13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-07, with 179 holding rows worth $979,909,095 by the sum of the rows.
- Accession
- 0001580642-26-003009
- Filer
- CIK 1143565
- Filed
- 2026-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 214 entries on the cover page, a total value of $923,478,500 stated on the cover page (in dollars after the unit check, H1), rows summing to $979,909,095 with VALUE read as dollars as filed, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $923,478,500, 6% less than the sum of the rows, $979,909,095. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,076,262 | $71,430,804 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 718,647 | $71,340,088 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 968,610 | $71,328,440 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,296,573 | $69,334,902 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 673,199 | $49,776,334 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 187,473 | $44,547,334 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 923,163 | $42,363,950 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 176,111 | $37,874,432 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 52,767 | $34,467,931 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 534,014 | $30,267,914 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,218,575 | $26,187,177 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,249,820 | $22,996,688 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 236,210 | $21,384,091 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 34,924 | $20,868,836 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 235,761 | $19,509,223 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16,400 | $19,409,400 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 369,265 | $15,590,368 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 193,154 | $14,784,007 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 431,756 | $11,640,142 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 201,000 | $10,560,540 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 8,920,000 | $10,449,780 | dollars as filed | |
| SPY | 78462F103 | SHS | 15,878 | $10,326,099 | dollars as filed | |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 11,367,000 | $10,014,907 | dollars as filed | |
| Wec Energy Group Inc Note 4.375 percent 6/0 | 92939UAR7 | Convertible | 7,944,000 | $9,826,728 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 8,169,000 | $9,823,223 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 9,952,000 | $9,728,080 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,048 | $9,589,675 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 10,430,000 | $9,312,947 | dollars as filed | |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 9,102,000 | $8,765,226 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 44,400 | $8,524,224 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 68,893 | $8,092,190 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524631 | HIGH YIEL BD ETF | 301,093 | $7,828,418 | dollars as filed | |
| BOEING CO | 097023204 | DEP CONV PFD A | 97,300 | $6,315,743 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 89,840 | $5,795,578 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 30,434 | $5,307,689 | dollars as filed | |
| Apple Inc | 037833100 | COM | 20,614 | $5,231,627 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 5,780,000 | $5,202,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17,034 | $4,898,297 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 23,465 | $4,887,056 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 13,029 | $4,403,151 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 11,097 | $4,107,776 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017302 | DEP SHS REPSTG | 68,000 | $3,873,960 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 20,300 | $3,867,759 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 82,375 | $3,867,506 | dollars as filed | |
| DATADOG INC | 23804LAD5 | NOTE 12/0 | 3,880,000 | $3,750,020 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,637 | $3,180,450 | dollars as filed | |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 2,820,000 | $3,132,436 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 2,970,000 | $3,079,519 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 3,196,000 | $2,996,250 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 30,252 | $2,908,730 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 33,200 | $2,876,780 | dollars as filed | |
| General Electric Company | 369604301 | COM | 10,054 | $2,853,024 | dollars as filed | |
| KKR & CO INC | 48251W500 | CMN | 69,800 | $2,807,356 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,778 | $2,768,083 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,525 | $2,636,756 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,100 | $2,582,216 | dollars as filed | |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 71,300 | $2,579,634 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 35,724 | $2,569,627 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,270 | $2,555,476 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 8,022 | $2,482,889 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 16,948 | $2,479,154 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 7,439 | $2,311,967 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,824 | $2,301,508 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,924 | $2,273,079 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 17,290 | $2,169,203 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,541 | $2,158,088 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 2,049,000 | $2,105,835 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,979 | $2,032,357 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 19,039 | $1,990,527 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 19,829 | $1,892,480 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 22,000 | $1,558,480 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,567 | $1,441,280 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,857 | $1,433,840 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 53,245 | $1,396,616 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 12,487 | $1,391,302 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 3,411 | $1,357,578 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,897 | $1,282,538 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,792 | $1,269,561 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,219 | $1,265,131 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,143 | $1,207,152 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,594 | $1,159,984 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,282 | $1,155,438 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 9,709 | $1,116,438 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 77,000 | $1,106,490 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 5,300 | $1,104,785 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,000 | $1,096,800 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 12,538 | $1,070,055 | dollars as filed | |
| CORNING INC | 219350105 | COM | 7,687 | $1,045,201 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 6,900 | $1,003,674 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 43,500 | $947,865 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,794 | $943,925 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,620 | $926,851 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 23,527 | $874,969 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,534 | $868,950 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,049 | $809,456 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 9,243 | $763,195 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 3,021 | $757,002 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 5,664 | $695,426 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,630 | $582,551 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 681 | $576,119 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,000 | $474,480 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,200 | $468,492 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,284 | $419,194 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 2,377 | $383,481 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 128 | $169,066 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 295 | $147,400 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 941 | $138,431 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 324 | $106,560 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,300 | $100,867 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 259 | $88,524 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 412 | $88,028 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 295 | $79,824 | dollars as filed | |
| Linde plc | G54950103 | COM | 155 | $76,843 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 365 | $76,661 | dollars as filed | |
| American Express Company | 025816109 | COM | 224 | $67,756 | dollars as filed | |
| KLA CORP | 482480100 | COM | 43 | $63,314 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 318 | $61,737 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 175 | $61,574 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 266 | $59,783 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 570 | $58,522 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 306 | $57,121 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 117 | $53,936 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 53 | $50,971 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 76 | $45,934 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 351 | $45,202 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 182 | $43,003 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 100 | $42,534 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 125 | $41,074 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 91 | $39,347 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 84 | $37,509 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 41 | $36,705 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $36,605 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 121 | $35,737 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 75 | $35,493 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 134 | $32,573 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 46 | $31,383 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 32 | $31,368 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 495 | $31,061 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 186 | $29,254 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 132 | $26,820 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 81 | $25,965 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 625 | $25,656 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 58 | $25,303 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 90 | $25,008 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 88 | $24,531 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 72 | $23,240 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 58 | $22,996 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 86 | $22,941 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 133 | $22,496 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 98 | $21,464 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 66 | $20,733 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 252 | $20,593 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 17 | $19,702 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 69 | $16,519 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 192 | $16,299 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 28 | $15,733 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 27 | $14,553 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 96 | $13,173 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 50 | $13,145 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 66 | $12,896 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80 | $12,201 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 110 | $12,001 | dollars as filed | |
| FISERV INC | 337738108 | COM | 198 | $11,048 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 26 | $11,042 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 323 | $10,724 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 90 | $10,258 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 35 | $9,837 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 54 | $9,209 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 168 | $8,973 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 32 | $7,948 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 7 | $7,473 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 41 | $7,383 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 84 | $7,295 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 39 | $6,337 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 139 | $5,607 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 25 | $3,951 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 37 | $2,440 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 10 | $2,023 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 25 | $1,896 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-26-003009 | this filing | 2026-05-07 | acceptance time not in the bulk data set |