RATIONAL ADVISORS, INC.: SPHY position timeline

RATIONAL ADVISORS, INC. held 0 SPHY shares at 2026-03-31 per its 13F-HR filed 2026-05-07.

the latest 13F is the newest step

1. period ended2026-03-31

   13F 0 shares

   Change vs previous 13F -1,002,765 shares

   13F-HR 0001580642-26-003009 filed by RATIONAL ADVISORS, INC.
   Filed 2026-05-07 (acceptance time not in the bulk data set), ingested 2026-10-06 09:58:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2025-12-31

   13F 1,002,765 shares

   Change vs previous 13F -39,117 shares

   2.43% of the 13F portfolio, value $23,735,448.

   13F-HR 0001580642-26-000967 filed by RATIONAL ADVISORS, INC.
   Filed 2026-02-10 (acceptance time not in the bulk data set), ingested 2026-10-07 03:01:36 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2025-09-30

   13F 1,041,882 shares

   Change vs previous 13F -12,162 shares

   2.48% of the 13F portfolio, value $24,942,655.

   13F-HR 0001580642-25-007222 filed by RATIONAL ADVISORS, INC.
   Filed 2025-11-12 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2025-06-30

   13F 1,054,044 shares

   Change vs previous 13F -39,906 shares

   2.49% of the 13F portfolio, value $25,086,247.

   13F-HR 0001162044-25-000770 filed by RATIONAL ADVISORS, INC.
   Filed 2025-07-31 (acceptance time not in the bulk data set), ingested 2026-10-07 18:23:11 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2025-03-31

   13F 1,093,950 shares

   Change vs previous 13F not available

   2.59% of the 13F portfolio, value $25,620,309.

   13F-HR 0001162044-25-000468 filed by RATIONAL ADVISORS, INC.
   Filed 2025-05-01 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC

   Acceptance time not in the bulk data set (spec §4.2).