LPL Financial LLC

13F filer, CIK 1403438, FORT MILL, SC

LPL Financial LLC reported $257,147,939,183 across 5,344 holdings for the quarter ended 2025-03-31, in a 13F-HR filed 2025-05-07. Its ten largest share positions make up 15.1% of the portfolio.

Filed 2025-05-07 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC13F-HR 0001403438-25-000003

Period: 2025-03-31
Reported value: $257B
Holdings: 5,344
Top 10 weight: 15.1%
New: 321
Sold out: 251

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VTIPadded	+13,187,463	$658M
VONVadded	+7,451,591	$615M
IEMGadded	+9,838,872	$531M
IGFadded	+8,081,757	$442M
TLHadded	+3,151,863	$327M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IJHreduced	-17,458,599	-$1.02B
EFGreduced	-3,402,761	-$340M
IUSGreduced	-2,222,950	-$282M
GOVTreduced	-10,112,800	-$232M
IEFAreduced	-2,602,060	-$197M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2025

Share positions as resolved from 13F-HR 0001403438-25-000003, largest first. % of portfolio is the value over $256,895,495,193, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SCYXSCYNEXIS INC	62,880	$59.9K	<0.01%	+500	Timeline
FFFUTUREFUEL CORP	15,159	$59.1K	<0.01%	new	Timeline
CGCCANOPY GROWTH CORPORATION	64,731	$58.9K	<0.01%	+5,099	Timeline
MYSEMYSEUMAI INC	15,210	$58.7K	<0.01%	new	Timeline
BITFBITFARMS LTD	74,397	$58.6K	<0.01%	+2,496	Timeline
NUVBNUVATION BIO INC	32,848	$57.8K	<0.01%	+1,500	Timeline
CERSCERUS CORP	41,460	$57.6K	<0.01%	-1,800	Timeline
Trinseo PLCTrinseo PLC	15,567	$57.3K	<0.01%	-4,369
ORGNORIGIN MATLS INC (DE)	84,841	$56.3K	<0.01%	+393	Timeline
BTBTBIT DIGITAL INC	27,591	$55.7K	<0.01%	-16,322	Timeline
BWENBROADWIND INC	38,428	$55.7K	<0.01%	-5,200	Timeline
NXDTNEXPOINT DIVERSIFIED REL ET	14,523	$55.6K	<0.01%	+1,396	Timeline
KULR TECHNOLOGY GROUP INCKULR TECHNOLOGY GROUP INC	41,817	$55.2K	<0.01%	+10,741
EDITEDITAS MEDICINE INC	46,486	$53.9K	<0.01%	-6,842	Timeline
CHRSCOHERUS ONCOLOGY INC	66,219	$53.4K	<0.01%	+1,454	Timeline
ABATAMERICAN BATTERY TECHNOLOGY	51,798	$53.4K	<0.01%	+4,987	Timeline
EBSEMERGENT BIOSOLUTIONS INC	10,856	$52.8K	<0.01%	-4,264	Timeline
MCHXMARCHEX INC	31,240	$50.9K	<0.01%	+50	Timeline
GNSSGENASYS INC	22,200	$50.4K	<0.01%	0	Timeline
DMDESKTOP METAL INC CLASS A COM	10,254	$50.3K	<0.01%	new	Timeline
BAERBRIDGER AEROSPACE GRP HLDGS	44,002	$49.7K	<0.01%	+14,080	Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGS	44,500	$49.4K	<0.01%	0	Timeline
BEATHEARTBEAM INC	24,132	$48.5K	<0.01%	+2,400	Timeline
OABIOMNIAB INC	20,019	$48K	<0.01%	+461	Timeline
NAKNORTHERN DYNASTY MINERALS LT	41,700	$48K	<0.01%	+2,400	Timeline
AUTLAUTOLUS THERAPEUTICS LTD	30,875	$47.9K	<0.01%	-5,850	Timeline
FIPFTAI INFRASTRUCTURE INC	10,526	$47.7K	<0.01%	-420,957	Timeline
TBLATABOOLA.COM LTD	15,684	$46.3K	<0.01%	new	Timeline
SACHSACHEM CAP CORP	39,421	$45.7K	<0.01%	-17,973	Timeline
LUCDLUCID DIAGNOSTICS INC	30,179	$45K	<0.01%	-23,212	Timeline
CBUSCIBUS INC	24,000	$44.9K	<0.01%	-800	Timeline
MOLECULIN BIOTECH INCMOLECULIN BIOTECH INC	46,080	$44.9K	<0.01%	+4,865
AENTALLIANCE ENTERTAINMENT HOLDI	13,200	$44.2K	<0.01%	-1,150	Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	62,012	$42.2K	<0.01%	+815
BLNKBLINK CHARGING CO	45,039	$41.3K	<0.01%	-5,311	Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	62,847	$41.2K	<0.01%	+5,755
ABUSARBUTUS BIOPHARMA CORP	11,797	$41.2K	<0.01%	-550	Timeline
EMX RTY CORPEMX RTY CORP	19,748	$40.3K	<0.01%	new
PAVMED INCPAVMED INC	55,531	$40.1K	<0.01%	new
AIRSAIRSCULPT TECHNOLOGIES INC	17,097	$39.9K	<0.01%	0	Timeline
Veru IncVeru Inc	80,340	$39.4K	<0.01%	-200
CUECUE BIOPHARMA INC	42,925	$39.1K	<0.01%	-4	Timeline
HAEMONETICS CORP MASSHAEMONETICS CORP MASS	41,000	$39K	<0.01%	0
HTZWWHERTZ GLOBAL HLDGS INC	17,163	$38.8K	<0.01%	-10,325	Timeline
BMEABIOMEA FUSION INC	18,146	$38.7K	<0.01%	0	Timeline
LIFEWARD LTDLIFEWARD LTD	22,702	$38.6K	<0.01%	-17,193
STKSTHE ONE GROUP HOSPITALITY IN	12,750	$38.1K	<0.01%	-6	Timeline
BGSFBGSF INC	10,296	$37.9K	<0.01%	-9,875	Timeline
RVPRETRACTABLE TECHNOLOGIES INC	53,624	$37.7K	<0.01%	-1,349	Timeline
GAN LTDGAN LTD	20,918	$37K	<0.01%	-1,009
TVGRUPO TELEVISA S A B	20,697	$36.2K	<0.01%	-39,393	Timeline
PLPLANET LABS PBC	10,665	$36K	<0.01%	-19	Timeline
VERIVERITONE INC	15,494	$36K	<0.01%	+945	Timeline
ADCTADC THERAPEUTICS SA	25,000	$35.2K	<0.01%	0	Timeline
GEVOGEVO INC	30,324	$35.2K	<0.01%	-6,529	Timeline
INDIINDIE SEMICONDUCTOR INC	17,225	$35.1K	<0.01%	-31,973	Timeline
MVISMICROVISION INC DEL	27,585	$34.2K	<0.01%	+420	Timeline
CIGCIA ENERGETICA DE MINAS GERA	19,387	$34.1K	<0.01%	-22,143	Timeline
VLNVALENS SEMICONDUCTOR LTD	16,709	$34.1K	<0.01%	new	Timeline
TALKTALKSPACE INC	13,200	$33.8K	<0.01%	-6,000	Timeline
OPKOPKO HEALTH INC	20,333	$33.8K	<0.01%	-12,799	Timeline
FORD MOTOR COMPANYFORD MOTOR COMPANY	34,000	$33.6K	<0.01%	0
RGTIWRIGETTI COMPUTING INC	12,100	$33.2K	<0.01%	-11,000	Timeline
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC	31,000	$32.9K	<0.01%	-5,000
APREAPREA THERAPEUTICS INC	16,052	$32.7K	<0.01%	0	Timeline
LXRXLEXICON PHARMACEUTICALS INC	70,957	$32.7K	<0.01%	+13,950	Timeline
SLDPSOLID POWER INC	31,045	$32.6K	<0.01%	+1,252	Timeline
LODECOMSTOCK INC	13,300	$32.5K	<0.01%	new	Timeline
TRUETRUECAR INC	20,000	$31.6K	<0.01%	0	Timeline
EXPEDIA GROUP INCEXPEDIA GROUP INC	31,000	$30.4K	<0.01%	0
ARAYACCURAY INC DEL	16,737	$30K	<0.01%	+1,656	Timeline
ORMPORAMED PHARMACEUTICALS INC	13,985	$29.9K	<0.01%	-3,446	Timeline
CNDTCONDUENT INC	10,947	$29.6K	<0.01%	+383	Timeline
LIVEPERSON, INC.LIVEPERSON, INC.	36,621	$29.3K	<0.01%	-19,950
NMGNOUVEAU MONDE GRAPHITE INC	19,333	$29.2K	<0.01%	0	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	10,953	$29.1K	<0.01%	+453	Timeline
SPWHSPORTSMANS WHSE HLDGS INC	29,203	$29K	<0.01%	+14,008	Timeline
SNDSMART SAND INC	10,900	$28.2K	<0.01%	0	Timeline
KOSKOSMOS ENERGY LTD	12,098	$27.6K	<0.01%	-34,066	Timeline
CTMXCYTOMX THERAPEUTICS INC.	42,315	$26.9K	<0.01%	0	Timeline
MGNXMACROGENICS INC	21,158	$26.9K	<0.01%	0	Timeline
TLSATIZIANA LIFE SCIENCES LTD	24,622	$26.6K	<0.01%	+10,000	Timeline
PGENPRECIGEN INC	17,766	$26.5K	<0.01%	-19,856	Timeline
BRNBARNWELL INDS INC	16,198	$26.2K	<0.01%	+2,000	Timeline
BLDPBALLARD PWR SYS INC NEW	23,438	$25.8K	<0.01%	-5,403	Timeline
IQIQIYI INC	11,269	$25.5K	<0.01%	-430	Timeline
ANNXANNEXON INC	12,926	$24.9K	<0.01%	new	Timeline
VXRTVAXART INC COM NEW (DE)	60,955	$24.8K	<0.01%	+32,603	Timeline
ATAIBECKLEY INCATAIBECKLEY INC	18,225	$24.8K	<0.01%	+1,184
UAMYUNITED STATES ANTIMONY CORP	11,100	$24.4K	<0.01%	-3,800	Timeline
QSIQUANTUM SI INC	20,112	$24.1K	<0.01%	new	Timeline
EQCEQUITY COMMONWEALTH	14,934	$24K	<0.01%	-7,093	Timeline
FiscalNote Holdings IncFiscalNote Holdings Inc	29,348	$23.7K	<0.01%	-75,000
CRISCURIS INC	10,599	$22.3K	<0.01%	-48	Timeline
PZGPARAMOUNT GOLD NEV CORP	60,125	$22.2K	<0.01%	+28,850	Timeline
ICCMICECURE MEDICAL LTD CAESAREA	18,875	$22.2K	<0.01%	new	Timeline
CCLDCARECLOUD INC	15,463	$21.5K	<0.01%	new	Timeline
STXSSTEREOTAXIS INC	12,150	$21.4K	<0.01%	+400	Timeline
ICAD INCICAD INC	10,265	$21.1K	<0.01%	new
TRXTRX GOLD CORPORATION	67,532	$21K	<0.01%	+5,475	Timeline
VTYXVENTYX BIOSCIENCES INC	18,029	$20.7K	<0.01%	+7,000	Timeline
DHXDHI GROUP INC	14,605	$20.3K	<0.01%	0	Timeline
INOINOVIO PHARMACEUTICALS INC	12,197	$19.9K	<0.01%	new	Timeline
HYLNHYLIION HOLDINGS CORP	14,008	$19.6K	<0.01%	new	Timeline
CGENCOMPUGEN LTD	13,378	$19.5K	<0.01%	+1,900	Timeline
POWWOUTDOOR HOLDING CO	14,009	$19.3K	<0.01%	+1,100	Timeline
TMQTRILOGY METALS INC NEW	12,418	$19.2K	<0.01%	+942	Timeline
DRAFTKINGS INC NEWDRAFTKINGS INC NEW	22,000	$19.2K	<0.01%	-3,000
UPWHEELS UP EXPERIENCE INC	18,934	$19.1K	<0.01%	+2,015	Timeline
Atossa Therapeutics IncAtossa Therapeutics Inc	28,056	$18.9K	<0.01%	-1,395
RFLRAFAEL HLDGS INC	10,000	$18.7K	<0.01%	new	Timeline
OTLKOUTLOOK THERAPEUTICS INC	15,127	$18.5K	<0.01%	new	Timeline
SGMOQSANGAMO THERAPEUTICS INC	27,429	$18K	<0.01%	-3,602	Timeline
PSHGPERFORMANCE SHIPPING INC	10,800	$17.3K	<0.01%	-200	Timeline
OPITQOFFICE PPTYS INCOME TR COM SHS	36,722	$16.7K	<0.01%	-813	Timeline
SAFETY SHOT INCSAFETY SHOT INC	45,656	$16.6K	<0.01%	-42,121
INVZINNOVIZ TECHNOLOGIES LTD	25,388	$16.6K	<0.01%	+5,249	Timeline
NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC	14,496	$16.4K	<0.01%	+636
NOVAQSUNNOVA ENERGY INTERNATIONAL I	43,948	$16.3K	<0.01%	+24,984	Timeline
CYPHCYPHERPUNK TECHNOLOGIES INC	53,360	$16.3K	<0.01%	-22,440	Timeline
NRGVENERGY VAULT HOLDINGS INC	23,203	$16.1K	<0.01%	0	Timeline
PYXSPYXIS ONCOLOGY INC	16,099	$15.8K	<0.01%	-6,500	Timeline
SESSES AI CORPORATION	30,010	$15.6K	<0.01%	-27,305	Timeline
Leslie's IncLeslie's Inc	21,050	$15.5K	<0.01%	-214
LCTXLINEAGE CELL THERAPEUTICS IN	32,672	$14.8K	<0.01%	+2,080	Timeline
CABACABALETTA BIO INC	10,412	$14.4K	<0.01%	-31,974	Timeline
URGUR-ENERGY INC	21,250	$14.3K	<0.01%	+1,600	Timeline
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC	21,228	$14.3K	<0.01%	+129
ELBMELECTRA BATTERY MATERIALS CO	12,781	$13.8K	<0.01%	new	Timeline
PLBYPLAYBOY INC	12,214	$13.4K	<0.01%	-600	Timeline
MOBXMOBIX LABS INC	15,000	$13.4K	<0.01%	0	Timeline
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC	14,000	$13.1K	<0.01%	0
AFFIRM HLDGS INCAFFIRM HLDGS INC	14,000	$12.9K	<0.01%	0
VGZVISTA GOLD CORP	15,380	$12.7K	<0.01%	0	Timeline
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP	12,000	$12.7K	<0.01%	0
ITRON INCITRON INC	12,000	$12.4K	<0.01%	0
MMAMIXED MARTIAL ARTS GROUP LTD	14,487	$12.3K	<0.01%	0	Timeline
GPROGOPRO INC	18,388	$12.2K	<0.01%	+50	Timeline
ARBEARBE ROBOTICS LTD	11,800	$12.2K	<0.01%	new	Timeline
ONDSONDAS INC	11,300	$12.1K	<0.01%	-12,300	Timeline
KOPNKOPIN CORP	12,850	$12K	<0.01%	+50	Timeline
WW INTL INCWW INTL INC	21,086	$11K	<0.01%	-2,937
ARECAMERICAN RES CORP	23,300	$10.9K	<0.01%	+1,000	Timeline
HYPRHYPERFINE INC	15,110	$10.8K	<0.01%	-21,915	Timeline
AMAZE HOLDINGS INCAMAZE HOLDINGS INC	20,300	$10.6K	<0.01%	0
CEL-SCI CORPCEL-SCI CORP	43,104	$9.93K	<0.01%	-37
STEM INCSTEM INC	27,190	$9.53K	<0.01%	+5,340
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INC	12,568	$9.06K	<0.01%	0
ONCYONCOLYTICS BIOTECH INC	16,150	$8.88K	<0.01%	+128	Timeline
WALLBOX NVWALLBOX NV	26,684	$8.74K	<0.01%	0
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INC	14,733	$8.47K	<0.01%	+2,625
FORGE GLOBAL HOLDINGS INCFORGE GLOBAL HOLDINGS INC	13,000	$7.31K	<0.01%	0
TNYATENAYA THERAPEUTICS INC	12,553	$7.16K	<0.01%	new	Timeline
FIBROGEN INCFIBROGEN INC	22,152	$6.87K	<0.01%	0
TOONKARTOON STUDIOS INC.	10,985	$6.82K	<0.01%	+500	Timeline
CARMCARISMA THERAPEUTICS INC COM	20,895	$6.48K	<0.01%	0	Timeline
ENERGOUS CORPENERGOUS CORP	21,839	$5.96K	<0.01%	+5,595
CARDIO DIAGNOSTICS HOLDGS INCARDIO DIAGNOSTICS HOLDGS IN	15,199	$5.02K	<0.01%	0
CREATIVE MEDIA & CMNTY TRCREATIVE MEDIA & CMNTY TR	19,497	$4.89K	<0.01%	new
ALGOMA STL GROUP INCALGOMA STL GROUP INC	12,600	$4.69K	<0.01%	0
374WATER INC374WATER INC	10,992	$3.74K	<0.01%	0
TRUGOLF INC CMNTRUGOLF INC CMN	10,000	$3.52K	<0.01%	0
GRAPHJET TECHNOLOGYGRAPHJET TECHNOLOGY	21,900	$2.2K	<0.01%	0
IN8BIO INCIN8BIO INC	11,350	$1.88K	<0.01%	0
LONGEVITY HEALTH HLDGS INCLONGEVITY HEALTH HLDGS INC	12,396	$1.55K	<0.01%	0
PBMWWPSYENCE BIOMEDICAL LTD	29,345	$496	<0.01%	new	Timeline
OUSTER INCOUSTER INC	14,505	$425	<0.01%	-900
NUVVE HOLDINGNUVVE HOLDING	10,000	$172	<0.01%	0
MSP RECOVERY INCMSP RECOVERY INC	14,098	$44	<0.01%	new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 137. All 137

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	put	142,300	$66.7M	-91,100
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	98,900	$55.3M	-17,100
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	17,400	$9.73M	+8,300
AAPLAPPLE INC COM	put	37,800	$8.4M	-7,200
LNCLINCOLN NATL CORP IND Stock	put	161,100	$5.79M	new
MSFTMICROSOFT CORP COM	put	12,100	$4.54M	+100
NVDANVIDIA CORPORATION COM	call	39,000	$4.23M	-7,900
SMHVANECK ETF TRUST COM	call	19,500	$4.12M	+15,900
CCITIGROUP INC COM	put	47,300	$3.36M	-70,100
BTUPEABODY ENGR CORP COM	put	244,800	$3.32M	new
AMZNAMAZON COM INC COM	put	16,500	$3.14M	+1,000
HALHALLIBURTON CO Stock	put	123,600	$3.14M	new
USBUS BANCORP COM NEW	put	63,600	$2.69M	new
NVDANVIDIA CORPORATION COM	put	22,600	$2.45M	+14,400
METAMETA PLATFORMS INC COM	put	4,200	$2.42M	+400
BACBANK OF AMER CORP COM	put	57,300	$2.39M	+35,500
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	put	17,600	$2.33M	+4,300
TFCTRUIST FINL CORP Stock	put	55,500	$2.28M	new
QQQINVESCO QQQ TR COM	call	4,800	$2.25M	+4,400
PLTRPALANTIR TECHNOLOGIES INC COM	put	26,200	$2.21M	+13,000
APAAPA CORPORATION Stock	put	95,400	$2.01M	new
BRK-BBERKSHIRE HATHAWAY INC DEL COM	put	3,300	$1.76M	+200
JCIJOHNSON CONTROLS INTERNATION Stock	call	21,000	$1.68M	new
IWMISHARES TR SHS	put	8,300	$1.66M	+6,200
VVISA INC COM	call	4,500	$1.58M	-500
TSLATESLA INC COM	call	6,000	$1.55M	+5,100
GTLSCHART INDS INC COM	put	10,700	$1.54M	new
QQQMINVESCO EXCH TRADED FD TR II COM	put	7,600	$1.47M	+300
NEMNEWMONT CORP COM	put	28,600	$1.38M	new
AMZNAMAZON COM INC COM	call	6,500	$1.24M	+3,500
GOOGLALPHABET INC COM	put	7,700	$1.19M	+1,400
PFEPFIZER INC COM	call	44,500	$1.13M	+20,100
TSLATESLA INC COM	put	4,300	$1.11M	+3,100
JPMJPMORGAN CHASE & CO COM	put	4,400	$1.08M	+2,600
VVISA INC COM	put	3,000	$1.05M	+1,100
CRMSALESFORCE INC COM	put	3,600	$966K	+400
IBMINTERNATIONAL BUSINESS MACHS COM	put	3,600	$895K	-2,100
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	6,500	$859K	new
NFLXNETFLIX INC. COM	call	900	$839K	-3,100
CVSCVS HEALTH CORP COM	put	12,300	$833K	new
FITBFIFTH THIRD BANCORP Stock	put	19,700	$772K	new
GOOGALPHABET INC COM	call	4,800	$750K	-1,200
WMTWALMART INC COM	put	8,500	$746K	-3,200
PLTRPALANTIR TECHNOLOGIES INC COM	call	8,800	$743K	+2,000
NFENEW FORTRESS ENERGY INC COM CL A	put	85,700	$712K	-10,500
BIDUBAIDU INC ADR	put	7,300	$672K	new
BMYBRISTOL-MYERS SQUIBB CO COM	put	11,000	$671K	-9,700
SOSOUTHERN CO COM	put	7,100	$653K	new
GOOGALPHABET INC COM	put	4,100	$641K	+200
JXNJACKSON FINANCIAL INC Stock	put	7,600	$637K	+300
FFORD MTR CO Stock	call	63,000	$632K	+17,000
DVNDEVON ENERGY CORP NEW Stock	call	15,800	$591K	+4,300
XOMEXXON MOBIL CORP COM	put	4,900	$583K	-1,200
METAMETA PLATFORMS INC COM	call	1,000	$576K	-600
AMDADVANCED MICRO DEVICES INC COM	call	5,500	$565K	+2,000
IVVISHARES TR SHS	call	1,000	$562K	new
CRMSALESFORCE INC COM	call	2,000	$537K	new
RTXRTX CORPORATION COM	put	4,000	$530K	-300
UNHUNITEDHEALTH GROUP INC COM	call	1,000	$524K	-1,000
LPLALPL FINL HLDGS INC Stock	call	1,600	$523K	+600
SPYGSPDR SERIES TRUST SHS	call	6,500	$522K	new
INTCINTEL CORP COM	call	22,700	$516K	-3,900
EFAISHARES TR MSCI EAFE ETF	put	6,300	$515K	+1,100
IVEISHARES TR SHS	put	2,700	$515K	-100
PANWPALO ALTO NETWORKS INC COM	put	3,000	$512K	+1,600
GLDSPDR GOLD TR GOLD SHS	put	1,700	$490K	-9,200
ZZILLOW GROUP INC Stock	put	7,100	$487K	0
CCITIGROUP INC COM	call	6,800	$483K	new
TEMTEMPUS AI INC Stock	call	10,000	$482K	new
GMEGAMESTOP CORP CL A	call	21,000	$469K	-20,700
VOOVANGUARD INDEX FDS COM	put	900	$463K	0
MSFTMICROSOFT CORP COM	call	1,200	$450K	new
VSTVISTRA CORP Stock	put	3,800	$446K	new
UPSUNITED PARCEL SVCS INC COM	put	4,000	$440K	-1,100
ACNACCENTURE PLC IRELAND COM	put	1,400	$437K	new
ETNEATON CORP PLC COM	call	1,600	$435K	new
XLKSELECT SECTOR SPDR TR SHS	put	2,100	$434K	0
OXYOCCIDENTAL PETE CORP COM	call	8,500	$420K	-5,000
SPYVSPDR SERIES TRUST PRTFLO S&P500 VL	put	8,200	$419K	new
STZCONSTELLATION BRANDS INC Stock	put	2,200	$404K	new
NOWSERVICENOW INC COM	put	500	$398K	+200
UBERUBER TECHNOLOGIES INC COM	call	5,300	$386K	-1,200
IGVISHARES TR SHS	put	4,300	$383K	0
GLDSPDR GOLD TR GOLD SHS	call	1,300	$375K	-2,100
WMWASTE MGMT INC DEL COM	put	1,600	$370K	-700
MDTMEDTRONIC PLC COM	put	4,100	$368K	new
JPMJPMORGAN CHASE & CO COM	call	1,500	$368K	new
STZCONSTELLATION BRANDS INC Stock	call	2,000	$367K	0
GILDGILEAD SCIENCES INC COM	put	3,200	$359K	new
SYKSTRYKER CORPORATION COM	put	900	$335K	-700
TWLOTWILIO INC Stock	put	3,400	$333K	+300
EDCONSOLIDATED EDISON INC COM	put	3,000	$332K	new
GSGOLDMAN SACHS GROUP INC COM	put	600	$328K	new
MSMORGAN STANLEY COM	put	2,800	$327K	new
APDAIR PRODUCTS AND CHEMICALS I COM	put	1,100	$324K	+400
BIDUBAIDU INC ADR	call	3,500	$322K	new
CSCOCISCO SYS INC COM	put	5,000	$309K	new
AFLAFLAC INC Stock	put	2,700	$300K	new
HDHOME DEPOT INC COM	put	800	$293K	-200
TTWOTAKE-TWO INTERACTIVE SOFTWAR Stock	call	1,400	$290K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ALBEMARLE CORPALBEMARLE CORP 7.25% DEP SHS A	principal	8,793	$313K	-539
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1	principal	60,000	$56K	new
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	41,000	$40.9K	0
8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0	principal	45,000	$38K	0
LYFT INCLYFT INC NOTE 1.500% 5/1	principal	36,000	$35.8K	-4,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	14,000	$34.2K	0
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	34,000	$33K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	120,500	$28.7K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	29,000	$28.2K	0
SOUTHERN COSOUTHERN CO NOTE 3.875%12/1	principal	24,000	$26.9K	0
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	24,000	$26K	0
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0	principal	20,000	$25.8K	0
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1	principal	23,000	$25.8K	0
ETSY INCETSY INC NOTE 0.250% 6/1	principal	30,000	$25.3K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	24,000	$23.7K	-7,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	26,000	$23K	0
ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1	principal	25,000	$22.5K	0
Shopify IncShopify Inc Convertible bond	principal	22,000	$22K	0
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	16,000	$19.3K	0
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1	principal	18,000	$18.3K	0
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1	principal	17,000	$18.2K	0
NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1	principal	21,000	$17.8K	0
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1	principal	18,000	$17.7K	0
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	17,000	$16.3K	0
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	12,000	$15.2K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0	principal	17,000	$14.8K	0
OKTA INCOKTA INC NOTE 0.125% 9/0	principal	15,000	$14.6K	0
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	14,000	$12.7K	0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	13,000	$12.2K	-3,000
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0	principal	10,000	$11.1K	0
ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1	principal	10,000	$10.4K	0
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1	principal	11,000	$10.3K	0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	14,000	$10.2K	0
PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1	principal	10,000	$10.1K	0
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0	principal	10,000	$9.73K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	10,000	$8.38K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32,500	$7.84K	0
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	16,000	$3.55K	0

Sold out in Q1 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 251. All 251

Security	Shares before	Value before	Type
DIASTATE STR SPDR DOW JONES IND	34,300	$14.6M	call
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	25,977	$6.48M	shares
PFEPFIZER INC	150,200	$3.98M	put
NEOS ETF TRUSTNEOS ETF TRUST	149,282	$3.89M	shares
LFVNLIFEVANTAGE CORP	211,039	$3.7M	shares
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	71,915	$3.64M	shares
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	1,037,074	$3.6M	shares
AVGOBROADCOM INC	15,000	$3.48M	put
TBXPROSHARES TR	99,245	$2.89M	shares
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	502,179	$2.58M	shares
NEENEXTERA ENERGY INC	29,700	$2.13M	put
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	592,550	$1.85M	shares
ALTAIR ENGINEERING INCALTAIR ENGINEERING INC	16,698	$1.84M	shares
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	15,833	$1.69M	shares
PUBMPUBMATIC INC	112,250	$1.63M	shares
CHRDCHORD ENERGY CORPORATION	13,300	$1.56M	put
LMTLOCKHEED MARTIN CORP	3,200	$1.56M	put
AMRCAMERESCO INC	67,261	$1.55M	shares
AVID BIOSERVICES INCAVID BIOSERVICES INC	111,307	$1.38M	shares
Leuthold Core ETFLeuthold Core ETF	40,064	$1.38M	shares
SLVISHARES SILVER TR	50,000	$1.32M	call
DOLEDOLE PLC	95,987	$1.3M	shares
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	20,103	$1.22M	shares
REGNREGENERON PHARMACEUTICALS	1,700	$1.21M	call
AMPLIFY ALTERNATIVE HARVEST…AMPLIFY ALTERNATIVE HARVEST ETF	530,854	$1.19M	shares
UISUNISYS CORP	160,384	$1.02M	shares
KRTKARAT PACKAGING INC	32,809	$993K	shares
GLOBALSTAR INCGLOBALSTAR INC	417,303	$864K	shares
HEARTLAND FINL USA INCHEARTLAND FINL USA INC	13,978	$857K	shares
ULSUL SOLUTIONS INC	16,990	$847K	shares
SNCYSUN CTRY AIRLS HLDGS INC	58,030	$846K	shares
ZMZOOM COMMUNICATIONS INC	10,000	$816K	call
CORNTEUCRIUM COMMODITY TR	42,098	$790K	shares
PREMIER FINANCIAL CORPPREMIER FINANCIAL CORP	30,305	$775K	shares
QIAGEN NVQIAGEN NV	17,240	$768K	shares
TWNTAIWAN FD INC	19,077	$737K	shares
UNIVERSAL STAINLESS & ALLOYUNIVERSAL STAINLESS & ALLOY	16,090	$708K	shares
EZAISHARES INC	16,868	$707K	shares
VTMXVESTA REAL ESTATE CORP	27,529	$705K	shares
SILVERCREST METALS INCSILVERCREST METALS INC	76,275	$694K	shares
ARCH RESOURCES INCARCH RESOURCES INC	4,885	$690K	shares
AVGOBROADCOM INC	2,900	$672K	call
NXQUANEX BLDG PRODS CORP	26,054	$632K	shares
VBFINVESCO BD FD	39,835	$615K	shares
CSTLCASTLE BIOSCIENCES INC	23,043	$614K	shares
KWEBKRANESHARES TRUST	21,000	$614K	call
GTECGREENLAND TECHNOLOGIES HLDG	315,900	$613K	shares
BARKBARK INC	329,615	$606K	shares
FORMFORMFACTOR INC	13,308	$586K	shares
PDDPDD HOLDINGS INC	6,000	$582K	call
INARI MED INCINARI MED INC	11,279	$576K	shares
REVELYST INCREVELYST INC	28,495	$548K	shares
BYRNBYRNA TECHNOLOGIES INC	18,873	$544K	shares
KRESPDR SERIES TRUST	9,000	$543K	call
EGBNEAGLE BANCORPORATION INC	20,246	$527K	shares
XLESELECT SECTOR SPDR TR	6,000	$514K	call
LXLEXINFINTECH HLDGS LTD	87,600	$508K	shares
IAKISHARES TR	4,000	$506K	call
NULLNULL	16,445	$499K	shares
DAVEDAVE INC	5,685	$494K	shares
iShares MSCI Frontier 100iShares MSCI Frontier 100	18,191	$494K	shares
LPROOPEN LENDING CORP	82,461	$492K	shares
DCHDAUCH CORP	83,085	$484K	shares
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	59,017	$482K	shares
NECBNORTHEAST CMNTY BANCORP INC	19,594	$479K	shares
FLBRFRANKLIN TEMPLETON ETF TR	33,533	$474K	shares
IBOTVANECK ETF TRUST	11,465	$471K	shares
SBLKSTAR BULK CARRIERS CORP.	31,000	$463K	put
COSTCOSTCO WHOLESALE CORPORATION	500	$458K	call
RVMDREVOLUTION MEDICINES INC	10,318	$451K	shares
MATTERPORT INCMATTERPORT INC	94,993	$450K	shares
JANXJANUX THERAPEUTICS INC	8,202	$439K	shares
DMCDEL MONTE CORP	13,075	$434K	shares
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	30,224	$428K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	11,420	$425K	shares
DSPVIANT TECHNOLOGY INC	21,834	$415K	shares
ABBVABBVIE INC	2,300	$409K	call
TGTTARGET CORP	3,000	$406K	call
EQTEQT CORP	8,700	$401K	put
GSGOLDMAN SACHS GROUP INC	700	$401K	call
FGBIFIRST GTY BANCSHARES INC	35,242	$400K	shares
RWEMADVISORS INNER CIRCLE FD III	16,829	$400K	shares
QMCOQUANTUM CORP	7,354	$397K	shares
STAASTAAR SURGICAL CO	15,994	$388K	shares
COINCOINBASE GLOBAL INC	1,500	$372K	call
NFENEW FORTRESS ENERGY INC	23,700	$358K	call
CPFCENTRAL PAC FINL CORP	12,282	$357K	shares
SHWSHERWIN WILLIAMS CO	1,000	$340K	put
MLKNMILLERKNOLL INC	14,941	$338K	shares
LITHIUM AMERICAS ARGENTINA CLITHIUM AMERICAS ARGENTINA C	127,855	$335K	shares
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	30,030	$333K	shares
ENZLISHARES TR	7,343	$332K	shares
SGCSUPERIOR GROUP OF CO INC	20,037	$331K	shares
WEYSWEYCO GROUP INC	8,618	$324K	shares
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	7,431	$323K	shares
DELLDELL TECHNOLOGIES INC	2,800	$323K	put
SPLVINVESCO EXCH TRADED FD TR II	4,600	$322K	put
DACDANAOS CORPORATION	3,995	$320K	shares
TENBTENABLE HLDGS INC	8,103	$319K	shares
TIMBTIM S A	26,792	$315K	shares

How Q1 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001403438-25-000003	base		2025-05-07	acceptance time not in the bulk data set	2026-10-07 18:25:06 UTC