LPL Financial LLC
Follow13F filer, CIK 1403438, FORT MILL, SC
LPL Financial LLC reported $224,320,474,667 across 5,156 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-08. Its ten largest share positions make up 16.45% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001403438-24-000004
- Period
- 2024-09-30
- Reported value
- $224B
- Holdings
- 5,156
- Top 10 weight
- 16.45%
- New
- 341
- Sold out
- 192
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +4,129,778 | $712M |
| EFVadded | +6,101,266 | $351M |
| IUSBadded | +6,632,679 | $313M |
| SPYMadded | +3,501,943 | $236M |
| AAPLadded | +876,780 | $204M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| XLEreduced | -1,002,806 | -$88M |
| HEFAreduced | -2,299,388 | -$81.4M |
| OMFLreduced | -1,520,683 | -$80.6M |
| IEMGreduced | -899,873 | -$51.7M |
| TE CONNECTIVITY LTDexited | -325,452 | -$49M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,037 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 105. All 105
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 166,300 | $81.2M | -17,900 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 105,900 | $60.8M | +35,700 |
| IWMISHARES TR SHS | put | 110,500 | $24.4M | +107,500 |
| AAPLAPPLE INC COM | put | 42,400 | $9.88M | +800 |
| CCITIGROUP INC COM | put | 150,900 | $9.45M | +16,800 |
| PFEPFIZER INC COM | put | 283,800 | $8.21M | +243,800 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 12,100 | $6.94M | -1,800 |
| MSFTMICROSOFT CORP COM | put | 12,800 | $5.51M | +900 |
| NVDANVIDIA CORPORATION COM | call | 39,500 | $4.8M | +1,100 |
| VOOVANGUARD INDEX FDS COM | put | 8,800 | $4.64M | +7,900 |
| IVVISHARES TR SHS | put | 6,300 | $3.63M | +5,400 |
| DVNDEVON ENERGY CORP NEW Stock | put | 92,800 | $3.63M | +31,400 |
| DIASTATE STR SPDR DOW JONES IND UT SER 1 | put | 8,400 | $3.55M | +1,500 |
| BMYBRISTOL-MYERS SQUIBB CO COM | call | 65,500 | $3.39M | -6,000 |
| BMYBRISTOL-MYERS SQUIBB CO COM | put | 65,200 | $3.37M | -30,000 |
| GLDSPDR GOLD TR GOLD SHS | put | 13,600 | $3.31M | +4,700 |
| MCHPMICROCHIP TECHNOLOGY INC. Stock | call | 38,000 | $3.05M | new |
| IWFISHARES TR STOK | put | 7,900 | $2.97M | new |
| LNCLINCOLN NATL CORP IND Stock | put | 89,600 | $2.82M | +80,300 |
| AMZNAMAZON COM INC COM | put | 14,500 | $2.7M | +600 |
| RIGTRANSOCEAN LTD Stock | put | 609,100 | $2.59M | +582,800 |
| SLVISHARES SILVER TR COM | call | 91,000 | $2.59M | 0 |
| BACBANK OF AMER CORP COM | put | 64,900 | $2.58M | +23,300 |
| SLBSLB LIMITED COM | put | 58,200 | $2.44M | -41,800 |
| TLTISHARES TR 20 YR TR BD ETF | call | 23,000 | $2.26M | new |
| XLKSELECT SECTOR SPDR TR SHS | put | 9,100 | $2.05M | +4,500 |
| BBYBEST BUY INC Stock | put | 18,000 | $1.86M | new |
| NFLXNETFLIX INC. COM | call | 2,500 | $1.77M | -100 |
| METAMETA PLATFORMS INC COM | put | 2,900 | $1.66M | 0 |
| LMTLOCKHEED MARTIN CORP COM | put | 2,800 | $1.64M | -400 |
| XLISELECT SECTOR SPDR TR INDL | put | 11,900 | $1.61M | +9,900 |
| EXEEXPAND ENERGY CORPORATION Stock | put | 19,400 | $1.6M | +11,100 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | put | 3,400 | $1.56M | +100 |
| LLYELI LILLY & CO COM | put | 1,700 | $1.51M | +200 |
| BABOEING CO COM | put | 9,600 | $1.46M | new |
| QQQMINVESCO EXCH TRADED FD TR II COM | put | 6,900 | $1.39M | -400 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 6,200 | $1.37M | -4,300 |
| PFEPFIZER INC COM | call | 45,000 | $1.3M | -2,200 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 30,300 | $1.21M | new |
| USBUS BANCORP COM NEW | put | 26,300 | $1.2M | -70,100 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 11,100 | $1.18M | new |
| AMZNAMAZON COM INC COM | call | 6,300 | $1.17M | -500 |
| GMEGAMESTOP CORP CL A | call | 49,000 | $1.12M | new |
| NEENEXTERA ENERGY INC COM | put | 13,000 | $1.1M | -10,700 |
| GOOGLALPHABET INC COM | put | 6,300 | $1.04M | -100 |
| IWMISHARES TR SHS | call | 4,700 | $1.04M | new |
| GOOGALPHABET INC COM | put | 5,800 | $970K | +1,000 |
| AVGOBROADCOM INC COM | call | 5,600 | $966K | +5,100 |
| BIDUBAIDU INC ADR | put | 8,500 | $895K | new |
| SPYMSPDR SERIES TRUST SHS | put | 10,500 | $709K | new |
| UPSUNITED PARCEL SVCS INC COM | put | 5,100 | $695K | 0 |
| CRMSALESFORCE INC COM | put | 2,500 | $684K | new |
| JXNJACKSON FINANCIAL INC Stock | put | 7,400 | $675K | -200 |
| NVDANVIDIA CORPORATION COM | put | 5,500 | $668K | -29,900 |
| SYKSTRYKER CORPORATION COM | put | 1,800 | $650K | 0 |
| METAMETA PLATFORMS INC COM | call | 1,100 | $630K | -3,300 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 15,500 | $617K | -2,000 |
| VVISA INC COM | put | 2,200 | $605K | -100 |
| DISDISNEY WALT CO COM | call | 6,000 | $577K | +3,600 |
| RTXRTX CORPORATION COM | put | 4,600 | $557K | +1,700 |
| IVEISHARES TR SHS | put | 2,700 | $532K | new |
| WMWASTE MGMT INC DEL COM | put | 2,400 | $498K | +300 |
| FANGDIAMONDBACK ENERGY INC Stock | put | 2,800 | $483K | new |
| ZZILLOW GROUP INC Stock | put | 7,100 | $453K | 0 |
| XLFSELECT SECTOR SPDR TR SHS | put | 9,900 | $449K | new |
| DNAGINKGO BIOWORKS HOLDINGS INC COMMON STOCK | call | 55,000 | $448K | new |
| INTCINTEL CORP COM | call | 19,100 | $448K | +1,600 |
| HDHOME DEPOT INC COM | put | 1,100 | $446K | +200 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 500 | $443K | -1,000 |
| LLYELI LILLY & CO COM | call | 500 | $443K | -300 |
| NVTSNAVITAS SEMICONDUCTOR CORP Stock | put | 176,000 | $431K | new |
| DELLDELL TECHNOLOGIES INC Stock | put | 3,500 | $415K | +1,500 |
| WMTWALMART INC COM | put | 5,100 | $412K | +700 |
| LAM RESEARCH CORPLAM RESEARCH CORP COM | call | 500 | $408K | 0 |
| SPLVINVESCO EXCH TRADED FD TR II S&P500 LOW VOL | put | 5,500 | $395K | -1,500 |
| BIIBBIOGEN INC Stock | call | 2,000 | $388K | 0 |
| UVEUNIVERSAL INS HLDGS INC COM | put | 17,300 | $383K | -4,700 |
| XOMEXXON MOBIL CORP COM | put | 3,200 | $375K | -6,200 |
| IEPICAHN ENTERPRISES LP Common Stock | call | 27,500 | $372K | new |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 1,300 | $365K | new |
| MCHIISHARES TR MSCI CHINA ETF | call | 7,000 | $356K | -2,500 |
| EFAISHARES TR MSCI EAFE ETF | put | 4,100 | $343K | new |
| JDJD.COM INC ADR | call | 8,000 | $320K | -40,500 |
| FFORD MTR CO Stock | call | 30,000 | $317K | +10,000 |
| EBAYEBAY INC. Stock | call | 4,800 | $313K | new |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 500 | $309K | new |
| GSGOLDMAN SACHS GROUP INC COM | call | 600 | $297K | +100 |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 3,000 | $296K | new |
| JPMJPMORGAN CHASE & CO COM | put | 1,400 | $295K | +400 |
| BLACKROCK INCBLACKROCK INC COM | put | 300 | $285K | 0 |
| OXYOCCIDENTAL PETE CORP COM | call | 5,500 | $283K | new |
| CSCOCISCO SYS INC COM | call | 4,700 | $250K | new |
| MRNAMODERNA INC COM | put | 3,700 | $247K | new |
| AXPAMERICAN EXPRESS CO COM | put | 900 | $244K | new |
| IAUISHARES GOLD TR COM | put | 4,500 | $224K | -300 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 6,500 | $221K | new |
| HALHALLIBURTON CO Stock | put | 7,600 | $221K | -13,800 |
| GOOGALPHABET INC COM | call | 1,300 | $217K | new |
| NFENEW FORTRESS ENERGY INC COM CL A | put | 23,500 | $214K | +14,300 |
| HUBSHUBSPOT INC STOK | call | 400 | $213K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 241,000 | $242K | +31,000 |
| PENNYMAC CORPPENNYMAC CORP BOND | principal | 77,000 | $76.8K | 0 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 40,000 | $38.8K | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 45,000 | $36.4K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 22,000 | $24.5K | +5,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 24,000 | $22.8K | +3,000 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 19,000 | $19.2K | -5,000 |
| Shopify IncShopify Inc Convertible bond | principal | 17,000 | $16.3K | new |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 15,000 | $14.2K | new |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 13,000 | $13K | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 10,000 | $11.1K | new |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 11,000 | $10.5K | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 10,000 | $8.2K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 23,000 | $7.44K | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 325,452 | $49M | shares |
| DIASTATE STR SPDR DOW JONES IND | 91,500 | $35.8M | call |
| ENCORE WIRE CORPENCORE WIRE CORP | 52,309 | $15.2M | shares |
| FERGUSON PLCFERGUSON PLC | 52,392 | $10.1M | shares |
| WESTROCK COWESTROCK CO | 73,832 | $3.71M | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 1,020,484 | $3.29M | shares |
| CEDAR FAIR L PCEDAR FAIR L P | 58,262 | $3.17M | shares |
| CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART | 193,115 | $3.1M | shares |
| APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC | 175,288 | $2.57M | shares |
| APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU | 175,608 | $2.55M | shares |
| MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI | 309,867 | $2.31M | shares |
| ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F | 748,953 | $2.01M | shares |
| BABAALIBABA GROUP HLDG LTD | 27,600 | $1.99M | call |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC | 2,400 | $1.97M | call |
| ORCLORACLE CORP | 12,000 | $1.69M | put |
| WFCWELLS FARGO & CO | 27,300 | $1.62M | put |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 122,175 | $1.59M | shares |
| FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD | 122,179 | $1.51M | shares |
| ALARALARUM TECHNOLOGIES LTD | 33,576 | $1.4M | shares |
| IARTINTEGRA LIFESCIENCES HLDGS C | 46,263 | $1.35M | shares |
| INSWINTERNATIONAL SEAWAYS INC | 22,244 | $1.32M | shares |
| CNQCANADIAN NAT RES LTD MED TER | 34,000 | $1.21M | call |
| SQUARESPACE INCSQUARESPACE INC | 25,814 | $1.13M | shares |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 72,705 | $1.12M | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 39,730 | $1.07M | shares |
| EIDOISHARES TR | 53,904 | $1.04M | shares |
| APAAPA CORPORATION | 34,200 | $1.01M | put |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 42,927 | $951K | shares |
| VVISA INC | 3,500 | $919K | call |
| FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F | 144,401 | $916K | shares |
| Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat… | 36,785 | $878K | shares |
| TDVIFIRST TR EXCHANGE-TRADED FD | 36,128 | $872K | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 304,990 | $863K | shares |
| ISHARES U S ETF TRISHARES U S ETF TR | 13,877 | $848K | shares |
| BABOEING CO | 4,600 | $837K | call |
| CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I | 17,379 | $824K | shares |
| CAPITAL CLEAN ENERGY CARRIE…CAPITAL CLEAN ENERGY CARRIERS COM | 42,615 | $726K | shares |
| PUMPPROPETRO HLDG CORP | 79,057 | $685K | shares |
| TXNTEXAS INSTRS INC | 3,500 | $681K | call |
| BNOUNITED STS BRENT OIL FD LP | 21,040 | $676K | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 20,388 | $676K | shares |
| LOMALOMA NEGRA C I A S A MTN 14 | 90,679 | $613K | shares |
| CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R | 15,031 | $611K | shares |
| IYWISHARES TR | 4,000 | $602K | put |
| James Hardie Industries PLCJames Hardie Industries PLC | 18,962 | $598K | shares |
| AMDADVANCED MICRO DEVICES INC | 3,600 | $584K | call |
| FLMXFRANKLIN TEMPLETON ETF TR | 20,343 | $573K | shares |
| FNCB BANCORP INCFNCB BANCORP INC | 81,816 | $552K | shares |
| KELYAKELLY SVCS INC | 24,330 | $521K | shares |
| FIVEFIVE BELOW INC | 4,500 | $490K | call |
| FITBFIFTH THIRD BANCORP | 13,300 | $485K | put |
| SIGASIGA TECHNOLOGIES INC | 62,931 | $478K | shares |
| TIDAL TRUST ITIDAL TRUST I | 27,315 | $471K | shares |
| MSFTMICROSOFT CORP | 1,000 | $447K | call |
| HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC | 35,186 | $437K | shares |
| UGPULTRAPAR PARTICIPACOES SA | 108,078 | $423K | shares |
| R1 RCM INCR1 RCM INC | 33,188 | $417K | shares |
| BACBANK OF AMER CORP | 10,300 | $410K | call |
| CVSCVS HEALTH CORP | 6,900 | $408K | put |
| SYRSSYROS PHARMACEUTICALS INC COM | 76,625 | $395K | shares |
| NOWSERVICENOW INC | 500 | $393K | call |
| CUBICUSTOMERS BANCORP INC | 8,127 | $390K | shares |
| DHDEFINITIVE HEALTHCARE CORP | 68,622 | $375K | shares |
| EMETVANECK ETF TRUST | 15,169 | $368K | shares |
| CROXCROCS INC | 2,500 | $365K | call |
| PDSPRECISION DRILLING CORP | 4,970 | $350K | shares |
| FSBCFIVE STAR BANCORP | 14,739 | $349K | shares |
| DLODLOCAL LTD | 43,000 | $348K | call |
| AROWARROW FINL CORP | 13,350 | $348K | shares |
| FLCHFRANKLIN TEMPLETON ETF TR | 20,972 | $347K | shares |
| FSZFIRST TR EXCH TRD ALPHDX FD | 4,925 | $318K | shares |
| CMGCHIPOTLE MEXICAN GRILL INC | 5,000 | $313K | call |
| CALCALERES INC | 9,173 | $308K | shares |
| GUESS? INCGUESS? INC | 14,840 | $303K | shares |
| CACCCREDIT ACCEP CORP MICH | 575 | $296K | shares |
| OPPJWISDOMTREE TR | 8,249 | $288K | shares |
| INVESTMENT MANAGERS SER TRINVESTMENT MANAGERS SER TR | 6,519 | $288K | shares |
| ONTONTERRIS INC | 6,375 | $284K | shares |
| WRBYWARBY PARKER INC | 17,488 | $281K | shares |
| LAKELAKELAND INDS INC | 12,051 | $276K | shares |
| FIVNFIVE9 INC | 6,135 | $271K | shares |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 17,397 | $269K | shares |
| AFKVANECK ETF TRUST | 16,830 | $265K | shares |
| CWBCCOMMUNITY WEST BANCSHARES NE | 14,023 | $259K | shares |
| CZFSCITIZENS FINL SVCS INC | 5,672 | $255K | shares |
| UNHUNITEDHEALTH GROUP INC | 500 | $255K | call |
| IMOSCHIPMOS TECHNOLOGIES INC | 9,743 | $254K | shares |
| NVCRNOVOCURE LTD | 14,651 | $251K | shares |
| CVSACOVISTA INC | 3,616 | $247K | shares |
| ATRION CORPORATIONATRION CORPORATION | 533 | $241K | shares |
| BHBIGLARI HLDGS INC | 1,234 | $239K | shares |
| TFCTRUIST FINL CORP | 6,100 | $237K | put |
| IMVTIMMUNOVANT INC | 8,848 | $234K | shares |
| USVMVICTORY PORTFOLIOS II | 2,954 | $230K | shares |
| OGNORGANON & CO | 10,900 | $226K | put |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 6,174 | $225K | shares |
| HUMHUMANA INC | 600 | $224K | put |
| IRTCIRHYTHM HOLDINGS INC | 2,078 | $224K | shares |
| FOXFOX CORP | 6,968 | $223K | shares |
| ModivCare IncModivCare Inc | 8,358 | $219K | shares |
| TIMOTHY PLANTIMOTHY PLAN | 9,218 | $216K | shares |
| ATHMAUTOHOME INC | 7,835 | $215K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 11,761 | $215K | shares |
| PRLBPROTO LABS INC | 6,950 | $215K | shares |
| FLLAFRANKLIN TEMPLETON ETF TR | 10,712 | $214K | shares |
| PCRXPACIRA BIOSCIENCES INC | 7,464 | $214K | shares |
| DJTTRUMP MEDIA & TECHNOLOGY GRO | 6,500 | $213K | call |
| AMATAPPLIED MATLS INC | 900 | $212K | put |
| NBRNABORS INDUSTRIES LTD | 2,981 | $212K | shares |
| ALKSALKERMES PLC | 8,691 | $209K | shares |
| YJUNFIRST TR EXCHNG TRADED FD VI | 9,365 | $205K | shares |
| OVLLISTED FDS TR | 4,629 | $204K | shares |
| SYNASYNAPTICS INC | 2,311 | $204K | shares |
| USLUNITED STS 12 MONTH OIL FD L | 5,030 | $204K | shares |
| STNGSCORPIO TANKERS INC | 2,500 | $203K | call |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 591,700 | $198K | shares |
| VREVERIS RESIDENTIAL INC | 11,639 | $175K | shares |
| ASLEAERSALE CORPORATION | 25,220 | $175K | shares |
| CHIQGLOBAL X FDS | 10,394 | $173K | shares |
| SITE CENTERS CORPSITE CENTERS CORP | 11,908 | $173K | shares |
| EWHISHARES INC | 11,080 | $170K | shares |
| GUGGUGGENHEIM ACTIVE ALLOC FD | 11,088 | $166K | shares |
| AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I | 11,804 | $164K | shares |
| AMCXAMC GLOBAL MEDIA INC | 15,495 | $150K | shares |
| PIONEER MUN HIGH INCOME OPPOPIONEER MUN HIGH INCOME OPPO | 12,774 | $149K | shares |
| OSPNONESPAN INC | 11,439 | $147K | shares |
| IIIINFORMATION SVCS GROUP INC | 48,710 | $143K | shares |
| SMFLSMART FOR LIFE INC COM PAR $0. | 47,561 | $141K | shares |
| ACHACCENDRA HEALTH INC | 10,106 | $136K | shares |
| SPWRQSUNPOWER CORP | 45,176 | $134K | shares |
| ALTIALTI GLOBAL INC | 24,500 | $128K | shares |
| PBFSPIONEER BANCORP INC MD | 11,505 | $115K | shares |
| AALAMERICAN AIRLINES GROUP INC | 10,000 | $113K | call |
| ANNXANNEXON INC | 22,997 | $113K | shares |
| MIRMIRION TECHNOLOGIES INC | 10,473 | $112K | shares |
| VIRTUS CONVERTIBLE & INC 202VIRTUS CONVERTIBLE & INC 202 | 12,451 | $112K | shares |
| NMRKNEWMARK GROUP INC | 10,580 | $108K | shares |
| TSHATAYSHA GENE THERAPIES INC | 48,060 | $108K | shares |
| CCIFCARLYLE CREDIT INCOME FUND | 12,622 | $103K | shares |
| MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC | 612,328 | $96.9K | shares |
| IHDVOYA EMERGING MKTS HIGH DIVI | 15,325 | $82.4K | shares |
| MYPSPLAYSTUDIOS INC | 38,105 | $78.9K | shares |
| INLXINTELLINETICS INC | 12,000 | $76.8K | shares |
| DENNDENNY'S CORP | 10,032 | $71.2K | shares |
| COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI | 10,524 | $70.4K | shares |
| MITTTPG MTG INVTS TR INC | 10,554 | $70.1K | shares |
| BAERBRIDGER AEROSPACE GRP HLDGS | 17,538 | $65.6K | shares |
| GSMFERROGLOBE PLC | 12,214 | $65.5K | shares |
| ASENSUS SURGICAL INCASENSUS SURGICAL INC | 162,629 | $54.2K | shares |
| DMDESKTOP METAL INC CLASS A COM | 12,744 | $52.6K | shares |
| PLGPLATINUM GROUP METALS LTD | 28,804 | $49K | shares |
| BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC | 45,759 | $49K | shares |
| PHX MINERALS INC CL APHX MINERALS INC CL A | 14,636 | $47.7K | shares |
| GILTGILAT SATELLITE NETWORKS LTD | 10,243 | $45.8K | shares |
| CMTLCOMTECH TELECOMMUNICATIONS C | 14,667 | $44.4K | shares |
| VFSVINFAST AUTO LTD | 10,190 | $43.8K | shares |
| EVOGENE LTDEVOGENE LTD | 67,335 | $43.8K | shares |
| KTCCKEY TRONIC CORP | 10,151 | $41.1K | shares |
| ELVAELECTROVAYA INC | 14,689 | $37.9K | shares |
| DSXDIANA SHIPPING INC | 12,585 | $36K | shares |
| CRNCCERENCE INC | 12,665 | $35.8K | shares |
| ABCLABCELLERA BIOLOGICS INC | 10,000 | $29.6K | call |
| AQSTAQUESTIVE THERAPEUTICS INC | 10,113 | $26.3K | shares |
| SOLO BRANDS INCSOLO BRANDS INC | 10,738 | $24.5K | shares |
| LIGHTINTHEBOX HOLDING CO LT…LIGHTINTHEBOX HOLDING CO LTD SPON… | 24,960 | $22.6K | shares |
| GLOBALSTAR INCGLOBALSTAR INC | 20,000 | $22.4K | call |
| ESS TECH INCESS TECH INC | 24,425 | $20K | shares |
| VISNVISTANCE NETWORKS INC | 15,000 | $18.4K | call |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 55,000 | $18.4K | call |
| STEM INCSTEM INC | 13,756 | $15.3K | shares |
| ZEPP HEALTH CORPORATION SPO…ZEPP HEALTH CORPORATION SPONSORED… | 21,653 | $13K | shares |
| GENIUS GROUP LTD SHS NEWGENIUS GROUP LTD SHS NEW | 46,124 | $12.8K | shares |
| ENVIVA INCENVIVA INC | 29,011 | $12.5K | shares |
| CYBIN INCCYBIN INC | 45,000 | $12.2K | shares |
| UPSTART HLDGS INCUPSTART HLDGS INC | 15,000 | $11.8K | principal |
| FORD MOTOR COMPANYFORD MOTOR COMPANY | 11,000 | $11.1K | shares |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC | 11,000 | $10.7K | principal |
| CLENE INCCLENE INC | 30,107 | $10.7K | shares |
| RGTIRIGETTI COMPUTING INC | 10,000 | $10.7K | call |
| VINCERX PHARMA INCVINCERX PHARMA INC | 10,270 | $8.32K | shares |
| Allbirds IncAllbirds Inc | 15,066 | $7.53K | shares |
| FARADAY FUTURE INTLGT ELEC IFARADAY FUTURE INTLGT ELEC I | 14,308 | $7.25K | shares |
| HYDROFARMS HLDGS GROUP INCHYDROFARMS HLDGS GROUP INC | 10,105 | $6.97K | shares |
| NAUTICUS ROBOTICS INCNAUTICUS ROBOTICS INC | 43,000 | $5.85K | shares |
| MARKFORGED HOLDING CORPORATIMARKFORGED HOLDING CORPORATI | 14,192 | $5.82K | shares |
| QUBTQUANTUM COMPUTING INC | 10,000 | $5.02K | call |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 35,460 | $4.94K | shares |
| BIOVIE INCBIOVIE INC | 11,905 | $4.77K | shares |
| MULTIPLAN CORPORATIONMULTIPLAN CORPORATION | 10,000 | $3.88K | shares |
| AMERICAN WELL CORPAMERICAN WELL CORP | 10,901 | $3.54K | shares |
| BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS | 10,052 | $3.4K | shares |
| PRESIDIO PPTY TR INCPRESIDIO PPTY TR INC | 10,109 | $394 | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001403438-24-000004 | base | 2024-11-08 | acceptance time not in the bulk data set |