Skip to content
Disclosery

SUNFLOWER BANK, NA WEALTH MANAGEMENT

Follow

13F filer, CIK 1478417, SCOTTSDALE, AZ

SUNFLOWER BANK, NA WEALTH MANAGEMENT reported $326,972,000 across 131 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-06. Its ten largest share positions make up 60.1% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001478417-20-000001

Period
2019-12-31
Reported value
$327M
Holdings
131
Top 10 weight
60.1%
New
8
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ACWIadded+89,050$7.06M
XLVadded+36,290$3.7M
VEUnew+66,695$3.58M
BMYadded+6,280$403K
EFAadded+4,545$316K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XLUreduced-60,365-$3.9M
XLPreduced-61,340-$3.86M
ISHARES GOLD TRUSTreduced-260,080-$3.77M
XLREreduced-85,185-$3.3M
SPYreduced-3,950-$1.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001478417-20-000001, largest first. % of portfolio is the value over $326,972,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 272,941 shares; 2019Q1: 260,061 shares; 2019Q2: 273,191 shares; 2019Q3: 267,905 shares; 2019Q4: 263,955 shares 263,955$85M25.98%-3,950Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 157,050 shares; 2019Q1: 156,895 shares; 2019Q2: 156,820 shares; 2019Q3: 156,820 shares; 2019Q4: 156,820 shares 156,820$19.6M5.99%0Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 121,675 shares; 2019Q1: 117,605 shares; 2019Q2: 116,475 shares; 2019Q3: 114,155 shares; 2019Q4: 203,205 shares 203,205$16.1M4.93%+89,050Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 70,118 shares; 2019Q1: 74,091 shares; 2019Q2: 119,986 shares; 2019Q3: 136,943 shares; 2019Q4: 132,781 shares 132,781$14.9M4.56%-4,162Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 124 shares; 2019Q1: 124 shares; 2019Q2: 40 shares; 2019Q3: 40 shares; 2019Q4: 40 shares 40$13.6M4.15%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 127,333 shares; 2019Q1: 124,548 shares; 2019Q2: 125,048 shares; 2019Q3: 129,643 shares; 2019Q4: 128,681 shares 128,681$11.4M3.48%-962Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 119,658 shares; 2019Q1: 119,658 shares; 2019Q2: 119,588 shares; 2019Q3: 119,588 shares; 2019Q4: 119,538 shares 119,538$10.4M3.18%-50Timeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 207,773 shares; 2019Q1: 212,408 shares; 2019Q2: 214,288 shares; 2019Q3: 168,005 shares; 2019Q4: 171,765 shares 171,765$8.74M2.67%+3,760Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 158,207 shares; 2019Q1: 162,071 shares; 2019Q2: 163,165 shares; 2019Q3: 163,300 shares; 2019Q4: 159,470 shares 159,470$8.55M2.62%-3,830Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 128,845 shares; 2019Q1: 126,365 shares; 2019Q2: 96,510 shares; 2019Q3: 96,260 shares; 2019Q4: 93,872 shares 93,872$8.28M2.53%-2,388Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 25,243 shares; 2019Q1: 24,543 shares; 2019Q2: 24,099 shares; 2019Q3: 24,109 shares; 2019Q4: 21,649 shares 21,649$6.36M1.94%-2,460Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 109,905 shares; 2019Q1: 109,705 shares; 2019Q2: 108,630 shares; 2019Q3: 108,840 shares; 2019Q4: 108,085 shares 108,085$5.98M1.83%-755Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,376 shares; 2019Q1: 12,071 shares; 2019Q2: 11,971 shares; 2019Q3: 11,768 shares; 2019Q4: 11,854 shares 11,854$4.45M1.36%+86Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 52,693 shares; 2019Q1: 50,861 shares; 2019Q2: 50,431 shares; 2019Q3: 50,269 shares; 2019Q4: 51,644 shares 51,644$4.33M1.32%+1,375Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 54,720 shares; 2019Q1: 4,485 shares; 2019Q2: 4,220 shares; 2019Q3: 3,710 shares; 2019Q4: 40,000 shares 40,000$4.08M1.25%+36,290Timeline
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 103,875 shares; 2019Q1: 107,205 shares; 2019Q2: 75,350 shares; 2019Q3: 78,720 shares; 2019Q4: 80,240 shares 80,240$3.73M1.14%+1,520Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 66,695 shares 66,695$3.58M1.1%newTimeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,634 shares; 2019Q1: 105,434 shares; 2019Q2: 104,744 shares; 2019Q3: 46,508 shares; 2019Q4: 51,053 shares 51,053$3.54M1.08%+4,545Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 64,520 shares; 2019Q1: 63,340 shares; 2019Q2: 62,930 shares; 2019Q3: 223,195 shares; 2019Q4: 218,320 shares 218,320$3.28M1%-4,875Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 67,475 shares; 2019Q1: 65,969 shares; 2019Q2: 65,072 shares; 2019Q3: 61,987 shares; 2019Q4: 67,412 shares 67,412$3.02M0.92%+5,425Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,668 shares; 2019Q1: 45,452 shares; 2019Q2: 40,552 shares; 2019Q3: 39,087 shares; 2019Q4: 39,737 shares 39,737$2.77M0.85%+650Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,404 shares; 2019Q1: 27,924 shares; 2019Q2: 27,174 shares; 2019Q3: 26,504 shares; 2019Q4: 25,444 shares 25,444$2.74M0.84%-1,060Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,282 shares; 2019Q1: 17,747 shares; 2019Q2: 17,572 shares; 2019Q3: 17,512 shares; 2019Q4: 17,172 shares 17,172$2.5M0.77%-340Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,670 shares; 2019Q1: 6,670 shares; 2019Q2: 7,210 shares; 2019Q3: 7,210 shares; 2019Q4: 7,385 shares 7,385$2.39M0.73%+175Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,101 shares; 2019Q1: 22,771 shares; 2019Q2: 21,776 shares; 2019Q3: 21,776 shares; 2019Q4: 21,714 shares 21,714$1.98M0.6%-62Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 57,416 shares; 2019Q1: 51,346 shares; 2019Q2: 50,746 shares; 2019Q3: 51,401 shares; 2019Q4: 48,584 shares 48,584$1.9M0.58%-2,817Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,017 shares; 2019Q1: 17,372 shares; 2019Q2: 16,702 shares; 2019Q3: 15,809 shares; 2019Q4: 15,747 shares 15,747$1.9M0.58%-62Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,115 shares; 2019Q1: 14,045 shares; 2019Q2: 13,230 shares; 2019Q3: 12,515 shares; 2019Q4: 11,930 shares 11,930$1.88M0.58%-585Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,731 shares; 2019Q1: 18,371 shares; 2019Q2: 18,191 shares; 2019Q3: 17,931 shares; 2019Q4: 17,686 shares 17,686$1.87M0.57%-245Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,350 shares; 2019Q1: 15,770 shares; 2019Q2: 20,325 shares; 2019Q3: 20,625 shares; 2019Q4: 26,905 shares 26,905$1.73M0.53%+6,280Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,809 shares; 2019Q1: 35,719 shares; 2019Q2: 34,094 shares; 2019Q3: 36,749 shares; 2019Q4: 43,594 shares 43,594$1.7M0.52%+6,845Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,183 shares; 2019Q1: 14,183 shares; 2019Q2: 14,183 shares; 2019Q3: 14,183 shares; 2019Q4: 13,275 shares 13,275$1.7M0.52%-908Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 91,210 shares; 2019Q1: 89,060 shares; 2019Q2: 89,375 shares; 2019Q3: 84,065 shares; 2019Q4: 23,700 shares 23,700$1.53M0.47%-60,365Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,648 shares; 2019Q1: 26,573 shares; 2019Q2: 26,373 shares; 2019Q3: 26,373 shares; 2019Q4: 25,360 shares 25,360$1.52M0.46%-1,013Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,488 shares; 2019Q1: 11,978 shares; 2019Q2: 11,973 shares; 2019Q3: 11,973 shares; 2019Q4: 10,800 shares 10,800$1.45M0.44%-1,173Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,780 shares; 2019Q1: 3,450 shares; 2019Q2: 3,450 shares; 2019Q3: 6,850 shares; 2019Q4: 6,786 shares 6,786$1.44M0.44%-64Timeline
HUBBHUBBELL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,748 shares; 2019Q1: 9,748 shares; 2019Q2: 9,748 shares; 2019Q3: 9,748 shares; 2019Q4: 9,748 shares 9,748$1.44M0.44%0Timeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,483 shares; 2019Q1: 13,483 shares; 2019Q2: 13,483 shares; 2019Q3: 13,483 shares; 2019Q4: 13,483 shares 13,483$1.34M0.41%0Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,287 shares; 2019Q1: 7,587 shares; 2019Q2: 7,617 shares; 2019Q3: 7,503 shares; 2019Q4: 7,492 shares 7,492$1.24M0.38%-11Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,033 shares; 2019Q1: 29,043 shares; 2019Q2: 26,938 shares; 2019Q3: 25,738 shares; 2019Q4: 25,253 shares 25,253$1.21M0.37%-485Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,335 shares; 2019Q1: 17,955 shares; 2019Q2: 17,010 shares; 2019Q3: 17,890 shares; 2019Q4: 23,560 shares 23,560$1.18M0.36%+5,670Timeline
SDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,785 shares; 2019Q1: 24,325 shares; 2019Q2: 23,595 shares; 2019Q3: 24,525 shares; 2019Q4: 24,580 shares 24,580$1.15M0.35%+55Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,471 shares; 2019Q1: 11,321 shares; 2019Q2: 11,121 shares; 2019Q3: 11,348 shares; 2019Q4: 9,521 shares 9,521$1.13M0.35%-1,827Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 605 shares; 2019Q1: 605 shares; 2019Q2: 605 shares; 2019Q3: 605 shares; 2019Q4: 605 shares 605$1.12M0.34%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,130 shares; 2019Q1: 10,977 shares; 2019Q2: 10,672 shares; 2019Q3: 10,017 shares; 2019Q4: 9,462 shares 9,462$1.11M0.34%-555Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,944 shares; 2019Q1: 74,544 shares; 2019Q2: 11,814 shares; 2019Q3: 11,789 shares; 2019Q4: 12,073 shares 12,073$1.11M0.34%+284Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,630 shares; 2019Q1: 22,335 shares; 2019Q2: 21,885 shares; 2019Q3: 29,950 shares; 2019Q4: 28,710 shares 28,710$1.08M0.33%-1,240Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,380 shares; 2019Q1: 12,245 shares; 2019Q2: 11,660 shares; 2019Q3: 11,850 shares; 2019Q4: 11,525 shares 11,525$1.05M0.32%-325Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,075 shares; 2019Q1: 5,075 shares; 2019Q2: 5,075 shares; 2019Q3: 5,075 shares; 2019Q4: 5,075 shares 5,075$1.04M0.32%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,565 shares; 2019Q1: 5,515 shares; 2019Q2: 5,915 shares; 2019Q3: 5,565 shares; 2019Q4: 5,565 shares 5,565$1.01M0.31%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,784 shares; 2019Q1: 20,879 shares; 2019Q2: 18,766 shares; 2019Q3: 18,054 shares; 2019Q4: 16,166 shares 16,166$992K0.3%-1,888Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,915 shares; 2019Q1: 18,340 shares; 2019Q2: 17,465 shares; 2019Q3: 23,840 shares; 2019Q4: 21,220 shares 21,220$983K0.3%-2,620Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,168 shares; 2019Q1: 18,935 shares; 2019Q2: 17,800 shares; 2019Q3: 16,270 shares; 2019Q4: 10,721 shares 10,721$907K0.28%-5,549Timeline
VRIGINVESCO ACTIVELY MANAGED EXCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 121,245 shares; 2019Q1: 125,815 shares; 2019Q2: 127,905 shares; 2019Q3: 38,960 shares; 2019Q4: 35,820 shares 35,820$894K0.27%-3,140Timeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares; 2019Q4: 5,000 shares 5,000$892K0.27%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 32,487 shares; 2019Q1: 28,887 shares; 2019Q2: 29,052 shares; 2019Q3: 29,052 shares; 2019Q4: 28,972 shares 28,972$875K0.27%-80Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,865 shares; 2019Q1: 5,610 shares; 2019Q2: 5,310 shares; 2019Q3: 5,097 shares; 2019Q4: 4,420 shares 4,420$873K0.27%-677Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,098 shares; 2019Q1: 10,098 shares; 2019Q2: 10,098 shares; 2019Q3: 10,245 shares; 2019Q4: 10,098 shares 10,098$860K0.26%-147Timeline
FGDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 33,445 shares; 2019Q1: 34,105 shares; 2019Q2: 34,020 shares; 2019Q3: 32,770 shares; 2019Q4: 32,795 shares 32,795$818K0.25%+25Timeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,423 shares; 2019Q1: 16,378 shares; 2019Q2: 16,343 shares; 2019Q3: 17,318 shares; 2019Q4: 24,208 shares 24,208$812K0.25%+6,890Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,125 shares; 2019Q1: 6,125 shares; 2019Q2: 6,025 shares; 2019Q3: 5,975 shares; 2019Q4: 5,925 shares 5,925$810K0.25%-50Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,210 shares; 2019Q1: 3,210 shares; 2019Q2: 3,210 shares; 2019Q3: 3,695 shares; 2019Q4: 4,415 shares 4,415$779K0.24%+720Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,495 shares; 2019Q1: 2,495 shares; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares; 2019Q4: 2,375 shares 2,375$774K0.24%-25Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,605 shares; 2019Q2: 6,595 shares; 2019Q3: 6,595 shares; 2019Q4: 8,020 shares 8,020$760K0.23%+1,425Timeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,424 shares; 2019Q1: 8,379 shares; 2019Q2: 8,244 shares; 2019Q3: 8,244 shares; 2019Q4: 8,159 shares 8,159$759K0.23%-85Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,820 shares; 2019Q1: 21,535 shares; 2019Q2: 20,595 shares; 2019Q3: 21,945 shares; 2019Q4: 19,955 shares 19,955$730K0.22%-1,990Timeline
RWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,650 shares; 2019Q1: 22,590 shares; 2019Q2: 22,770 shares; 2019Q3: 22,770 shares; 2019Q4: 18,555 shares 18,555$720K0.22%-4,215Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,914 shares; 2019Q1: 5,914 shares; 2019Q2: 5,914 shares; 2019Q3: 5,914 shares; 2019Q4: 5,139 shares 5,139$716K0.22%-775Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,760 shares; 2019Q1: 6,425 shares; 2019Q2: 6,425 shares; 2019Q3: 6,425 shares; 2019Q4: 5,205 shares 5,205$716K0.22%-1,220Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,980 shares; 2019Q1: 3,730 shares; 2019Q2: 3,485 shares; 2019Q3: 3,365 shares; 2019Q4: 3,240 shares 3,240$708K0.22%-125Timeline
SPHDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,370 shares; 2019Q1: 8,170 shares; 2019Q2: 8,170 shares; 2019Q3: 15,975 shares; 2019Q4: 15,960 shares 15,960$703K0.22%-15Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 65,586 shares; 2019Q1: 65,586 shares; 2019Q2: 63,946 shares; 2019Q3: 63,766 shares; 2019Q4: 62,545 shares 62,545$698K0.21%-1,221
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,605 shares; 2019Q1: 7,605 shares; 2019Q2: 7,605 shares; 2019Q3: 7,605 shares; 2019Q4: 7,445 shares 7,445$690K0.21%-160Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,732 shares; 2019Q1: 14,532 shares; 2019Q2: 12,031 shares; 2019Q3: 12,031 shares; 2019Q4: 12,031 shares 12,031$663K0.2%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,095 shares; 2019Q1: 5,030 shares; 2019Q2: 5,000 shares; 2019Q3: 4,950 shares; 2019Q4: 4,505 shares 4,505$644K0.2%-445Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,145 shares; 2019Q1: 4,145 shares; 2019Q2: 4,145 shares; 2019Q3: 4,145 shares; 2019Q4: 4,145 shares 4,145$612K0.19%0Timeline
ALERIAN MLP ETFALERIAN MLP ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 39,215 shares; 2019Q1: 35,530 shares; 2019Q2: 35,575 shares; 2019Q3: 36,983 shares; 2019Q4: 69,859 shares 69,859$594K0.18%+32,876
FDLFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,815 shares; 2019Q1: 25,360 shares; 2019Q2: 25,245 shares; 2019Q3: 17,620 shares; 2019Q4: 18,100 shares 18,100$590K0.18%+480Timeline
VRPINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,300 shares; 2019Q1: 36,300 shares; 2019Q2: 32,985 shares; 2019Q3: 29,680 shares; 2019Q4: 22,385 shares 22,385$578K0.18%-7,295Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 82,105 shares; 2019Q1: not reported; 2019Q2: 73,180 shares; 2019Q3: 70,340 shares; 2019Q4: 9,000 shares 9,000$567K0.17%-61,340Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,795 shares; 2019Q1: 2,795 shares; 2019Q2: 2,795 shares; 2019Q3: 2,795 shares; 2019Q4: 2,750 shares 2,750$566K0.17%-45Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,325 shares; 2019Q1: 4,290 shares; 2019Q2: 4,290 shares; 2019Q3: 4,290 shares; 2019Q4: 4,290 shares 4,290$558K0.17%0Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,485 shares; 2019Q1: 5,485 shares; 2019Q2: 5,555 shares; 2019Q3: 5,120 shares; 2019Q4: 4,775 shares 4,775$553K0.17%-345Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,247 shares; 2019Q3: 7,590 shares; 2019Q4: 9,779 shares 9,779$535K0.16%+2,189Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,607 shares; 2019Q1: 2,487 shares; 2019Q2: 2,487 shares; 2019Q3: 2,839 shares; 2019Q4: 3,652 shares 3,652$528K0.16%+813Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,788 shares; 2019Q1: 9,788 shares; 2019Q2: 9,788 shares; 2019Q3: 9,788 shares; 2019Q4: 9,713 shares 9,713$514K0.16%-75Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,650 shares; 2019Q1: 2,650 shares; 2019Q2: 2,650 shares; 2019Q3: 2,650 shares; 2019Q4: 2,650 shares 2,650$514K0.16%0Timeline
RAYTHEON COMPANYRAYTHEON COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,295 shares; 2019Q1: 2,295 shares; 2019Q2: 2,295 shares; 2019Q3: 2,295 shares; 2019Q4: 2,295 shares 2,295$504K0.15%0
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,845 shares; 2019Q1: 6,275 shares; 2019Q2: 5,415 shares; 2019Q3: 5,415 shares; 2019Q4: 5,415 shares 5,415$490K0.15%0Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,850 shares; 2019Q1: 2,850 shares; 2019Q2: 2,850 shares; 2019Q3: 2,850 shares; 2019Q4: 2,850 shares 2,850$486K0.15%0Timeline
AEEAMEREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,771 shares; 2019Q1: 6,966 shares; 2019Q2: 6,301 shares; 2019Q3: 6,301 shares; 2019Q4: 6,301 shares 6,301$484K0.15%0Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,085 shares; 2019Q1: 3,915 shares; 2019Q2: 3,870 shares; 2019Q3: 3,810 shares; 2019Q4: 3,735 shares 3,735$478K0.15%-75Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,814 shares; 2019Q1: 15,664 shares; 2019Q2: 15,809 shares; 2019Q3: 10,759 shares; 2019Q4: 10,364 shares 10,364$477K0.15%-395Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,326 shares; 2019Q2: 7,306 shares; 2019Q3: 4,756 shares; 2019Q4: 8,421 shares 8,421$463K0.14%+3,665Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,045 shares; 2019Q1: 5,885 shares; 2019Q2: 4,895 shares; 2019Q3: 4,895 shares; 2019Q4: 4,835 shares 4,835$457K0.14%-60Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 170,667 shares; 2019Q1: 169,153 shares; 2019Q2: 23,334 shares; 2019Q3: 18,824 shares; 2019Q4: 18,969 shares 18,969$433K0.13%+145Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,000 shares; 2019Q1: 19,000 shares; 2019Q2: 18,000 shares; 2019Q3: 14,500 shares; 2019Q4: 14,500 shares 14,500$420K0.13%0Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,900 shares; 2019Q1: 1,900 shares; 2019Q2: 1,900 shares; 2019Q3: 1,900 shares; 2019Q4: 1,900 shares 1,900$407K0.12%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,606 shares; 2019Q1: 7,606 shares; 2019Q2: 6,751 shares; 2019Q3: 6,751 shares; 2019Q4: 6,750 shares 6,750$400K0.12%-1Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,178 shares; 2019Q1: 3,128 shares; 2019Q2: 3,128 shares; 2019Q3: 3,558 shares; 2019Q4: 3,363 shares 3,363$392K0.12%-195Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,025 shares; 2019Q1: 2,005 shares; 2019Q2: 2,005 shares; 2019Q3: 2,020 shares; 2019Q4: 1,995 shares 1,995$386K0.12%-25Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,833 shares; 2019Q1: 1,803 shares; 2019Q2: 1,353 shares; 2019Q3: 1,353 shares; 2019Q4: 1,353 shares 1,353$386K0.12%0Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 6,000 shares; 2019Q4: 6,000 shares 6,000$381K0.12%0Timeline
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 94,899 shares; 2019Q4: 9,714 shares 9,714$376K0.11%-85,185Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,663 shares; 2019Q1: 34,713 shares; 2019Q2: 34,773 shares; 2019Q3: 24,463 shares; 2019Q4: 13,233 shares 13,233$361K0.11%-11,230Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,194 shares; 2019Q1: 3,194 shares; 2019Q2: 3,194 shares; 2019Q3: 2,894 shares; 2019Q4: 2,894 shares 2,894$360K0.11%0Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,975 shares; 2019Q1: 1,975 shares; 2019Q2: 1,975 shares; 2019Q3: 1,975 shares; 2019Q4: 1,975 shares 1,975$350K0.11%0Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,142 shares; 2019Q1: 4,142 shares; 2019Q2: 4,142 shares; 2019Q3: 4,142 shares; 2019Q4: 4,142 shares 4,142$346K0.11%0Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,200 shares; 2019Q1: 1,200 shares; 2019Q2: 1,200 shares; 2019Q3: 1,200 shares; 2019Q4: 1,200 shares 1,200$328K0.1%0Timeline
HTLDHEARTLAND EXPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,550 shares; 2019Q1: 15,550 shares; 2019Q2: 15,550 shares; 2019Q3: 15,550 shares; 2019Q4: 15,550 shares 15,550$327K0.1%0Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,464 shares; 2019Q3: 6,130 shares; 2019Q4: 4,943 shares 4,943$317K0.1%-1,187Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,060 shares; 2019Q1: 3,745 shares; 2019Q2: 2,705 shares; 2019Q3: 2,705 shares; 2019Q4: 2,355 shares 2,355$310K0.09%-350Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,465 shares; 2019Q1: 2,290 shares; 2019Q2: 1,326 shares; 2019Q3: 1,430 shares; 2019Q4: 1,326 shares 1,326$300K0.09%-104Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,875 shares; 2019Q2: 11,605 shares; 2019Q3: 12,675 shares; 2019Q4: 5,810 shares 5,810$295K0.09%-6,865Timeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,976 shares; 2019Q1: 2,916 shares; 2019Q2: 2,916 shares; 2019Q3: 2,916 shares; 2019Q4: 2,776 shares 2,776$290K0.09%-140Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,690 shares; 2019Q1: 6,430 shares; 2019Q2: 6,425 shares; 2019Q3: 3,770 shares; 2019Q4: 2,120 shares 2,120$267K0.08%-1,650Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,765 shares; 2019Q1: 4,665 shares; 2019Q2: 4,410 shares; 2019Q3: 4,240 shares; 2019Q4: 4,240 shares 4,240$250K0.08%0Timeline
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,600 shares; 2019Q1: 1,600 shares; 2019Q2: 1,600 shares; 2019Q3: 1,600 shares; 2019Q4: 1,600 shares 1,600$246K0.08%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,045 shares; 2019Q1: 3,135 shares; 2019Q2: 3,135 shares; 2019Q3: 3,135 shares; 2019Q4: 3,135 shares 3,135$239K0.07%0Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,628 shares; 2019Q1: 10,458 shares; 2019Q2: 10,523 shares; 2019Q3: 10,426 shares; 2019Q4: 3,618 shares 3,618$235K0.07%-6,808Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 700 shares; 2019Q2: 700 shares; 2019Q3: not reported; 2019Q4: 700 shares 700$226K0.07%newTimeline
SPLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,625 shares; 2019Q1: not reported; 2019Q2: 3,745 shares; 2019Q3: 3,745 shares; 2019Q4: 3,745 shares 3,745$218K0.07%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,800 shares; 2019Q3: 4,800 shares; 2019Q4: 4,800 shares 4,800$216K0.07%0Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,204 shares; 2019Q4: 6,979 shares 6,979$215K0.07%-225Timeline
SWKSTANLEY BLACK & DECKER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,275 shares 1,275$211K0.06%newTimeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,685 shares; 2019Q1: 7,595 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,855 shares 5,855$210K0.06%newTimeline
CITHE CIGNA GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,021 shares 1,021$209K0.06%newTimeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,350 shares 1,350$207K0.06%newTimeline
MOOVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,999 shares; 2019Q3: not reported; 2019Q4: 2,999 shares 2,999$206K0.06%newTimeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,720 shares; 2019Q1: 12,610 shares; 2019Q2: 12,610 shares; 2019Q3: 271,045 shares; 2019Q4: 10,965 shares 10,965$159K0.05%-260,080
UNITY BIOTECHNOLOGY INCUNITY BIOTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 15,000 shares 15,000$108K0.03%new

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OXYOCCIDENTAL PETE CORP6,686$297Kshares
HRBBLOCK H & R INC12,410$293Kshares
UBS AG LONDON BRHUBS AG LONDON BRH17,433$256Kshares
DEDEERE & CO1,406$237Kshares
BABINVESCO EXCH TRADED FD TR II6,600$214Kshares
XLESELECT SECTOR SPDR TR3,405$202Kshares
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP40,000$20Kshares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001478417-20-000001 base2020-02-06acceptance time not in the bulk data set