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PRINCETON CAPITAL MANAGEMENT INC

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13F filer, CIK 868911, PRINCETON, NJ

PRINCETON CAPITAL MANAGEMENT INC reported $197,975,000 across 69 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-03. Its ten largest share positions make up 42.55% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000868911-17-000008

Period
2017-09-30
Reported value
$198M
Holdings
69
Top 10 weight
42.55%
New
3
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DISnew+31,144$3.07M
GOOGLadded+2,181$2.12M
AMZNadded+2,156$2.07M
UPSadded+16,517$1.98M
CMCSAadded+49,271$1.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GENERAL ELEC COreduced-118,109-$2.86M
AALexited-24,050-$1.21M
UISreduced-60,573-$515K
Sophos Group PLC ORDFexited-46,890-$267K
IPGPreduced-1,273-$236K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0000868911-17-000008, largest first. % of portfolio is the value over $197,744,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 87,713 shares; 2016Q1: 87,807 shares; 2016Q2: 84,243 shares; 2016Q3: 85,914 shares; 2016Q4: 89,084 shares; 2017Q1: 90,158 shares; 2017Q2: 82,911 shares; 2017Q3: 83,205 shares 83,205$10.7M5.42%+294Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 41,274 shares; 2016Q1: 40,147 shares; 2016Q2: 38,484 shares; 2016Q3: 38,369 shares; 2016Q4: 37,298 shares; 2017Q1: 36,748 shares; 2017Q2: 35,054 shares; 2017Q3: 41,664 shares 41,664$10.6M5.36%+6,610Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 6,173 shares; 2016Q1: 6,022 shares; 2016Q2: 6,045 shares; 2016Q3: 6,412 shares; 2016Q4: 6,576 shares; 2017Q1: 7,358 shares; 2017Q2: 7,133 shares; 2017Q3: 9,314 shares 9,314$9.07M4.59%+2,181Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 51,560 shares; 2016Q1: 50,481 shares; 2016Q2: 49,206 shares; 2016Q3: 48,671 shares; 2016Q4: 53,314 shares; 2017Q1: 52,655 shares; 2017Q2: 51,374 shares; 2017Q3: 62,140 shares 62,140$8.49M4.29%+10,766Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 74,899 shares; 2016Q1: 76,607 shares; 2016Q2: 72,516 shares; 2016Q3: 81,727 shares; 2016Q4: 85,867 shares; 2017Q1: 89,618 shares; 2017Q2: 111,386 shares; 2017Q3: 131,433 shares 131,433$8.38M4.24%+20,047Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 45,434 shares; 2016Q1: 44,831 shares; 2016Q2: 43,694 shares; 2016Q3: 40,175 shares; 2016Q4: 39,946 shares; 2017Q1: 39,889 shares; 2017Q2: 40,212 shares; 2017Q3: 50,654 shares 50,654$7.81M3.95%+10,442Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 5,751 shares; 2016Q1: 5,830 shares; 2016Q2: 5,815 shares; 2016Q3: 6,092 shares; 2016Q4: 6,121 shares; 2017Q1: 6,079 shares; 2017Q2: 5,670 shares; 2017Q3: 7,826 shares 7,826$7.52M3.8%+2,156Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 80,341 shares; 2016Q1: 85,797 shares; 2016Q2: 87,777 shares; 2016Q3: 88,138 shares; 2016Q4: 87,173 shares; 2017Q1: 86,722 shares; 2017Q2: 81,710 shares; 2017Q3: 99,675 shares 99,675$7.42M3.75%+17,965Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 40,043 shares; 2016Q1: 40,857 shares; 2016Q2: 44,184 shares; 2016Q3: 43,773 shares; 2016Q4: 55,858 shares; 2017Q1: 61,037 shares; 2017Q2: 58,707 shares; 2017Q3: 72,561 shares 72,561$7.25M3.67%+13,854Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 123,397 shares; 2016Q1: 124,227 shares; 2016Q2: 123,272 shares; 2016Q3: 118,939 shares; 2016Q4: 117,858 shares; 2017Q1: 117,966 shares; 2017Q2: 112,248 shares; 2017Q3: 138,981 shares 138,981$6.88M3.48%+26,733Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 283,486 shares; 2016Q1: 264,753 shares; 2016Q2: 233,417 shares; 2016Q3: 230,504 shares; 2016Q4: 215,098 shares; 2017Q1: 212,405 shares; 2017Q2: 178,385 shares; 2017Q3: 214,019 shares 214,019$6.4M3.24%+35,634Timeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 29,462 shares; 2016Q1: 28,881 shares; 2016Q2: 28,236 shares; 2016Q3: 28,595 shares; 2016Q4: 29,228 shares; 2017Q1: 29,111 shares; 2017Q2: 24,674 shares; 2017Q3: 30,294 shares 30,294$6.25M3.16%+5,620Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 41,298 shares; 2016Q1: 39,006 shares; 2016Q2: 35,317 shares; 2016Q3: 34,939 shares; 2016Q4: 34,523 shares; 2017Q1: 35,783 shares; 2017Q2: 34,821 shares; 2017Q3: 51,338 shares 51,338$6.17M3.12%+16,517Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 133,150 shares; 2016Q1: 136,885 shares; 2016Q2: 136,312 shares; 2016Q3: 132,511 shares; 2016Q4: 129,031 shares; 2017Q1: 129,597 shares; 2017Q2: 125,649 shares; 2017Q3: 150,807 shares 150,807$5.91M2.99%+25,158Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 78,219 shares; 2016Q2: 89,736 shares; 2016Q3: 87,055 shares; 2016Q4: 89,750 shares; 2017Q1: 106,090 shares; 2017Q2: 104,643 shares; 2017Q3: 138,816 shares 138,816$4.96M2.51%+34,173Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,003 shares; 2017Q1: 33,711 shares; 2017Q2: 33,332 shares; 2017Q3: 44,594 shares 44,594$4.69M2.37%+11,262Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 14,215 shares; 2016Q2: 13,718 shares; 2016Q3: 19,759 shares; 2016Q4: 21,827 shares; 2017Q1: 22,060 shares; 2017Q2: 21,545 shares; 2017Q3: 27,021 shares 27,021$4.62M2.33%+5,476Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 162,414 shares; 2016Q1: 160,553 shares; 2016Q2: 172,938 shares; 2016Q3: 171,400 shares; 2016Q4: 168,875 shares; 2017Q1: 167,295 shares; 2017Q2: 110,958 shares; 2017Q3: 134,711 shares 134,711$4.53M2.29%+23,753Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 92,593 shares; 2016Q1: 93,088 shares; 2016Q2: 117,761 shares; 2016Q3: 113,061 shares; 2016Q4: 112,175 shares; 2017Q1: 111,875 shares; 2017Q2: 92,428 shares; 2017Q3: 117,527 shares 117,527$4.47M2.26%+25,099Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 51,418 shares; 2016Q1: 51,633 shares; 2016Q2: 51,459 shares; 2016Q3: 51,804 shares; 2016Q4: 29,173 shares; 2017Q1: 28,376 shares; 2017Q2: 27,422 shares; 2017Q3: 30,448 shares 30,448$3.53M1.79%+3,026Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 42,399 shares; 2017Q3: 91,670 shares 91,670$3.53M1.78%+49,271Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 48,095 shares; 2016Q1: 46,942 shares; 2016Q2: 46,136 shares; 2016Q3: 46,396 shares; 2016Q4: 49,256 shares; 2017Q1: 57,183 shares; 2017Q2: 55,072 shares; 2017Q3: 66,636 shares 66,636$3.45M1.75%+11,564Timeline
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 24,968 shares; 2016Q1: 25,277 shares; 2016Q2: 25,322 shares; 2016Q3: 25,549 shares; 2016Q4: 23,796 shares; 2017Q1: 22,472 shares; 2017Q2: 20,970 shares; 2017Q3: 22,609 shares 22,609$3.44M1.74%+1,639Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 4,493 shares; 2016Q1: 4,342 shares; 2016Q2: 4,126 shares; 2016Q3: 3,838 shares; 2016Q4: 3,521 shares; 2017Q1: 3,397 shares; 2017Q2: 3,177 shares; 2017Q3: 3,284 shares 3,284$3.15M1.59%+107Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 31,144 shares 31,144$3.07M1.55%newTimeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 29,520 shares; 2016Q1: 28,826 shares; 2016Q2: 18,806 shares; 2016Q3: 18,616 shares; 2016Q4: 16,917 shares; 2017Q1: 16,410 shares; 2017Q2: 15,821 shares; 2017Q3: 17,839 shares 17,839$3M1.52%+2,018
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 23,604 shares; 2016Q1: 45,211 shares; 2016Q2: 56,944 shares; 2016Q3: 57,771 shares; 2016Q4: 55,982 shares; 2017Q1: 55,073 shares; 2017Q2: 50,395 shares; 2017Q3: 54,881 shares 54,881$2.64M1.34%+4,486Timeline
IPGPIPG PHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 12,498 shares; 2016Q1: 12,808 shares; 2016Q2: 17,625 shares; 2016Q3: 19,635 shares; 2016Q4: 18,375 shares; 2017Q1: 15,104 shares; 2017Q2: 15,115 shares; 2017Q3: 13,842 shares 13,842$2.56M1.3%-1,273Timeline
AXTIAXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 470,350 shares; 2016Q1: 467,250 shares; 2016Q2: 466,550 shares; 2016Q3: 443,150 shares; 2016Q4: 393,058 shares; 2017Q1: 294,175 shares; 2017Q2: 284,125 shares; 2017Q3: 265,891 shares 265,891$2.43M1.23%-18,234Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 6,935 shares; 2016Q2: 6,931 shares; 2016Q3: 10,479 shares; 2016Q4: 18,432 shares; 2017Q1: 24,452 shares; 2017Q2: 21,905 shares; 2017Q3: 28,268 shares 28,268$2.43M1.23%+6,363Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 19,246 shares; 2017Q3: 25,284 shares 25,284$2.25M1.14%+6,038Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 19,362 shares; 2016Q1: 19,611 shares; 2016Q2: 20,963 shares; 2016Q3: 19,798 shares; 2016Q4: 17,038 shares; 2017Q1: 16,028 shares; 2017Q2: 15,493 shares; 2017Q3: 16,161 shares 16,161$2.02M1.02%+668Timeline
UISUNISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 194,873 shares; 2016Q1: 221,504 shares; 2016Q2: 288,934 shares; 2016Q3: 315,626 shares; 2016Q4: 306,398 shares; 2017Q1: 293,517 shares; 2017Q2: 284,662 shares; 2017Q3: 224,089 shares 224,089$1.91M0.96%-60,573Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 45,511 shares; 2016Q1: 47,278 shares; 2016Q2: 47,872 shares; 2016Q3: 48,302 shares; 2016Q4: 45,037 shares; 2017Q1: 46,045 shares; 2017Q2: 43,520 shares; 2017Q3: 48,909 shares 48,909$1.87M0.95%+5,389
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 36,768 shares; 2016Q1: 26,664 shares; 2016Q2: 25,742 shares; 2016Q3: 23,698 shares; 2016Q4: 23,064 shares; 2017Q1: 22,684 shares; 2017Q2: 21,784 shares; 2017Q3: 27,279 shares 27,279$1.73M0.87%+5,495Timeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 811 shares; 2016Q2: 1,951 shares; 2016Q3: 2,235 shares; 2016Q4: 2,339 shares; 2017Q1: 2,496 shares; 2017Q2: 2,511 shares; 2017Q3: 3,791 shares 3,791$1.7M0.86%+1,280Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 12,800 shares; 2016Q1: 12,645 shares; 2016Q2: 12,634 shares; 2016Q3: 13,669 shares; 2016Q4: 12,631 shares; 2017Q1: 12,873 shares; 2017Q2: 11,703 shares; 2017Q3: 13,657 shares 13,657$1.63M0.83%+1,954Timeline
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 16,001 shares; 2016Q2: 19,847 shares; 2016Q3: 29,372 shares; 2016Q4: 36,172 shares; 2017Q1: 54,973 shares; 2017Q2: 65,173 shares; 2017Q3: 69,322 shares 69,322$1.43M0.72%+4,149
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 28,644 shares; 2017Q2: 29,008 shares; 2017Q3: 30,130 shares 30,130$1.42M0.72%+1,122
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 5,380 shares; 2016Q2: 6,945 shares; 2016Q3: 8,931 shares; 2016Q4: 8,734 shares; 2017Q1: 11,790 shares; 2017Q2: 10,699 shares; 2017Q3: 12,214 shares 12,214$1.35M0.68%+1,515
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,565 shares; 2016Q4: 19,595 shares; 2017Q1: 24,961 shares; 2017Q2: 24,909 shares; 2017Q3: 33,149 shares 33,149$1.25M0.63%+8,240Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 29,967 shares; 2016Q1: 14,898 shares; 2016Q2: 14,800 shares; 2016Q3: 13,097 shares; 2016Q4: 12,401 shares; 2017Q1: 9,896 shares; 2017Q2: 8,271 shares; 2017Q3: 9,511 shares 9,511$1.19M0.6%+1,240Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 15,292 shares; 2016Q2: 15,666 shares; 2016Q3: 25,967 shares; 2016Q4: 30,489 shares; 2017Q1: 34,100 shares; 2017Q2: 34,915 shares; 2017Q3: 36,982 shares 36,982$1.19M0.6%+2,067
QRVOQORVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 8,172 shares; 2016Q1: 8,288 shares; 2016Q2: 8,275 shares; 2016Q3: 11,069 shares; 2016Q4: 13,624 shares; 2017Q1: 14,119 shares; 2017Q2: 13,728 shares; 2017Q3: 15,611 shares 15,611$1.1M0.56%+1,883Timeline
ENTGENTEGRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 55,800 shares; 2016Q1: 55,874 shares; 2016Q2: 56,874 shares; 2016Q3: 51,524 shares; 2016Q4: 47,147 shares; 2017Q1: 36,484 shares; 2017Q2: 34,860 shares; 2017Q3: 35,095 shares 35,095$1.01M0.51%+235Timeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,309 shares; 2016Q3: 9,827 shares; 2016Q4: 9,447 shares; 2017Q1: 8,296 shares; 2017Q2: 8,283 shares; 2017Q3: 8,119 shares 8,119$948K0.48%-164Timeline
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 11,475 shares; 2016Q1: 28,375 shares; 2016Q2: 83,036 shares; 2016Q3: 102,103 shares; 2016Q4: 88,002 shares; 2017Q1: 96,318 shares; 2017Q2: 108,231 shares; 2017Q3: 102,818 shares 102,818$912K0.46%-5,413
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 62,795 shares; 2017Q2: 98,522 shares; 2017Q3: 103,681 shares 103,681$895K0.45%+5,159
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 46,829 shares; 2016Q1: 46,467 shares; 2016Q2: 109,382 shares; 2016Q3: 96,995 shares; 2016Q4: 134,755 shares; 2017Q1: 155,700 shares; 2017Q2: 155,552 shares; 2017Q3: 133,418 shares 133,418$731K0.37%-22,134
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 4,375 shares; 2016Q1: 5,964 shares; 2016Q2: 6,572 shares; 2016Q3: 6,547 shares; 2016Q4: 6,547 shares; 2017Q1: 6,547 shares; 2017Q2: 5,637 shares; 2017Q3: 7,740 shares 7,740$650K0.33%+2,103Timeline
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 14,518 shares; 2017Q3: 15,222 shares 15,222$604K0.31%+704
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 77,227 shares; 2016Q1: 75,610 shares; 2016Q2: 38,859 shares; 2016Q3: 40,384 shares; 2016Q4: 38,007 shares; 2017Q1: 10,514 shares; 2017Q2: 10,008 shares; 2017Q3: 9,865 shares 9,865$601K0.3%-143Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 6,282 shares; 2016Q2: 8,997 shares; 2016Q3: 7,897 shares; 2016Q4: 10,247 shares; 2017Q1: 10,247 shares; 2017Q2: 10,247 shares; 2017Q3: 14,972 shares 14,972$582K0.29%+4,725Timeline
ACIWACI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,720 shares; 2016Q3: 23,445 shares; 2016Q4: 22,620 shares; 2017Q1: 23,045 shares; 2017Q2: 18,645 shares; 2017Q3: 23,045 shares 23,045$525K0.27%+4,400Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 4,324 shares; 2016Q1: 5,808 shares; 2016Q2: 6,393 shares; 2016Q3: 5,993 shares; 2016Q4: 5,993 shares; 2017Q1: 5,993 shares; 2017Q2: 5,993 shares; 2017Q3: 7,393 shares 7,393$473K0.24%+1,400Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 230,530 shares; 2016Q1: 228,499 shares; 2016Q2: 222,787 shares; 2016Q3: 213,966 shares; 2016Q4: 209,214 shares; 2017Q1: 186,344 shares; 2017Q2: 133,729 shares; 2017Q3: 15,620 shares 15,620$378K0.19%-118,109
QLYSQUALYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 6,130 shares; 2017Q2: 6,130 shares; 2017Q3: 6,214 shares 6,214$322K0.16%+84Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 3,289 shares; 2016Q2: 3,845 shares; 2016Q3: 3,845 shares; 2016Q4: 3,845 shares; 2017Q1: 3,845 shares; 2017Q2: 3,175 shares; 2017Q3: 4,125 shares 4,125$317K0.16%+950Timeline
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 69,625 shares; 2016Q1: 69,625 shares; 2016Q2: 71,150 shares; 2016Q3: 64,800 shares; 2016Q4: 62,572 shares; 2017Q1: 45,155 shares; 2017Q2: 44,355 shares; 2017Q3: 44,856 shares 44,856$249K0.13%+501
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 14,607 shares 14,607$215K0.11%new
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 977 shares; 2017Q3: 972 shares 972$204K0.1%-5Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,802 shares; 2017Q2: 1,802 shares; 2017Q3: 1,802 shares 1,802$201K0.1%0Timeline
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 98,110 shares; 2016Q1: 94,935 shares; 2016Q2: 94,935 shares; 2016Q3: 84,215 shares; 2016Q4: 73,775 shares; 2017Q1: 50,115 shares; 2017Q2: 47,065 shares; 2017Q3: 37,574 shares 37,574$193K0.1%-9,491
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 58,714 shares; 2016Q1: 83,577 shares; 2016Q2: 88,277 shares; 2016Q3: 82,764 shares; 2016Q4: 41,489 shares; 2017Q1: 41,489 shares; 2017Q2: 40,889 shares; 2017Q3: 34,952 shares 34,952$97K0.05%-5,937Timeline
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,380 shares; 2016Q4: 10,380 shares; 2017Q1: 10,380 shares; 2017Q2: 10,380 shares; 2017Q3: 12,506 shares 12,506$86K0.04%+2,126
USA TECHNOLOGIES INCUSA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 10,000 shares 10,000$63K0.03%new
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 243,115 shares; 2016Q1: 236,515 shares; 2016Q2: 242,315 shares; 2016Q3: 217,540 shares; 2016Q4: 141,400 shares; 2017Q1: 133,400 shares; 2017Q2: 113,050 shares; 2017Q3: 99,698 shares 99,698$61K0.03%-13,352
BIOLASE INCBIOLASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 341,958 shares; 2016Q1: 300,833 shares; 2016Q2: 300,829 shares; 2016Q3: 165,419 shares; 2016Q4: 125,925 shares; 2017Q1: 125,925 shares; 2017Q2: 121,130 shares; 2017Q3: 30,150 shares 30,150$18K0.01%-90,980
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 69,270 shares; 2016Q3: 84,670 shares; 2016Q4: 40,170 shares; 2017Q1: 35,770 shares; 2017Q2: 35,070 shares; 2017Q3: 17,070 shares 17,070$12K0.01%-18,000

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AALAMERICAN AIRLINES GROUP INC24,050$1.21Mshares
Sophos Group PLC ORDFSophos Group PLC ORDF46,890$267Kshares
DYAIDYADIC INTL INC DEL12,000$16Kshares
TERRAVIA HOLDINTERRAVIA HOLDIN11,150$3Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000868911-17-000008 base2017-11-03acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0000868911-17-000008 Quarter ended 2017-09-302017-11-03acceptance time not in the bulk data set
13F-HR 0000868911-17-000006 Quarter ended 2017-06-302017-07-31acceptance time not in the bulk data set
13F-HR 0000868911-17-000004 Quarter ended 2017-03-312017-05-10acceptance time not in the bulk data set
13F-HR 0000868911-17-000002 Quarter ended 2016-12-312017-02-02acceptance time not in the bulk data set
13F-HR 0000868911-16-000017 Quarter ended 2016-09-302016-11-03acceptance time not in the bulk data set
13F-HR 0000868911-16-000015 Quarter ended 2016-06-302016-07-25acceptance time not in the bulk data set
13F-HR 0000868911-16-000013 Quarter ended 2016-03-312016-04-28acceptance time not in the bulk data set
13F-HR 0000868911-16-000011 Quarter ended 2015-12-312016-01-28acceptance time not in the bulk data set
13F-HR 0000868911-15-000009 Quarter ended 2015-09-302015-10-28acceptance time not in the bulk data set
13F-HR 0000868911-15-000007 Quarter ended 2015-06-302015-08-03acceptance time not in the bulk data set
13F-HR 0000868911-15-000004 Quarter ended 2015-03-312015-04-29acceptance time not in the bulk data set
13F-HR 0000868911-15-000002 Quarter ended 2014-12-312015-02-05acceptance time not in the bulk data set
13F-HR 0000868911-14-000009 Quarter ended 2014-09-302014-11-05acceptance time not in the bulk data set
13F-HR 0000868911-14-000007 Quarter ended 2014-06-302014-08-06acceptance time not in the bulk data set
13F-HR 0000868911-14-000005 Quarter ended 2014-03-312014-05-12acceptance time not in the bulk data set
13F-HR 0000868911-14-000002 Quarter ended 2013-12-312014-02-11acceptance time not in the bulk data set
13F-HR 0000868911-13-000012 Quarter ended 2013-09-302013-11-08acceptance time not in the bulk data set
13F-HR 0000868911-13-000004 Quarter ended 2013-06-302013-07-29acceptance time not in the bulk data set