SPY STATE STR SPDR S&P 500 ETF T More: the full row for STATE STR SPDR S&P 500 ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 187,481 shares; 2019Q1: 232,848 shares; 2019Q2: 230,562 shares; 2019Q3: 212,904 shares; 2019Q4: 233,268 shares 233,268 $75.1M 27.55% +20,364 Timeline USMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 168,197 shares; 2019Q1: 180,473 shares; 2019Q2: 187,032 shares; 2019Q3: 206,761 shares; 2019Q4: 195,259 shares 195,259 $12.8M 4.7% -11,502 Timeline VEGA ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 424,865 shares; 2019Q1: 354,449 shares; 2019Q2: 341,926 shares; 2019Q3: 323,957 shares; 2019Q4: 303,211 shares 303,211 $10.3M 3.79% -20,746 Timeline GBIL GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,327 shares; 2019Q2: 24,734 shares; 2019Q3: 89,343 shares; 2019Q4: 90,600 shares 90,600 $9.07M 3.33% +1,257 Timeline JPST J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 142,314 shares; 2019Q3: 148,535 shares; 2019Q4: 138,494 shares 138,494 $6.98M 2.56% -10,041 Timeline AAPL APPLE INC More: the full row for APPLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,011 shares; 2019Q1: 19,893 shares; 2019Q2: 18,960 shares; 2019Q3: 22,632 shares; 2019Q4: 19,437 shares 19,437 $5.71M 2.09% -3,195 Timeline EFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 64,218 shares; 2019Q1: 62,148 shares; 2019Q2: 61,002 shares; 2019Q3: 58,593 shares; 2019Q4: 57,732 shares 57,732 $4.01M 1.47% -861 Timeline MINT PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,773 shares; 2019Q1: 36,409 shares; 2019Q2: 35,306 shares; 2019Q3: 35,700 shares; 2019Q4: 36,088 shares 36,088 $3.67M 1.35% +388 Timeline XLK SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,384 shares; 2019Q1: 48,583 shares; 2019Q2: 44,465 shares; 2019Q3: 43,095 shares; 2019Q4: 38,890 shares 38,890 $3.56M 1.31% -4,205 Timeline JPM JPMORGAN CHASE & CO More: the full row for JPMORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,720 shares; 2019Q1: 16,329 shares; 2019Q2: 17,184 shares; 2019Q3: 21,969 shares; 2019Q4: 24,926 shares 24,926 $3.48M 1.27% +2,957 Timeline SPHD INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 45,765 shares; 2019Q1: 59,622 shares; 2019Q2: 74,373 shares; 2019Q3: 79,512 shares; 2019Q4: 71,515 shares 71,515 $3.15M 1.16% -7,997 Timeline PEP PEPSICO INC More: the full row for PEPSICO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,524 shares; 2019Q1: 29,891 shares; 2019Q2: 30,067 shares; 2019Q3: 30,822 shares; 2019Q4: 20,879 shares 20,879 $2.85M 1.05% -9,943 Timeline XMLV INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,627 shares; 2019Q1: 49,908 shares; 2019Q2: 48,841 shares; 2019Q3: 56,436 shares; 2019Q4: 52,386 shares 52,386 $2.82M 1.03% -4,050 Timeline XLF SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,605 shares; 2019Q1: 33,799 shares; 2019Q2: 24,078 shares; 2019Q3: 17,325 shares; 2019Q4: 86,350 shares 86,350 $2.66M 0.98% +69,025 Timeline XLV SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,669 shares; 2019Q1: 31,104 shares; 2019Q2: 23,856 shares; 2019Q3: 22,246 shares; 2019Q4: 25,692 shares 25,692 $2.62M 0.96% +3,446 Timeline MSFT MICROSOFT CORP More: the full row for MICROSOFT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,878 shares; 2019Q1: 16,776 shares; 2019Q2: 16,084 shares; 2019Q3: 19,604 shares; 2019Q4: 15,452 shares 15,452 $2.44M 0.89% -4,152 Timeline BX BLACKSTONE INC More: the full row for BLACKSTONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,094 shares; 2019Q4: 40,363 shares 40,363 $2.26M 0.83% +9,269 Timeline XLP SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 42,160 shares; 2019Q2: 39,724 shares; 2019Q3: 36,837 shares; 2019Q4: 35,666 shares 35,666 $2.25M 0.82% -1,171 Timeline IWP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,225 shares; 2019Q1: 17,904 shares; 2019Q2: 16,899 shares; 2019Q3: 15,931 shares; 2019Q4: 14,328 shares 14,328 $2.19M 0.8% -1,603 Timeline IWM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,044 shares; 2019Q1: 15,888 shares; 2019Q2: 13,061 shares; 2019Q3: 12,075 shares; 2019Q4: 12,353 shares 12,353 $2.05M 0.75% +278 Timeline EFAV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,451 shares; 2019Q1: 27,876 shares; 2019Q2: 28,311 shares; 2019Q3: 29,405 shares; 2019Q4: 27,439 shares 27,439 $2.04M 0.75% -1,966 Timeline AMZN AMAZON COM INC More: the full row for AMAZON COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,011 shares; 2019Q1: 1,210 shares; 2019Q2: 1,064 shares; 2019Q3: 1,347 shares; 2019Q4: 1,088 shares 1,088 $2.01M 0.74% -259 Timeline DIS DISNEY WALT CO More: the full row for DISNEY WALT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,733 shares; 2019Q1: 5,939 shares; 2019Q2: 8,295 shares; 2019Q3: 13,370 shares; 2019Q4: 13,489 shares 13,489 $1.95M 0.72% +119 Timeline META META PLATFORMS INC More: the full row for META PLATFORMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,376 shares; 2019Q1: 8,791 shares; 2019Q2: 8,751 shares; 2019Q3: 11,647 shares; 2019Q4: 8,988 shares 8,988 $1.84M 0.68% -2,659 Timeline CVGW CALAVO GROWERS INC More: the full row for CALAVO GROWERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,550 shares; 2019Q1: 18,550 shares; 2019Q2: 18,750 shares; 2019Q3: 18,230 shares; 2019Q4: 18,230 shares 18,230 $1.65M 0.61% 0 Timeline VEA VANGUARD TAX-MANAGED FDS More: the full row for VANGUARD TAX-MANAGED FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 47,831 shares; 2019Q1: 42,866 shares; 2019Q2: 40,593 shares; 2019Q3: 73,272 shares; 2019Q4: 36,317 shares 36,317 $1.6M 0.59% -36,955 Timeline DIA STATE STR SPDR DOW JONES IND More: the full row for STATE STR SPDR DOW JONES IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,964 shares; 2019Q1: 6,794 shares; 2019Q2: 7,007 shares; 2019Q3: 7,432 shares; 2019Q4: 5,506 shares 5,506 $1.57M 0.58% -1,926 Timeline VOOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 9,895 shares; 2019Q2: 9,344 shares; 2019Q3: 8,821 shares; 2019Q4: 8,822 shares 8,822 $1.54M 0.56% +1 Timeline VO VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,581 shares; 2019Q1: 9,376 shares; 2019Q2: 9,150 shares; 2019Q3: 9,097 shares; 2019Q4: 8,454 shares 8,454 $1.51M 0.55% -643 Timeline TGT TARGET CORP More: the full row for TARGET CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,424 shares; 2019Q2: not reported; 2019Q3: 8,821 shares; 2019Q4: 11,632 shares 11,632 $1.49M 0.55% +2,811 Timeline QQQ INVESCO QQQ TR More: the full row for INVESCO QQQ TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,078 shares; 2019Q1: 6,589 shares; 2019Q2: 5,688 shares; 2019Q3: 6,191 shares; 2019Q4: 6,981 shares 6,981 $1.48M 0.54% +790 Timeline VIG VANGUARD SPECIALIZED FUNDS More: the full row for VANGUARD SPECIALIZED FUNDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,915 shares; 2019Q1: 12,237 shares; 2019Q2: 12,329 shares; 2019Q3: 12,243 shares; 2019Q4: 11,907 shares 11,907 $1.48M 0.54% -336 Timeline SAN BANCO SANTANDER SA More: the full row for BANCO SANTANDER SA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 348,446 shares; 2019Q1: 348,455 shares; 2019Q2: 347,861 shares; 2019Q3: 347,288 shares; 2019Q4: 347,133 shares 347,133 $1.44M 0.53% -155 Timeline IJR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,530 shares; 2019Q1: 21,509 shares; 2019Q2: 20,371 shares; 2019Q3: 22,082 shares; 2019Q4: 17,059 shares 17,059 $1.43M 0.52% -5,023 Timeline T AT&T INC More: the full row for AT&T INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 56,762 shares; 2019Q1: 34,567 shares; 2019Q2: 40,689 shares; 2019Q3: 37,768 shares; 2019Q4: 36,552 shares 36,552 $1.43M 0.52% -1,216 Timeline SHY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,060 shares; 2019Q3: 12,660 shares; 2019Q4: 16,060 shares 16,060 $1.36M 0.5% +3,400 Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,184 shares; 2019Q3: 11,404 shares; 2019Q4: 10,492 shares 10,492 $1.34M 0.49% -912 Timeline BND VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 15,931 shares; 2019Q2: 17,132 shares; 2019Q3: 19,607 shares; 2019Q4: 15,974 shares 15,974 $1.34M 0.49% -3,633 Timeline BRK-B BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,022 shares; 2019Q1: 5,645 shares; 2019Q2: 5,419 shares; 2019Q3: 6,469 shares; 2019Q4: 5,909 shares 5,909 $1.34M 0.49% -560 Timeline XOM EXXON MOBIL CORP More: the full row for EXXON MOBIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,266 shares; 2019Q1: 19,157 shares; 2019Q2: 17,692 shares; 2019Q3: 17,654 shares; 2019Q4: 18,780 shares 18,780 $1.31M 0.48% +1,126 Timeline BSV VANGUARD BD INDEX FDS More: the full row for VANGUARD BD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,642 shares; 2019Q1: 17,723 shares; 2019Q2: 17,745 shares; 2019Q3: 16,730 shares; 2019Q4: 16,100 shares 16,100 $1.3M 0.48% -630 Timeline VTI VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,342 shares; 2019Q1: 6,777 shares; 2019Q2: 6,770 shares; 2019Q3: 17,868 shares; 2019Q4: 7,465 shares 7,465 $1.22M 0.45% -10,403 Timeline GOOG ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 863 shares; 2019Q1: 929 shares; 2019Q2: 840 shares; 2019Q3: 915 shares; 2019Q4: 899 shares 899 $1.2M 0.44% -16 Timeline IVV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,244 shares; 2019Q1: 4,256 shares; 2019Q2: 3,579 shares; 2019Q3: 3,940 shares; 2019Q4: 3,630 shares 3,630 $1.17M 0.43% -310 Timeline IGSB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,834 shares; 2019Q1: 21,548 shares; 2019Q2: 21,210 shares; 2019Q3: 20,974 shares; 2019Q4: 21,069 shares 21,069 $1.13M 0.41% +95 Timeline IFLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 69,086 shares; 2019Q1: 78,388 shares; 2019Q2: 72,844 shares; 2019Q3: 57,899 shares; 2019Q4: 58,431 shares 58,431 $1.12M 0.41% +532 Timeline MDY STATE STR SPDR S&P MIDCAP 40 More: the full row for STATE STR SPDR S&P MIDCAP 40 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,288 shares; 2019Q1: 3,204 shares; 2019Q2: 3,125 shares; 2019Q3: 3,306 shares; 2019Q4: 2,969 shares 2,969 $1.11M 0.41% -337 Timeline CALIFORNIA RES CORP CALIFORNIA RES CORP More: the full row for CALIFORNIA RES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 74,999 shares; 2019Q1: 74,364 shares; 2019Q2: 94,444 shares; 2019Q3: 128,019 shares; 2019Q4: 121,960 shares 121,960 $1.1M 0.4% -6,059 MOAT VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,532 shares; 2019Q1: 20,864 shares; 2019Q2: 23,124 shares; 2019Q3: 22,718 shares; 2019Q4: 20,068 shares 20,068 $1.1M 0.4% -2,650 Timeline EEMV ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,866 shares; 2019Q1: 19,887 shares; 2019Q2: 19,974 shares; 2019Q3: 20,538 shares; 2019Q4: 18,091 shares 18,091 $1.06M 0.39% -2,447 Timeline AGG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,675 shares; 2019Q1: 8,459 shares; 2019Q2: 15,177 shares; 2019Q3: 14,281 shares; 2019Q4: 9,362 shares 9,362 $1.05M 0.39% -4,919 Timeline EEM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,574 shares; 2019Q1: 13,829 shares; 2019Q2: 13,700 shares; 2019Q3: 14,274 shares; 2019Q4: 23,045 shares 23,045 $1.03M 0.38% +8,771 Timeline IVW ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,351 shares; 2019Q1: 5,917 shares; 2019Q2: 5,056 shares; 2019Q3: 5,371 shares; 2019Q4: 5,332 shares 5,332 $1.03M 0.38% -39 Timeline VBK VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 5,413 shares; 2019Q2: 6,422 shares; 2019Q3: 5,797 shares; 2019Q4: 5,183 shares 5,183 $1.03M 0.38% -614 Timeline PG PROCTER & GAMBLE CO More: the full row for PROCTER & GAMBLE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,556 shares; 2019Q1: 9,852 shares; 2019Q2: 9,980 shares; 2019Q3: 10,992 shares; 2019Q4: 8,093 shares 8,093 $1.01M 0.37% -2,899 Timeline DXJ WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,189 shares; 2019Q1: 20,421 shares; 2019Q2: 19,746 shares; 2019Q3: 19,502 shares; 2019Q4: 18,565 shares 18,565 $999K 0.37% -937 Timeline DB DEUTSCHE BK AG More: the full row for DEUTSCHE BK AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,500 shares; 2019Q1: 41,500 shares; 2019Q2: 60,500 shares; 2019Q3: 139,500 shares; 2019Q4: 124,500 shares 124,500 $969K 0.36% -15,000 Timeline CVX CHEVRON CORPORATION More: the full row for CHEVRON CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,739 shares; 2019Q1: 8,228 shares; 2019Q2: 8,229 shares; 2019Q3: 8,833 shares; 2019Q4: 8,013 shares 8,013 $966K 0.35% -820 Timeline ICF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,138 shares; 2019Q1: 7,289 shares; 2019Q2: 7,548 shares; 2019Q3: 8,138 shares; 2019Q4: 8,006 shares 8,006 $937K 0.34% -132 Timeline IEFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,441 shares; 2019Q1: 15,232 shares; 2019Q2: 14,625 shares; 2019Q3: 15,155 shares; 2019Q4: 14,276 shares 14,276 $931K 0.34% -879 Timeline BAB INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,483 shares; 2019Q1: 27,422 shares; 2019Q2: 31,218 shares; 2019Q3: 33,008 shares; 2019Q4: 29,341 shares 29,341 $930K 0.34% -3,667 Timeline XSLV INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,588 shares; 2019Q1: 18,404 shares; 2019Q2: 18,129 shares; 2019Q3: 20,821 shares; 2019Q4: 18,034 shares 18,034 $918K 0.34% -2,787 Timeline WMT WALMART INC More: the full row for WALMART INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,127 shares; 2019Q1: 4,074 shares; 2019Q2: 6,050 shares; 2019Q3: 11,752 shares; 2019Q4: 7,572 shares 7,572 $900K 0.33% -4,180 Timeline GOOGL ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 688 shares; 2019Q1: 755 shares; 2019Q2: 726 shares; 2019Q3: 763 shares; 2019Q4: 661 shares 661 $885K 0.32% -102 Timeline JNJ JOHNSON & JOHNSON More: the full row for JOHNSON & JOHNSON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,382 shares; 2019Q1: 6,505 shares; 2019Q2: 5,662 shares; 2019Q3: 6,159 shares; 2019Q4: 6,051 shares 6,051 $883K 0.32% -108 Timeline STWD STARWOOD PPTY TR INC More: the full row for STARWOOD PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 28,891 shares; 2019Q4: 34,865 shares 34,865 $867K 0.32% +5,974 Timeline VGT VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,424 shares; 2019Q2: 3,461 shares; 2019Q3: 3,802 shares; 2019Q4: 3,529 shares 3,529 $864K 0.32% -273 Timeline YUM YUM BRANDS INC More: the full row for YUM BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,638 shares; 2019Q1: 10,684 shares; 2019Q2: 10,725 shares; 2019Q3: 10,764 shares; 2019Q4: 7,253 shares 7,253 $731K 0.27% -3,511 Timeline BAC BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,511 shares; 2019Q1: 9,570 shares; 2019Q2: 9,455 shares; 2019Q3: 10,813 shares; 2019Q4: 20,629 shares 20,629 $727K 0.27% +9,816 Timeline VNQ VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,140 shares; 2019Q1: 10,588 shares; 2019Q2: 8,518 shares; 2019Q3: 8,900 shares; 2019Q4: 7,802 shares 7,802 $724K 0.27% -1,098 Timeline RA BROOKFIELD REAL ASSETS INCOM More: the full row for BROOKFIELD REAL ASSETS INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 41,724 shares; 2019Q1: 42,423 shares; 2019Q2: 42,752 shares; 2019Q3: 33,400 shares; 2019Q4: 32,444 shares 32,444 $693K 0.25% -956 Timeline NKE NIKE INC More: the full row for NIKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,867 shares; 2019Q3: 4,717 shares; 2019Q4: 6,834 shares 6,834 $692K 0.25% +2,117 Timeline MA MASTERCARD INCORPORATED More: the full row for MASTERCARD INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,094 shares; 2019Q1: 3,225 shares; 2019Q2: 2,195 shares; 2019Q3: 2,673 shares; 2019Q4: 2,269 shares 2,269 $677K 0.25% -404 Timeline VZ VERIZON COMMUNICATIONS INC More: the full row for VERIZON COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,867 shares; 2019Q1: 10,842 shares; 2019Q2: 10,543 shares; 2019Q3: 12,648 shares; 2019Q4: 10,830 shares 10,830 $665K 0.24% -1,818 Timeline INTC INTEL CORP More: the full row for INTEL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,093 shares; 2019Q1: 14,954 shares; 2019Q2: 13,780 shares; 2019Q3: 15,507 shares; 2019Q4: 11,057 shares 11,057 $662K 0.24% -4,450 Timeline VWO VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,683 shares; 2019Q1: 17,651 shares; 2019Q2: 15,634 shares; 2019Q3: 36,714 shares; 2019Q4: 14,168 shares 14,168 $630K 0.23% -22,546 Timeline PWZ INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,401 shares; 2019Q1: 17,455 shares; 2019Q2: 21,679 shares; 2019Q3: 22,065 shares; 2019Q4: 22,246 shares 22,246 $608K 0.22% +181 Timeline VT VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,400 shares 7,400 $599K 0.22% new Timeline CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,614 shares; 2019Q1: 3,575 shares; 2019Q2: 3,515 shares; 2019Q3: 3,820 shares; 2019Q4: 3,659 shares 3,659 $595K 0.22% -161 Timeline UNITED TECHNOLOGIES CORP UNITED TECHNOLOGIES CORP More: the full row for UNITED TECHNOLOGIES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,112 shares; 2019Q1: 3,767 shares; 2019Q2: 3,800 shares; 2019Q3: 4,170 shares; 2019Q4: 3,880 shares 3,880 $581K 0.21% -290 HD HOME DEPOT INC More: the full row for HOME DEPOT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,881 shares; 2019Q1: 3,712 shares; 2019Q2: 3,130 shares; 2019Q3: 4,066 shares; 2019Q4: 2,626 shares 2,626 $573K 0.21% -1,440 Timeline FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 55,700 shares; 2019Q1: 65,700 shares; 2019Q2: 60,700 shares; 2019Q3: 51,200 shares; 2019Q4: 46,900 shares 46,900 $560K 0.21% -4,300 LULU LULULEMON ATHLETICA INC More: the full row for LULULEMON ATHLETICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,339 shares; 2019Q3: 2,215 shares; 2019Q4: 2,379 shares 2,379 $551K 0.2% +164 Timeline IVE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,797 shares; 2019Q1: 4,231 shares; 2019Q2: 2,908 shares; 2019Q3: not reported; 2019Q4: 4,197 shares 4,197 $546K 0.2% new Timeline BKLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,247 shares; 2019Q1: 24,935 shares; 2019Q2: 23,622 shares; 2019Q3: 27,528 shares; 2019Q4: 23,622 shares 23,622 $539K 0.2% -3,906 Timeline HYGH ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,676 shares; 2019Q1: 6,342 shares; 2019Q2: 6,008 shares; 2019Q3: 6,008 shares; 2019Q4: 6,008 shares 6,008 $538K 0.2% 0 Timeline LMBS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,459 shares; 2019Q1: 10,886 shares; 2019Q2: 10,313 shares; 2019Q3: 10,313 shares; 2019Q4: 10,313 shares 10,313 $534K 0.2% 0 Timeline V VISA INC More: the full row for VISA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,492 shares; 2019Q3: 2,692 shares; 2019Q4: 2,839 shares 2,839 $533K 0.2% +147 Timeline VUG VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,427 shares; 2019Q1: 3,501 shares; 2019Q2: 2,576 shares; 2019Q3: 2,774 shares; 2019Q4: 2,921 shares 2,921 $532K 0.2% +147 Timeline IJH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,143 shares; 2019Q1: 3,257 shares; 2019Q2: 2,557 shares; 2019Q3: 2,531 shares; 2019Q4: 2,522 shares 2,522 $519K 0.19% -9 Timeline TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,634 shares; 2019Q1: 1,634 shares; 2019Q2: 1,604 shares; 2019Q3: 1,693 shares; 2019Q4: 1,580 shares 1,580 $513K 0.19% -113 Timeline KO COCA COLA CO More: the full row for COCA COLA CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,075 shares; 2019Q1: 8,062 shares; 2019Q2: 7,912 shares; 2019Q3: 11,207 shares; 2019Q4: 9,112 shares 9,112 $504K 0.18% -2,095 Timeline CMF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,538 shares; 2019Q1: 8,879 shares; 2019Q2: 7,745 shares; 2019Q3: 10,299 shares; 2019Q4: 8,022 shares 8,022 $491K 0.18% -2,277 Timeline MAR MARRIOTT INTL INC NEW More: the full row for MARRIOTT INTL INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,664 shares; 2019Q2: not reported; 2019Q3: 2,383 shares; 2019Q4: 3,146 shares 3,146 $476K 0.17% +763 Timeline IEI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,801 shares; 2019Q3: 2,700 shares; 2019Q4: 3,750 shares 3,750 $472K 0.17% +1,050 Timeline AMT AMERICAN TOWER CORP More: the full row for AMERICAN TOWER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,163 shares; 2019Q1: 2,165 shares; 2019Q2: 2,112 shares; 2019Q3: 2,146 shares; 2019Q4: 2,011 shares 2,011 $462K 0.17% -135 Timeline RAYTHEON CO RAYTHEON CO More: the full row for RAYTHEON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,359 shares; 2019Q1: 2,563 shares; 2019Q2: 3,087 shares; 2019Q3: 3,023 shares; 2019Q4: 2,088 shares 2,088 $459K 0.17% -935 GDX VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 26,094 shares; 2019Q4: 15,502 shares 15,502 $454K 0.17% -10,592 Timeline GENERAL ELEC CO GENERAL ELEC CO More: the full row for GENERAL ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 102,400 shares; 2019Q1: 105,515 shares; 2019Q2: 109,709 shares; 2019Q3: 44,322 shares; 2019Q4: 40,453 shares 40,453 $451K 0.17% -3,869 IBM INTERNATIONAL BUSINESS MACHS More: the full row for INTERNATIONAL BUSINESS MACHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,315 shares; 2019Q1: 3,344 shares; 2019Q2: 3,279 shares; 2019Q3: 7,605 shares; 2019Q4: 3,311 shares 3,311 $444K 0.16% -4,294 Timeline ITOT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,011 shares; 2019Q1: 6,071 shares; 2019Q2: 6,093 shares; 2019Q3: 9,519 shares; 2019Q4: 6,093 shares 6,093 $443K 0.16% -3,426 Timeline NEE NEXTERA ENERGY INC More: the full row for NEXTERA ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,356 shares; 2019Q1: 2,408 shares; 2019Q2: 2,421 shares; 2019Q3: 2,465 shares; 2019Q4: 1,812 shares 1,812 $439K 0.16% -653 Timeline D DOMINION ENERGY INC More: the full row for DOMINION ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,885 shares; 2019Q1: 3,755 shares; 2019Q2: 3,704 shares; 2019Q3: 5,266 shares; 2019Q4: 5,262 shares 5,262 $436K 0.16% -4 Timeline GS GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,863 shares 1,863 $428K 0.16% new Timeline HYS PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,285 shares; 2019Q4: 4,285 shares 4,285 $427K 0.16% 0 Timeline VTV VANGUARD INDEX FDS More: the full row for VANGUARD INDEX FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,577 shares; 2019Q1: 3,692 shares; 2019Q2: 3,692 shares; 2019Q3: 7,088 shares; 2019Q4: 3,447 shares 3,447 $413K 0.15% -3,641 Timeline AMGN AMGEN INC More: the full row for AMGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,852 shares; 2019Q1: not reported; 2019Q2: 1,703 shares; 2019Q3: 1,626 shares; 2019Q4: 1,708 shares 1,708 $412K 0.15% +82 Timeline Proshares Short S&P Proshares Short S&P More: the full row for Proshares Short S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 21,800 shares; 2019Q4: 16,800 shares 16,800 $403K 0.15% -5,000 SBUX STARBUCKS CORP More: the full row for STARBUCKS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,420 shares; 2019Q1: 3,576 shares; 2019Q2: 3,577 shares; 2019Q3: 8,619 shares; 2019Q4: 4,508 shares 4,508 $396K 0.15% -4,111 Timeline NXH NEIGHBORHOOD INTELLIGENCE IN More: the full row for NEIGHBORHOOD INTELLIGENCE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 48,200 shares; 2019Q3: 50,200 shares; 2019Q4: 56,200 shares 56,200 $396K 0.15% +6,000 Timeline PCEF INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 16,663 shares 16,663 $388K 0.14% new Timeline ALLIANZGI CONVERTIBLE & INC… ALLIANZGI CONVERTIBLE & INCOME 20… More: the full row for ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 29,067 shares; 2019Q2: 37,854 shares; 2019Q3: 43,457 shares; 2019Q4: 40,166 shares 40,166 $388K 0.14% -3,291 USAC USA COMPRESSION PARTNERS LP More: the full row for USA COMPRESSION PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,755 shares; 2019Q1: 19,869 shares; 2019Q2: 16,950 shares; 2019Q3: 20,687 shares; 2019Q4: 20,717 shares 20,717 $376K 0.14% +30 Timeline FDMO FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,992 shares; 2019Q1: 11,692 shares; 2019Q2: 11,860 shares; 2019Q3: 11,932 shares; 2019Q4: 10,238 shares 10,238 $376K 0.14% -1,694 Timeline FXB INVESCO CURRENCYSHARES BRIT More: the full row for INVESCO CURRENCYSHARES BRIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,900 shares 2,900 $372K 0.14% new Timeline NTR NUTRIEN LTD More: the full row for NUTRIEN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,347 shares; 2019Q1: 8,031 shares; 2019Q2: 7,689 shares; 2019Q3: 7,704 shares; 2019Q4: 7,689 shares 7,689 $369K 0.14% -15 Timeline CWB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,600 shares 6,600 $366K 0.13% new Timeline CSCO CISCO SYS INC More: the full row for CISCO SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 22,381 shares; 2019Q1: 9,878 shares; 2019Q2: 9,344 shares; 2019Q3: 9,217 shares; 2019Q4: 7,541 shares 7,541 $362K 0.13% -1,676 Timeline CEF SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,305 shares; 2019Q1: 24,305 shares; 2019Q2: 24,305 shares; 2019Q3: 24,305 shares; 2019Q4: 24,305 shares 24,305 $356K 0.13% 0 Timeline TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 979 shares; 2019Q2: 1,201 shares; 2019Q3: 1,253 shares; 2019Q4: 838 shares 838 $351K 0.13% -415 Timeline SGOL ETFS GOLD TR More: the full row for ETFS GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,800 shares; 2019Q4: 24,000 shares 24,000 $351K 0.13% +20,200 Timeline GLD SPDR GOLD TR More: the full row for SPDR GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,959 shares; 2019Q1: 2,278 shares; 2019Q2: 2,364 shares; 2019Q3: 2,558 shares; 2019Q4: 2,431 shares 2,431 $348K 0.13% -127 Timeline CME CME GROUP INC More: the full row for CME GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,762 shares; 2019Q1: 1,864 shares; 2019Q2: 1,865 shares; 2019Q3: 1,727 shares; 2019Q4: 1,723 shares 1,723 $346K 0.13% -4 Timeline YUMC YUM CHINA HLDGS INC More: the full row for YUM CHINA HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,499 shares; 2019Q1: 10,528 shares; 2019Q2: 10,558 shares; 2019Q3: 10,586 shares; 2019Q4: 7,081 shares 7,081 $340K 0.12% -3,505 Timeline FIRST TRUST ENERGY INFRASTR… FIRST TRUST ENERGY INFRASTRUCT More: the full row for FIRST TRUST ENERGY INFRASTRUCT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,451 shares; 2019Q1: 28,951 shares; 2019Q2: 26,651 shares; 2019Q3: 19,446 shares; 2019Q4: 20,146 shares 20,146 $339K 0.12% +700 PGX INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,408 shares; 2019Q3: 11,726 shares; 2019Q4: 22,396 shares 22,396 $336K 0.12% +10,670 Timeline MCD MCDONALDS CORP More: the full row for MCDONALDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,620 shares; 2019Q1: 1,677 shares; 2019Q2: 1,678 shares; 2019Q3: 1,923 shares; 2019Q4: 1,688 shares 1,688 $334K 0.12% -235 Timeline ABBV ABBVIE INC More: the full row for ABBVIE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,868 shares; 2019Q1: 3,814 shares; 2019Q2: 3,934 shares; 2019Q3: 4,664 shares; 2019Q4: 3,724 shares 3,724 $330K 0.12% -940 Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,655 shares; 2019Q1: 6,726 shares; 2019Q2: 6,203 shares; 2019Q3: 6,224 shares; 2019Q4: 6,139 shares 6,139 $330K 0.12% -85 Timeline FDL FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,240 shares; 2019Q1: 10,130 shares; 2019Q2: 10,209 shares; 2019Q3: 10,194 shares; 2019Q4: 10,134 shares 10,134 $330K 0.12% -60 Timeline C CITIGROUP INC More: the full row for CITIGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,579 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 4,114 shares 4,114 $329K 0.12% new Timeline ORCL ORACLE CORP More: the full row for ORACLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,781 shares; 2019Q1: 6,223 shares; 2019Q2: 6,123 shares; 2019Q3: 6,540 shares; 2019Q4: 6,193 shares 6,193 $328K 0.12% -347 Timeline TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,427 shares; 2019Q1: 15,147 shares; 2019Q2: 15,578 shares; 2019Q3: 18,962 shares; 2019Q4: 18,162 shares 18,162 $326K 0.12% -800 MTUM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,471 shares; 2019Q1: 4,955 shares; 2019Q2: 4,895 shares; 2019Q3: 2,948 shares; 2019Q4: 2,570 shares 2,570 $323K 0.12% -378 Timeline FTEC FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,619 shares; 2019Q1: 4,633 shares; 2019Q2: 4,755 shares; 2019Q3: 4,767 shares; 2019Q4: 4,424 shares 4,424 $321K 0.12% -343 Timeline ETF SER SOLUTIONS ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,663 shares; 2019Q4: 6,862 shares 6,862 $318K 0.12% +199 MRK MERCK & CO INC More: the full row for MERCK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,494 shares; 2019Q1: 5,065 shares; 2019Q2: 3,930 shares; 2019Q3: 6,690 shares; 2019Q4: 3,478 shares 3,478 $316K 0.12% -3,212 Timeline UNP UNION PAC CORP More: the full row for UNION PAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,893 shares; 2019Q1: 1,963 shares; 2019Q2: 1,832 shares; 2019Q3: 2,693 shares; 2019Q4: 1,730 shares 1,730 $313K 0.11% -963 Timeline HYMB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,300 shares 5,300 $313K 0.11% new Timeline MOO VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,300 shares; 2019Q3: 5,514 shares; 2019Q4: 4,521 shares 4,521 $311K 0.11% -993 Timeline TJX TJX COS INC NEW More: the full row for TJX COS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,114 shares; 2019Q1: 5,214 shares; 2019Q2: 5,094 shares; 2019Q3: 5,094 shares; 2019Q4: 5,080 shares 5,080 $310K 0.11% -14 Timeline EMR EMERSON ELEC CO More: the full row for EMERSON ELEC CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,697 shares; 2019Q4: 4,032 shares 4,032 $308K 0.11% +335 Timeline BUD ANHEUSER BUSCH INBEV SA NV More: the full row for ANHEUSER BUSCH INBEV SA NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,571 shares; 2019Q1: 3,394 shares; 2019Q2: 4,229 shares; 2019Q3: 4,006 shares; 2019Q4: 3,754 shares 3,754 $308K 0.11% -252 Timeline XLI SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,452 shares; 2019Q2: 6,798 shares; 2019Q3: 5,213 shares; 2019Q4: 3,745 shares 3,745 $306K 0.11% -1,468 Timeline BOH BANK OF HI CORP More: the full row for BANK OF HI CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,200 shares; 2019Q1: 3,200 shares; 2019Q2: 3,200 shares; 2019Q3: 3,200 shares; 2019Q4: 3,200 shares 3,200 $305K 0.11% 0 Timeline AGGY WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,800 shares 5,800 $303K 0.11% new Timeline PRLB PROTO LABS INC More: the full row for PROTO LABS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,868 shares; 2019Q1: 2,868 shares; 2019Q2: 2,868 shares; 2019Q3: 2,968 shares; 2019Q4: 2,968 shares 2,968 $301K 0.11% 0 Timeline IEUR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,000 shares 6,000 $299K 0.11% new Timeline XME SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,300 shares; 2019Q3: not reported; 2019Q4: 10,100 shares 10,100 $296K 0.11% new Timeline MO ALTRIA GROUP INC More: the full row for ALTRIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,850 shares; 2019Q1: 6,400 shares; 2019Q2: 6,250 shares; 2019Q3: 6,325 shares; 2019Q4: 5,903 shares 5,903 $295K 0.11% -422 Timeline UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,337 shares; 2019Q1: 1,127 shares; 2019Q2: 1,459 shares; 2019Q3: 1,618 shares; 2019Q4: 1,004 shares 1,004 $295K 0.11% -614 Timeline NUVEEN ENERGY MLP TOTL RTRNF NUVEEN ENERGY MLP TOTL RTRNF More: the full row for NUVEEN ENERGY MLP TOTL RTRNF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 16,540 shares; 2019Q2: 30,410 shares; 2019Q3: 42,749 shares; 2019Q4: 38,000 shares 38,000 $295K 0.11% -4,749 SDY SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,803 shares; 2019Q1: 2,890 shares; 2019Q2: 2,901 shares; 2019Q3: 3,363 shares; 2019Q4: 2,711 shares 2,711 $292K 0.11% -652 Timeline WFC WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,078 shares; 2019Q1: 7,867 shares; 2019Q2: 8,275 shares; 2019Q3: 6,817 shares; 2019Q4: 5,432 shares 5,432 $292K 0.11% -1,385 Timeline DVY ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,902 shares; 2019Q1: 4,690 shares; 2019Q2: 3,587 shares; 2019Q3: 4,104 shares; 2019Q4: 2,749 shares 2,749 $290K 0.11% -1,355 Timeline OKTA OKTA INC More: the full row for OKTA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,208 shares; 2019Q3: 2,898 shares; 2019Q4: 2,498 shares 2,498 $288K 0.11% -400 Timeline BIIB BIOGEN INC More: the full row for BIOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 914 shares; 2019Q3: 896 shares; 2019Q4: 962 shares 962 $285K 0.1% +66 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,648 shares; 2019Q1: 31,648 shares; 2019Q2: 33,195 shares; 2019Q3: 19,655 shares; 2019Q4: 18,886 shares 18,886 $281K 0.1% -769 Timeline DGRO ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,807 shares; 2019Q2: 11,076 shares; 2019Q3: 6,912 shares; 2019Q4: 6,643 shares 6,643 $279K 0.1% -269 Timeline NOBL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,567 shares; 2019Q1: 6,431 shares; 2019Q2: 3,618 shares; 2019Q3: 3,978 shares; 2019Q4: 3,649 shares 3,649 $276K 0.1% -329 Timeline MMM 3M CO More: the full row for 3M CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,372 shares; 2019Q1: 1,435 shares; 2019Q2: 1,438 shares; 2019Q3: 2,328 shares; 2019Q4: 1,550 shares 1,550 $274K 0.1% -778 Timeline VFC V F CORP More: the full row for V F CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,408 shares; 2019Q2: not reported; 2019Q3: 2,459 shares; 2019Q4: 2,697 shares 2,697 $269K 0.1% +238 Timeline TIFFANY & CO NEW TIFFANY & CO NEW More: the full row for TIFFANY & CO NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,015 shares 2,015 $269K 0.1% new UTG REAVES UTIL INCOME FD More: the full row for REAVES UTIL INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,411 shares; 2019Q2: 7,763 shares; 2019Q3: 8,296 shares; 2019Q4: 7,225 shares 7,225 $268K 0.1% -1,071 Timeline XLY SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 21,549 shares; 2019Q2: 20,975 shares; 2019Q3: 20,171 shares; 2019Q4: 2,132 shares 2,132 $267K 0.1% -18,039 Timeline PFD FLAHERTY & CRUMRINE PFD INCO More: the full row for FLAHERTY & CRUMRINE PFD INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,800 shares; 2019Q1: 53,300 shares; 2019Q2: 38,997 shares; 2019Q3: 24,240 shares; 2019Q4: 16,800 shares 16,800 $261K 0.1% -7,440 Timeline VCSH VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,389 shares; 2019Q1: 3,172 shares; 2019Q2: 3,208 shares; 2019Q3: 3,232 shares; 2019Q4: 3,204 shares 3,204 $260K 0.1% -28 Timeline ZBRA ZEBRA TECHNOLOGIES CORPORATI More: the full row for ZEBRA TECHNOLOGIES CORPORATI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,001 shares 1,001 $256K 0.09% new Timeline MCHI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,881 shares; 2019Q2: 3,987 shares; 2019Q3: 4,163 shares; 2019Q4: 3,988 shares 3,988 $256K 0.09% -175 Timeline TIP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,164 shares; 2019Q3: 2,658 shares; 2019Q4: 2,172 shares 2,172 $254K 0.09% -486 Timeline MYY PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,625 shares; 2019Q4: 6,325 shares 6,325 $251K 0.09% +700 Timeline ACAD ACADIA PHARMACEUTICALS INC More: the full row for ACADIA PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,050 shares; 2019Q4: 5,850 shares 5,850 $250K 0.09% -200 Timeline SMMV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,007 shares 7,007 $249K 0.09% new Timeline VTIP VANGUARD MALVERN FDS More: the full row for VANGUARD MALVERN FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,037 shares; 2019Q1: 6,018 shares; 2019Q2: 5,022 shares; 2019Q3: 8,953 shares; 2019Q4: 5,039 shares 5,039 $248K 0.09% -3,914 Timeline XLU SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,569 shares; 2019Q1: 7,578 shares; 2019Q2: 7,506 shares; 2019Q3: not reported; 2019Q4: 3,821 shares 3,821 $247K 0.09% new Timeline VCIT VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,701 shares 2,701 $247K 0.09% new Timeline MFM ABERDEEN MUN INCOME FD More: the full row for ABERDEEN MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,766 shares; 2019Q1: 51,630 shares; 2019Q2: 34,978 shares; 2019Q3: 34,978 shares; 2019Q4: 34,978 shares 34,978 $247K 0.09% 0 Timeline ARISTA NETWORKS INC ARISTA NETWORKS INC More: the full row for ARISTA NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 951 shares; 2019Q1: 2,187 shares; 2019Q2: 1,401 shares; 2019Q3: 1,437 shares; 2019Q4: 1,211 shares 1,211 $246K 0.09% -226 CMCSA COMCAST CORP NEW More: the full row for COMCAST CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,044 shares; 2019Q2: 5,872 shares; 2019Q3: 6,660 shares; 2019Q4: 5,448 shares 5,448 $245K 0.09% -1,212 Timeline NFLX NETFLIX INC. More: the full row for NETFLIX INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,962 shares; 2019Q2: 1,413 shares; 2019Q3: 972 shares; 2019Q4: 754 shares 754 $244K 0.09% -218 Timeline SCHF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,105 shares; 2019Q1: 7,220 shares; 2019Q2: 7,220 shares; 2019Q3: 17,154 shares; 2019Q4: 7,220 shares 7,220 $243K 0.09% -9,934 Timeline FFIN FIRST FINL BANKSHARES INC More: the full row for FIRST FINL BANKSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,892 shares; 2019Q3: 6,892 shares; 2019Q4: 6,892 shares 6,892 $242K 0.09% 0 Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 2,688 shares; 2019Q2: 1,670 shares; 2019Q3: 2,124 shares; 2019Q4: 1,021 shares 1,021 $240K 0.09% -1,103 Timeline ISRG INTUITIVE SURGICAL INC More: the full row for INTUITIVE SURGICAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 389 shares; 2019Q2: 402 shares; 2019Q3: 404 shares; 2019Q4: 404 shares 404 $239K 0.09% 0 Timeline BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,972 shares; 2019Q1: 1,924 shares; 2019Q2: 1,406 shares; 2019Q3: 2,402 shares; 2019Q4: 1,127 shares 1,127 $239K 0.09% -1,275 Timeline BMY BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,465 shares; 2019Q1: not reported; 2019Q2: 4,543 shares; 2019Q3: 3,992 shares; 2019Q4: 3,689 shares 3,689 $237K 0.09% -303 Timeline SCHX SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,058 shares; 2019Q2: 3,058 shares; 2019Q3: 3,064 shares; 2019Q4: 3,067 shares 3,067 $236K 0.09% +3 Timeline HON HONEYWELL INTL INC More: the full row for HONEYWELL INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,502 shares; 2019Q1: 2,972 shares; 2019Q2: 2,005 shares; 2019Q3: 1,488 shares; 2019Q4: 1,323 shares 1,323 $234K 0.09% -165 Timeline TXN TEXAS INSTRS INC More: the full row for TEXAS INSTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,941 shares; 2019Q4: 1,825 shares 1,825 $234K 0.09% -116 Timeline ITW ILLINOIS TOOL WKS INC More: the full row for ILLINOIS TOOL WKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,743 shares; 2019Q1: 1,661 shares; 2019Q2: 1,658 shares; 2019Q3: 1,666 shares; 2019Q4: 1,299 shares 1,299 $233K 0.09% -367 Timeline PHYS SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,141 shares; 2019Q1: 19,141 shares; 2019Q2: 19,141 shares; 2019Q3: 19,141 shares; 2019Q4: 19,041 shares 19,041 $232K 0.09% -100 Timeline ET ENERGY TRANSFER L P More: the full row for ENERGY TRANSFER L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,229 shares; 2019Q1: 31,376 shares; 2019Q2: 33,076 shares; 2019Q3: 24,047 shares; 2019Q4: 17,947 shares 17,947 $230K 0.08% -6,100 Timeline XSOE WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,245 shares 7,245 $226K 0.08% new Timeline ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 966 shares; 2019Q3: 1,074 shares; 2019Q4: 1,012 shares 1,012 $225K 0.08% -62 Timeline PFE PFIZER INC More: the full row for PFIZER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,068 shares; 2019Q1: 8,082 shares; 2019Q2: 8,102 shares; 2019Q3: 8,314 shares; 2019Q4: 5,737 shares 5,737 $225K 0.08% -2,577 Timeline AXP AMERICAN EXPRESS CO More: the full row for AMERICAN EXPRESS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,338 shares; 2019Q1: 2,395 shares; 2019Q2: 2,351 shares; 2019Q3: 2,734 shares; 2019Q4: 1,802 shares 1,802 $224K 0.08% -932 Timeline HYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 14,786 shares; 2019Q2: 17,382 shares; 2019Q3: 3,647 shares; 2019Q4: 2,541 shares 2,541 $223K 0.08% -1,106 Timeline VDC VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,379 shares 1,379 $222K 0.08% new Timeline DAL DELTA AIR LINES INC More: the full row for DELTA AIR LINES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,776 shares; 2019Q3: 4,124 shares; 2019Q4: 3,791 shares 3,791 $222K 0.08% -333 Timeline SNA SNAP ON INC More: the full row for SNAP ON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,305 shares 1,305 $221K 0.08% new Timeline XYZ BLOCK INC More: the full row for BLOCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,580 shares; 2019Q2: 2,965 shares; 2019Q3: 5,369 shares; 2019Q4: 3,507 shares 3,507 $219K 0.08% -1,862 Timeline MDLZ MONDELEZ INTL INC More: the full row for MONDELEZ INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 4,093 shares; 2019Q2: 3,893 shares; 2019Q3: 3,894 shares; 2019Q4: 3,915 shares 3,915 $216K 0.08% +21 Timeline EIX EDISON INTL More: the full row for EDISON INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,307 shares; 2019Q2: 3,262 shares; 2019Q3: 2,872 shares; 2019Q4: 2,862 shares 2,862 $216K 0.08% -10 Timeline PZA INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,841 shares; 2019Q1: 14,512 shares; 2019Q2: 14,563 shares; 2019Q3: 8,189 shares; 2019Q4: 8,192 shares 8,192 $216K 0.08% +3 Timeline DSI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,859 shares; 2019Q4: 1,791 shares 1,791 $215K 0.08% -3,068 Timeline RHI ROBERT HALF INC. More: the full row for ROBERT HALF INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,349 shares 3,349 $211K 0.08% new Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 12,100 shares; 2019Q2: 12,100 shares; 2019Q3: 12,100 shares; 2019Q4: 11,750 shares 11,750 $210K 0.08% -350 Timeline ONLN PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,800 shares 5,800 $210K 0.08% new Timeline ADBE ADOBE INC More: the full row for ADOBE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 632 shares 632 $208K 0.08% new Timeline SLQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,903 shares; 2019Q3: 4,013 shares; 2019Q4: 4,000 shares 4,000 $204K 0.07% -13 Timeline HPS HANCOCK JOHN PFD INCOME FD I More: the full row for HANCOCK JOHN PFD INCOME FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,575 shares 10,575 $204K 0.07% new Timeline SPHQ INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,538 shares; 2019Q1: 6,806 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,499 shares 5,499 $201K 0.07% new Timeline PGF INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,000 shares 10,000 $189K 0.07% new Timeline VMO INVESCO MUN OPPORTUNIT TR More: the full row for INVESCO MUN OPPORTUNIT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,809 shares; 2019Q2: 14,373 shares; 2019Q3: 28,182 shares; 2019Q4: 14,345 shares 14,345 $177K 0.06% -13,837 Timeline TORTOISE ESSENTIAL ASSETS IN TORTOISE ESSENTIAL ASSETS IN More: the full row for TORTOISE ESSENTIAL ASSETS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,278 shares; 2019Q4: 10,576 shares 10,576 $173K 0.06% +298 NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,478 shares; 2019Q1: 15,478 shares; 2019Q2: 15,478 shares; 2019Q3: 15,478 shares; 2019Q4: 15,478 shares 15,478 $166K 0.06% 0 Timeline MUA BLACKROCK MUNIASSETS FD INC More: the full row for BLACKROCK MUNIASSETS FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,899 shares; 2019Q4: 10,904 shares 10,904 $165K 0.06% -5,995 Timeline BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,000 shares; 2019Q3: 23,600 shares; 2019Q4: 9,600 shares 9,600 $145K 0.05% -14,000 VGM INVESCO TR INVT GRADE MUNS More: the full row for INVESCO TR INVT GRADE MUNS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,425 shares; 2019Q3: 12,480 shares; 2019Q4: 10,176 shares 10,176 $131K 0.05% -2,304 Timeline BLACKROCK MUNIENHANCED FD IN BLACKROCK MUNIENHANCED FD IN More: the full row for BLACKROCK MUNIENHANCED FD IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 13,052 shares; 2019Q3: 14,252 shares; 2019Q4: 11,621 shares 11,621 $130K 0.05% -2,631 VKQ INVESCO MUNICIPAL TRUST More: the full row for INVESCO MUNICIPAL TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,778 shares; 2019Q3: 12,856 shares; 2019Q4: 10,487 shares 10,487 $130K 0.05% -2,369 Timeline KTF DWS MUN INCOME TR More: the full row for DWS MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,659 shares; 2019Q3: 13,837 shares; 2019Q4: 11,256 shares 11,256 $128K 0.05% -2,581 Timeline BGR BLACKROCK ENERGY & RES TR More: the full row for BLACKROCK ENERGY & RES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 29,841 shares; 2019Q2: 24,321 shares; 2019Q3: 10,405 shares; 2019Q4: 10,021 shares 10,021 $119K 0.04% -384 Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,898 shares; 2019Q1: 16,158 shares; 2019Q2: 14,858 shares; 2019Q3: 13,858 shares; 2019Q4: 13,358 shares 13,358 $114K 0.04% -500 OAKTREE STRATEGIC INCOME COR OAKTREE STRATEGIC INCOME COR More: the full row for OAKTREE STRATEGIC INCOME COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,392 shares; 2019Q3: 13,092 shares; 2019Q4: 13,092 shares 13,092 $107K 0.04% 0 Eaton Vance Floating Rate Eaton Vance Floating Rate More: the full row for Eaton Vance Floating Rate Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,828 shares; 2019Q1: 11,874 shares; 2019Q2: 11,891 shares; 2019Q3: 11,378 shares; 2019Q4: 11,395 shares 11,395 $106K 0.04% +17 CERS CERUS CORP More: the full row for CERUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 19,123 shares; 2019Q2: 19,123 shares; 2019Q3: 19,123 shares; 2019Q4: 22,683 shares 22,683 $96K 0.04% +3,560 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,115 shares; 2019Q1: 10,315 shares; 2019Q2: 10,315 shares; 2019Q3: 10,315 shares; 2019Q4: 10,315 shares 10,315 $81K 0.03% 0 Timeline PIM FRANKLIN MASTER INTER INCOME More: the full row for FRANKLIN MASTER INTER INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,416 shares; 2019Q1: 13,416 shares; 2019Q2: 13,416 shares; 2019Q3: 13,416 shares; 2019Q4: 13,416 shares 13,416 $64K 0.02% 0 Timeline SOUTHWESTERN ENERGY CO SOUTHWESTERN ENERGY CO More: the full row for SOUTHWESTERN ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,000 shares; 2019Q1: 20,000 shares; 2019Q2: 20,000 shares; 2019Q3: 20,000 shares; 2019Q4: 20,000 shares 20,000 $48K 0.02% 0 ADAPY ADAPTIMMUNE THERAPEUTICS PLC S More: the full row for ADAPTIMMUNE THERAPEUTICS PLC S Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 35,000 shares 35,000 $42K 0.02% new Timeline DVN DEVON ENERGY CORP NEW More: the full row for DEVON ENERGY CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 42 shares 42 $1K <0.01% new Timeline