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13F-HR filed by Regent Investment Management LLC

Regent Investment Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-20, with 204 holding rows worth $397,239,000.

Accession
0001559968-21-000004
Filed
2021-04-20
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2021

A holdings report, 234 entries on the cover page, a total value of $397,239,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,239,000 with VALUE read as thousands by filing date, 13F file number 028-15055. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Apple Inc037833100COM207,707$25,371,000thousands by filing date
Amazon.com, Inc023135106COM5,178$16,021,000thousands by filing date
BROWN FORMAN CORP CL B115637209Stock218,480$15,069,000thousands by filing date
JPMorgan Chase & Co46625H100COM94,691$14,415,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM6,661$13,779,000thousands by filing date
META PLATFORMS INC CL A30303M102COM46,297$13,636,000thousands by filing date
Microsoft Corp594918104COM57,692$13,602,000thousands by filing date
Johnson & Johnson478160104COM63,421$10,423,000thousands by filing date
HORIZON THERAPEUTICS PLCG46188101SHS113,009$10,401,000thousands by filing date
Qualcomm Incorporated747525103COM61,609$8,169,000thousands by filing date
Procter & Gamble Co742718109COM50,493$6,838,000thousands by filing date
CVS Health Corporation126650100COM87,287$6,567,000thousands by filing date
Bristol-Myers Squibb Company110122108COM99,391$6,275,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock32,460$5,956,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS23,660$5,364,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM2,539$5,237,000thousands by filing date
Broadcom Inc.11135F101COM10,285$4,769,000thousands by filing date
Verizon Communications Inc92343V104COM81,359$4,731,000thousands by filing date
Merck & Co.,Inc.58933Y105COM58,697$4,524,000thousands by filing date
Micron Technology,Inc.595112103COM50,955$4,495,000thousands by filing date
Bank of America Corp060505104COM111,011$4,295,000thousands by filing date
Morgan Stanley617446448COM53,545$4,158,000thousands by filing date
Pfizer Inc.717081103COM111,941$4,056,000thousands by filing date
Citigroup Inc.172967424COM55,652$4,049,000thousands by filing date
Comcast Corp20030N101COM71,573$3,873,000thousands by filing date
Cisco Systems,Inc.17275R102COM74,156$3,835,000thousands by filing date
Visa Inc92826C839COM17,509$3,707,000thousands by filing date
UnitedHealth Group Inc91324P102COM9,627$3,582,000thousands by filing date
IAC INTERACTIVECORP NEW44891N109COM16,245$3,514,000thousands by filing date
Walt Disney Co254687106COM18,671$3,445,000thousands by filing date
WESBANCO INC950810101COM95,487$3,443,000thousands by filing date
TORO CO891092108COM31,380$3,237,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM7,022$3,205,000thousands by filing date
MCKESSON CORP COM58155Q103Stock15,820$3,086,000thousands by filing date
WORKDAY INC CL A98138H101Stock12,300$3,056,000thousands by filing date
TJX Companies Inc872540109COM45,789$3,029,000thousands by filing date
WILLIAMS COS INC COM969457100Stock120,322$2,851,000thousands by filing date
Raytheon Technologies Corporation75513E101COM36,677$2,834,000thousands by filing date
AT&T Inc00206R102COM93,516$2,830,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock12,104$2,814,000thousands by filing date
Home Depot, Inc437076102COM8,682$2,650,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM48,191$2,646,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF81,088$2,577,000thousands by filing date
FISERV INC337738108COM20,488$2,439,000thousands by filing date
AbbVie,Inc.00287Y109COM21,538$2,331,000thousands by filing date
MATCH GROUP INC NEW57667L107COM16,583$2,278,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW39,324$2,195,000thousands by filing date
Coca-Cola Company191216100COM41,248$2,174,000thousands by filing date
Abbott Laboratories002824100COM17,292$2,072,000thousands by filing date
Booking Holdings Inc.09857L108COM817$1,903,000thousands by filing date
Chevron Corporation166764100COM17,587$1,843,000thousands by filing date
Texas Instruments Incorporated882508104COM9,650$1,824,000thousands by filing date
Honeywell Technologies438516106COM8,282$1,798,000thousands by filing date
FEDEX CORP COM31428X106Stock6,324$1,796,000thousands by filing date
PepsiCo,Inc.713448108COM12,487$1,766,000thousands by filing date
MOSAIC CO COM61945C103Stock54,800$1,732,000thousands by filing date
Danaher Corporation235851102COM7,664$1,725,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock18,925$1,724,000thousands by filing date
Lowes Companies,Inc.548661107COM8,913$1,695,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK6,895$1,674,000thousands by filing date
GENERAL MILLS INC COM370334104Stock26,895$1,649,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT213,500$1,629,000thousands by filing date
EMERSON ELEC CO COM291011104Stock17,897$1,615,000thousands by filing date
V F CORP COM918204108Stock19,900$1,590,000thousands by filing date
Tesla Motors, Inc88160R101COM2,335$1,560,000thousands by filing date
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock8,785$1,552,000thousands by filing date
Stryker Corporation863667101COM6,300$1,535,000thousands by filing date
VWO922042858SHS29,006$1,510,000thousands by filing date
Intel Corp458140100COM23,406$1,498,000thousands by filing date
Oracle Corporation68389X105COM21,350$1,498,000thousands by filing date
Berkshire Hathaway Inc084670702COM5,763$1,472,000thousands by filing date
Mondelez International,Inc. Class A609207105COM25,083$1,468,000thousands by filing date
Philip Morris International Inc.718172109COM16,527$1,467,000thousands by filing date
CONAGRA FOODS INC205887102COM37,872$1,424,000thousands by filing date
HUMANA INC COM444859102Stock3,340$1,400,000thousands by filing date
BECTON DICKINSON & CO075887109COM5,630$1,369,000thousands by filing date
3M CO COM88579Y101Stock6,971$1,343,000thousands by filing date
ALBEMARLE CORP012653101COM9,090$1,328,000thousands by filing date
Union Pacific Corporation907818108COM5,963$1,314,000thousands by filing date
METLIFE INC COM59156R108Stock21,244$1,291,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock74,600$1,242,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock8,930$1,241,000thousands by filing date
VERISIGN INC COM92343E102Stock6,115$1,215,000thousands by filing date
WESTERN DIGITAL CORP958102105COM17,309$1,155,000thousands by filing date
Applied Materials,Inc.038222105COM8,380$1,120,000thousands by filing date
SMUCKER J M CO832696405COM NEW8,835$1,118,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS8,942$1,058,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM5,940$1,010,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock24,083$1,002,000thousands by filing date
American Express Company025816109COM7,011$992,000thousands by filing date
LIVENT CORP53814L108COM55,625$963,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock3,557$955,000thousands by filing date
Adobe Inc00724F101COM2,005$953,000thousands by filing date
VALE S A91912E105SPONSORED ADS53,800$935,000thousands by filing date
APELLIS PHARMACEUTICALS INC03753U106COM21,309$914,000thousands by filing date
Elevance Health, Inc.036752103COM2,515$903,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR5,116$840,000thousands by filing date
PPL CORP COM69351T106Stock28,485$822,000thousands by filing date
CENCORA INC COM03073E105Stock6,635$783,000thousands by filing date
BLOCK INC CL A852234103Stock3,448$783,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM2,385$780,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock5,161$776,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR9,690$752,000thousands by filing date
CHURCHILL DOWNS INC171484108COM3,305$752,000thousands by filing date
Eli Lilly and Company532457108COM3,999$747,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock4,225$741,000thousands by filing date
BRIXMOR PPTY GROUP INC11120U105COM35,780$724,000thousands by filing date
Chubb LimitedH1467J104COM4,530$716,000thousands by filing date
YUM BRANDS INC COM988498101Stock6,500$703,000thousands by filing date
ILLUMINA INC452327109COM1,820$699,000thousands by filing date
AMERICAN ELEC PWR CO INC COM025537101Stock8,050$682,000thousands by filing date
LUMENTUM HLDGS INC COM55024U109Stock7,425$678,000thousands by filing date
ETFIS SER TR I26923G772INFRAC ACT MLP27,850$664,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM10,805$656,000thousands by filing date
NextEra Energy,Inc.65339F101COM8,652$654,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM2,935$650,000thousands by filing date
MasterCard, Inc57636Q104COM1,785$636,000thousands by filing date
ConocoPhillips20825C104COM11,967$634,000thousands by filing date
EXXON MOBIL CORP30231G102COM11,323$632,000thousands by filing date
PALO ALTO NETWORKS INC697435105COM1,775$572,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock2,580$569,000thousands by filing date
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF4,426$539,000thousands by filing date
Caterpillar Inc.149123101COM2,300$533,000thousands by filing date
McDonalds Corporation580135101COM2,373$532,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock1,718$531,000thousands by filing date
BROWN FORMAN CORP115637100CL A8,310$529,000thousands by filing date
Cigna Corporation125523100COM2,150$520,000thousands by filing date
PHILLIPS 66 COM718546104Stock6,252$510,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS3,899$506,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock8,132$506,000thousands by filing date
LAMAR ADVERTISING CO CL A512816109REIT5,365$504,000thousands by filing date
BAUSCH HEALTH COS INC COM071734107Stock15,645$497,000thousands by filing date
ATMOS ENERGY CORP COM049560105Stock5,000$494,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock10,234$473,000thousands by filing date
Eaton Corp. PlcG29183103COM3,333$461,000thousands by filing date
STAG INDUSTRIAL INC85254J102COM13,500$454,000thousands by filing date
VICI PPTYS INC COM925652109REIT16,025$453,000thousands by filing date
LANDMARK INFRASTRUCTURE PARTNERS51508J108COMMON STOCK38,217$452,000thousands by filing date
Costco Wholesale Corporation22160K105COM1,262$445,000thousands by filing date
Medtronic PlcG5960L103COM3,697$437,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock6,500$434,000thousands by filing date
SCHEIN HENRY INC806407102COM6,200$429,000thousands by filing date
MAIN STR CAP CORP56035L104COM10,900$426,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS3,188$423,000thousands by filing date
EBAY INC. COM278642103Stock6,800$416,000thousands by filing date
JABIL INC COM466313103Stock7,950$415,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock10,320$413,000thousands by filing date
S&P Global,Inc.78409V104COM1,168$412,000thousands by filing date
USBANCORPDEL902973304COM NEW7,127$394,000thousands by filing date
Gilead Sciences,Inc.375558103COM5,970$386,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM4,155$386,000thousands by filing date
ZILLOW GROUP INC CL C CAP STK98954M200Stock2,935$380,000thousands by filing date
KROGER CO COM501044101Stock10,500$378,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF1,250$376,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS2,306$371,000thousands by filing date
FOOT LOCKER INC344849104COM6,550$368,000thousands by filing date
HILLENBRAND INC431571108COM7,713$368,000thousands by filing date
WATERS CORP COM941848103Stock1,240$352,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR1,615$351,000thousands by filing date
LHC GROUP50187A107COM1,830$350,000thousands by filing date
CARRIER GLOBAL CORPORATION COM14448C104Stock8,260$349,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS4,500$345,000thousands by filing date
KKR & CO INC48251W104COM7,000$342,000thousands by filing date
CIENA CORP COM NEW171779309Stock6,087$333,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF3,250$332,000thousands by filing date
WEYERHAEUSER CO COM NEW962166104REIT9,325$332,000thousands by filing date
Amgen Inc.031162100COM1,325$330,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS4,644$321,000thousands by filing date
ALGONQUIN POWER & UTILITIES CO COM015857105Stock20,100$318,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR5,014$315,000thousands by filing date
NNN REIT INC COM637417106REIT6,950$306,000thousands by filing date
YUM CHINA HLDGS INC98850P109COM5,100$302,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock1,800$288,000thousands by filing date
CHEWYINCCLASSCLASSA16679L109STOK3,367$285,000thousands by filing date
MOODYS CORP COM615369105Stock918$274,000thousands by filing date
APOLLO COML REAL ESTATE FIN03762U105COM19,400$271,000thousands by filing date
VIATRIS INC COM92556V106Stock19,221$268,000thousands by filing date
XPLR INFRASTRUCTURE LP65341B106COM UNIT PART IN3,600$262,000thousands by filing date
EQUITRANS MIDSTREAM CORP NPV294600101COM32,000$261,000thousands by filing date
ENBRIDGE INC COM29250N105Stock7,121$259,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock1,450$257,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS2,610$251,000thousands by filing date
FORTIVE CORP COM34959J108Stock3,534$250,000thousands by filing date
ISHARES TR464287630RUS 2000 VAL ETF1,511$241,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM2,600$238,000thousands by filing date
Altria Group Inc02209S103COM4,465$228,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF3,000$228,000thousands by filing date
HP INC COM40434L105Stock7,100$225,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock1,300$224,000thousands by filing date
REGENCY CTRS CORP COM758849103REIT3,900$221,000thousands by filing date
POSEIDA THERAPEUTICS INC73730P108COM23,000$220,000thousands by filing date
Starbucks Corporation855244109COM1,914$209,000thousands by filing date
BLACKSTONE INC09260D107COM2,750$205,000thousands by filing date
HUNTSMAN CORP447011107COM7,000$202,000thousands by filing date
FLEX LTD ORDY2573F102Stock11,000$201,000thousands by filing date
TEMPLETON DRAGON FD INC88018T101COM8,500$200,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN25,313$194,000thousands by filing date
GENERAL ELEC CO369604103COM12,940$170,000thousands by filing date
GASLOG PARTNERS LPY2687W108UNIT LTD PTNRP59,882$160,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM18,071$156,000thousands by filing date
BGC PARTNERS INC05541T101CL A20,000$97,000thousands by filing date
COTY INC222070203COM CL A10,477$94,000thousands by filing date
SALIENT MIDSTREAM & MLP FD79471V105SH BEN INT16,000$82,000thousands by filing date
KINROSS GOLD CORP496902404COM11,000$73,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001559968-21-000004this filing2021-04-20acceptance time not in the bulk data set