ROCKEFELLER FINANCIAL SERVICES INC: NVS position timeline

ROCKEFELLER FINANCIAL SERVICES INC held 1,006,322 NVS shares at 2017-12-31 per its 13F-HR filed 2018-02-02.

the latest 13F is the newest step

1. period ended2017-12-31

   13F 1,006,322 shares

   Change vs previous 13F -50,324 shares

   1.33% of the 13F portfolio, value $84,490,000.

   13F-HR 0000869878-18-000009 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2018-02-02 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2017-09-30

   13F 1,056,646 shares

   Change vs previous 13F -4,041 shares

   1.73% of the 13F portfolio, value $90,713,000.

   13F-HR 0000869878-17-000031 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2017-06-30

   13F 1,060,687 shares

   Change vs previous 13F -3,630 shares

   1.76% of the 13F portfolio, value $88,536,000.

   13F-HR 0000869878-17-000017 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-07-18 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2017-03-31

   13F 1,064,317 shares

   Change vs previous 13F -8,577 shares

   1.58% of the 13F portfolio, value $79,046,000.

   13F-HR 0000869878-17-000008 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2016-12-31

   13F 1,072,894 shares

   Change vs previous 13F -7,613 shares

   1.59% of the 13F portfolio, value $78,150,000.

   13F-HR 0000315123-17-000009 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2017-01-19 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2016-09-30

   13F 1,080,507 shares

   Change vs previous 13F -65,564 shares

   1.78% of the 13F portfolio, value $85,316,000.

   13F-HR 0000315123-16-000074 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2016-10-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2016-06-30

   13F 1,146,071 shares

   Change vs previous 13F -9,923 shares

   1.89% of the 13F portfolio, value $94,562,000.

   13F-HR 0000315123-16-000065 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2016-07-20 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2016-03-31

   13F 1,155,994 shares

   Change vs previous 13F not available

   1.63% of the 13F portfolio, value $83,740,000.

   13F-HR 0000315123-16-000056 filed by ROCKEFELLER FINANCIAL SERVICES INC
   Filed 2016-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC

   Acceptance time not in the bulk data set (spec §4.2).