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Disclosery

Quad Capital Management Advisors LLC

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13F filer, CIK 1615486, NEW YORK, NY

Quad Capital Management Advisors LLC reported $199,732,000 across 77 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-07. Its ten largest share positions make up 79.33% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-19-006935

Period
2019-09-30
Reported value
$200M
Holdings
77
Top 10 weight
79.33%
New
51
Sold out
40

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GENESEE & WYOMING INCnew+236,682$26.2M
WABCO HLDGS INCadded+118,195$15.8M
TALLGRASS ENERGY LPnew+343,892$6.93M
BITAUTO HLDGS LTDnew+404,000$6.05M
IWNnew+32,834$3.92M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RED HAT INCexited-177,569-$33.3M
FIRST DATA CORP NEW COM CL Aexited-772,000-$20.9M
L3 TECHNOLOGIES INCexited-65,210-$16M
ANADARKO PETROLEUM CORPexited-139,135-$9.82M
TABLEAU SOFTWARE INCexited-40,250-$6.68M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001214659-19-006935, largest first. % of portfolio is the value over $199,732,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 131,161 shares; 2019Q2: 376,646 shares; 2019Q3: 409,546 shares 409,546$40.7M20.36%+32,900
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 744,405 shares; 2019Q3: 796,500 shares 796,500$27M13.52%+52,095
GENESEE & WYOMING INCGENESEE & WYOMING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 236,682 shares 236,682$26.2M13.1%new
WABCO HLDGS INCWABCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 31,205 shares; 2019Q3: 149,400 shares 149,400$20M10%+118,195
CZRCZRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 885,000 shares; 2019Q3: 1,198,700 shares 1,198,700$14M7%+313,700
PIVOTAL ACQUISITION CORPPIVOTAL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,075,000 shares; 2019Q3: 950,000 shares 950,000$9.67M4.84%-125,000
TALLGRASS ENERGY LPTALLGRASS ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 343,892 shares 343,892$6.93M3.47%new
BITAUTO HLDGS LTDBITAUTO HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 404,000 shares 404,000$6.05M3.03%new
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 96,960 shares; 2019Q2: 19,922 shares; 2019Q3: 42,191 shares 42,191$4.09M2.05%+22,269
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 32,834 shares 32,834$3.92M1.96%newTimeline
PIVOTAL INVT CORP IIPIVOTAL INVT CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 349,943 shares 349,943$3.46M1.73%new
FUNCFIRST UTD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 151,165 shares 151,165$3.33M1.67%newTimeline
EASTSIDE DISTILLING INCEASTSIDE DISTILLING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 44,623 shares; 2018Q4: 275,246 shares; 2019Q1: 325,783 shares; 2019Q2: 571,710 shares; 2019Q3: 652,258 shares 652,258$3.19M1.6%+80,548
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 60,000 shares 60,000$3.04M1.52%newTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,260 shares 11,260$2.34M1.17%newTimeline
TRINE ACQUISITION CORPTRINE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 200,000 shares; 2019Q3: 200,000 shares 200,000$1.97M0.99%0
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 346,000 shares 346,000$1.52M0.76%newTimeline
INDAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,007 shares 42,007$1.41M0.71%newTimeline
VERSUM MATLS INCVERSUM MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 41,249 shares; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000$1.32M0.66%new
SILVERCREST METALS INCSILVERCREST METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 229,000 shares 229,000$1.19M0.6%new
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,004 shares; 2019Q2: 3,000 shares; 2019Q3: 6,056 shares 6,056$841K0.42%+3,056Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 35,000 shares 35,000$817K0.41%new
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 1,640 shares; 2018Q3: 1,230 shares; 2018Q4: not reported; 2019Q1: 609 shares; 2019Q2: 2,647 shares; 2019Q3: 651 shares 651$795K0.4%-1,996Timeline
SOUTHERN NATL BANCORP OF VASOUTHERN NATL BANCORP OF VAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,000 shares; 2019Q3: 43,000 shares 43,000$662K0.33%+33,000
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 22,300 shares; 2018Q3: 14,300 shares; 2018Q4: not reported; 2019Q1: 18,460 shares; 2019Q2: 41,000 shares; 2019Q3: 12,000 shares 12,000$653K0.33%-29,000Timeline
FOSLFOSSIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 45,133 shares 45,133$565K0.28%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,000 shares 3,000$516K0.26%newTimeline
LAURLAUREATE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 30,000 shares 30,000$497K0.25%newTimeline
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,376 shares 5,376$492K0.25%new
SDCCQSMILEDIRECTCLUB INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 34,263 shares 34,263$476K0.24%newTimeline
AMERICAN RIVER BANKSHRS (CA)AMERICAN RIVER BANKSHRS (CA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 33,892 shares 33,892$468K0.23%new
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,831 shares 16,831$467K0.23%newTimeline
AT HOME GROUP INCAT HOME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 47,740 shares 47,740$459K0.23%new
VYXNCR VOYIX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 14,093 shares 14,093$445K0.22%newTimeline
LOVELOVESAC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 12,566 shares; 2019Q2: 16,598 shares; 2019Q3: 22,584 shares 22,584$422K0.21%+5,986Timeline
SALISBURY BANCORP INCSALISBURY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,344 shares 10,344$414K0.21%new
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 22,211 shares; 2018Q4: 34,494 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 44,633 shares 44,633$399K0.2%new
AFGAMERICAN FINANCIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,523 shares 3,523$380K0.19%newTimeline
GTGOODYEAR TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 12,411 shares; 2019Q2: 37,957 shares; 2019Q3: 26,257 shares 26,257$378K0.19%-11,700Timeline
MYLAN NVMYLAN NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 10,000 shares; 2019Q1: 19,354 shares; 2019Q2: 37,526 shares; 2019Q3: 19,026 shares 19,026$376K0.19%-18,500
CHWYCHEWY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 14,800 shares 14,800$364K0.18%newTimeline
DDOGDATADOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,500 shares 10,500$356K0.18%newTimeline
ASPUASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 26,535 shares; 2018Q4: 33,160 shares; 2019Q1: 48,960 shares; 2019Q2: 74,924 shares; 2019Q3: 68,187 shares 68,187$354K0.18%-6,737Timeline
HGVHILTON GRAND VACATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 12,300 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,900 shares 10,900$349K0.17%newTimeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 12,738 shares; 2019Q1: 7,100 shares; 2019Q2: 20,300 shares; 2019Q3: 11,000 shares 11,000$346K0.17%-9,300Timeline
LYFTLYFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,350 shares; 2019Q2: not reported; 2019Q3: 8,379 shares 8,379$342K0.17%newTimeline
AKTSQAkoustis Technologies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 14,323 shares; 2019Q1: 53,489 shares; 2019Q2: 110,194 shares; 2019Q3: 44,143 shares 44,143$342K0.17%-66,051Timeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,700 shares 20,700$314K0.16%new
SHOPSHOPIFY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 960 shares 960$299K0.15%newTimeline
ANDEANDERSONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,274 shares 13,274$298K0.15%newTimeline
MARKER THERAPEUTICS INCMARKER THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 25,347 shares; 2019Q1: 48,326 shares; 2019Q2: 31,253 shares; 2019Q3: 58,232 shares 58,232$298K0.15%+26,979
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000$288K0.14%newTimeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,000 shares; 2019Q3: 11,000 shares 11,000$274K0.14%+2,000
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$265K0.13%newTimeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 27,500 shares 27,500$263K0.13%newTimeline
NETCLOUDFLARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,500 shares 12,500$232K0.12%newTimeline
BKRBAKER HUGHES COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$232K0.12%newTimeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,600 shares; 2019Q3: 1,600 shares 1,600$219K0.11%0Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,420 shares; 2019Q2: not reported; 2019Q3: 1,500 shares 1,500$218K0.11%newTimeline
JLSNUVEEN MORTGAGE AND INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,429 shares 9,429$217K0.11%newTimeline
PENNPENN ENTERTAINMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,176 shares 11,176$208K0.1%newTimeline
Malvern Bancorp, Inc.Malvern Bancorp, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,171 shares 9,171$200K0.1%new
FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,989 shares 13,989$196K0.1%new
GAIAGAIA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14,474 shares; 2019Q2: 19,255 shares; 2019Q3: 29,255 shares 29,255$191K0.1%+10,000Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 6,180 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,257 shares 11,257$175K0.09%newTimeline
PIVOTAL ACQUISITION CORPPIVOTAL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 125,000 shares; 2019Q3: 125,000 shares 125,000$168K0.08%0
CCIFCARLYLE CREDIT INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,392 shares 12,392$132K0.07%newTimeline
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,700 shares 13,700$130K0.07%newTimeline
PIVOTAL INVT CORP IIPIVOTAL INVT CORP IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 116,646 shares 116,646$125K0.06%new
LIPOCINE INC NEWLIPOCINE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 24,000 shares; 2019Q3: 44,000 shares 44,000$124K0.06%+20,000
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 28,048 shares 28,048$107K0.05%new
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 52,218 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,037 shares 17,037$94K0.05%newTimeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,372 shares 13,372$82K0.04%new
TRINE ACQUISITION CORPTRINE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100,000 shares; 2019Q3: 100,000 shares 100,000$79K0.04%0
J JILL INCJ JILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 28,086 shares 28,086$53K0.03%new
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 15,000 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 72,000 shares; 2019Q3: 20,000 shares 20,000$35K0.02%-52,000
STAGE STORES INCSTAGE STORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$19K0.01%new

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
RED HAT INCRED HAT INC177,569$33.3Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A772,000$20.9Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC65,210$16Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP139,135$9.82Mshares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC40,250$6.68Mshares
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC30,404$2.26Mshares
IWMISHARES TR14,000$2.18Mshares
UBERUBER TECHNOLOGIES INC39,234$1.82Mshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM36,250$1.68Mshares
FOXAFOX CORP35,214$1.29Mshares
HARRIS CORP INCHARRIS CORP INC6,780$1.28Mshares
NFLXNETFLIX INC.2,875$1.06Mshares
SONYSONY GROUP CORP15,478$811Kshares
BABAALIBABA GROUP HLDG LTD4,585$777Kshares
CRWDCROWDSTRIKE HLDGS INC11,177$763Kshares
FINISAR CORPFINISAR CORP32,160$735Kshares
DISCOVERY INCDISCOVERY INC25,062$713Kshares
ZYNGA INC.ZYNGA INC.110,560$678Kshares
SESEA LTD19,685$654Kshares
SNAPSNAP INC40,648$581Kshares
CRAY INCCRAY INC15,858$552Kshares
UAUNDER ARMOUR INC24,432$542Kshares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW31,358$480Kshares
CNCCENTENE CORP DEL8,282$434Kshares
BANCORP NEW JERSEY INC NEWBANCORP NEW JERSEY INC NEW28,937$402Kshares
CLFCLEVELAND-CLIFFS INC NEW36,410$388Kshares
RVLVREVOLVE GROUP INC11,205$387Kshares
PSNLPERSONALIS INC14,005$380Kshares
ELDORADO RESORTS INCELDORADO RESORTS INC8,100$373Kshares
GAPGAP INC17,500$314Kshares
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC83,931$258Kshares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC4,748$230Kshares
AEOAMERICAN EAGLE OUTFITTERS IN10,000$169Kshares
CLMCORNERSTONE STRATEGIC INVEST12,969$151Kshares
GREENLANE HLDGS INCGREENLANE HLDGS INC13,400$129Kshares
AK STEEL HOLDING CORPAK STEEL HOLDING CORP52,531$124Kshares
Castle Brands IncCastle Brands Inc250,985$116Kshares
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INC28,027$103Kshares
CannTrust Holdings IncCannTrust Holdings Inc16,615$83Kshares
ALTA MESA RES INC …ALTA MESA RES INC 322,400$0shares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-19-006935 base2019-11-07acceptance time not in the bulk data set