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Disclosery

SUNFLOWER BANK, NA WEALTH MANAGEMENT

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13F filer, CIK 1478417, SCOTTSDALE, AZ

SUNFLOWER BANK, NA WEALTH MANAGEMENT reported $312,917,000 across 130 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-06. Its ten largest share positions make up 57.49% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001478417-19-000006

Period
2019-09-30
Reported value
$313M
Holdings
130
Top 10 weight
57.49%
New
3
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XLREnew+94,899$3.73M
ISHARES GOLD TRUSTadded+258,435$3.64M
PGXadded+160,265$2.41M
AGGadded+16,957$1.92M
QQQadded+3,400$642K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EFAreduced-58,236-$3.8M
XLEreduced-48,305-$2.87M
FLOTreduced-46,283-$2.36M
VRIGreduced-88,945-$2.21M
SPYreduced-5,286-$1.57M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001478417-19-000006, largest first. % of portfolio is the value over $312,917,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 272,941 shares; 2019Q1: 260,061 shares; 2019Q2: 273,191 shares; 2019Q3: 267,905 shares 267,905$79.5M25.41%-5,286Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 157,050 shares; 2019Q1: 156,895 shares; 2019Q2: 156,820 shares; 2019Q3: 156,820 shares 156,820$19.5M6.23%0Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 70,118 shares; 2019Q1: 74,091 shares; 2019Q2: 119,986 shares; 2019Q3: 136,943 shares 136,943$15.5M4.95%+16,957Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 124 shares; 2019Q1: 124 shares; 2019Q2: 40 shares; 2019Q3: 40 shares 40$12.5M3.99%0Timeline
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 119,658 shares; 2019Q1: 119,658 shares; 2019Q2: 119,588 shares; 2019Q3: 119,588 shares 119,588$10M3.2%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 127,333 shares; 2019Q1: 124,548 shares; 2019Q2: 125,048 shares; 2019Q3: 129,643 shares 129,643$9.82M3.14%+4,595Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 158,207 shares; 2019Q1: 162,071 shares; 2019Q2: 163,165 shares; 2019Q3: 163,300 shares 163,300$8.76M2.8%+135Timeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 207,773 shares; 2019Q1: 212,408 shares; 2019Q2: 214,288 shares; 2019Q3: 168,005 shares 168,005$8.56M2.74%-46,283Timeline
ACWIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 121,675 shares; 2019Q1: 117,605 shares; 2019Q2: 116,475 shares; 2019Q3: 114,155 shares 114,155$8.42M2.69%-2,320Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 128,845 shares; 2019Q1: 126,365 shares; 2019Q2: 96,510 shares; 2019Q3: 96,260 shares 96,260$7.34M2.35%-250Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 109,905 shares; 2019Q1: 109,705 shares; 2019Q2: 108,630 shares; 2019Q3: 108,840 shares 108,840$5.92M1.89%+210Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 91,210 shares; 2019Q1: 89,060 shares; 2019Q2: 89,375 shares; 2019Q3: 84,065 shares 84,065$5.44M1.74%-5,310Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 25,243 shares; 2019Q1: 24,543 shares; 2019Q2: 24,099 shares; 2019Q3: 24,109 shares 24,109$5.4M1.73%+10Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 82,105 shares; 2019Q1: not reported; 2019Q2: 73,180 shares; 2019Q3: 70,340 shares 70,340$4.32M1.38%-2,840Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,376 shares; 2019Q1: 12,071 shares; 2019Q2: 11,971 shares; 2019Q3: 11,768 shares 11,768$4.15M1.33%-203Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 52,693 shares; 2019Q1: 50,861 shares; 2019Q2: 50,431 shares; 2019Q3: 50,269 shares 50,269$3.91M1.25%-162Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,720 shares; 2019Q1: 12,610 shares; 2019Q2: 12,610 shares; 2019Q3: 271,045 shares 271,045$3.82M1.22%+258,435
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 94,899 shares 94,899$3.73M1.19%newTimeline
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 103,875 shares; 2019Q1: 107,205 shares; 2019Q2: 75,350 shares; 2019Q3: 78,720 shares 78,720$3.66M1.17%+3,370Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 64,520 shares; 2019Q1: 63,340 shares; 2019Q2: 62,930 shares; 2019Q3: 223,195 shares 223,195$3.35M1.07%+160,265Timeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,634 shares; 2019Q1: 105,434 shares; 2019Q2: 104,744 shares; 2019Q3: 46,508 shares 46,508$3.03M0.97%-58,236Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 48,668 shares; 2019Q1: 45,452 shares; 2019Q2: 40,552 shares; 2019Q3: 39,087 shares 39,087$2.76M0.88%-1,465Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 29,404 shares; 2019Q1: 27,924 shares; 2019Q2: 27,174 shares; 2019Q3: 26,504 shares 26,504$2.72M0.87%-670Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 67,475 shares; 2019Q1: 65,969 shares; 2019Q2: 65,072 shares; 2019Q3: 61,987 shares 61,987$2.53M0.81%-3,085Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,282 shares; 2019Q1: 17,747 shares; 2019Q2: 17,572 shares; 2019Q3: 17,512 shares 17,512$2.27M0.72%-60Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,670 shares; 2019Q1: 6,670 shares; 2019Q2: 7,210 shares; 2019Q3: 7,210 shares 7,210$2.15M0.69%0Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,017 shares; 2019Q1: 17,372 shares; 2019Q2: 16,702 shares; 2019Q3: 15,809 shares 15,809$1.88M0.6%-893Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 57,416 shares; 2019Q1: 51,346 shares; 2019Q2: 50,746 shares; 2019Q3: 51,401 shares 51,401$1.85M0.59%+655Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,101 shares; 2019Q1: 22,771 shares; 2019Q2: 21,776 shares; 2019Q3: 21,776 shares 21,776$1.83M0.59%0Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,731 shares; 2019Q1: 18,371 shares; 2019Q2: 18,191 shares; 2019Q3: 17,931 shares 17,931$1.83M0.58%-260Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,488 shares; 2019Q1: 11,978 shares; 2019Q2: 11,973 shares; 2019Q3: 11,973 shares 11,973$1.74M0.56%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,115 shares; 2019Q1: 14,045 shares; 2019Q2: 13,230 shares; 2019Q3: 12,515 shares 12,515$1.74M0.56%-715Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,183 shares; 2019Q1: 14,183 shares; 2019Q2: 14,183 shares; 2019Q3: 14,183 shares 14,183$1.52M0.48%0Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,809 shares; 2019Q1: 35,719 shares; 2019Q2: 34,094 shares; 2019Q3: 36,749 shares 36,749$1.39M0.44%+2,655Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,168 shares; 2019Q1: 18,935 shares; 2019Q2: 17,800 shares; 2019Q3: 16,270 shares 16,270$1.38M0.44%-1,530Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,648 shares; 2019Q1: 26,573 shares; 2019Q2: 26,373 shares; 2019Q3: 26,373 shares 26,373$1.36M0.43%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,471 shares; 2019Q1: 11,321 shares; 2019Q2: 11,121 shares; 2019Q3: 11,348 shares 11,348$1.35M0.43%+227Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,780 shares; 2019Q1: 3,450 shares; 2019Q2: 3,450 shares; 2019Q3: 6,850 shares 6,850$1.29M0.41%+3,400Timeline
HUBBHUBBELL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,748 shares; 2019Q1: 9,748 shares; 2019Q2: 9,748 shares; 2019Q3: 9,748 shares 9,748$1.28M0.41%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,033 shares; 2019Q1: 29,043 shares; 2019Q2: 26,938 shares; 2019Q3: 25,738 shares 25,738$1.27M0.41%-1,200Timeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,483 shares; 2019Q1: 13,483 shares; 2019Q2: 13,483 shares; 2019Q3: 13,483 shares 13,483$1.24M0.4%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,130 shares; 2019Q1: 10,977 shares; 2019Q2: 10,672 shares; 2019Q3: 10,017 shares 10,017$1.2M0.38%-655Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,380 shares; 2019Q1: 12,245 shares; 2019Q2: 11,660 shares; 2019Q3: 11,850 shares 11,850$1.14M0.36%+190Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,287 shares; 2019Q1: 7,587 shares; 2019Q2: 7,617 shares; 2019Q3: 7,503 shares 7,503$1.14M0.36%-114Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,630 shares; 2019Q1: 22,335 shares; 2019Q2: 21,885 shares; 2019Q3: 29,950 shares 29,950$1.12M0.36%+8,065Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,865 shares; 2019Q1: 5,610 shares; 2019Q2: 5,310 shares; 2019Q3: 5,097 shares 5,097$1.09M0.35%-213Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,784 shares; 2019Q1: 20,879 shares; 2019Q2: 18,766 shares; 2019Q3: 18,054 shares 18,054$1.09M0.35%-712Timeline
SDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,785 shares; 2019Q1: 24,325 shares; 2019Q2: 23,595 shares; 2019Q3: 24,525 shares 24,525$1.07M0.34%+930Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 605 shares; 2019Q1: 605 shares; 2019Q2: 605 shares; 2019Q3: 605 shares 605$1.05M0.34%0Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,350 shares; 2019Q1: 15,770 shares; 2019Q2: 20,325 shares; 2019Q3: 20,625 shares 20,625$1.05M0.33%+300Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,915 shares; 2019Q1: 18,340 shares; 2019Q2: 17,465 shares; 2019Q3: 23,840 shares 23,840$979K0.31%+6,375Timeline
VRIGINVESCO ACTIVELY MANAGED EXCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 121,245 shares; 2019Q1: 125,815 shares; 2019Q2: 127,905 shares; 2019Q3: 38,960 shares 38,960$969K0.31%-88,945Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,944 shares; 2019Q1: 74,544 shares; 2019Q2: 11,814 shares; 2019Q3: 11,789 shares 11,789$949K0.3%-25Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,495 shares; 2019Q1: 2,495 shares; 2019Q2: 2,400 shares; 2019Q3: 2,400 shares 2,400$913K0.29%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,760 shares; 2019Q1: 6,425 shares; 2019Q2: 6,425 shares; 2019Q3: 6,425 shares 6,425$913K0.29%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,075 shares; 2019Q1: 5,075 shares; 2019Q2: 5,075 shares; 2019Q3: 5,075 shares 5,075$904K0.29%0Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,565 shares; 2019Q1: 5,515 shares; 2019Q2: 5,915 shares; 2019Q3: 5,565 shares 5,565$902K0.29%-350Timeline
RWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,650 shares; 2019Q1: 22,590 shares; 2019Q2: 22,770 shares; 2019Q3: 22,770 shares 22,770$900K0.29%0Timeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,000 shares; 2019Q1: 5,000 shares; 2019Q2: 5,000 shares; 2019Q3: 5,000 shares 5,000$823K0.26%0Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,820 shares; 2019Q1: 21,535 shares; 2019Q2: 20,595 shares; 2019Q3: 21,945 shares 21,945$822K0.26%+1,350Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,125 shares; 2019Q1: 6,125 shares; 2019Q2: 6,025 shares; 2019Q3: 5,975 shares 5,975$819K0.26%-50Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 32,487 shares; 2019Q1: 28,887 shares; 2019Q2: 29,052 shares; 2019Q3: 29,052 shares 29,052$805K0.26%0Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,980 shares; 2019Q1: 3,730 shares; 2019Q2: 3,485 shares; 2019Q3: 3,365 shares 3,365$781K0.25%-120Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,098 shares; 2019Q1: 10,098 shares; 2019Q2: 10,098 shares; 2019Q3: 10,245 shares 10,245$777K0.25%+147Timeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,424 shares; 2019Q1: 8,379 shares; 2019Q2: 8,244 shares; 2019Q3: 8,244 shares 8,244$771K0.25%0Timeline
VRPINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 36,300 shares; 2019Q1: 36,300 shares; 2019Q2: 32,985 shares; 2019Q3: 29,680 shares 29,680$754K0.24%-3,305Timeline
FGDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 33,445 shares; 2019Q1: 34,105 shares; 2019Q2: 34,020 shares; 2019Q3: 32,770 shares 32,770$751K0.24%-1,250Timeline
CNPCENTERPOINT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 37,663 shares; 2019Q1: 34,713 shares; 2019Q2: 34,773 shares; 2019Q3: 24,463 shares 24,463$738K0.24%-10,310Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,335 shares; 2019Q1: 17,955 shares; 2019Q2: 17,010 shares; 2019Q3: 17,890 shares 17,890$731K0.23%+880Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,605 shares; 2019Q1: 7,605 shares; 2019Q2: 7,605 shares; 2019Q3: 7,605 shares 7,605$710K0.23%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,914 shares; 2019Q1: 5,914 shares; 2019Q2: 5,914 shares; 2019Q3: 5,914 shares 5,914$696K0.22%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,095 shares; 2019Q1: 5,030 shares; 2019Q2: 5,000 shares; 2019Q3: 4,950 shares 4,950$687K0.22%-50Timeline
SPHDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,370 shares; 2019Q1: 8,170 shares; 2019Q2: 8,170 shares; 2019Q3: 15,975 shares 15,975$681K0.22%+7,805Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,732 shares; 2019Q1: 14,532 shares; 2019Q2: 12,031 shares; 2019Q3: 12,031 shares 12,031$665K0.21%0Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,628 shares; 2019Q1: 10,458 shares; 2019Q2: 10,523 shares; 2019Q3: 10,426 shares 10,426$661K0.21%-97Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,210 shares; 2019Q1: 3,210 shares; 2019Q2: 3,210 shares; 2019Q3: 3,695 shares 3,695$607K0.19%+485Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 65,586 shares; 2019Q1: 65,586 shares; 2019Q2: 63,946 shares; 2019Q3: 63,766 shares 63,766$570K0.18%-180
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,875 shares; 2019Q2: 11,605 shares; 2019Q3: 12,675 shares 12,675$554K0.18%+1,070Timeline
RSPINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,485 shares; 2019Q1: 5,485 shares; 2019Q2: 5,555 shares; 2019Q3: 5,120 shares 5,120$553K0.18%-435Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 6,605 shares; 2019Q2: 6,595 shares; 2019Q3: 6,595 shares 6,595$548K0.18%0Timeline
FDLFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,815 shares; 2019Q1: 25,360 shares; 2019Q2: 25,245 shares; 2019Q3: 17,620 shares 17,620$547K0.17%-7,625Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,795 shares; 2019Q1: 2,795 shares; 2019Q2: 2,795 shares; 2019Q3: 2,795 shares 2,795$540K0.17%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,788 shares; 2019Q1: 9,788 shares; 2019Q2: 9,788 shares; 2019Q3: 9,788 shares 9,788$539K0.17%0Timeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,423 shares; 2019Q1: 16,378 shares; 2019Q2: 16,343 shares; 2019Q3: 17,318 shares 17,318$532K0.17%+975Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,145 shares; 2019Q1: 4,145 shares; 2019Q2: 4,145 shares; 2019Q3: 4,145 shares 4,145$524K0.17%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,845 shares; 2019Q1: 6,275 shares; 2019Q2: 5,415 shares; 2019Q3: 5,415 shares 5,415$512K0.16%0Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,325 shares; 2019Q1: 4,290 shares; 2019Q2: 4,290 shares; 2019Q3: 4,290 shares 4,290$511K0.16%0Timeline
AEEAMEREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,771 shares; 2019Q1: 6,966 shares; 2019Q2: 6,301 shares; 2019Q3: 6,301 shares 6,301$504K0.16%0Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,085 shares; 2019Q1: 3,915 shares; 2019Q2: 3,870 shares; 2019Q3: 3,810 shares 3,810$485K0.15%-60Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,690 shares; 2019Q1: 6,430 shares; 2019Q2: 6,425 shares; 2019Q3: 3,770 shares 3,770$478K0.15%-2,655Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,650 shares; 2019Q1: 2,650 shares; 2019Q2: 2,650 shares; 2019Q3: 2,650 shares 2,650$476K0.15%0Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,850 shares; 2019Q1: 2,850 shares; 2019Q2: 2,850 shares; 2019Q3: 2,850 shares 2,850$460K0.15%0Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,045 shares; 2019Q1: 5,885 shares; 2019Q2: 4,895 shares; 2019Q3: 4,895 shares 4,895$459K0.15%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,814 shares; 2019Q1: 15,664 shares; 2019Q2: 15,809 shares; 2019Q3: 10,759 shares 10,759$450K0.14%-5,050Timeline
RAYTHEON COMPANYRAYTHEON COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,295 shares; 2019Q1: 2,295 shares; 2019Q2: 2,295 shares; 2019Q3: 2,295 shares 2,295$450K0.14%0
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,464 shares; 2019Q3: 6,130 shares 6,130$437K0.14%-334Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 170,667 shares; 2019Q1: 169,153 shares; 2019Q2: 23,334 shares; 2019Q3: 18,824 shares 18,824$425K0.14%-4,510Timeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,178 shares; 2019Q1: 3,128 shares; 2019Q2: 3,128 shares; 2019Q3: 3,558 shares 3,558$414K0.13%+430Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,606 shares; 2019Q1: 7,606 shares; 2019Q2: 6,751 shares; 2019Q3: 6,751 shares 6,751$374K0.12%0Timeline
KRKROGER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,000 shares; 2019Q1: 19,000 shares; 2019Q2: 18,000 shares; 2019Q3: 14,500 shares 14,500$374K0.12%-3,500Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,607 shares; 2019Q1: 2,487 shares; 2019Q2: 2,487 shares; 2019Q3: 2,839 shares 2,839$370K0.12%+352Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,900 shares; 2019Q1: 1,900 shares; 2019Q2: 1,900 shares; 2019Q3: 1,900 shares 1,900$366K0.12%0Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,025 shares; 2019Q1: 2,005 shares; 2019Q2: 2,005 shares; 2019Q3: 2,020 shares 2,020$364K0.12%+15Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,833 shares; 2019Q1: 1,803 shares; 2019Q2: 1,353 shares; 2019Q3: 1,353 shares 1,353$364K0.12%0Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,247 shares; 2019Q3: 7,590 shares 7,590$362K0.12%+1,343Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,142 shares; 2019Q1: 4,142 shares; 2019Q2: 4,142 shares; 2019Q3: 4,142 shares 4,142$362K0.12%0Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,000 shares; 2019Q1: 6,000 shares; 2019Q2: 6,000 shares; 2019Q3: 6,000 shares 6,000$358K0.11%0Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,194 shares; 2019Q1: 3,194 shares; 2019Q2: 3,194 shares; 2019Q3: 2,894 shares 2,894$342K0.11%-300Timeline
ALERIAN MLP ETFALERIAN MLP ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 39,215 shares; 2019Q1: 35,530 shares; 2019Q2: 35,575 shares; 2019Q3: 36,983 shares 36,983$338K0.11%+1,408
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,975 shares; 2019Q1: 1,975 shares; 2019Q2: 1,975 shares; 2019Q3: 1,975 shares 1,975$335K0.11%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 54,720 shares; 2019Q1: 4,485 shares; 2019Q2: 4,220 shares; 2019Q3: 3,710 shares 3,710$334K0.11%-510Timeline
HTLDHEARTLAND EXPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,550 shares; 2019Q1: 15,550 shares; 2019Q2: 15,550 shares; 2019Q3: 15,550 shares 15,550$334K0.11%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,060 shares; 2019Q1: 3,745 shares; 2019Q2: 2,705 shares; 2019Q3: 2,705 shares 2,705$302K0.1%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,465 shares; 2019Q1: 2,290 shares; 2019Q2: 1,326 shares; 2019Q3: 1,430 shares 1,430$297K0.09%+104Timeline
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,945 shares; 2019Q1: 7,345 shares; 2019Q2: 7,250 shares; 2019Q3: 6,686 shares 6,686$297K0.09%-564Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,200 shares; 2019Q1: 1,200 shares; 2019Q2: 1,200 shares; 2019Q3: 1,200 shares 1,200$294K0.09%0Timeline
HRBBLOCK H & R INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,407 shares; 2019Q1: 12,410 shares; 2019Q2: 12,410 shares; 2019Q3: 12,410 shares 12,410$293K0.09%0Timeline
PFGPRINCIPAL FINANCIAL GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,326 shares; 2019Q2: 7,306 shares; 2019Q3: 4,756 shares 4,756$272K0.09%-2,550Timeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,976 shares; 2019Q1: 2,916 shares; 2019Q2: 2,916 shares; 2019Q3: 2,916 shares 2,916$271K0.09%0Timeline
PEGPUBLIC SVC ENTERPRISE GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,765 shares; 2019Q1: 4,665 shares; 2019Q2: 4,410 shares; 2019Q3: 4,240 shares 4,240$263K0.08%-170Timeline
UBS AG LONDON BRHUBS AG LONDON BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,433 shares; 2019Q1: 17,433 shares; 2019Q2: 17,433 shares; 2019Q3: 17,433 shares 17,433$256K0.08%0
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,600 shares; 2019Q1: 1,600 shares; 2019Q2: 1,600 shares; 2019Q3: 1,600 shares 1,600$243K0.08%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,406 shares 1,406$237K0.08%newTimeline
SPLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,625 shares; 2019Q1: not reported; 2019Q2: 3,745 shares; 2019Q3: 3,745 shares 3,745$217K0.07%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,800 shares; 2019Q3: 4,800 shares 4,800$216K0.07%0Timeline
BABINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,750 shares; 2019Q1: 6,750 shares; 2019Q2: 6,600 shares; 2019Q3: 6,600 shares 6,600$214K0.07%0Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,045 shares; 2019Q1: 3,135 shares; 2019Q2: 3,135 shares; 2019Q3: 3,135 shares 3,135$210K0.07%0Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 53,155 shares; 2019Q1: 52,050 shares; 2019Q2: 51,710 shares; 2019Q3: 3,405 shares 3,405$202K0.06%-48,305Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,204 shares 7,204$202K0.06%newTimeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 40,000 shares; 2019Q1: 40,000 shares; 2019Q2: 40,000 shares; 2019Q3: 40,000 shares 40,000$20K0.01%0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR4,239$276Kshares
NFLXNETFLIX INC.700$257Kshares
BPBP PLC5,265$220Kshares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC3,850$211Kshares
MOOVANECK ETF TRUST2,999$200Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001478417-19-000006 base2019-11-06acceptance time not in the bulk data set