 | $454,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,000 | $451,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,000 | $450,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,653 | $448,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,500 | $441,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 25,778 | $430,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,370 | $410,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,067 | $407,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 14,121 | $401,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,460 | $398,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,399 | $397,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,325 | $394,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,803 | $391,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 22,661 | $389,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,261 | $385,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,652 | $381,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 4,497 | $380,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,745 | $372,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,708 | $369,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,975 | $362,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,557 | $361,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,892 | $353,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $352,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,569 | $342,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,496 | $340,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,500 | $336,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 14,258 | $333,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,740 | $331,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,505 | $330,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,059 | $330,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,047 | $319,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,024 | $309,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,335 | $308,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,591 | $304,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,438 | $301,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,094 | $289,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,320 | $288,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,641 | $285,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,395 | $279,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 187 | $275,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,230 | $269,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,512 | $268,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,480 | $261,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,021 | $254,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,526 | $249,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,022 | $246,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,257 | $244,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $243,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,012 | $239,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,937 | $237,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,403 | $233,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,843 | $227,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,079 | $221,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,814 | $214,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,603 | $207,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,529 | $206,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,771 | $194,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 70,274 | $193,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 152,595 | $189,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,836 | $188,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,750 | $187,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,269 | $186,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,620 | $183,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,298 | $183,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,000 | $180,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,346 | $175,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 76,820 | $167,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,200 | $163,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,305 | $161,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,195 | $157,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,366 | $157,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,922 | $157,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,491 | $153,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $153,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,391 | $152,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,356 | $149,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,288 | $148,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,792 | $138,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,873 | $134,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,870 | $134,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,975 | $130,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,902 | $129,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,954 | $128,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,493 | $126,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,201 | $125,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,300 | $123,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 9,346 | $123,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,787 | $120,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,289 | $119,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,881 | $118,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,200 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,968 | $116,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,000 | $115,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,335 | $113,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,241 | $112,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,900 | $111,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,566 | $110,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 1,582 | $106,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,124 | $104,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,465 | $104,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,915 | $98,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 957 | $97,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,881 | $95,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,597 | $94,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,973 | $94,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,500 | $93,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,984 | $91,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,873 | $90,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,750 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 777 | $89,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,470 | $89,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,488 | $89,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 8,847 | $87,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 8,600 | $87,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,000 | $85,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,738 | $85,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,766 | $85,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 313 | $84,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,816 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 890 | $77,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,648 | $77,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 4,900 | $76,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,580 | $75,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 1,778 | $73,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 585 | $72,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,500 | $72,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 244 | $71,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,030 | $70,000 | thousands by filing date | |
| IJH | 464287507 | COM | 443 | $69,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,285 | $67,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,250 | $65,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 24,869 | $64,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 506 | $62,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,350 | $62,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 650 | $62,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $61,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,120 | $60,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,791 | $57,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,385 | $54,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 304 | $53,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,400 | $53,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,300 | $52,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,408 | $51,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,400 | $50,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,394 | $47,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 464 | $45,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,154 | $45,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,875 | $45,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,288 | $44,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,286 | $43,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,678 | $43,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 16,954 | $42,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 303 | $40,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 715 | $40,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 3,100 | $40,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 469 | $38,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 559 | $38,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 217 | $37,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 750 | $36,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 752 | $36,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 141 | $32,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 333 | $30,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 125 | $30,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 608 | $29,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,800 | $29,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,565 | $27,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,600 | $27,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 413 | $24,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 735 | $24,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,687 | $24,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 140 | $21,000 | thousands by filing date | |
| AMN Healthcare Services, Inc. | 001744XXX | Common | 668 | $21,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $20,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 410 | $20,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 517 | $18,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 134 | $18,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 483 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $17,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 500 | $17,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 63 | $14,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 332 | $13,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 304 | $10,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 450 | $9,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,026 | $8,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 48 | $7,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 416 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 250 | $6,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 56 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 100 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 334 | $5,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 800 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 80 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 150 | $4,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,639 | $4,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 48 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $3,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 94 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 21 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 62 | $2,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 18 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 28 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 64 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-16-000074 | this filing | 2016-10-28 | acceptance time not in the bulk data set |