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PRINCETON CAPITAL MANAGEMENT INC

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13F filer, CIK 868911, PRINCETON, NJ

PRINCETON CAPITAL MANAGEMENT INC reported $158,441,000 across 66 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-10. Its ten largest share positions make up 39.1% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000868911-17-000004

Period
2017-03-31
Reported value
$158M
Holdings
66
Top 10 weight
39.1%
New
4
Sold out
6

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ACACIA COMMUNICATIONS INCnew+28,644$1.68M
Vadded+9,708$863K
GOOGLadded+782$663K
OCLARO INCnew+62,795$617K
DYadded+6,020$560K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
UALreduced-27,493-$1.94M
MPWRexited-18,141-$1.49M
AALreduced-26,835-$1.13M
NXPIexited-7,795-$764K
ANALOGIC CORPexited-8,672-$719K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2017

Share positions as resolved from 13F-HR 0000868911-17-000004, largest first. % of portfolio is the value over $158,441,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 87,713 shares; 2016Q1: 87,807 shares; 2016Q2: 84,243 shares; 2016Q3: 85,914 shares; 2016Q4: 89,084 shares; 2017Q1: 90,158 shares 90,158$7.76M4.9%+1,074Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,274 shares; 2016Q1: 40,147 shares; 2016Q2: 38,484 shares; 2016Q3: 38,369 shares; 2016Q4: 37,298 shares; 2017Q1: 36,748 shares 36,748$6.5M4.1%-550Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,560 shares; 2016Q1: 50,481 shares; 2016Q2: 49,206 shares; 2016Q3: 48,671 shares; 2016Q4: 53,314 shares; 2017Q1: 52,655 shares 52,655$6.4M4.04%-659Timeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,462 shares; 2016Q1: 28,881 shares; 2016Q2: 28,236 shares; 2016Q3: 28,595 shares; 2016Q4: 29,228 shares; 2017Q1: 29,111 shares 29,111$6.35M4.01%-117Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,173 shares; 2016Q1: 6,022 shares; 2016Q2: 6,045 shares; 2016Q3: 6,412 shares; 2016Q4: 6,576 shares; 2017Q1: 7,358 shares 7,358$6.24M3.94%+782Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,043 shares; 2016Q1: 40,857 shares; 2016Q2: 44,184 shares; 2016Q3: 43,773 shares; 2016Q4: 55,858 shares; 2017Q1: 61,037 shares 61,037$5.76M3.64%+5,179Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 123,397 shares; 2016Q1: 124,227 shares; 2016Q2: 123,272 shares; 2016Q3: 118,939 shares; 2016Q4: 117,858 shares; 2017Q1: 117,966 shares 117,966$5.75M3.63%+108Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 283,486 shares; 2016Q1: 264,753 shares; 2016Q2: 233,417 shares; 2016Q3: 230,504 shares; 2016Q4: 215,098 shares; 2017Q1: 212,405 shares 212,405$5.74M3.62%-2,693Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,434 shares; 2016Q1: 44,831 shares; 2016Q2: 43,694 shares; 2016Q3: 40,175 shares; 2016Q4: 39,946 shares; 2017Q1: 39,889 shares 39,889$5.73M3.62%-57Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 80,341 shares; 2016Q1: 85,797 shares; 2016Q2: 87,777 shares; 2016Q3: 88,138 shares; 2016Q4: 87,173 shares; 2017Q1: 86,722 shares 86,722$5.71M3.61%-451Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 162,414 shares; 2016Q1: 160,553 shares; 2016Q2: 172,938 shares; 2016Q3: 171,400 shares; 2016Q4: 168,875 shares; 2017Q1: 167,295 shares 167,295$5.66M3.57%-1,580Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 230,530 shares; 2016Q1: 228,499 shares; 2016Q2: 222,787 shares; 2016Q3: 213,966 shares; 2016Q4: 209,214 shares; 2017Q1: 186,344 shares 186,344$5.55M3.5%-22,870
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,751 shares; 2016Q1: 5,830 shares; 2016Q2: 5,815 shares; 2016Q3: 6,092 shares; 2016Q4: 6,121 shares; 2017Q1: 6,079 shares 6,079$5.39M3.4%-42Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 133,150 shares; 2016Q1: 136,885 shares; 2016Q2: 136,312 shares; 2016Q3: 132,511 shares; 2016Q4: 129,031 shares; 2017Q1: 129,597 shares 129,597$5.38M3.4%+566Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 74,899 shares; 2016Q1: 76,607 shares; 2016Q2: 72,516 shares; 2016Q3: 81,727 shares; 2016Q4: 85,867 shares; 2017Q1: 89,618 shares 89,618$4.87M3.08%+3,751Timeline
UISUNISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 194,873 shares; 2016Q1: 221,504 shares; 2016Q2: 288,934 shares; 2016Q3: 315,626 shares; 2016Q4: 306,398 shares; 2017Q1: 293,517 shares 293,517$4.09M2.58%-12,881Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 92,593 shares; 2016Q1: 93,088 shares; 2016Q2: 117,761 shares; 2016Q3: 113,061 shares; 2016Q4: 112,175 shares; 2017Q1: 111,875 shares 111,875$4.04M2.55%-300Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,298 shares; 2016Q1: 39,006 shares; 2016Q2: 35,317 shares; 2016Q3: 34,939 shares; 2016Q4: 34,523 shares; 2017Q1: 35,783 shares 35,783$3.84M2.42%+1,260Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 78,219 shares; 2016Q2: 89,736 shares; 2016Q3: 87,055 shares; 2016Q4: 89,750 shares; 2017Q1: 106,090 shares 106,090$3.63M2.29%+16,340Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 48,095 shares; 2016Q1: 46,942 shares; 2016Q2: 46,136 shares; 2016Q3: 46,396 shares; 2016Q4: 49,256 shares; 2017Q1: 57,183 shares 57,183$3.28M2.07%+7,927Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,215 shares; 2016Q2: 13,718 shares; 2016Q3: 19,759 shares; 2016Q4: 21,827 shares; 2017Q1: 22,060 shares 22,060$3.13M1.98%+233Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,418 shares; 2016Q1: 51,633 shares; 2016Q2: 51,459 shares; 2016Q3: 51,804 shares; 2016Q4: 29,173 shares; 2017Q1: 28,376 shares 28,376$3.01M1.9%-797Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,003 shares; 2017Q1: 33,711 shares 33,711$3M1.89%+9,708Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,493 shares; 2016Q1: 4,342 shares; 2016Q2: 4,126 shares; 2016Q3: 3,838 shares; 2016Q4: 3,521 shares; 2017Q1: 3,397 shares 3,397$2.82M1.78%-124Timeline
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,968 shares; 2016Q1: 25,277 shares; 2016Q2: 25,322 shares; 2016Q3: 25,549 shares; 2016Q4: 23,796 shares; 2017Q1: 22,472 shares 22,472$2.46M1.55%-1,324Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,520 shares; 2016Q1: 28,826 shares; 2016Q2: 18,806 shares; 2016Q3: 18,616 shares; 2016Q4: 16,917 shares; 2017Q1: 16,410 shares 16,410$2.41M1.52%-507
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,935 shares; 2016Q2: 6,931 shares; 2016Q3: 10,479 shares; 2016Q4: 18,432 shares; 2017Q1: 24,452 shares 24,452$2.27M1.43%+6,020Timeline
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,604 shares; 2016Q1: 45,211 shares; 2016Q2: 56,944 shares; 2016Q3: 57,771 shares; 2016Q4: 55,982 shares; 2017Q1: 55,073 shares 55,073$1.89M1.19%-909Timeline
IPGPIPG PHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,498 shares; 2016Q1: 12,808 shares; 2016Q2: 17,625 shares; 2016Q3: 19,635 shares; 2016Q4: 18,375 shares; 2017Q1: 15,104 shares 15,104$1.82M1.15%-3,271Timeline
AXTIAXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 470,350 shares; 2016Q1: 467,250 shares; 2016Q2: 466,550 shares; 2016Q3: 443,150 shares; 2016Q4: 393,058 shares; 2017Q1: 294,175 shares 294,175$1.71M1.08%-98,883Timeline
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 28,644 shares 28,644$1.68M1.06%new
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,511 shares; 2016Q1: 47,278 shares; 2016Q2: 47,872 shares; 2016Q3: 48,302 shares; 2016Q4: 45,037 shares; 2017Q1: 46,045 shares 46,045$1.65M1.04%+1,008
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,768 shares; 2016Q1: 26,664 shares; 2016Q2: 25,742 shares; 2016Q3: 23,698 shares; 2016Q4: 23,064 shares; 2017Q1: 22,684 shares 22,684$1.55M0.98%-380Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,800 shares; 2016Q1: 12,645 shares; 2016Q2: 12,634 shares; 2016Q3: 13,669 shares; 2016Q4: 12,631 shares; 2017Q1: 12,873 shares 12,873$1.55M0.98%+242Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,362 shares; 2016Q1: 19,611 shares; 2016Q2: 20,963 shares; 2016Q3: 19,798 shares; 2016Q4: 17,038 shares; 2017Q1: 16,028 shares 16,028$1.49M0.94%-1,010Timeline
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 46,829 shares; 2016Q1: 46,467 shares; 2016Q2: 109,382 shares; 2016Q3: 96,995 shares; 2016Q4: 134,755 shares; 2017Q1: 155,700 shares 155,700$1.4M0.88%+20,945
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,992 shares; 2016Q1: 60,774 shares; 2016Q2: 59,195 shares; 2016Q3: 60,070 shares; 2016Q4: 58,210 shares; 2017Q1: 31,375 shares 31,375$1.33M0.84%-26,835Timeline
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,565 shares; 2016Q4: 19,595 shares; 2017Q1: 24,961 shares 24,961$1.14M0.72%+5,366Timeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,309 shares; 2016Q3: 9,827 shares; 2016Q4: 9,447 shares; 2017Q1: 8,296 shares 8,296$1.11M0.7%-1,151Timeline
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 16,001 shares; 2016Q2: 19,847 shares; 2016Q3: 29,372 shares; 2016Q4: 36,172 shares; 2017Q1: 54,973 shares 54,973$1.09M0.69%+18,801
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,967 shares; 2016Q1: 14,898 shares; 2016Q2: 14,800 shares; 2016Q3: 13,097 shares; 2016Q4: 12,401 shares; 2017Q1: 9,896 shares 9,896$1.08M0.68%-2,505Timeline
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 5,380 shares; 2016Q2: 6,945 shares; 2016Q3: 8,931 shares; 2016Q4: 8,734 shares; 2017Q1: 11,790 shares 11,790$1.02M0.64%+3,056
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,475 shares; 2016Q1: 28,375 shares; 2016Q2: 83,036 shares; 2016Q3: 102,103 shares; 2016Q4: 88,002 shares; 2017Q1: 96,318 shares 96,318$985K0.62%+8,316
QRVOQORVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,172 shares; 2016Q1: 8,288 shares; 2016Q2: 8,275 shares; 2016Q3: 11,069 shares; 2016Q4: 13,624 shares; 2017Q1: 14,119 shares 14,119$968K0.61%+495Timeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 811 shares; 2016Q2: 1,951 shares; 2016Q3: 2,235 shares; 2016Q4: 2,339 shares; 2017Q1: 2,496 shares 2,496$967K0.61%+157Timeline
ENTGENTEGRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 55,800 shares; 2016Q1: 55,874 shares; 2016Q2: 56,874 shares; 2016Q3: 51,524 shares; 2016Q4: 47,147 shares; 2017Q1: 36,484 shares 36,484$854K0.54%-10,663Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 15,292 shares; 2016Q2: 15,666 shares; 2016Q3: 25,967 shares; 2016Q4: 30,489 shares; 2017Q1: 34,100 shares 34,100$843K0.53%+3,611
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 77,227 shares; 2016Q1: 75,610 shares; 2016Q2: 38,859 shares; 2016Q3: 40,384 shares; 2016Q4: 38,007 shares; 2017Q1: 10,514 shares 10,514$743K0.47%-27,493Timeline
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 62,795 shares 62,795$617K0.39%new
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,375 shares; 2016Q1: 5,964 shares; 2016Q2: 6,572 shares; 2016Q3: 6,547 shares; 2016Q4: 6,547 shares; 2017Q1: 6,547 shares 6,547$537K0.34%0Timeline
ACIWACI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,720 shares; 2016Q3: 23,445 shares; 2016Q4: 22,620 shares; 2017Q1: 23,045 shares 23,045$493K0.31%+425Timeline
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 69,625 shares; 2016Q1: 69,625 shares; 2016Q2: 71,150 shares; 2016Q3: 64,800 shares; 2016Q4: 62,572 shares; 2017Q1: 45,155 shares 45,155$407K0.26%-17,417
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,324 shares; 2016Q1: 5,808 shares; 2016Q2: 6,393 shares; 2016Q3: 5,993 shares; 2016Q4: 5,993 shares; 2017Q1: 5,993 shares 5,993$381K0.24%0Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,282 shares; 2016Q2: 8,997 shares; 2016Q3: 7,897 shares; 2016Q4: 10,247 shares; 2017Q1: 10,247 shares 10,247$366K0.23%0Timeline
SCANA CORP NEWSCANA CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,987 shares; 2016Q1: 11,531 shares; 2016Q2: 12,128 shares; 2016Q3: 11,378 shares; 2016Q4: 11,028 shares; 2017Q1: 5,550 shares 5,550$363K0.23%-5,478
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 3,289 shares; 2016Q2: 3,845 shares; 2016Q3: 3,845 shares; 2016Q4: 3,845 shares; 2017Q1: 3,845 shares 3,845$298K0.19%0Timeline
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 98,110 shares; 2016Q1: 94,935 shares; 2016Q2: 94,935 shares; 2016Q3: 84,215 shares; 2016Q4: 73,775 shares; 2017Q1: 50,115 shares 50,115$291K0.18%-23,660
QLYSQUALYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 6,130 shares 6,130$232K0.15%newTimeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,802 shares 1,802$202K0.13%newTimeline
BIOLASE INCBIOLASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 341,958 shares; 2016Q1: 300,833 shares; 2016Q2: 300,829 shares; 2016Q3: 165,419 shares; 2016Q4: 125,925 shares; 2017Q1: 125,925 shares 125,925$170K0.11%0
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,380 shares; 2016Q4: 10,380 shares; 2017Q1: 10,380 shares 10,380$155K0.1%0
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 243,115 shares; 2016Q1: 236,515 shares; 2016Q2: 242,315 shares; 2016Q3: 217,540 shares; 2016Q4: 141,400 shares; 2017Q1: 133,400 shares 133,400$132K0.08%-8,000
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 58,714 shares; 2016Q1: 83,577 shares; 2016Q2: 88,277 shares; 2016Q3: 82,764 shares; 2016Q4: 41,489 shares; 2017Q1: 41,489 shares 41,489$103K0.07%0Timeline
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 69,270 shares; 2016Q3: 84,670 shares; 2016Q4: 40,170 shares; 2017Q1: 35,770 shares 35,770$41K0.03%-4,400
DYAIDYADIC INTL INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,700 shares; 2016Q1: 22,700 shares; 2016Q2: 22,700 shares; 2016Q3: 17,700 shares; 2016Q4: 12,000 shares; 2017Q1: 12,000 shares 12,000$17K0.01%0Timeline
TERRAVIA HOLDINTERRAVIA HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,875 shares; 2016Q3: 20,350 shares; 2016Q4: 12,150 shares; 2017Q1: 12,150 shares 12,150$9K0.01%0

Sold out in Q1 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MPWRMONOLITHIC PWR SYS INC18,141$1.49Mshares
NXPINXP SEMICONDUCTORS N V7,795$764Kshares
ANALOGIC CORPANALOGIC CORP8,672$719Kshares
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP8,550$315Kshares
CREE INCCREE INC10,175$269Kshares
SGMOQSANGAMO THERAPEUTICS INC44,250$135Kshares

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000868911-17-000004 base2017-05-10acceptance time not in the bulk data set