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PRINCETON CAPITAL MANAGEMENT INC

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13F filer, CIK 868911, PRINCETON, NJ

PRINCETON CAPITAL MANAGEMENT INC reported $150,195,000 across 68 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-02. Its ten largest share positions make up 38.12% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000868911-17-000002

Period
2016-12-31
Reported value
$150M
Holdings
68
Top 10 weight
38.12%
New
1
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
Vnew+24,003$1.87M
CCIadded+12,085$1.05M
DYadded+7,953$639K
AMTadded+4,643$491K
BMYadded+4,140$242K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
UNPreduced-22,631-$2.35M
NXPIreduced-21,310-$2.09M
OPHTHOTECH CORPexited-18,486-$853K
MENTOR GRAPHICS CORPreduced-20,250-$746K
CREE INCreduced-25,720-$680K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000868911-17-000002, largest first. % of portfolio is the value over $150,196,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 230,530 shares; 2016Q1: 228,499 shares; 2016Q2: 222,787 shares; 2016Q3: 213,966 shares; 2016Q4: 209,214 shares 209,214$6.61M4.4%-4,752
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,462 shares; 2016Q1: 28,881 shares; 2016Q2: 28,236 shares; 2016Q3: 28,595 shares; 2016Q4: 29,228 shares 29,228$6.47M4.31%+633Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 123,397 shares; 2016Q1: 124,227 shares; 2016Q2: 123,272 shares; 2016Q3: 118,939 shares; 2016Q4: 117,858 shares 117,858$6.29M4.19%-1,081Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,274 shares; 2016Q1: 40,147 shares; 2016Q2: 38,484 shares; 2016Q3: 38,369 shares; 2016Q4: 37,298 shares 37,298$5.81M3.87%-1,071Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,560 shares; 2016Q1: 50,481 shares; 2016Q2: 49,206 shares; 2016Q3: 48,671 shares; 2016Q4: 53,314 shares 53,314$5.63M3.75%+4,643Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 133,150 shares; 2016Q1: 136,885 shares; 2016Q2: 136,312 shares; 2016Q3: 132,511 shares; 2016Q4: 129,031 shares 129,031$5.49M3.65%-3,480Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 80,341 shares; 2016Q1: 85,797 shares; 2016Q2: 87,777 shares; 2016Q3: 88,138 shares; 2016Q4: 87,173 shares 87,173$5.42M3.61%-965Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 283,486 shares; 2016Q1: 264,753 shares; 2016Q2: 233,417 shares; 2016Q3: 230,504 shares; 2016Q4: 215,098 shares 215,098$5.22M3.48%-15,406Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,173 shares; 2016Q1: 6,022 shares; 2016Q2: 6,045 shares; 2016Q3: 6,412 shares; 2016Q4: 6,576 shares 6,576$5.21M3.47%+164Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 162,414 shares; 2016Q1: 160,553 shares; 2016Q2: 172,938 shares; 2016Q3: 171,400 shares; 2016Q4: 168,875 shares 168,875$5.1M3.4%-2,525Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 74,899 shares; 2016Q1: 76,607 shares; 2016Q2: 72,516 shares; 2016Q3: 81,727 shares; 2016Q4: 85,867 shares 85,867$5.02M3.34%+4,140Timeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 87,713 shares; 2016Q1: 87,807 shares; 2016Q2: 84,243 shares; 2016Q3: 85,914 shares; 2016Q4: 89,084 shares 89,084$5.01M3.34%+3,170Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,043 shares; 2016Q1: 40,857 shares; 2016Q2: 44,184 shares; 2016Q3: 43,773 shares; 2016Q4: 55,858 shares 55,858$4.85M3.23%+12,085Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,434 shares; 2016Q1: 44,831 shares; 2016Q2: 43,694 shares; 2016Q3: 40,175 shares; 2016Q4: 39,946 shares 39,946$4.63M3.08%-229Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,751 shares; 2016Q1: 5,830 shares; 2016Q2: 5,815 shares; 2016Q3: 6,092 shares; 2016Q4: 6,121 shares 6,121$4.59M3.06%+29Timeline
UISUNISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 194,873 shares; 2016Q1: 221,504 shares; 2016Q2: 288,934 shares; 2016Q3: 315,626 shares; 2016Q4: 306,398 shares 306,398$4.58M3.05%-9,228Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 92,593 shares; 2016Q1: 93,088 shares; 2016Q2: 117,761 shares; 2016Q3: 113,061 shares; 2016Q4: 112,175 shares 112,175$4.07M2.71%-886Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,298 shares; 2016Q1: 39,006 shares; 2016Q2: 35,317 shares; 2016Q3: 34,939 shares; 2016Q4: 34,523 shares 34,523$3.96M2.64%-416Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 48,095 shares; 2016Q1: 46,942 shares; 2016Q2: 46,136 shares; 2016Q3: 46,396 shares; 2016Q4: 49,256 shares 49,256$3.21M2.14%+2,860Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,418 shares; 2016Q1: 51,633 shares; 2016Q2: 51,459 shares; 2016Q3: 51,804 shares; 2016Q4: 29,173 shares 29,173$3.02M2.01%-22,631Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 78,219 shares; 2016Q2: 89,736 shares; 2016Q3: 87,055 shares; 2016Q4: 89,750 shares 89,750$2.92M1.94%+2,695Timeline
UALUNITED AIRLS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 77,227 shares; 2016Q1: 75,610 shares; 2016Q2: 38,859 shares; 2016Q3: 40,384 shares; 2016Q4: 38,007 shares 38,007$2.77M1.84%-2,377Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,493 shares; 2016Q1: 4,342 shares; 2016Q2: 4,126 shares; 2016Q3: 3,838 shares; 2016Q4: 3,521 shares 3,521$2.72M1.81%-317Timeline
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,992 shares; 2016Q1: 60,774 shares; 2016Q2: 59,195 shares; 2016Q3: 60,070 shares; 2016Q4: 58,210 shares 58,210$2.72M1.81%-1,860Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,215 shares; 2016Q2: 13,718 shares; 2016Q3: 19,759 shares; 2016Q4: 21,827 shares 21,827$2.51M1.67%+2,068Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,520 shares; 2016Q1: 28,826 shares; 2016Q2: 18,806 shares; 2016Q3: 18,616 shares; 2016Q4: 16,917 shares 16,917$2.42M1.61%-1,699
NVONOVO-NORDISK A SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,604 shares; 2016Q1: 45,211 shares; 2016Q2: 56,944 shares; 2016Q3: 57,771 shares; 2016Q4: 55,982 shares 55,982$2.01M1.34%-1,789Timeline
AXTIAXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 470,350 shares; 2016Q1: 467,250 shares; 2016Q2: 466,550 shares; 2016Q3: 443,150 shares; 2016Q4: 393,058 shares 393,058$1.89M1.26%-50,092Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,003 shares 24,003$1.87M1.25%newTimeline
IPGPIPG PHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,498 shares; 2016Q1: 12,808 shares; 2016Q2: 17,625 shares; 2016Q3: 19,635 shares; 2016Q4: 18,375 shares 18,375$1.81M1.21%-1,260Timeline
VRTXVERTEX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,968 shares; 2016Q1: 25,277 shares; 2016Q2: 25,322 shares; 2016Q3: 25,549 shares; 2016Q4: 23,796 shares 23,796$1.75M1.17%-1,753Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,511 shares; 2016Q1: 47,278 shares; 2016Q2: 47,872 shares; 2016Q3: 48,302 shares; 2016Q4: 45,037 shares 45,037$1.62M1.08%-3,265
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,800 shares; 2016Q1: 12,645 shares; 2016Q2: 12,634 shares; 2016Q3: 13,669 shares; 2016Q4: 12,631 shares 12,631$1.58M1.05%-1,038Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,362 shares; 2016Q1: 19,611 shares; 2016Q2: 20,963 shares; 2016Q3: 19,798 shares; 2016Q4: 17,038 shares 17,038$1.58M1.05%-2,760Timeline
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,768 shares; 2016Q1: 26,664 shares; 2016Q2: 25,742 shares; 2016Q3: 23,698 shares; 2016Q4: 23,064 shares 23,064$1.49M0.99%-634Timeline
MPWRMONOLITHIC PWR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 18,644 shares; 2016Q3: 17,955 shares; 2016Q4: 18,141 shares 18,141$1.49M0.99%+186Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,935 shares; 2016Q2: 6,931 shares; 2016Q3: 10,479 shares; 2016Q4: 18,432 shares 18,432$1.48M0.99%+7,953Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,967 shares; 2016Q1: 14,898 shares; 2016Q2: 14,800 shares; 2016Q3: 13,097 shares; 2016Q4: 12,401 shares 12,401$1.28M0.85%-696Timeline
INCYINCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,309 shares; 2016Q3: 9,827 shares; 2016Q4: 9,447 shares 9,447$947K0.63%-380Timeline
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 811 shares; 2016Q2: 1,951 shares; 2016Q3: 2,235 shares; 2016Q4: 2,339 shares 2,339$859K0.57%+104Timeline
ENTGENTEGRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 55,800 shares; 2016Q1: 55,874 shares; 2016Q2: 56,874 shares; 2016Q3: 51,524 shares; 2016Q4: 47,147 shares 47,147$844K0.56%-4,377Timeline
SCANA CORP NEWSCANA CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,987 shares; 2016Q1: 11,531 shares; 2016Q2: 12,128 shares; 2016Q3: 11,378 shares; 2016Q4: 11,028 shares 11,028$808K0.54%-350
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 7,165 shares; 2016Q3: 29,105 shares; 2016Q4: 7,795 shares 7,795$764K0.51%-21,310Timeline
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,475 shares; 2016Q1: 28,375 shares; 2016Q2: 83,036 shares; 2016Q3: 102,103 shares; 2016Q4: 88,002 shares 88,002$747K0.5%-14,101
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 15,292 shares; 2016Q2: 15,666 shares; 2016Q3: 25,967 shares; 2016Q4: 30,489 shares 30,489$725K0.48%+4,522
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 16,001 shares; 2016Q2: 19,847 shares; 2016Q3: 29,372 shares; 2016Q4: 36,172 shares 36,172$724K0.48%+6,800
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 46,829 shares; 2016Q1: 46,467 shares; 2016Q2: 109,382 shares; 2016Q3: 96,995 shares; 2016Q4: 134,755 shares 134,755$721K0.48%+37,760
ANALOGIC CORPANALOGIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,147 shares; 2016Q1: 12,597 shares; 2016Q2: 12,197 shares; 2016Q3: 11,747 shares; 2016Q4: 8,672 shares 8,672$719K0.48%-3,075
QRVOQORVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,172 shares; 2016Q1: 8,288 shares; 2016Q2: 8,275 shares; 2016Q3: 11,069 shares; 2016Q4: 13,624 shares 13,624$718K0.48%+2,555Timeline
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 69,625 shares; 2016Q1: 69,625 shares; 2016Q2: 71,150 shares; 2016Q3: 64,800 shares; 2016Q4: 62,572 shares 62,572$676K0.45%-2,228
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 16,565 shares; 2016Q4: 19,595 shares 19,595$633K0.42%+3,030Timeline
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 5,380 shares; 2016Q2: 6,945 shares; 2016Q3: 8,931 shares; 2016Q4: 8,734 shares 8,734$609K0.41%-197
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,375 shares; 2016Q1: 5,964 shares; 2016Q2: 6,572 shares; 2016Q3: 6,547 shares; 2016Q4: 6,547 shares 6,547$508K0.34%0Timeline
ACIWACI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,720 shares; 2016Q3: 23,445 shares; 2016Q4: 22,620 shares 22,620$411K0.27%-825Timeline
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 98,110 shares; 2016Q1: 94,935 shares; 2016Q2: 94,935 shares; 2016Q3: 84,215 shares; 2016Q4: 73,775 shares 73,775$378K0.25%-10,440
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,324 shares; 2016Q1: 5,808 shares; 2016Q2: 6,393 shares; 2016Q3: 5,993 shares; 2016Q4: 5,993 shares 5,993$353K0.24%0Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,282 shares; 2016Q2: 8,997 shares; 2016Q3: 7,897 shares; 2016Q4: 10,247 shares 10,247$333K0.22%+2,350Timeline
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,925 shares; 2016Q1: 32,925 shares; 2016Q2: 30,975 shares; 2016Q3: 28,800 shares; 2016Q4: 8,550 shares 8,550$315K0.21%-20,250
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 3,289 shares; 2016Q2: 3,845 shares; 2016Q3: 3,845 shares; 2016Q4: 3,845 shares 3,845$294K0.2%0Timeline
CREE INCCREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 54,354 shares; 2016Q1: 46,885 shares; 2016Q2: 50,520 shares; 2016Q3: 35,895 shares; 2016Q4: 10,175 shares 10,175$269K0.18%-25,720
BIOLASE INCBIOLASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 341,958 shares; 2016Q1: 300,833 shares; 2016Q2: 300,829 shares; 2016Q3: 165,419 shares; 2016Q4: 125,925 shares 125,925$176K0.12%-39,494
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 243,115 shares; 2016Q1: 236,515 shares; 2016Q2: 242,315 shares; 2016Q3: 217,540 shares; 2016Q4: 141,400 shares 141,400$136K0.09%-76,140
SGMOQSANGAMO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 127,395 shares; 2016Q1: 124,395 shares; 2016Q2: 124,395 shares; 2016Q3: 107,145 shares; 2016Q4: 44,250 shares 44,250$135K0.09%-62,895Timeline
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,380 shares; 2016Q4: 10,380 shares 10,380$129K0.09%0
TROVAGENE INCTROVAGENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 69,270 shares; 2016Q3: 84,670 shares; 2016Q4: 40,170 shares 40,170$84K0.06%-44,500
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 58,714 shares; 2016Q1: 83,577 shares; 2016Q2: 88,277 shares; 2016Q3: 82,764 shares; 2016Q4: 41,489 shares 41,489$52K0.03%-41,275Timeline
DYAIDYADIC INTL INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,700 shares; 2016Q1: 22,700 shares; 2016Q2: 22,700 shares; 2016Q3: 17,700 shares; 2016Q4: 12,000 shares 12,000$20K0.01%-5,700Timeline
TERRAVIA HOLDINTERRAVIA HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,875 shares; 2016Q3: 20,350 shares; 2016Q4: 12,150 shares 12,150$14K0.01%-8,200

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OPHTHOTECH CORPOPHTHOTECH CORP18,486$853Kshares
MorphosysMorphosys9,626$404Kshares
NVZMYNOVOZYMES NOVOZYMES B ADR (DNK6,225$274Kshares
MCKMCKESSON CORP1,200$200Kshares
ALOTASTRONOVA INC11,400$169Kshares
HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INC42,600$59Kshares
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC28,815$58Kshares
Microvision Warrants - exp …Microvision Warrants - exp 11/15/…176,650$2Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000868911-17-000002 base2017-02-02acceptance time not in the bulk data set