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Disclosery

Partnervest Advisory Services LLC

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13F filer, CIK 1532516, SANTA BARBARA, CA

Partnervest Advisory Services LLC reported $222,776,000 across 207 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-05-08. Its ten largest share positions make up 50.86% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001532516-20-000002

Period
2020-03-31
Reported value
$223M
Holdings
207
Top 10 weight
50.86%
New
37
Sold out
74

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GBILadded+180,632$18.2M
MSFTadded+13,894$2.19M
XLCnew+39,682$1.76M
QQQXnew+50,500$960K
SREnew+8,157$922K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-61,896-$16M
JPSTexited-138,494-$6.98M
XLFexited-86,350-$2.66M
SANexited-347,133-$1.44M
SHYreduced-13,392-$1.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2020

Share positions as resolved from 13F-HR 0001532516-20-000002, largest first. % of portfolio is the value over $222,586,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 187,481 shares; 2019Q1: 232,848 shares; 2019Q2: 230,562 shares; 2019Q3: 212,904 shares; 2019Q4: 233,268 shares; 2020Q1: 171,372 shares 171,372$44.2M19.84%-61,896Timeline
GBILGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,327 shares; 2019Q2: 24,734 shares; 2019Q3: 89,343 shares; 2019Q4: 90,600 shares; 2020Q1: 271,232 shares 271,232$27.3M12.28%+180,632Timeline
USMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 168,197 shares; 2019Q1: 180,473 shares; 2019Q2: 187,032 shares; 2019Q3: 206,761 shares; 2019Q4: 195,259 shares; 2020Q1: 208,319 shares 208,319$11.3M5.06%+13,060Timeline
VEGAADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 424,865 shares; 2019Q1: 354,449 shares; 2019Q2: 341,926 shares; 2019Q3: 323,957 shares; 2019Q4: 303,211 shares; 2020Q1: 301,561 shares 301,561$8.7M3.91%-1,650Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,011 shares; 2019Q1: 19,893 shares; 2019Q2: 18,960 shares; 2019Q3: 22,632 shares; 2019Q4: 19,437 shares; 2020Q1: 22,132 shares 22,132$5.63M2.53%+2,695Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,878 shares; 2019Q1: 16,776 shares; 2019Q2: 16,084 shares; 2019Q3: 19,604 shares; 2019Q4: 15,452 shares; 2020Q1: 29,346 shares 29,346$4.63M2.08%+13,894Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,384 shares; 2019Q1: 48,583 shares; 2019Q2: 44,465 shares; 2019Q3: 43,095 shares; 2019Q4: 38,890 shares; 2020Q1: 41,014 shares 41,014$3.3M1.48%+2,124Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 64,218 shares; 2019Q1: 62,148 shares; 2019Q2: 61,002 shares; 2019Q3: 58,593 shares; 2019Q4: 57,732 shares; 2020Q1: 55,386 shares 55,386$2.96M1.33%-2,346Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,011 shares; 2019Q1: 1,210 shares; 2019Q2: 1,064 shares; 2019Q3: 1,347 shares; 2019Q4: 1,088 shares; 2020Q1: 1,379 shares 1,379$2.69M1.21%+291Timeline
MINTPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,773 shares; 2019Q1: 36,409 shares; 2019Q2: 35,306 shares; 2019Q3: 35,700 shares; 2019Q4: 36,088 shares; 2020Q1: 25,770 shares 25,770$2.55M1.15%-10,318Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,524 shares; 2019Q1: 29,891 shares; 2019Q2: 30,067 shares; 2019Q3: 30,822 shares; 2019Q4: 20,879 shares; 2020Q1: 21,030 shares 21,030$2.53M1.13%+151Timeline
SPHDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 45,765 shares; 2019Q1: 59,622 shares; 2019Q2: 74,373 shares; 2019Q3: 79,512 shares; 2019Q4: 71,515 shares; 2020Q1: 82,910 shares 82,910$2.49M1.12%+11,395Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,720 shares; 2019Q1: 16,329 shares; 2019Q2: 17,184 shares; 2019Q3: 21,969 shares; 2019Q4: 24,926 shares; 2020Q1: 25,125 shares 25,125$2.26M1.02%+199Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,669 shares; 2019Q1: 31,104 shares; 2019Q2: 23,856 shares; 2019Q3: 22,246 shares; 2019Q4: 25,692 shares; 2020Q1: 25,425 shares 25,425$2.25M1.01%-267Timeline
XMLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,627 shares; 2019Q1: 49,908 shares; 2019Q2: 48,841 shares; 2019Q3: 56,436 shares; 2019Q4: 52,386 shares; 2020Q1: 54,954 shares 54,954$2.19M0.98%+2,568Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 42,160 shares; 2019Q2: 39,724 shares; 2019Q3: 36,837 shares; 2019Q4: 35,666 shares; 2020Q1: 35,948 shares 35,948$1.96M0.88%+282Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 47,831 shares; 2019Q1: 42,866 shares; 2019Q2: 40,593 shares; 2019Q3: 73,272 shares; 2019Q4: 36,317 shares; 2020Q1: 58,706 shares 58,706$1.96M0.88%+22,389Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,342 shares; 2019Q1: 6,777 shares; 2019Q2: 6,770 shares; 2019Q3: 17,868 shares; 2019Q4: 7,465 shares; 2020Q1: 14,491 shares 14,491$1.87M0.84%+7,026Timeline
IWPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,225 shares; 2019Q1: 17,904 shares; 2019Q2: 16,899 shares; 2019Q3: 15,931 shares; 2019Q4: 14,328 shares; 2020Q1: 14,599 shares 14,599$1.77M0.8%+271Timeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,067 shares; 2019Q2: 7,585 shares; 2019Q3: 5,872 shares; 2019Q4: not reported; 2020Q1: 39,682 shares 39,682$1.76M0.79%newTimeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,078 shares; 2019Q1: 6,589 shares; 2019Q2: 5,688 shares; 2019Q3: 6,191 shares; 2019Q4: 6,981 shares; 2020Q1: 9,084 shares 9,084$1.73M0.78%+2,103Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,733 shares; 2019Q1: 5,939 shares; 2019Q2: 8,295 shares; 2019Q3: 13,370 shares; 2019Q4: 13,489 shares; 2020Q1: 16,656 shares 16,656$1.61M0.72%+3,167Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,376 shares; 2019Q1: 8,791 shares; 2019Q2: 8,751 shares; 2019Q3: 11,647 shares; 2019Q4: 8,988 shares; 2020Q1: 9,466 shares 9,466$1.58M0.71%+478Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 15,931 shares; 2019Q2: 17,132 shares; 2019Q3: 19,607 shares; 2019Q4: 15,974 shares; 2020Q1: 17,912 shares 17,912$1.53M0.69%+1,938Timeline
EFAVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,451 shares; 2019Q1: 27,876 shares; 2019Q2: 28,311 shares; 2019Q3: 29,405 shares; 2019Q4: 27,439 shares; 2020Q1: 23,132 shares 23,132$1.44M0.64%-4,307Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,915 shares; 2019Q1: 12,237 shares; 2019Q2: 12,329 shares; 2019Q3: 12,243 shares; 2019Q4: 11,907 shares; 2020Q1: 13,815 shares 13,815$1.43M0.64%+1,908Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,642 shares; 2019Q1: 17,723 shares; 2019Q2: 17,745 shares; 2019Q3: 16,730 shares; 2019Q4: 16,100 shares; 2020Q1: 15,947 shares 15,947$1.31M0.59%-153Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,266 shares; 2019Q1: 19,157 shares; 2019Q2: 17,692 shares; 2019Q3: 17,654 shares; 2019Q4: 18,780 shares; 2020Q1: 34,274 shares 34,274$1.3M0.58%+15,494Timeline
MOATVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,532 shares; 2019Q1: 20,864 shares; 2019Q2: 23,124 shares; 2019Q3: 22,718 shares; 2019Q4: 20,068 shares; 2020Q1: 27,249 shares 27,249$1.19M0.54%+7,181Timeline
CVGWCALAVO GROWERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,550 shares; 2019Q1: 18,550 shares; 2019Q2: 18,750 shares; 2019Q3: 18,230 shares; 2019Q4: 18,230 shares; 2020Q1: 20,030 shares 20,030$1.16M0.52%+1,800Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,044 shares; 2019Q1: 15,888 shares; 2019Q2: 13,061 shares; 2019Q3: 12,075 shares; 2019Q4: 12,353 shares; 2020Q1: 10,087 shares 10,087$1.16M0.52%-2,266Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 688 shares; 2019Q1: 755 shares; 2019Q2: 726 shares; 2019Q3: 763 shares; 2019Q4: 661 shares; 2020Q1: 980 shares 980$1.14M0.51%+319Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,964 shares; 2019Q1: 6,794 shares; 2019Q2: 7,007 shares; 2019Q3: 7,432 shares; 2019Q4: 5,506 shares; 2020Q1: 5,185 shares 5,185$1.14M0.51%-321Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 863 shares; 2019Q1: 929 shares; 2019Q2: 840 shares; 2019Q3: 915 shares; 2019Q4: 899 shares; 2020Q1: 940 shares 940$1.09M0.49%+41Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 56,762 shares; 2019Q1: 34,567 shares; 2019Q2: 40,689 shares; 2019Q3: 37,768 shares; 2019Q4: 36,552 shares; 2020Q1: 36,503 shares 36,503$1.06M0.48%-49Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,834 shares; 2019Q1: 21,548 shares; 2019Q2: 21,210 shares; 2019Q3: 20,974 shares; 2019Q4: 21,069 shares; 2020Q1: 19,929 shares 19,929$1.04M0.47%-1,140Timeline
VOOGVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 9,895 shares; 2019Q2: 9,344 shares; 2019Q3: 8,821 shares; 2019Q4: 8,822 shares; 2020Q1: 6,926 shares 6,926$1.03M0.46%-1,896Timeline
BABINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,483 shares; 2019Q1: 27,422 shares; 2019Q2: 31,218 shares; 2019Q3: 33,008 shares; 2019Q4: 29,341 shares; 2020Q1: 33,036 shares 33,036$1.02M0.46%+3,695Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 8,459 shares; 2019Q2: 15,177 shares; 2019Q3: 14,281 shares; 2019Q4: 9,362 shares; 2020Q1: 8,611 shares 8,611$994K0.45%-751Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,022 shares; 2019Q1: 5,645 shares; 2019Q2: 5,419 shares; 2019Q3: 6,469 shares; 2019Q4: 5,909 shares; 2020Q1: 5,372 shares 5,372$982K0.44%-537Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,424 shares; 2019Q2: not reported; 2019Q3: 8,821 shares; 2019Q4: 11,632 shares; 2020Q1: 10,544 shares 10,544$980K0.44%-1,088Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,094 shares; 2019Q4: 40,363 shares; 2020Q1: 21,423 shares 21,423$977K0.44%-18,940Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,530 shares; 2019Q1: 21,509 shares; 2019Q2: 20,371 shares; 2019Q3: 22,082 shares; 2019Q4: 17,059 shares; 2020Q1: 17,311 shares 17,311$971K0.44%+252Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 50,500 shares 50,500$960K0.43%newTimeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,244 shares; 2019Q1: 4,256 shares; 2019Q2: 3,579 shares; 2019Q3: 3,940 shares; 2019Q4: 3,630 shares; 2020Q1: 3,680 shares 3,680$951K0.43%+50Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,581 shares; 2019Q1: 9,376 shares; 2019Q2: 9,150 shares; 2019Q3: 9,097 shares; 2019Q4: 8,454 shares; 2020Q1: 7,194 shares 7,194$947K0.43%-1,260Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,304 shares; 2019Q1: 8,129 shares; 2019Q2: not reported; 2019Q3: 15,204 shares; 2019Q4: not reported; 2020Q1: 8,157 shares 8,157$922K0.41%newTimeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,382 shares; 2019Q1: 6,505 shares; 2019Q2: 5,662 shares; 2019Q3: 6,159 shares; 2019Q4: 6,051 shares; 2020Q1: 6,776 shares 6,776$889K0.4%+725Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,683 shares; 2019Q1: 17,651 shares; 2019Q2: 15,634 shares; 2019Q3: 36,714 shares; 2019Q4: 14,168 shares; 2020Q1: 26,145 shares 26,145$877K0.39%+11,977Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,351 shares; 2019Q1: 5,917 shares; 2019Q2: 5,056 shares; 2019Q3: 5,371 shares; 2019Q4: 5,332 shares; 2020Q1: 5,303 shares 5,303$875K0.39%-29Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,556 shares; 2019Q1: 9,852 shares; 2019Q2: 9,980 shares; 2019Q3: 10,992 shares; 2019Q4: 8,093 shares; 2020Q1: 7,910 shares 7,910$870K0.39%-183Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,739 shares; 2019Q1: 8,228 shares; 2019Q2: 8,229 shares; 2019Q3: 8,833 shares; 2019Q4: 8,013 shares; 2020Q1: 11,628 shares 11,628$843K0.38%+3,615Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,881 shares; 2019Q1: 3,712 shares; 2019Q2: 3,130 shares; 2019Q3: 4,066 shares; 2019Q4: 2,626 shares; 2020Q1: 4,490 shares 4,490$838K0.38%+1,864Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,500 shares; 2019Q1: 41,500 shares; 2019Q2: 60,500 shares; 2019Q3: 139,500 shares; 2019Q4: 124,500 shares; 2020Q1: 130,500 shares 130,500$838K0.38%+6,000Timeline
VIGIVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,187 shares 14,187$827K0.37%newTimeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,867 shares; 2019Q1: 10,842 shares; 2019Q2: 10,543 shares; 2019Q3: 12,648 shares; 2019Q4: 10,830 shares; 2020Q1: 15,022 shares 15,022$807K0.36%+4,192Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,577 shares; 2019Q1: 3,692 shares; 2019Q2: 3,692 shares; 2019Q3: 7,088 shares; 2019Q4: 3,447 shares; 2020Q1: 8,799 shares 8,799$784K0.35%+5,352Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,138 shares; 2019Q1: 7,289 shares; 2019Q2: 7,548 shares; 2019Q3: 8,138 shares; 2019Q4: 8,006 shares; 2020Q1: 8,231 shares 8,231$754K0.34%+225Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,420 shares; 2019Q1: 3,576 shares; 2019Q2: 3,577 shares; 2019Q3: 8,619 shares; 2019Q4: 4,508 shares; 2020Q1: 11,423 shares 11,423$751K0.34%+6,915Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,288 shares; 2019Q1: 3,204 shares; 2019Q2: 3,125 shares; 2019Q3: 3,306 shares; 2019Q4: 2,969 shares; 2020Q1: 2,820 shares 2,820$741K0.33%-149Timeline
EEMVISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,866 shares; 2019Q1: 19,887 shares; 2019Q2: 19,974 shares; 2019Q3: 20,538 shares; 2019Q4: 18,091 shares; 2020Q1: 15,263 shares 15,263$716K0.32%-2,828Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,163 shares; 2019Q1: 2,165 shares; 2019Q2: 2,112 shares; 2019Q3: 2,146 shares; 2019Q4: 2,011 shares; 2020Q1: 3,168 shares 3,168$690K0.31%+1,157Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,127 shares; 2019Q1: 4,074 shares; 2019Q2: 6,050 shares; 2019Q3: 11,752 shares; 2019Q4: 7,572 shares; 2020Q1: 6,050 shares 6,050$687K0.31%-1,522Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,315 shares; 2019Q1: 3,344 shares; 2019Q2: 3,279 shares; 2019Q3: 7,605 shares; 2019Q4: 3,311 shares; 2020Q1: 5,992 shares 5,992$665K0.3%+2,681Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,093 shares; 2019Q1: 14,954 shares; 2019Q2: 13,780 shares; 2019Q3: 15,507 shares; 2019Q4: 11,057 shares; 2020Q1: 12,169 shares 12,169$659K0.3%+1,112Timeline
CRMSALESFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,614 shares; 2019Q1: 3,575 shares; 2019Q2: 3,515 shares; 2019Q3: 3,820 shares; 2019Q4: 3,659 shares; 2020Q1: 4,533 shares 4,533$653K0.29%+874Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,427 shares; 2019Q1: 3,501 shares; 2019Q2: 2,576 shares; 2019Q3: 2,774 shares; 2019Q4: 2,921 shares; 2020Q1: 4,151 shares 4,151$650K0.29%+1,230Timeline
PWZINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,401 shares; 2019Q1: 17,455 shares; 2019Q2: 21,679 shares; 2019Q3: 22,065 shares; 2019Q4: 22,246 shares; 2020Q1: 22,608 shares 22,608$610K0.27%+362Timeline
CMFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,538 shares; 2019Q1: 8,879 shares; 2019Q2: 7,745 shares; 2019Q3: 10,299 shares; 2019Q4: 8,022 shares; 2020Q1: 9,842 shares 9,842$596K0.27%+1,820Timeline
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,179 shares; 2019Q4: not reported; 2020Q1: 10,467 shares 10,467$589K0.26%newTimeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,569 shares; 2019Q1: 7,578 shares; 2019Q2: 7,506 shares; 2019Q3: not reported; 2019Q4: 3,821 shares; 2020Q1: 10,482 shares 10,482$581K0.26%+6,661Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 715 shares; 2019Q1: not reported; 2019Q2: 554 shares; 2019Q3: 553 shares; 2019Q4: not reported; 2020Q1: 3,831 shares 3,831$571K0.26%newTimeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,140 shares; 2019Q1: 10,588 shares; 2019Q2: 8,518 shares; 2019Q3: 8,900 shares; 2019Q4: 7,802 shares; 2020Q1: 8,118 shares 8,118$567K0.25%+316Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,492 shares; 2019Q3: 2,692 shares; 2019Q4: 2,839 shares; 2020Q1: 3,516 shares 3,516$566K0.25%+677Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 979 shares; 2019Q2: 1,201 shares; 2019Q3: 1,253 shares; 2019Q4: 838 shares; 2020Q1: 1,076 shares 1,076$564K0.25%+238Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 41,724 shares; 2019Q1: 42,423 shares; 2019Q2: 42,752 shares; 2019Q3: 33,400 shares; 2019Q4: 32,444 shares; 2020Q1: 38,104 shares 38,104$559K0.25%+5,660Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,867 shares; 2019Q3: 4,717 shares; 2019Q4: 6,834 shares; 2020Q1: 6,548 shares 6,548$542K0.24%-286Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,408 shares; 2019Q3: 11,726 shares; 2019Q4: 22,396 shares; 2020Q1: 40,437 shares 40,437$532K0.24%+18,041Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,863 shares; 2020Q1: 3,425 shares 3,425$529K0.24%+1,562Timeline
QLDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 5,869 shares 5,869$526K0.24%newTimeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 5,413 shares; 2019Q2: 6,422 shares; 2019Q3: 5,797 shares; 2019Q4: 5,183 shares; 2020Q1: 3,400 shares 3,400$511K0.23%-1,783Timeline
YUMYUM BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,638 shares; 2019Q1: 10,684 shares; 2019Q2: 10,725 shares; 2019Q3: 10,764 shares; 2019Q4: 7,253 shares; 2020Q1: 7,292 shares 7,292$500K0.22%+39Timeline
XSOEWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,245 shares; 2020Q1: 19,312 shares 19,312$472K0.21%+12,067Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,094 shares; 2019Q1: 3,225 shares; 2019Q2: 2,195 shares; 2019Q3: 2,673 shares; 2019Q4: 2,269 shares; 2020Q1: 1,942 shares 1,942$469K0.21%-327Timeline
LMBSFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,459 shares; 2019Q1: 10,886 shares; 2019Q2: 10,313 shares; 2019Q3: 10,313 shares; 2019Q4: 10,313 shares; 2020Q1: 9,167 shares 9,167$468K0.21%-1,146Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,574 shares; 2019Q1: 13,829 shares; 2019Q2: 13,700 shares; 2019Q3: 14,274 shares; 2019Q4: 23,045 shares; 2020Q1: 13,555 shares 13,555$463K0.21%-9,490Timeline
DSIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,859 shares; 2019Q4: 1,791 shares; 2020Q1: 4,743 shares 4,743$462K0.21%+2,952Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,634 shares; 2019Q1: 1,634 shares; 2019Q2: 1,604 shares; 2019Q3: 1,693 shares; 2019Q4: 1,580 shares; 2020Q1: 1,603 shares 1,603$455K0.2%+23Timeline
XSLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,588 shares; 2019Q1: 18,404 shares; 2019Q2: 18,129 shares; 2019Q3: 20,821 shares; 2019Q4: 18,034 shares; 2020Q1: 13,660 shares 13,660$453K0.2%-4,374Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,203 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 4,823 shares 4,823$451K0.2%newTimeline
PROSHARES ULTRAPROSHARES ULTRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 93,000 shares 93,000$448K0.2%new
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,852 shares; 2019Q1: not reported; 2019Q2: 1,703 shares; 2019Q3: 1,626 shares; 2019Q4: 1,708 shares; 2020Q1: 2,193 shares 2,193$445K0.2%+485Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,959 shares; 2019Q1: 2,278 shares; 2019Q2: 2,364 shares; 2019Q3: 2,558 shares; 2019Q4: 2,431 shares; 2020Q1: 2,994 shares 2,994$443K0.2%+563Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 5,905 shares 5,905$441K0.2%newTimeline
BIIBBIOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 914 shares; 2019Q3: 896 shares; 2019Q4: 962 shares; 2020Q1: 1,380 shares 1,380$436K0.2%+418Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 855 shares; 2019Q4: not reported; 2020Q1: 1,513 shares 1,513$431K0.19%newTimeline
LULULULULEMON ATHLETICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,339 shares; 2019Q3: 2,215 shares; 2019Q4: 2,379 shares; 2020Q1: 2,266 shares 2,266$430K0.19%-113Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,247 shares; 2019Q1: 24,935 shares; 2019Q2: 23,622 shares; 2019Q3: 27,528 shares; 2019Q4: 23,622 shares; 2020Q1: 20,998 shares 20,998$430K0.19%-2,624Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,511 shares; 2019Q1: 9,570 shares; 2019Q2: 9,455 shares; 2019Q3: 10,813 shares; 2019Q4: 20,629 shares; 2020Q1: 19,731 shares 19,731$419K0.19%-898Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,075 shares; 2019Q1: 8,062 shares; 2019Q2: 7,912 shares; 2019Q3: 11,207 shares; 2019Q4: 9,112 shares; 2020Q1: 9,249 shares 9,249$409K0.18%+137Timeline
NXHNEIGHBORHOOD INTELLIGENCE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 48,200 shares; 2019Q3: 50,200 shares; 2019Q4: 56,200 shares; 2020Q1: 81,200 shares 81,200$405K0.18%+25,000Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,381 shares; 2019Q1: 9,878 shares; 2019Q2: 9,344 shares; 2019Q3: 9,217 shares; 2019Q4: 7,541 shares; 2020Q1: 10,140 shares 10,140$399K0.18%+2,599Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,184 shares; 2019Q3: 11,404 shares; 2019Q4: 10,492 shares; 2020Q1: 3,204 shares 3,204$396K0.18%-7,288Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,112 shares; 2019Q1: 3,767 shares; 2019Q2: 3,800 shares; 2019Q3: 4,170 shares; 2019Q4: 3,880 shares; 2020Q1: 4,182 shares 4,182$395K0.18%+302
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,011 shares; 2019Q1: 6,071 shares; 2019Q2: 6,093 shares; 2019Q3: 9,519 shares; 2019Q4: 6,093 shares; 2020Q1: 6,865 shares 6,865$393K0.18%+772Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 21,549 shares; 2019Q2: 20,975 shares; 2019Q3: 20,171 shares; 2019Q4: 2,132 shares; 2020Q1: 3,886 shares 3,886$381K0.17%+1,754Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,494 shares; 2019Q1: 5,065 shares; 2019Q2: 3,930 shares; 2019Q3: 6,690 shares; 2019Q4: 3,478 shares; 2020Q1: 4,930 shares 4,930$379K0.17%+1,452Timeline
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,051 shares; 2019Q1: 8,864 shares; 2019Q2: not reported; 2019Q3: 8,864 shares; 2019Q4: not reported; 2020Q1: 10,769 shares 10,769$363K0.16%newTimeline
HYSPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,285 shares; 2019Q4: 4,285 shares; 2020Q1: 4,235 shares 4,235$363K0.16%-50Timeline
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 13,184 shares 13,184$354K0.16%new
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,424 shares; 2019Q2: 3,461 shares; 2019Q3: 3,802 shares; 2019Q4: 3,529 shares; 2020Q1: 1,661 shares 1,661$352K0.16%-1,868Timeline
CEFSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,305 shares; 2019Q1: 24,305 shares; 2019Q2: 24,305 shares; 2019Q3: 24,305 shares; 2019Q4: 24,305 shares; 2020Q1: 23,960 shares 23,960$350K0.16%-345Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,710 shares; 2019Q4: not reported; 2020Q1: 4,288 shares 4,288$349K0.16%newTimeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,620 shares; 2019Q1: 1,677 shares; 2019Q2: 1,678 shares; 2019Q3: 1,923 shares; 2019Q4: 1,688 shares; 2020Q1: 2,093 shares 2,093$346K0.16%+405Timeline
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,037 shares; 2019Q1: 6,018 shares; 2019Q2: 5,022 shares; 2019Q3: 8,953 shares; 2019Q4: 5,039 shares; 2020Q1: 7,094 shares 7,094$346K0.16%+2,055Timeline
ESGDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,469 shares 6,469$344K0.15%newTimeline
IGVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,605 shares 1,605$338K0.15%newTimeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,648 shares; 2019Q1: 31,648 shares; 2019Q2: 33,195 shares; 2019Q3: 19,655 shares; 2019Q4: 18,886 shares; 2020Q1: 36,788 shares 36,788$333K0.15%+17,902Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,885 shares; 2019Q1: 3,755 shares; 2019Q2: 3,704 shares; 2019Q3: 5,266 shares; 2019Q4: 5,262 shares; 2020Q1: 4,565 shares 4,565$330K0.15%-697Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,337 shares; 2019Q1: 1,127 shares; 2019Q2: 1,459 shares; 2019Q3: 1,618 shares; 2019Q4: 1,004 shares; 2020Q1: 1,293 shares 1,293$322K0.14%+289Timeline
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 20,844 shares 20,844$322K0.14%newTimeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 7,114 shares 7,114$320K0.14%newTimeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,502 shares; 2019Q1: 2,972 shares; 2019Q2: 2,005 shares; 2019Q3: 1,488 shares; 2019Q4: 1,323 shares; 2020Q1: 2,381 shares 2,381$319K0.14%+1,058Timeline
FTECFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,619 shares; 2019Q1: 4,633 shares; 2019Q2: 4,755 shares; 2019Q3: 4,767 shares; 2019Q4: 4,424 shares; 2020Q1: 5,004 shares 5,004$314K0.14%+580Timeline
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,217 shares; 2019Q4: not reported; 2020Q1: 3,213 shares 3,213$311K0.14%newTimeline
VTVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,400 shares; 2020Q1: 4,900 shares 4,900$308K0.14%-2,500Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,356 shares; 2019Q1: 2,408 shares; 2019Q2: 2,421 shares; 2019Q3: 2,465 shares; 2019Q4: 1,812 shares; 2020Q1: 1,274 shares 1,274$307K0.14%-538Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,143 shares; 2019Q1: 3,257 shares; 2019Q2: 2,557 shares; 2019Q3: 2,531 shares; 2019Q4: 2,522 shares; 2020Q1: 2,109 shares 2,109$303K0.14%-413Timeline
YUMCYUM CHINA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,499 shares; 2019Q1: 10,528 shares; 2019Q2: 10,558 shares; 2019Q3: 10,586 shares; 2019Q4: 7,081 shares; 2020Q1: 7,100 shares 7,100$303K0.14%+19Timeline
FDMOFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,992 shares; 2019Q1: 11,692 shares; 2019Q2: 11,860 shares; 2019Q3: 11,932 shares; 2019Q4: 10,238 shares; 2020Q1: 9,950 shares 9,950$302K0.14%-288Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,787 shares; 2019Q1: 1,605 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,165 shares 2,165$300K0.13%newTimeline
PCEFINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 16,663 shares; 2020Q1: 17,126 shares 17,126$300K0.13%+463Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,465 shares; 2019Q1: not reported; 2019Q2: 4,543 shares; 2019Q3: 3,992 shares; 2019Q4: 3,689 shares; 2020Q1: 5,345 shares 5,345$298K0.13%+1,656Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,781 shares; 2019Q1: 6,223 shares; 2019Q2: 6,123 shares; 2019Q3: 6,540 shares; 2019Q4: 6,193 shares; 2020Q1: 6,163 shares 6,163$298K0.13%-30Timeline
DDMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 10,000 shares 10,000$298K0.13%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 102,400 shares; 2019Q1: 105,515 shares; 2019Q2: 109,709 shares; 2019Q3: 44,322 shares; 2019Q4: 40,453 shares; 2020Q1: 37,056 shares 37,056$294K0.13%-3,397
CMECME GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,762 shares; 2019Q1: 1,864 shares; 2019Q2: 1,865 shares; 2019Q3: 1,727 shares; 2019Q4: 1,723 shares; 2020Q1: 1,693 shares 1,693$293K0.13%-30Timeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,359 shares; 2019Q1: 2,563 shares; 2019Q2: 3,087 shares; 2019Q3: 3,023 shares; 2019Q4: 2,088 shares; 2020Q1: 2,237 shares 2,237$293K0.13%+149
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,783 shares; 2019Q4: not reported; 2020Q1: 3,201 shares 3,201$284K0.13%newTimeline
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 10,024 shares 10,024$280K0.13%newTimeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,441 shares; 2019Q1: 15,232 shares; 2019Q2: 14,625 shares; 2019Q3: 15,155 shares; 2019Q4: 14,276 shares; 2020Q1: 5,560 shares 5,560$277K0.12%-8,716Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,902 shares; 2019Q1: 4,690 shares; 2019Q2: 3,587 shares; 2019Q3: 4,104 shares; 2019Q4: 2,749 shares; 2020Q1: 3,729 shares 3,729$274K0.12%+980Timeline
CRSPCRISPR THERAPEUTICS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,860 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 6,453 shares 6,453$274K0.12%newTimeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,803 shares; 2019Q1: 2,890 shares; 2019Q2: 2,901 shares; 2019Q3: 3,363 shares; 2019Q4: 2,711 shares; 2020Q1: 3,356 shares 3,356$268K0.12%+645Timeline
NTRNUTRIEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,347 shares; 2019Q1: 8,031 shares; 2019Q2: 7,689 shares; 2019Q3: 7,704 shares; 2019Q4: 7,689 shares; 2020Q1: 7,689 shares 7,689$260K0.12%0Timeline
Proshares Short S&PProshares Short S&PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 21,800 shares; 2019Q4: 16,800 shares; 2020Q1: 9,400 shares 9,400$260K0.12%-7,400
OKTAOKTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,208 shares; 2019Q3: 2,898 shares; 2019Q4: 2,498 shares; 2020Q1: 2,118 shares 2,118$259K0.12%-380Timeline
ONLNPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,800 shares; 2020Q1: 7,750 shares 7,750$258K0.12%+1,950Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,868 shares; 2019Q1: 3,814 shares; 2019Q2: 3,934 shares; 2019Q3: 4,664 shares; 2019Q4: 3,724 shares; 2020Q1: 3,346 shares 3,346$255K0.11%-378Timeline
HPSHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,575 shares; 2020Q1: 18,575 shares 18,575$254K0.11%+8,000Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,164 shares; 2019Q3: 2,658 shares; 2019Q4: 2,172 shares; 2020Q1: 2,134 shares 2,134$252K0.11%-38Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,372 shares; 2019Q1: 1,435 shares; 2019Q2: 1,438 shares; 2019Q3: 2,328 shares; 2019Q4: 1,550 shares; 2020Q1: 1,845 shares 1,845$252K0.11%+295Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,141 shares; 2019Q1: 19,141 shares; 2019Q2: 19,141 shares; 2019Q3: 19,141 shares; 2019Q4: 19,041 shares; 2020Q1: 19,041 shares 19,041$250K0.11%0Timeline
PRLBPROTO LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,868 shares; 2019Q1: 2,868 shares; 2019Q2: 2,868 shares; 2019Q3: 2,968 shares; 2019Q4: 2,968 shares; 2020Q1: 3,285 shares 3,285$250K0.11%+317Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,114 shares; 2019Q1: 5,214 shares; 2019Q2: 5,094 shares; 2019Q3: 5,094 shares; 2019Q4: 5,080 shares; 2020Q1: 5,158 shares 5,158$247K0.11%+78Timeline
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,050 shares; 2019Q4: 5,850 shares; 2020Q1: 5,850 shares 5,850$247K0.11%0Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,389 shares; 2019Q1: 3,172 shares; 2019Q2: 3,208 shares; 2019Q3: 3,232 shares; 2019Q4: 3,204 shares; 2020Q1: 3,115 shares 3,115$246K0.11%-89Timeline
MCHIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,881 shares; 2019Q2: 3,987 shares; 2019Q3: 4,163 shares; 2019Q4: 3,988 shares; 2020Q1: 4,215 shares 4,215$241K0.11%+227Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,579 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 4,114 shares; 2020Q1: 5,586 shares 5,586$235K0.11%+1,472Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,078 shares; 2019Q1: 7,867 shares; 2019Q2: 8,275 shares; 2019Q3: 6,817 shares; 2019Q4: 5,432 shares; 2020Q1: 8,167 shares 8,167$234K0.11%+2,735Timeline
INTUINTUITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,012 shares 1,012$233K0.1%newTimeline
XMESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,300 shares; 2019Q3: not reported; 2019Q4: 10,100 shares; 2020Q1: 14,400 shares 14,400$232K0.1%+4,300Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,060 shares; 2019Q3: 12,660 shares; 2019Q4: 16,060 shares; 2020Q1: 2,668 shares 2,668$231K0.1%-13,392Timeline
NOBLPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,567 shares; 2019Q1: 6,431 shares; 2019Q2: 3,618 shares; 2019Q3: 3,978 shares; 2019Q4: 3,649 shares; 2020Q1: 3,995 shares 3,995$230K0.1%+346Timeline
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 632 shares; 2020Q1: 717 shares 717$228K0.1%+85Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,068 shares; 2019Q1: 8,082 shares; 2019Q2: 8,102 shares; 2019Q3: 8,314 shares; 2019Q4: 5,737 shares; 2020Q1: 6,974 shares 6,974$228K0.1%+1,237Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,407 shares; 2019Q2: 1,426 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 1,714 shares 1,714$227K0.1%newTimeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,972 shares; 2019Q1: 1,924 shares; 2019Q2: 1,406 shares; 2019Q3: 2,402 shares; 2019Q4: 1,127 shares; 2020Q1: 1,150 shares 1,150$224K0.1%+23Timeline
DGROISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,807 shares; 2019Q2: 11,076 shares; 2019Q3: 6,912 shares; 2019Q4: 6,643 shares; 2020Q1: 6,767 shares 6,767$221K0.1%+124Timeline
SMMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,007 shares; 2020Q1: 8,564 shares 8,564$221K0.1%+1,557Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,105 shares; 2019Q1: 7,220 shares; 2019Q2: 7,220 shares; 2019Q3: 17,154 shares; 2019Q4: 7,220 shares; 2020Q1: 8,525 shares 8,525$220K0.1%+1,305Timeline
MOOVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,300 shares; 2019Q3: 5,514 shares; 2019Q4: 4,521 shares; 2020Q1: 4,290 shares 4,290$220K0.1%-231Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,965 shares; 2019Q1: 7,015 shares; 2019Q2: not reported; 2019Q3: 3,639 shares; 2019Q4: not reported; 2020Q1: 3,234 shares 3,234$219K0.1%newTimeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 14,786 shares; 2019Q2: 17,382 shares; 2019Q3: 3,647 shares; 2019Q4: 2,541 shares; 2020Q1: 2,795 shares 2,795$215K0.1%+254Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,697 shares; 2019Q4: 4,032 shares; 2020Q1: 4,483 shares 4,483$214K0.1%+451Timeline
PZAINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,841 shares; 2019Q1: 14,512 shares; 2019Q2: 14,563 shares; 2019Q3: 8,189 shares; 2019Q4: 8,192 shares; 2020Q1: 8,195 shares 8,195$211K0.09%+3Timeline
RICKRCI HOSPITALITY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 20,940 shares 20,940$209K0.09%newTimeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 55,700 shares; 2019Q1: 65,700 shares; 2019Q2: 60,700 shares; 2019Q3: 51,200 shares; 2019Q4: 46,900 shares; 2020Q1: 46,900 shares 46,900$207K0.09%0
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,580 shares; 2019Q2: 2,965 shares; 2019Q3: 5,369 shares; 2019Q4: 3,507 shares; 2020Q1: 3,895 shares 3,895$204K0.09%+388Timeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,766 shares; 2019Q1: 51,630 shares; 2019Q2: 34,978 shares; 2019Q3: 34,978 shares; 2019Q4: 34,978 shares; 2020Q1: 31,626 shares 31,626$202K0.09%-3,352Timeline
TORTOISE ESSENTIAL ASSETS INTORTOISE ESSENTIAL ASSETS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,278 shares; 2019Q4: 10,576 shares; 2020Q1: 18,762 shares 18,762$190K0.09%+8,186
PGFINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,000 shares; 2020Q1: 10,325 shares 10,325$174K0.08%+325Timeline
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,800 shares; 2019Q1: 53,300 shares; 2019Q2: 38,997 shares; 2019Q3: 24,240 shares; 2019Q4: 16,800 shares; 2020Q1: 14,300 shares 14,300$173K0.08%-2,500Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 12,100 shares; 2019Q2: 12,100 shares; 2019Q3: 12,100 shares; 2019Q4: 11,750 shares; 2020Q1: 11,750 shares 11,750$163K0.07%0Timeline
FIRST TRUST ENERGY INFRASTR…FIRST TRUST ENERGY INFRASTRUCTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,451 shares; 2019Q1: 28,951 shares; 2019Q2: 26,651 shares; 2019Q3: 19,446 shares; 2019Q4: 20,146 shares; 2020Q1: 18,146 shares 18,146$163K0.07%-2,000
OAKTREE STRATEGIC INCOME COROAKTREE STRATEGIC INCOME CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,392 shares; 2019Q3: 13,092 shares; 2019Q4: 13,092 shares; 2020Q1: 27,092 shares 27,092$150K0.07%+14,000
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,068 shares; 2019Q4: not reported; 2020Q1: 20,671 shares 20,671$142K0.06%new
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,229 shares; 2019Q1: 31,376 shares; 2019Q2: 33,076 shares; 2019Q3: 24,047 shares; 2019Q4: 17,947 shares; 2020Q1: 29,047 shares 29,047$134K0.06%+11,100Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,478 shares; 2019Q1: 15,478 shares; 2019Q2: 15,478 shares; 2019Q3: 15,478 shares; 2019Q4: 15,478 shares; 2020Q1: 12,731 shares 12,731$124K0.06%-2,747Timeline
CERSCERUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 19,123 shares; 2019Q2: 19,123 shares; 2019Q3: 19,123 shares; 2019Q4: 22,683 shares; 2020Q1: 25,683 shares 25,683$119K0.05%+3,000Timeline
USACUSA COMPRESSION PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,755 shares; 2019Q1: 19,869 shares; 2019Q2: 16,950 shares; 2019Q3: 20,687 shares; 2019Q4: 20,717 shares; 2020Q1: 20,896 shares 20,896$118K0.05%+179Timeline
CASPER SLEEP INCCASPER SLEEP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 27,600 shares 27,600$118K0.05%new
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 15,441 shares 15,441$78K0.04%new
OIAINVESCO MUNI INCOME OPP TRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,115 shares; 2019Q1: 10,315 shares; 2019Q2: 10,315 shares; 2019Q3: 10,315 shares; 2019Q4: 10,315 shares; 2020Q1: 10,315 shares 10,315$71K0.03%0Timeline
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,437 shares; 2019Q1: 17,238 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,181 shares 12,181$59K0.03%newTimeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,416 shares; 2019Q1: 13,416 shares; 2019Q2: 13,416 shares; 2019Q3: 13,416 shares; 2019Q4: 13,416 shares; 2020Q1: 13,416 shares 13,416$55K0.02%0Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 11,000 shares 11,000$45K0.02%new
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,898 shares; 2019Q1: 16,158 shares; 2019Q2: 14,858 shares; 2019Q3: 13,858 shares; 2019Q4: 13,358 shares; 2020Q1: 12,008 shares 12,008$41K0.02%-1,350
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,427 shares; 2019Q1: 15,147 shares; 2019Q2: 15,578 shares; 2019Q3: 18,962 shares; 2019Q4: 18,162 shares; 2020Q1: 12,772 shares 12,772$33K0.01%-5,390

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall3,600$163K-316,400
DIASTATE STR SPDR DOW JONES IND UT SER 1put2,800$20K-247,200
MSFTMICROSOFT CORP COMput1,000$5Knew
GILDGILEAD SCIENCES INC COMcall100$1Knew
BABAALIBABA GROUP HLDG LTD SPONSORED ADSput1,200$1Knew
SPYSTATE STR SPDR S&P 500 ETF T SHSput600$0-731,500
GLDSPDR GOLD TR GOLD SHScall3,700$0-366,300
BABAALIBABA GROUP HLDG LTD SPONSORED ADScall1,200$0new

Sold out in Q1 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
JPSTJ P MORGAN EXCHANGE TRADED F138,494$6.98Mshares
XLFSELECT SECTOR SPDR TR86,350$2.66Mshares
SANBANCO SANTANDER SA347,133$1.44Mshares
IFLNINVESCO EXCH TRADED FD TR II58,431$1.12Mshares
CALIFORNIA RES CORPCALIFORNIA RES CORP121,960$1.1Mshares
DXJWISDOMTREE TR18,565$999Kshares
STWDSTARWOOD PPTY TR INC34,865$867Kshares
IVEISHARES TR4,197$546Kshares
HYGHISHARES U S ETF TR6,008$538Kshares
MARMARRIOTT INTL INC NEW3,146$476Kshares
IEIISHARES TR3,750$472Kshares
GDXVANECK ETF TRUST15,502$454Kshares
ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20…40,166$388Kshares
FXBINVESCO CURRENCYSHARES BRIT2,900$372Kshares
CWBSPDR SERIES TRUST6,600$366Kshares
SGOLETFS GOLD TR24,000$351Kshares
IEMGISHARES INC6,139$330Kshares
FDLFIRST TR EXCHANGE-TRADED FD10,134$330Kshares
MTUMISHARES TR2,570$323Kshares
ETF SER SOLUTIONSETF SER SOLUTIONS6,862$318Kshares
UNPUNION PAC CORP1,730$313Kshares
HYMBSPDR SERIES TRUST5,300$313Kshares
BUDANHEUSER BUSCH INBEV SA NV3,754$308Kshares
XLISELECT SECTOR SPDR TR3,745$306Kshares
BOHBANK OF HI CORP3,200$305Kshares
AGGYWISDOMTREE TR5,800$303Kshares
IEURISHARES TR6,000$299Kshares
MOALTRIA GROUP INC5,903$295Kshares
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF38,000$295Kshares
VFCV F CORP2,697$269Kshares
TIFFANY & CO NEWTIFFANY & CO NEW2,015$269Kshares
UTGREAVES UTIL INCOME FD7,225$268Kshares
ZBRAZEBRA TECHNOLOGIES CORPORATI1,001$256Kshares
MYYPROSHARES TR6,325$251Kshares
VCITVANGUARD SCOTTSDALE FDS2,701$247Kshares
ARISTA NETWORKS INCARISTA NETWORKS INC1,211$246Kshares
CMCSACOMCAST CORP NEW5,448$245Kshares
NFLXNETFLIX INC.754$244Kshares
FFINFIRST FINL BANKSHARES INC6,892$242Kshares
NVDANVIDIA CORPORATION1,021$240Kshares
ISRGINTUITIVE SURGICAL INC404$239Kshares
SCHXSCHWAB STRATEGIC TR3,067$236Kshares
TXNTEXAS INSTRS INC1,825$234Kshares
ITWILLINOIS TOOL WKS INC1,299$233Kshares
ITAISHARES TR1,012$225Kshares
AXPAMERICAN EXPRESS CO1,802$224Kshares
VDCVANGUARD WORLD FD1,379$222Kshares
DALDELTA AIR LINES INC3,791$222Kshares
SNASNAP ON INC1,305$221Kshares
MDLZMONDELEZ INTL INC3,915$216Kshares
EIXEDISON INTL2,862$216Kshares
RHIROBERT HALF INC.3,349$211Kshares
SLQDISHARES TR4,000$204Kshares
SPHQINVESCO EXCHANGE TRADED FD T5,499$201Kshares
VMOINVESCO MUN OPPORTUNIT TR14,345$177Kshares
MUABLACKROCK MUNIASSETS FD INC10,904$165Kshares
BARCLAYS BANK PLCBARCLAYS BANK PLC9,600$145Kshares
VGMINVESCO TR INVT GRADE MUNS10,176$131Kshares
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN11,621$130Kshares
VKQINVESCO MUNICIPAL TRUST10,487$130Kshares
KTFDWS MUN INCOME TR11,256$128Kshares
BGRBLACKROCK ENERGY & RES TR10,021$119Kshares
Eaton Vance Floating RateEaton Vance Floating Rate11,395$106Kshares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO20,000$48Kshares
ADAPYADAPTIMMUNE THERAPEUTICS PLC S35,000$42Kshares
BARCLAYS BANK PLCBARCLAYS BANK PLC2,450,000$14Kput
CALIFORNIA RES CORPCALIFORNIA RES CORP730,000$12Kcall
DVNDEVON ENERGY CORP NEW500,000$5Kcall
DVNDEVON ENERGY CORP NEW42$1Kshares
BARCLAYS BANK PLCBARCLAYS BANK PLC450,000$1Kcall
HDHOME DEPOT INC100,000$0put
HDHOME DEPOT INC100,000$0call
DIASTATE STR SPDR DOW JONES IND250,000$0call
DVNDEVON ENERGY CORP NEW500,000$0put

How Q1 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001532516-20-000002 base2020-05-08acceptance time not in the bulk data set