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Disclosery

Quad Capital Management Advisors LLC

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13F filer, CIK 1615486, NEW YORK, NY

Quad Capital Management Advisors LLC reported $257,323,000 across 84 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 81.95% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001214659-18-007087

Period
2018-09-30
Reported value
$257M
Holdings
84
Top 10 weight
81.95%
New
60
Sold out
68

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CONVERGYS CORPnew+1,463,750$34.7M
AETNA INC NEWadded+123,257$25M
TWENTY FIRST CENTY FOX INCnew+353,150$16.4M
EXPRESS SCRIPTS HLDG COnew+169,975$16.1M
CA INC COMnew+352,391$15.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GGP INCexited-1,040,077-$21.2M
CAVIUM INCexited-206,163-$17.8M
XL GROUP LTDexited-302,871-$16.9M
VALIDUS HOLDINGS LTDexited-246,618-$16.7M
NXPIexited-148,934-$16.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001214659-18-007087, largest first. % of portfolio is the value over $256,329,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
ROCKWELL COLLINS INCROCKWELL COLLINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 236,750 shares; 2018Q3: 249,674 shares 249,674$35.1M13.68%+12,924
CONVERGYS CORPCONVERGYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 1,463,750 shares 1,463,750$34.7M13.56%new
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 31,076 shares; 2018Q3: 154,333 shares 154,333$31.3M12.21%+123,257
SHIRE PLCSHIRE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 81,751 shares; 2018Q3: 109,407 shares 109,407$19.8M7.74%+27,656
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 374,100 shares; 2018Q3: 405,750 shares 405,750$18.6M7.24%+31,650
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 353,150 shares 353,150$16.4M6.38%new
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 169,975 shares 169,975$16.1M6.3%new
CA INC COMCA INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 352,391 shares 352,391$15.6M6.07%new
MITEL NETWORKS CORPMITEL NETWORKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 1,214,599 shares 1,214,599$13.4M5.22%new
ANDEAVORANDEAVORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 59,250 shares 59,250$9.1M3.55%new
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 187,929 shares 187,929$8.84M3.45%new
ENERGY XXI GULF COAST INCENERGY XXI GULF COAST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 710,750 shares 710,750$5.94M2.32%new
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 141,750 shares 141,750$3.11M1.21%new
SKYCHAMPION HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 98,400 shares 98,400$2.81M1.1%newTimeline
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 65,600 shares 65,600$1.57M0.61%newTimeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 1,640 shares; 2018Q3: 1,230 shares 1,230$1.49M0.58%-410Timeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 22,960 shares 22,960$1.45M0.56%newTimeline
RGRSTURM RUGER & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 19,679 shares 19,679$1.36M0.53%newTimeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 90,692 shares; 2018Q3: 49,200 shares 49,200$1.35M0.53%-41,492Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 9,847 shares; 2018Q3: 8,704 shares 8,704$1.2M0.47%-1,143Timeline
WILLSCOT CORPWILLSCOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 45,100 shares; 2018Q3: 59,860 shares 59,860$1.03M0.4%+14,760
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 7,250 shares 7,250$1.01M0.4%new
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 1,640 shares; 2018Q3: 3,557 shares 3,557$803K0.31%+1,917Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 24,601 shares 24,601$787K0.31%new
FIZZNATIONAL BEVERAGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 6,560 shares 6,560$765K0.3%newTimeline
LIBBEY INCLIBBEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 86,173 shares 86,173$754K0.29%new
CRICARTERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 7,560 shares 7,560$745K0.29%newTimeline
IRBTQIROBOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 18,450 shares; 2018Q3: 6,560 shares 6,560$721K0.28%-11,890Timeline
TBCHTURTLE BEACH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 39,385 shares; 2018Q3: 33,224 shares 33,224$662K0.26%-6,161Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 22,300 shares; 2018Q3: 14,300 shares 14,300$661K0.26%-8,000Timeline
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 4,920 shares 4,920$650K0.25%newTimeline
LEGLEGGETT & PLATT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 13,822 shares 13,822$605K0.24%newTimeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 3,280 shares 3,280$540K0.21%newTimeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 20,760 shares 20,760$499K0.19%newTimeline
DBAINVESCO DB MULTI-SECTOR COMMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 12,001 shares; 2018Q3: 25,003 shares 25,003$423K0.17%+13,002Timeline
LGIHLGI HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 8,200 shares 8,200$389K0.15%newTimeline
TREELENDINGTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 1,640 shares 1,640$377K0.15%newTimeline
ORBOTECH LTDORBOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 6,165 shares 6,165$366K0.14%new
EASTSIDE DISTILLING INCEASTSIDE DISTILLING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 44,623 shares 44,623$366K0.14%new
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 36,244 shares; 2018Q3: 8,200 shares 8,200$346K0.13%-28,044Timeline
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 24,600 shares 24,600$333K0.13%new
BCBRUNSWICK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 32,800 shares; 2018Q3: 4,920 shares 4,920$330K0.13%-27,880Timeline
BKNGBOOKING HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 164 shares 164$325K0.13%newTimeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 8,200 shares; 2018Q3: 9,840 shares 9,840$320K0.12%+1,640Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 18,589 shares 18,589$314K0.12%newTimeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 3,300 shares 3,300$287K0.11%newTimeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 2,475 shares 2,475$274K0.11%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 22,211 shares 22,211$251K0.1%new
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 34,505 shares 34,505$218K0.09%new
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 6,401 shares 6,401$216K0.08%newTimeline
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 24,216 shares; 2018Q3: 4,341 shares 4,341$211K0.08%-19,875
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 2,475 shares 2,475$210K0.08%newTimeline
BRIDGE BANCORP INCBRIDGE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 6,149 shares 6,149$204K0.08%new
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 7,656 shares 7,656$204K0.08%new
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 3,517 shares 3,517$203K0.08%newTimeline
ASPUASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 26,535 shares 26,535$180K0.07%newTimeline
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 29,392 shares 29,392$157K0.06%new
ORITANI FINANCIAL CORPORITANI FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 10,000 shares 10,000$156K0.06%new
CLFCLEVELAND-CLIFFS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 11,256 shares 11,256$143K0.06%newTimeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 12,579 shares 12,579$62K0.02%new
PROFIRE ENERGY INCPROFIRE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 12,969 shares 12,969$41K0.02%new
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: not reported; 2018Q3: 15,000 shares 15,000$15K0.01%new
ALTA MESA RES INC …ALTA MESA RES INC 3Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: 17,500 shares; 2018Q3: 17,500 shares 17,500$9K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
ATHENAHEALTH INCATHENAHEALTH INC COMMON STOCKput366$298Knew
TSLATESLA INC COMput54$244K-9,446
AKORN INCAKORN INC COMcall737$136K-383,863
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP COMcall1,300$133K-105,600
GDXVANECK ETF TRUST GOLD MINERS ETFcall3,225$49K-201,775
MDXGMIMEDX GROUP INC COMput570$23K-4,430
GMGENERAL MTRS CO Stockcall200$19Knew
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORP COMcall78$15Knew
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC COMcall32$10Knew
SLVISHARES SILVER TR COMcall250$9Knew
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COMput135$9Knew
SPYSTATE STR SPDR S&P 500 ETF T SHScall500$8Knew
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COMcall62$8Knew
NXHNEIGHBORHOOD INTELLIGENCE IN COMcall50$8Knew
PANDORA MEDIA INCPANDORA MEDIA INC COMcall134$8Knew
TWITITAN INTL INC ILL COMMON STOCKcall328$7Knew
CVSCVS HEALTH CORP COMput135$6Knew
UPSUNITED PARCEL SVCS INC COMcall20$2Knew
MDXGMIMEDX GROUP INC COMcall50$1K-2,450
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC SHS EURcall5$1Knew
GMEGAMESTOP CORP CL Acall5$0new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GGP INCGGP INC1,040,077$21.2Mshares
CAVIUM INCCAVIUM INC206,163$17.8Mshares
XL GROUP LTDXL GROUP LTD302,871$16.9Mshares
VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD246,618$16.7Mshares
NXPINXP SEMICONDUCTORS N V148,934$16.3Mshares
FOX CORP CLASS BFOX CORP CLASS B307,969$15.2Mshares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC76,727$9.36Mshares
GRAMERCY PPTY TRGRAMERCY PPTY TR312,186$8.53Mshares
ATHENAHEALTH INCATHENAHEALTH INC40,650$6.47Mshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV499,998$4.93Mshares
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC129,600$2.96Mshares
CCLCARNIVAL CORP36,900$2.12Mshares
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L315,200$2.06Mput
EAELECTRONIC ARTS INC14,290$2.02Mshares
XLPSELECT SECTOR SPDR TR37,991$1.96Mshares
LUVSOUTHWEST AIRLS CO37,720$1.92Mshares
MTHMERITAGE HOMES CORP41,000$1.8Mshares
TWITITAN INTL INC ILL155,800$1.67Mshares
DIASTATE STR SPDR DOW JONES IND6,524$1.58Mshares
EEMISHARES TR32,626$1.41Mshares
MCDMCDONALDS CORP8,200$1.28Mshares
SPOTSPOTIFY TECHNOLOGY S A7,288$1.23Mshares
URIUNITED RENTALS INC8,036$1.19Mshares
JDJD.COM INC28,700$1.12Mshares
MHKMOHAWK INDS INC4,920$1.05Mshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A49,200$1.03Mshares
LCIILCI INDS10,307$929Kshares
MLCOMELCO RESORTS AND ENTMNT LTD32,800$918Kshares
DEDEERE & CO6,560$917Kshares
PYPLPAYPAL HLDGS INC10,660$888Kshares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC10,430$796Kshares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC64,800$765Kcall
GMEGAMESTOP CORP52,218$761Kshares
NXPINXP SEMICONDUCTORS N V95,300$708Kcall
UAAUNDER ARMOUR INC25,373$570Kshares
TSLATESLA INC1,640$562Kshares
NXHNEIGHBORHOOD INTELLIGENCE IN16,675$561Kshares
JOUTJOHNSON OUTDOORS INC6,560$555Kshares
WHRWHIRLPOOL CORP3,280$480Kshares
YELPYELP INC11,480$450Kshares
HGVHILTON GRAND VACATIONS INC12,300$427Kshares
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C12,040$415Kshares
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP28,700$345Kshares
DOCUDOCUSIGN INC6,431$341Kshares
DISCOVERY INCDISCOVERY INC13,336$340Kshares
CWHCAMPING WORLD HLDGS INC13,240$331Kshares
HUYAHUYA INC9,929$327Kshares
KIRKLAND LAKE GOLD LTDKIRKLAND LAKE GOLD LTD14,008$296Kshares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES8,310$284Kshares
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC8,200$254Kshares
QSRRESTAURANT BRANDS INTL INC4,100$247Kshares
PRGOPERRIGO CO PLC3,280$239Kshares
MMACYS INC6,180$231Kshares
CAPITOL INVT CORP IVCAPITOL INVT CORP IV166,666$230Kshares
DUKDUKE ENERGY CORP NEW2,902$229Kshares
XRTSPDR SERIES TRUST148,700$92Kput
RCLROYAL CARIBBEAN GROUP14,000$76Kcall
EEMISHARES TR73,800$61Kcall
UNIVAR SOLUTIONSUNIVAR SOLUTIONS100,000$57Kshares
XLYSELECT SECTOR SPDR TR16,400$31Kput
EASTSIDE DISTILLING INC-CW22EASTSIDE DISTILLING INC-CW2210,255$27Kshares
COLMCOLUMBIA SPORTSWEAR CO27,900$8Kput
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP8,400$8Kcall
TSLATESLA INC5,300$1Kcall
BUNGE LTDBUNGE LTD2,000$1Kcall
XL GROUP LTDXL GROUP LTD2,500$1Kput
TALTAL ED GROUP1,100$0put
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC100$0call

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001214659-18-007087 base2018-11-14acceptance time not in the bulk data set