SPY STATE STR SPDR S&P 500 ETF T More: the full row for STATE STR SPDR S&P 500 ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 187,481 shares; 2019Q1: 232,848 shares; 2019Q2: 230,562 shares; 2019Q3: 212,904 shares 212,904 $63.2M 22.64% -17,658 Timeline USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 168,197 shares; 2019Q1: 180,473 shares; 2019Q2: 187,032 shares; 2019Q3: 206,761 shares 206,761 $13.3M 4.75% +19,729 Timeline VEGA ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 424,865 shares; 2019Q1: 354,449 shares; 2019Q2: 341,926 shares; 2019Q3: 323,957 shares 323,957 $10.5M 3.78% -17,969 Timeline GBIL GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,327 shares; 2019Q2: 24,734 shares; 2019Q3: 89,343 shares 89,343 $8.97M 3.21% +64,609 Timeline JPST J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 142,314 shares; 2019Q3: 148,535 shares 148,535 $7.49M 2.68% +6,221 Timeline AAPL APPLE INC More: the full row for APPLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,011 shares; 2019Q1: 19,893 shares; 2019Q2: 18,960 shares; 2019Q3: 22,632 shares 22,632 $5.07M 1.82% +3,672 Timeline PEP PEPSICO INC More: the full row for PEPSICO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,524 shares; 2019Q1: 29,891 shares; 2019Q2: 30,067 shares; 2019Q3: 30,822 shares 30,822 $4.23M 1.51% +755 Timeline EFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 64,218 shares; 2019Q1: 62,148 shares; 2019Q2: 61,002 shares; 2019Q3: 58,593 shares 58,593 $3.82M 1.37% -2,409 Timeline MINT PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,773 shares; 2019Q1: 36,409 shares; 2019Q2: 35,306 shares; 2019Q3: 35,700 shares 35,700 $3.63M 1.3% +394 Timeline XLK SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,384 shares; 2019Q1: 48,583 shares; 2019Q2: 44,465 shares; 2019Q3: 43,095 shares 43,095 $3.47M 1.24% -1,370 Timeline SPHD INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 45,765 shares; 2019Q1: 59,622 shares; 2019Q2: 74,373 shares; 2019Q3: 79,512 shares 79,512 $3.39M 1.21% +5,139 Timeline VEA VANGUARD TAX-MANAGED FDS More: the full row for VANGUARD TAX-MANAGED FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 47,831 shares; 2019Q1: 42,866 shares; 2019Q2: 40,593 shares; 2019Q3: 73,272 shares 73,272 $3.01M 1.08% +32,679 Timeline XMLV INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,627 shares; 2019Q1: 49,908 shares; 2019Q2: 48,841 shares; 2019Q3: 56,436 shares 56,436 $2.97M 1.06% +7,595 Timeline MSFT MICROSOFT CORP More: the full row for MICROSOFT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,878 shares; 2019Q1: 16,776 shares; 2019Q2: 16,084 shares; 2019Q3: 19,604 shares 19,604 $2.73M 0.98% +3,520 Timeline VTI VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,342 shares; 2019Q1: 6,777 shares; 2019Q2: 6,770 shares; 2019Q3: 17,868 shares 17,868 $2.7M 0.97% +11,098 Timeline JPM JPMORGAN CHASE & CO More: the full row for JPMORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,720 shares; 2019Q1: 16,329 shares; 2019Q2: 17,184 shares; 2019Q3: 21,969 shares 21,969 $2.59M 0.93% +4,785 Timeline XLY SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 21,549 shares; 2019Q2: 20,975 shares; 2019Q3: 20,171 shares 20,171 $2.43M 0.87% -804 Timeline AMZN AMAZON COM INC More: the full row for AMAZON COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,011 shares; 2019Q1: 1,210 shares; 2019Q2: 1,064 shares; 2019Q3: 1,347 shares 1,347 $2.34M 0.84% +283 Timeline XLP SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 42,160 shares; 2019Q2: 39,724 shares; 2019Q3: 36,837 shares 36,837 $2.26M 0.81% -2,887 Timeline IWP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,225 shares; 2019Q1: 17,904 shares; 2019Q2: 16,899 shares; 2019Q3: 15,931 shares 15,931 $2.25M 0.81% -968 Timeline SRE SEMPRA More: the full row for SEMPRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,304 shares; 2019Q1: 8,129 shares; 2019Q2: not reported; 2019Q3: 15,204 shares 15,204 $2.24M 0.8% new Timeline EFAV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,451 shares; 2019Q1: 27,876 shares; 2019Q2: 28,311 shares; 2019Q3: 29,405 shares 29,405 $2.15M 0.77% +1,094 Timeline META META PLATFORMS INC More: the full row for META PLATFORMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,376 shares; 2019Q1: 8,791 shares; 2019Q2: 8,751 shares; 2019Q3: 11,647 shares 11,647 $2.07M 0.74% +2,896 Timeline XLV SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,669 shares; 2019Q1: 31,104 shares; 2019Q2: 23,856 shares; 2019Q3: 22,246 shares 22,246 $2.01M 0.72% -1,610 Timeline DIA STATE STR SPDR DOW JONES IND More: the full row for STATE STR SPDR DOW JONES IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,964 shares; 2019Q1: 6,794 shares; 2019Q2: 7,007 shares; 2019Q3: 7,432 shares 7,432 $2M 0.72% +425 Timeline IWM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,044 shares; 2019Q1: 15,888 shares; 2019Q2: 13,061 shares; 2019Q3: 12,075 shares 12,075 $1.83M 0.65% -986 Timeline DIS DISNEY WALT CO More: the full row for DISNEY WALT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,733 shares; 2019Q1: 5,939 shares; 2019Q2: 8,295 shares; 2019Q3: 13,370 shares 13,370 $1.74M 0.62% +5,075 Timeline CVGW CALAVO GROWERS INC More: the full row for CALAVO GROWERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,550 shares; 2019Q1: 18,550 shares; 2019Q2: 18,750 shares; 2019Q3: 18,230 shares 18,230 $1.74M 0.62% -520 Timeline IJR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,530 shares; 2019Q1: 21,509 shares; 2019Q2: 20,371 shares; 2019Q3: 22,082 shares 22,082 $1.72M 0.62% +1,711 Timeline BND VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 15,931 shares; 2019Q2: 17,132 shares; 2019Q3: 19,607 shares 19,607 $1.66M 0.59% +2,475 Timeline AGG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 8,459 shares; 2019Q2: 15,177 shares; 2019Q3: 14,281 shares 14,281 $1.62M 0.58% -896 Timeline VO VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,581 shares; 2019Q1: 9,376 shares; 2019Q2: 9,150 shares; 2019Q3: 9,097 shares 9,097 $1.52M 0.55% -53 Timeline BX BLACKSTONE INC More: the full row for BLACKSTONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,094 shares 31,094 $1.52M 0.54% new Timeline VWO VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,683 shares; 2019Q1: 17,651 shares; 2019Q2: 15,634 shares; 2019Q3: 36,714 shares 36,714 $1.48M 0.53% +21,080 Timeline VIG VANGUARD SPECIALIZED FUNDS More: the full row for VANGUARD SPECIALIZED FUNDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,915 shares; 2019Q1: 12,237 shares; 2019Q2: 12,329 shares; 2019Q3: 12,243 shares 12,243 $1.46M 0.52% -86 Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,184 shares; 2019Q3: 11,404 shares 11,404 $1.45M 0.52% +220 Timeline T AT&T INC More: the full row for AT&T INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 56,762 shares; 2019Q1: 34,567 shares; 2019Q2: 40,689 shares; 2019Q3: 37,768 shares 37,768 $1.43M 0.51% -2,921 Timeline VOOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 9,895 shares; 2019Q2: 9,344 shares; 2019Q3: 8,821 shares 8,821 $1.43M 0.51% -523 Timeline SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 348,446 shares; 2019Q1: 348,455 shares; 2019Q2: 347,861 shares; 2019Q3: 347,288 shares 347,288 $1.4M 0.5% -573 Timeline WMT WALMART INC More: the full row for WALMART INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,127 shares; 2019Q1: 4,074 shares; 2019Q2: 6,050 shares; 2019Q3: 11,752 shares 11,752 $1.4M 0.5% +5,702 Timeline PG PROCTER & GAMBLE CO More: the full row for PROCTER & GAMBLE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,556 shares; 2019Q1: 9,852 shares; 2019Q2: 9,980 shares; 2019Q3: 10,992 shares 10,992 $1.37M 0.49% +1,012 Timeline BSV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,642 shares; 2019Q1: 17,723 shares; 2019Q2: 17,745 shares; 2019Q3: 16,730 shares 16,730 $1.35M 0.48% -1,015 Timeline BRK-B BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,022 shares; 2019Q1: 5,645 shares; 2019Q2: 5,419 shares; 2019Q3: 6,469 shares 6,469 $1.35M 0.48% +1,050 Timeline CALIFORNIA RES CORP CALIFORNIA RES CORP More: the full row for CALIFORNIA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 74,999 shares; 2019Q1: 74,364 shares; 2019Q2: 94,444 shares; 2019Q3: 128,019 shares 128,019 $1.31M 0.47% +33,575 XOM EXXON MOBIL CORP More: the full row for EXXON MOBIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,266 shares; 2019Q1: 19,157 shares; 2019Q2: 17,692 shares; 2019Q3: 17,654 shares 17,654 $1.25M 0.45% -38 Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,638 shares; 2019Q1: 10,684 shares; 2019Q2: 10,725 shares; 2019Q3: 10,764 shares 10,764 $1.22M 0.44% +39 Timeline IVV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,244 shares; 2019Q1: 4,256 shares; 2019Q2: 3,579 shares; 2019Q3: 3,940 shares 3,940 $1.18M 0.42% +361 Timeline EEMV ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,866 shares; 2019Q1: 19,887 shares; 2019Q2: 19,974 shares; 2019Q3: 20,538 shares 20,538 $1.17M 0.42% +564 Timeline QQQ INVESCO QQQ TR More: the full row for INVESCO QQQ TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,078 shares; 2019Q1: 6,589 shares; 2019Q2: 5,688 shares; 2019Q3: 6,191 shares 6,191 $1.17M 0.42% +503 Timeline MDY STATE STR SPDR S&P MIDCAP 40 More: the full row for STATE STR SPDR S&P MIDCAP 40 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,288 shares; 2019Q1: 3,204 shares; 2019Q2: 3,125 shares; 2019Q3: 3,306 shares 3,306 $1.17M 0.42% +181 Timeline MOAT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,532 shares; 2019Q1: 20,864 shares; 2019Q2: 23,124 shares; 2019Q3: 22,718 shares 22,718 $1.14M 0.41% -406 Timeline IGSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,834 shares; 2019Q1: 21,548 shares; 2019Q2: 21,210 shares; 2019Q3: 20,974 shares 20,974 $1.12M 0.4% -236 Timeline GOOG ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 863 shares; 2019Q1: 929 shares; 2019Q2: 840 shares; 2019Q3: 915 shares 915 $1.11M 0.4% +75 Timeline IBM INTERNATIONAL BUSINESS MACHS More: the full row for INTERNATIONAL BUSINESS MACHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,315 shares; 2019Q1: 3,344 shares; 2019Q2: 3,279 shares; 2019Q3: 7,605 shares 7,605 $1.11M 0.4% +4,326 Timeline IFLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 69,086 shares; 2019Q1: 78,388 shares; 2019Q2: 72,844 shares; 2019Q3: 57,899 shares 57,899 $1.1M 0.39% -14,945 Timeline SHY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,060 shares; 2019Q3: 12,660 shares 12,660 $1.07M 0.38% -3,400 Timeline BAB INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,483 shares; 2019Q1: 27,422 shares; 2019Q2: 31,218 shares; 2019Q3: 33,008 shares 33,008 $1.07M 0.38% +1,790 Timeline VBK VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 5,413 shares; 2019Q2: 6,422 shares; 2019Q3: 5,797 shares 5,797 $1.05M 0.38% -625 Timeline CVX CHEVRON CORPORATION More: the full row for CHEVRON CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,739 shares; 2019Q1: 8,228 shares; 2019Q2: 8,229 shares; 2019Q3: 8,833 shares 8,833 $1.05M 0.38% +604 Timeline DB DEUTSCHE BK AG More: the full row for DEUTSCHE BK AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,500 shares; 2019Q1: 41,500 shares; 2019Q2: 60,500 shares; 2019Q3: 139,500 shares 139,500 $1.05M 0.37% +79,000 Timeline XSLV INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,588 shares; 2019Q1: 18,404 shares; 2019Q2: 18,129 shares; 2019Q3: 20,821 shares 20,821 $1.02M 0.36% +2,692 Timeline DXJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,189 shares; 2019Q1: 20,421 shares; 2019Q2: 19,746 shares; 2019Q3: 19,502 shares 19,502 $984K 0.35% -244 Timeline ICF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,138 shares; 2019Q1: 7,289 shares; 2019Q2: 7,548 shares; 2019Q3: 8,138 shares 8,138 $977K 0.35% +590 Timeline IVW ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,351 shares; 2019Q1: 5,917 shares; 2019Q2: 5,056 shares; 2019Q3: 5,371 shares 5,371 $967K 0.35% +315 Timeline HD HOME DEPOT INC More: the full row for HOME DEPOT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,881 shares; 2019Q1: 3,712 shares; 2019Q2: 3,130 shares; 2019Q3: 4,066 shares 4,066 $943K 0.34% +936 Timeline TGT TARGET CORP More: the full row for TARGET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,424 shares; 2019Q2: not reported; 2019Q3: 8,821 shares 8,821 $943K 0.34% new Timeline GOOGL ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 688 shares; 2019Q1: 755 shares; 2019Q2: 726 shares; 2019Q3: 763 shares 763 $932K 0.33% +37 Timeline IEFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,441 shares; 2019Q1: 15,232 shares; 2019Q2: 14,625 shares; 2019Q3: 15,155 shares 15,155 $926K 0.33% +530 Timeline VNQ VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,140 shares; 2019Q1: 10,588 shares; 2019Q2: 8,518 shares; 2019Q3: 8,900 shares 8,900 $830K 0.3% +382 Timeline VGT VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,424 shares; 2019Q2: 3,461 shares; 2019Q3: 3,802 shares 3,802 $819K 0.29% +341 Timeline INTC INTEL CORP More: the full row for INTEL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,093 shares; 2019Q1: 14,954 shares; 2019Q2: 13,780 shares; 2019Q3: 15,507 shares 15,507 $799K 0.29% +1,727 Timeline JNJ JOHNSON & JOHNSON More: the full row for JOHNSON & JOHNSON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,382 shares; 2019Q1: 6,505 shares; 2019Q2: 5,662 shares; 2019Q3: 6,159 shares 6,159 $797K 0.29% +497 Timeline VTV VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,577 shares; 2019Q1: 3,692 shares; 2019Q2: 3,692 shares; 2019Q3: 7,088 shares 7,088 $791K 0.28% +3,396 Timeline VZ VERIZON COMMUNICATIONS INC More: the full row for VERIZON COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,867 shares; 2019Q1: 10,842 shares; 2019Q2: 10,543 shares; 2019Q3: 12,648 shares 12,648 $763K 0.27% +2,105 Timeline SBUX STARBUCKS CORP More: the full row for STARBUCKS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,420 shares; 2019Q1: 3,576 shares; 2019Q2: 3,577 shares; 2019Q3: 8,619 shares 8,619 $762K 0.27% +5,042 Timeline RA BROOKFIELD REAL ASSETS INCOM More: the full row for BROOKFIELD REAL ASSETS INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 41,724 shares; 2019Q1: 42,423 shares; 2019Q2: 42,752 shares; 2019Q3: 33,400 shares 33,400 $755K 0.27% -9,352 Timeline MA MASTERCARD INCORPORATED More: the full row for MASTERCARD INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,094 shares; 2019Q1: 3,225 shares; 2019Q2: 2,195 shares; 2019Q3: 2,673 shares 2,673 $726K 0.26% +478 Timeline STWD STARWOOD PPTY TR INC More: the full row for STARWOOD PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 28,891 shares 28,891 $700K 0.25% new Timeline DUNKIN BRANDS GROUP INC DUNKIN BRANDS GROUP INC More: the full row for DUNKIN BRANDS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,821 shares 8,821 $700K 0.25% new GDX VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 26,094 shares 26,094 $697K 0.25% new Timeline DOG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,750 shares 12,750 $669K 0.24% new Timeline BNDX VANGUARD CHARLOTTE FDS More: the full row for VANGUARD CHARLOTTE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,179 shares 11,179 $658K 0.24% new Timeline ITOT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,011 shares; 2019Q1: 6,071 shares; 2019Q2: 6,093 shares; 2019Q3: 9,519 shares 9,519 $638K 0.23% +3,426 Timeline CMF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,538 shares; 2019Q1: 8,879 shares; 2019Q2: 7,745 shares; 2019Q3: 10,299 shares 10,299 $631K 0.23% +2,554 Timeline BKLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,247 shares; 2019Q1: 24,935 shares; 2019Q2: 23,622 shares; 2019Q3: 27,528 shares 27,528 $622K 0.22% +3,906 Timeline KO COCA COLA CO More: the full row for COCA COLA CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,075 shares; 2019Q1: 8,062 shares; 2019Q2: 7,912 shares; 2019Q3: 11,207 shares 11,207 $610K 0.22% +3,295 Timeline PWZ INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,401 shares; 2019Q1: 17,455 shares; 2019Q2: 21,679 shares; 2019Q3: 22,065 shares 22,065 $603K 0.22% +386 Timeline RAYTHEON CO RAYTHEON CO More: the full row for RAYTHEON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,359 shares; 2019Q1: 2,563 shares; 2019Q2: 3,087 shares; 2019Q3: 3,023 shares 3,023 $593K 0.21% -64 FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 55,700 shares; 2019Q1: 65,700 shares; 2019Q2: 60,700 shares; 2019Q3: 51,200 shares 51,200 $588K 0.21% -9,500 EEM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,574 shares; 2019Q1: 13,829 shares; 2019Q2: 13,700 shares; 2019Q3: 14,274 shares 14,274 $583K 0.21% +574 Timeline NEE NEXTERA ENERGY INC More: the full row for NEXTERA ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,356 shares; 2019Q1: 2,408 shares; 2019Q2: 2,421 shares; 2019Q3: 2,465 shares 2,465 $574K 0.21% +44 Timeline UNITED TECHNOLOGIES CORP UNITED TECHNOLOGIES CORP More: the full row for UNITED TECHNOLOGIES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,112 shares; 2019Q1: 3,767 shares; 2019Q2: 3,800 shares; 2019Q3: 4,170 shares 4,170 $570K 0.2% +370 Proshares Short S&P Proshares Short S&P More: the full row for Proshares Short S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 21,800 shares 21,800 $570K 0.2% new CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,614 shares; 2019Q1: 3,575 shares; 2019Q2: 3,515 shares; 2019Q3: 3,820 shares 3,820 $567K 0.2% +305 Timeline MRK MERCK & CO INC More: the full row for MERCK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,494 shares; 2019Q1: 5,065 shares; 2019Q2: 3,930 shares; 2019Q3: 6,690 shares 6,690 $563K 0.2% +2,760 Timeline BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,000 shares; 2019Q3: 23,600 shares 23,600 $560K 0.2% +20,600 SCHF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,105 shares; 2019Q1: 7,220 shares; 2019Q2: 7,220 shares; 2019Q3: 17,154 shares 17,154 $547K 0.2% +9,934 Timeline DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,859 shares 4,859 $539K 0.19% new Timeline SGOL ETFS GOLD TR More: the full row for ETFS GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,800 shares 3,800 $539K 0.19% new Timeline LMBS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,459 shares; 2019Q1: 10,886 shares; 2019Q2: 10,313 shares; 2019Q3: 10,313 shares 10,313 $536K 0.19% 0 Timeline NXH NEIGHBORHOOD INTELLIGENCE IN More: the full row for NEIGHBORHOOD INTELLIGENCE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 48,200 shares; 2019Q3: 50,200 shares 50,200 $532K 0.19% +2,000 Timeline HYGH ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,676 shares; 2019Q1: 6,342 shares; 2019Q2: 6,008 shares; 2019Q3: 6,008 shares 6,008 $530K 0.19% 0 Timeline TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,634 shares; 2019Q1: 1,634 shares; 2019Q2: 1,604 shares; 2019Q3: 1,693 shares 1,693 $493K 0.18% +89 Timeline IJH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,143 shares; 2019Q1: 3,257 shares; 2019Q2: 2,557 shares; 2019Q3: 2,531 shares 2,531 $489K 0.18% -26 Timeline XLF SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,605 shares; 2019Q1: 33,799 shares; 2019Q2: 24,078 shares; 2019Q3: 17,325 shares 17,325 $485K 0.17% -6,753 Timeline YUMC YUM CHINA HLDGS INC More: the full row for YUM CHINA HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,499 shares; 2019Q1: 10,528 shares; 2019Q2: 10,558 shares; 2019Q3: 10,586 shares 10,586 $481K 0.17% +28 Timeline AMT AMERICAN TOWER CORP More: the full row for AMERICAN TOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,163 shares; 2019Q1: 2,165 shares; 2019Q2: 2,112 shares; 2019Q3: 2,146 shares 2,146 $475K 0.17% +34 Timeline V VISA INC More: the full row for VISA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,492 shares; 2019Q3: 2,692 shares 2,692 $463K 0.17% +200 Timeline VUG VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,427 shares; 2019Q1: 3,501 shares; 2019Q2: 2,576 shares; 2019Q3: 2,774 shares 2,774 $461K 0.17% +198 Timeline CSCO CISCO SYS INC More: the full row for CISCO SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,381 shares; 2019Q1: 9,878 shares; 2019Q2: 9,344 shares; 2019Q3: 9,217 shares 9,217 $455K 0.16% -127 Timeline NKE NIKE INC More: the full row for NIKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,867 shares; 2019Q3: 4,717 shares 4,717 $443K 0.16% +1,850 Timeline VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,037 shares; 2019Q1: 6,018 shares; 2019Q2: 5,022 shares; 2019Q3: 8,953 shares 8,953 $439K 0.16% +3,931 Timeline UNP UNION PAC CORP More: the full row for UNION PAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,893 shares; 2019Q1: 1,963 shares; 2019Q2: 1,832 shares; 2019Q3: 2,693 shares 2,693 $436K 0.16% +861 Timeline D DOMINION ENERGY INC More: the full row for DOMINION ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,885 shares; 2019Q1: 3,755 shares; 2019Q2: 3,704 shares; 2019Q3: 5,266 shares 5,266 $427K 0.15% +1,562 Timeline HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,285 shares 4,285 $427K 0.15% new Timeline LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,339 shares; 2019Q3: 2,215 shares 2,215 $426K 0.15% +876 Timeline VOE VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,710 shares 3,710 $419K 0.15% new Timeline DVY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,902 shares; 2019Q1: 4,690 shares; 2019Q2: 3,587 shares; 2019Q3: 4,104 shares 4,104 $418K 0.15% +517 Timeline FDMO FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,992 shares; 2019Q1: 11,692 shares; 2019Q2: 11,860 shares; 2019Q3: 11,932 shares 11,932 $418K 0.15% +72 Timeline MCD MCDONALDS CORP More: the full row for MCDONALDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,620 shares; 2019Q1: 1,677 shares; 2019Q2: 1,678 shares; 2019Q3: 1,923 shares 1,923 $413K 0.15% +245 Timeline ALLIANZGI CONVERTIBLE & INC… ALLIANZGI CONVERTIBLE & INCOME 20… More: the full row for ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 29,067 shares; 2019Q2: 37,854 shares; 2019Q3: 43,457 shares 43,457 $407K 0.15% +5,603 XLI SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,452 shares; 2019Q2: 6,798 shares; 2019Q3: 5,213 shares 5,213 $405K 0.15% -1,585 Timeline BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,972 shares; 2019Q1: 1,924 shares; 2019Q2: 1,406 shares; 2019Q3: 2,402 shares 2,402 $402K 0.14% +996 Timeline BNY BANK OF NY MELLON CORP More: the full row for BANK OF NY MELLON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,051 shares; 2019Q1: 8,864 shares; 2019Q2: not reported; 2019Q3: 8,864 shares 8,864 $401K 0.14% new Timeline XPCQX PIMCO CALIF MUN INCOME FD More: the full row for PIMCO CALIF MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,157 shares 20,157 $397K 0.14% new Timeline GENERAL ELEC CO GENERAL ELEC CO More: the full row for GENERAL ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 102,400 shares; 2019Q1: 105,515 shares; 2019Q2: 109,709 shares; 2019Q3: 44,322 shares 44,322 $396K 0.14% -65,387 TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,427 shares; 2019Q1: 15,147 shares; 2019Q2: 15,578 shares; 2019Q3: 18,962 shares 18,962 $388K 0.14% +3,384 NTR NUTRIEN LTD More: the full row for NUTRIEN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,347 shares; 2019Q1: 8,031 shares; 2019Q2: 7,689 shares; 2019Q3: 7,704 shares 7,704 $384K 0.14% +15 Timeline MMM 3M CO More: the full row for 3M CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,372 shares; 2019Q1: 1,435 shares; 2019Q2: 1,438 shares; 2019Q3: 2,328 shares 2,328 $383K 0.14% +890 Timeline BUD ANHEUSER BUSCH INBEV SA NV More: the full row for ANHEUSER BUSCH INBEV SA NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,571 shares; 2019Q1: 3,394 shares; 2019Q2: 4,229 shares; 2019Q3: 4,006 shares 4,006 $381K 0.14% -223 Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,688 shares; 2019Q2: 1,670 shares; 2019Q3: 2,124 shares 2,124 $370K 0.13% +454 Timeline NUVEEN ENERGY MLP TOTL RTRNF NUVEEN ENERGY MLP TOTL RTRNF More: the full row for NUVEEN ENERGY MLP TOTL RTRNF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 16,540 shares; 2019Q2: 30,410 shares; 2019Q3: 42,749 shares 42,749 $370K 0.13% +12,339 CME CME GROUP INC More: the full row for CME GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,762 shares; 2019Q1: 1,864 shares; 2019Q2: 1,865 shares; 2019Q3: 1,727 shares 1,727 $365K 0.13% -138 Timeline EMB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,217 shares 3,217 $365K 0.13% new Timeline MOO VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,300 shares; 2019Q3: 5,514 shares 5,514 $363K 0.13% +1,214 Timeline PFD FLAHERTY & CRUMRINE PFD INCO More: the full row for FLAHERTY & CRUMRINE PFD INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,800 shares; 2019Q1: 53,300 shares; 2019Q2: 38,997 shares; 2019Q3: 24,240 shares 24,240 $362K 0.13% -14,757 Timeline ORCL ORACLE CORP More: the full row for ORACLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,781 shares; 2019Q1: 6,223 shares; 2019Q2: 6,123 shares; 2019Q3: 6,540 shares 6,540 $360K 0.13% +417 Timeline VBR VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,783 shares 2,783 $359K 0.13% new Timeline USAC USA COMPRESSION PARTNERS LP More: the full row for USA COMPRESSION PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,755 shares; 2019Q1: 19,869 shares; 2019Q2: 16,950 shares; 2019Q3: 20,687 shares 20,687 $357K 0.13% +3,737 Timeline GLD SPDR GOLD TR More: the full row for SPDR GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,959 shares; 2019Q1: 2,278 shares; 2019Q2: 2,364 shares; 2019Q3: 2,558 shares 2,558 $355K 0.13% +194 Timeline XNCMX NUVEEN CALIF AMT FREE MUNI I More: the full row for NUVEEN CALIF AMT FREE MUNI I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 23,400 shares 23,400 $354K 0.13% new Timeline ABBV ABBVIE INC More: the full row for ABBVIE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,868 shares; 2019Q1: 3,814 shares; 2019Q2: 3,934 shares; 2019Q3: 4,664 shares 4,664 $353K 0.13% +730 Timeline VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,809 shares; 2019Q2: 14,373 shares; 2019Q3: 28,182 shares 28,182 $353K 0.13% +13,809 Timeline RWM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,700 shares 8,700 $353K 0.13% new Timeline MTUM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,471 shares; 2019Q1: 4,955 shares; 2019Q2: 4,895 shares; 2019Q3: 2,948 shares 2,948 $352K 0.13% -1,947 Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,337 shares; 2019Q1: 1,127 shares; 2019Q2: 1,459 shares; 2019Q3: 1,618 shares 1,618 $351K 0.13% +159 Timeline SDY SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,803 shares; 2019Q1: 2,890 shares; 2019Q2: 2,901 shares; 2019Q3: 3,363 shares 3,363 $345K 0.12% +462 Timeline WFC WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,078 shares; 2019Q1: 7,867 shares; 2019Q2: 8,275 shares; 2019Q3: 6,817 shares 6,817 $344K 0.12% -1,458 Timeline CEF SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,305 shares; 2019Q1: 24,305 shares; 2019Q2: 24,305 shares; 2019Q3: 24,305 shares 24,305 $344K 0.12% 0 Timeline TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,352 shares 8,352 $344K 0.12% new SPROTT PHYSICAL GOLD SILVER SPROTT PHYSICAL GOLD SILVER More: the full row for SPROTT PHYSICAL GOLD SILVER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,305 shares; 2019Q1: 24,305 shares; 2019Q2: 24,305 shares; 2019Q3: 24,305 shares 24,305 $344K 0.12% 0 ARISTA NETWORKS INC ARISTA NETWORKS INC More: the full row for ARISTA NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 951 shares; 2019Q1: 2,187 shares; 2019Q2: 1,401 shares; 2019Q3: 1,437 shares 1,437 $343K 0.12% +36 IEI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,801 shares; 2019Q3: 2,700 shares 2,700 $342K 0.12% -1,101 Timeline IYR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,364 shares; 2019Q2: 3,104 shares; 2019Q3: 3,603 shares 3,603 $337K 0.12% +499 Timeline XYZ BLOCK INC More: the full row for BLOCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,580 shares; 2019Q2: 2,965 shares; 2019Q3: 5,369 shares 5,369 $333K 0.12% +2,404 Timeline EOT EATON VANCE NATL MUN OPPORT More: the full row for EATON VANCE NATL MUN OPPORT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 12,419 shares; 2019Q2: not reported; 2019Q3: 14,435 shares 14,435 $326K 0.12% new Timeline AXP AMERICAN EXPRESS CO More: the full row for AMERICAN EXPRESS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,338 shares; 2019Q1: 2,395 shares; 2019Q2: 2,351 shares; 2019Q3: 2,734 shares 2,734 $323K 0.12% +383 Timeline FIRST TRUST ENERGY INFRASTR… FIRST TRUST ENERGY INFRASTRUCT More: the full row for FIRST TRUST ENERGY INFRASTRUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,451 shares; 2019Q1: 28,951 shares; 2019Q2: 26,651 shares; 2019Q3: 19,446 shares 19,446 $321K 0.12% -7,205 HYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 14,786 shares; 2019Q2: 17,382 shares; 2019Q3: 3,647 shares 3,647 $318K 0.11% -13,735 Timeline FDL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,240 shares; 2019Q1: 10,130 shares; 2019Q2: 10,209 shares; 2019Q3: 10,194 shares 10,194 $316K 0.11% -15 Timeline AMGN AMGEN INC More: the full row for AMGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,852 shares; 2019Q1: not reported; 2019Q2: 1,703 shares; 2019Q3: 1,626 shares 1,626 $315K 0.11% -77 Timeline BAC BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,511 shares; 2019Q1: 9,570 shares; 2019Q2: 9,455 shares; 2019Q3: 10,813 shares 10,813 $315K 0.11% +1,358 Timeline ET ENERGY TRANSFER L P More: the full row for ENERGY TRANSFER L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,229 shares; 2019Q1: 31,376 shares; 2019Q2: 33,076 shares; 2019Q3: 24,047 shares 24,047 $315K 0.11% -9,029 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,648 shares; 2019Q1: 31,648 shares; 2019Q2: 33,195 shares; 2019Q3: 19,655 shares 19,655 $312K 0.11% -13,540 Timeline TIP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,164 shares; 2019Q3: 2,658 shares 2,658 $309K 0.11% +494 Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,655 shares; 2019Q1: 6,726 shares; 2019Q2: 6,203 shares; 2019Q3: 6,224 shares 6,224 $305K 0.11% +21 Timeline FTEC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,619 shares; 2019Q1: 4,633 shares; 2019Q2: 4,755 shares; 2019Q3: 4,767 shares 4,767 $304K 0.11% +12 Timeline UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,411 shares; 2019Q2: 7,763 shares; 2019Q3: 8,296 shares 8,296 $304K 0.11% +533 Timeline PRLB PROTO LABS INC More: the full row for PROTO LABS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,868 shares; 2019Q1: 2,868 shares; 2019Q2: 2,868 shares; 2019Q3: 2,968 shares 2,968 $303K 0.11% +100 Timeline TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 979 shares; 2019Q2: 1,201 shares; 2019Q3: 1,253 shares 1,253 $302K 0.11% +52 Timeline CMCSA COMCAST CORP NEW More: the full row for COMCAST CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,044 shares; 2019Q2: 5,872 shares; 2019Q3: 6,660 shares 6,660 $300K 0.11% +788 Timeline PFE PFIZER INC More: the full row for PFIZER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,068 shares; 2019Q1: 8,082 shares; 2019Q2: 8,102 shares; 2019Q3: 8,314 shares 8,314 $299K 0.11% +212 Timeline MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,664 shares; 2019Q2: not reported; 2019Q3: 2,383 shares 2,383 $296K 0.11% new Timeline ETF SER SOLUTIONS ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,663 shares 6,663 $294K 0.11% new XLC SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,067 shares; 2019Q2: 7,585 shares; 2019Q3: 5,872 shares 5,872 $291K 0.1% -1,713 Timeline OKTA OKTA INC More: the full row for OKTA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,208 shares; 2019Q3: 2,898 shares 2,898 $285K 0.1% +690 Timeline NOBL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,567 shares; 2019Q1: 6,431 shares; 2019Q2: 3,618 shares; 2019Q3: 3,978 shares 3,978 $285K 0.1% +360 Timeline TJX TJX COS INC NEW More: the full row for TJX COS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,114 shares; 2019Q1: 5,214 shares; 2019Q2: 5,094 shares; 2019Q3: 5,094 shares 5,094 $284K 0.1% 0 Timeline QCOM QUALCOMM INC More: the full row for QUALCOMM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,965 shares; 2019Q1: 7,015 shares; 2019Q2: not reported; 2019Q3: 3,639 shares 3,639 $278K 0.1% new Timeline BOH BANK OF HI CORP More: the full row for BANK OF HI CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,200 shares; 2019Q1: 3,200 shares; 2019Q2: 3,200 shares; 2019Q3: 3,200 shares 3,200 $275K 0.1% 0 Timeline DGRO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,807 shares; 2019Q2: 11,076 shares; 2019Q3: 6,912 shares 6,912 $271K 0.1% -4,164 Timeline VCSH VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,389 shares; 2019Q1: 3,172 shares; 2019Q2: 3,208 shares; 2019Q3: 3,232 shares 3,232 $262K 0.09% +24 Timeline MUA BLACKROCK MUNIASSETS FD INC More: the full row for BLACKROCK MUNIASSETS FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,899 shares 16,899 $262K 0.09% new Timeline ITW ILLINOIS TOOL WKS INC More: the full row for ILLINOIS TOOL WKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,743 shares; 2019Q1: 1,661 shares; 2019Q2: 1,658 shares; 2019Q3: 1,666 shares 1,666 $261K 0.09% +8 Timeline NFLX NETFLIX INC. More: the full row for NETFLIX INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,962 shares; 2019Q2: 1,413 shares; 2019Q3: 972 shares 972 $260K 0.09% -441 Timeline MO ALTRIA GROUP INC More: the full row for ALTRIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,850 shares; 2019Q1: 6,400 shares; 2019Q2: 6,250 shares; 2019Q3: 6,325 shares 6,325 $259K 0.09% +75 Timeline LMT LOCKHEED MARTIN CORP More: the full row for LOCKHEED MARTIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,703 shares; 2019Q1: not reported; 2019Q2: 608 shares; 2019Q3: 665 shares 665 $259K 0.09% +57 Timeline ACTVISION BLIZZARD INC ACTVISION BLIZZARD INC More: the full row for ACTVISION BLIZZARD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,261 shares; 2019Q2: not reported; 2019Q3: 4,876 shares 4,876 $258K 0.09% new APPN APPIAN CORP More: the full row for APPIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 9,673 shares; 2019Q2: not reported; 2019Q3: 5,427 shares 5,427 $258K 0.09% new Timeline HON HONEYWELL INTL INC More: the full row for HONEYWELL INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,502 shares; 2019Q1: 2,972 shares; 2019Q2: 2,005 shares; 2019Q3: 1,488 shares 1,488 $252K 0.09% -517 Timeline TXN TEXAS INSTRS INC More: the full row for TEXAS INSTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,941 shares 1,941 $251K 0.09% new Timeline EMR EMERSON ELEC CO More: the full row for EMERSON ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,697 shares 3,697 $247K 0.09% new Timeline COST COSTCO WHOLESALE CORPORATION More: the full row for COSTCO WHOLESALE CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 855 shares 855 $246K 0.09% new Timeline MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,766 shares; 2019Q1: 51,630 shares; 2019Q2: 34,978 shares; 2019Q3: 34,978 shares 34,978 $246K 0.09% 0 Timeline ABT ABBOTT LABORATORIES More: the full row for ABBOTT LABORATORIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,880 shares 2,880 $241K 0.09% new Timeline ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 966 shares; 2019Q3: 1,074 shares 1,074 $241K 0.09% +108 Timeline MYY PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,625 shares 5,625 $239K 0.09% new Timeline DAL DELTA AIR LINES INC More: the full row for DELTA AIR LINES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,776 shares; 2019Q3: 4,124 shares 4,124 $238K 0.09% +348 Timeline MCHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,881 shares; 2019Q2: 3,987 shares; 2019Q3: 4,163 shares 4,163 $233K 0.08% +176 Timeline DE DEERE & CO More: the full row for DEERE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,365 shares 1,365 $230K 0.08% new Timeline FFIN FIRST FINL BANKSHARES INC More: the full row for FIRST FINL BANKSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,892 shares; 2019Q3: 6,892 shares 6,892 $230K 0.08% 0 Timeline TWLO TWILIO INC More: the full row for TWILIO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,592 shares; 2019Q2: not reported; 2019Q3: 2,083 shares 2,083 $229K 0.08% new Timeline PHYS SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,141 shares; 2019Q1: 19,141 shares; 2019Q2: 19,141 shares; 2019Q3: 19,141 shares 19,141 $226K 0.08% 0 Timeline VFC V F CORP More: the full row for V F CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,408 shares; 2019Q2: not reported; 2019Q3: 2,459 shares 2,459 $219K 0.08% new Timeline ISRG INTUITIVE SURGICAL INC More: the full row for INTUITIVE SURGICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 389 shares; 2019Q2: 402 shares; 2019Q3: 404 shares 404 $218K 0.08% +2 Timeline ACAD ACADIA PHARMACEUTICALS INC More: the full row for ACADIA PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,050 shares 6,050 $218K 0.08% new Timeline SCHX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,058 shares; 2019Q2: 3,058 shares; 2019Q3: 3,064 shares 3,064 $217K 0.08% +6 Timeline EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,307 shares; 2019Q2: 3,262 shares; 2019Q3: 2,872 shares 2,872 $217K 0.08% -390 Timeline PZA INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,841 shares; 2019Q1: 14,512 shares; 2019Q2: 14,563 shares; 2019Q3: 8,189 shares 8,189 $217K 0.08% -6,374 Timeline PFF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,141 shares; 2019Q1: 21,152 shares; 2019Q2: 14,850 shares; 2019Q3: 5,768 shares 5,768 $216K 0.08% -9,082 Timeline MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 4,093 shares; 2019Q2: 3,893 shares; 2019Q3: 3,894 shares 3,894 $215K 0.08% +1 Timeline VTWO VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,976 shares; 2019Q2: 1,748 shares; 2019Q3: 1,769 shares 1,769 $215K 0.08% +21 Timeline BA BOEING CO More: the full row for BOEING CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 715 shares; 2019Q1: not reported; 2019Q2: 554 shares; 2019Q3: 553 shares 553 $210K 0.08% -1 Timeline BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 914 shares; 2019Q3: 896 shares 896 $209K 0.07% -18 Timeline EPD ENTERPRISE PRODS PARTNERS L More: the full row for ENTERPRISE PRODS PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,073 shares; 2019Q1: 8,899 shares; 2019Q2: 8,007 shares; 2019Q3: 7,314 shares 7,314 $209K 0.07% -693 Timeline DUK DUKE ENERGY CORP NEW More: the full row for DUKE ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,523 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,141 shares 2,141 $205K 0.07% new Timeline SLQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,903 shares; 2019Q3: 4,013 shares 4,013 $205K 0.07% -890 Timeline BMY BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,465 shares; 2019Q1: not reported; 2019Q2: 4,543 shares; 2019Q3: 3,992 shares 3,992 $202K 0.07% -551 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 12,100 shares; 2019Q2: 12,100 shares; 2019Q3: 12,100 shares 12,100 $201K 0.07% 0 Timeline NMZ NUVEEN MUN HIGH INCOME OPPOR More: the full row for NUVEEN MUN HIGH INCOME OPPOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 11,300 shares; 2019Q2: not reported; 2019Q3: 13,880 shares 13,880 $198K 0.07% new Timeline NVG NUVEEN AMT FREE MUN CR INC F More: the full row for NUVEEN AMT FREE MUN CR INC F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,805 shares 10,805 $181K 0.06% new Timeline PIMCO MUN INCOME FD III PIMCO MUN INCOME FD III More: the full row for PIMCO MUN INCOME FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 11,775 shares; 2019Q2: not reported; 2019Q3: 13,866 shares 13,866 $177K 0.06% new PGX INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,408 shares; 2019Q3: 11,726 shares 11,726 $176K 0.06% -3,682 Timeline XAODX ABRDN TOTAL DYNAMIC DIVIDEND More: the full row for ABRDN TOTAL DYNAMIC DIVIDEND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,640 shares 20,640 $172K 0.06% new Timeline TORTOISE ESSENTIAL ASSETS IN TORTOISE ESSENTIAL ASSETS IN More: the full row for TORTOISE ESSENTIAL ASSETS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,278 shares 10,278 $171K 0.06% new MQY BLACKROCK MUNIYILD QULT FD I More: the full row for BLACKROCK MUNIYILD QULT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,024 shares; 2019Q3: 10,948 shares 10,948 $165K 0.06% +924 Timeline NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,478 shares; 2019Q1: 15,478 shares; 2019Q2: 15,478 shares; 2019Q3: 15,478 shares 15,478 $163K 0.06% 0 Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,605 shares 10,605 $163K 0.06% new Timeline BLACKROCK MUNIENHANCED FD IN BLACKROCK MUNIENHANCED FD IN More: the full row for BLACKROCK MUNIENHANCED FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 13,052 shares; 2019Q3: 14,252 shares 14,252 $162K 0.06% +1,200 VKQ INVESCO MUNICIPAL TRUST More: the full row for INVESCO MUNICIPAL TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,778 shares; 2019Q3: 12,856 shares 12,856 $162K 0.06% +1,078 Timeline XMVFX BLACKROCK MUNIVEST FUND More: the full row for BLACKROCK MUNIVEST FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 13,923 shares; 2019Q2: not reported; 2019Q3: 17,484 shares 17,484 $161K 0.06% new Timeline BLACKROCK MUNI INC TR II BLACKROCK MUNI INC TR II More: the full row for BLACKROCK MUNI INC TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,817 shares 10,817 $161K 0.06% new VGM INVESCO TR INVT GRADE MUNS More: the full row for INVESCO TR INVT GRADE MUNS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,425 shares; 2019Q3: 12,480 shares 12,480 $161K 0.06% +1,055 Timeline KTF DWS MUN INCOME TR More: the full row for DWS MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,659 shares; 2019Q3: 13,837 shares 13,837 $160K 0.06% +1,178 Timeline PMO FRANKLIN MUN OPPORTUNITIES T More: the full row for FRANKLIN MUN OPPORTUNITIES T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,149 shares 12,149 $159K 0.06% new Timeline XMVTX BLACKROCK MUNIVEST FUND II More: the full row for BLACKROCK MUNIVEST FUND II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,717 shares 10,717 $158K 0.06% new Timeline DMB BNY MELLON MUN BD INFRASTRUC More: the full row for BNY MELLON MUN BD INFRASTRUC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,869 shares 10,869 $155K 0.06% new Timeline BLACKROCK LONG-TERM MUNCIPA… BLACKROCK LONG-TERM MUNCIPAL A More: the full row for BLACKROCK LONG-TERM MUNCIPAL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,868 shares 11,868 $150K 0.05% new BLACKROCK MUNIYIELD INVT F BLACKROCK MUNIYIELD INVT F More: the full row for BLACKROCK MUNIYIELD INVT F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,100 shares 10,100 $144K 0.05% new ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,898 shares; 2019Q1: 16,158 shares; 2019Q2: 14,858 shares; 2019Q3: 13,858 shares 13,858 $127K 0.05% -1,000 PMM FRANKLIN MANAGED MUN INCOME More: the full row for FRANKLIN MANAGED MUN INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,352 shares 15,352 $120K 0.04% new Timeline ZYNGA INC. ZYNGA INC. More: the full row for ZYNGA INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,068 shares 20,068 $117K 0.04% new BGR BLACKROCK ENERGY & RES TR More: the full row for BLACKROCK ENERGY & RES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 29,841 shares; 2019Q2: 24,321 shares; 2019Q3: 10,405 shares 10,405 $117K 0.04% -13,916 Timeline OAKTREE STRATEGIC INCOME COR OAKTREE STRATEGIC INCOME COR More: the full row for OAKTREE STRATEGIC INCOME COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,392 shares; 2019Q3: 13,092 shares 13,092 $108K 0.04% -2,300 Eaton Vance Floating Rate Eaton Vance Floating Rate More: the full row for Eaton Vance Floating Rate Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,828 shares; 2019Q1: 11,874 shares; 2019Q2: 11,891 shares; 2019Q3: 11,378 shares 11,378 $104K 0.04% -513 CERS CERUS CORP More: the full row for CERUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 19,123 shares; 2019Q2: 19,123 shares; 2019Q3: 19,123 shares 19,123 $99K 0.04% 0 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,115 shares; 2019Q1: 10,315 shares; 2019Q2: 10,315 shares; 2019Q3: 10,315 shares 10,315 $82K 0.03% 0 Timeline PIM FRANKLIN MASTER INTER INCOME More: the full row for FRANKLIN MASTER INTER INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,416 shares; 2019Q1: 13,416 shares; 2019Q2: 13,416 shares; 2019Q3: 13,416 shares 13,416 $62K 0.02% 0 Timeline GPRO GOPRO INC More: the full row for GOPRO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,100 shares; 2019Q1: 10,100 shares; 2019Q2: 10,100 shares; 2019Q3: 10,100 shares 10,100 $52K 0.02% 0 Timeline SOUTHWESTERN ENERGY CO SOUTHWESTERN ENERGY CO More: the full row for SOUTHWESTERN ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,000 shares; 2019Q1: 20,000 shares; 2019Q2: 20,000 shares; 2019Q3: 20,000 shares 20,000 $39K 0.01% 0 LYFT LYFT INC More: the full row for LYFT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 408 shares 408 $17K 0.01% new Timeline