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Disclosery

GUG GUGGENHEIM ACTIVE ALLOC FD

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COMMON STOCK (fund), issuer CIK 1864208

46 managers (46 13F filers) reported a position in GUG shares at 2026-06-30, 11,425,817 shares in all. 9 filers opened a position and 6 filers sold out during the quarter.

Managers
46
13F filers
46
New
9
Added
15
Reduced
13
Sold out
6
Shares held by filers
11,425,817

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
MORGAN STANLEYin group MORGAN STANLEY2,865,899$45.8M<0.01%+27,15113F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/960,147$15.3M<0.01%+45,18313F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC950,000$15.2M0.1%013F-HRTimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.863,149$13.8M0.02%+15,00013F-HRTimelineGroup
Atlas Wealth LLC848,495$13.6M1.93%new13F-HRTimeline
Advisors Asset Management, Inc.801,539$12.8M0.2%-2,80813F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC781,046$12.5M<0.01%+72,09213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.676,913$10.8M0.01%-53,39113F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN665,643$10.6M<0.01%+369,05013F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA498,064$7.96M<0.01%-1,95013F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC371,088$5.93M0.02%-517,78413F-HRTimelineGroup
Steward Partners Investment Advisory, L…174,918$2.8M0.01%+24,79813F-HRTimeline
Sanctuary Advisors, LLC109,996$1.76M0.01%new13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC100,518$1.61M0.01%new13F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.84,145$1.34M<0.01%-81313F-HRTimelineGroup
Closed-End Fund Advisors, Inc.80,586$1.29M1.26%-26,10213F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP49,054$784K<0.01%+92813F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …43,824$700K0.01%-23,13913F-HRTimelineGroup
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…40,738$651K0.01%+2,31713F-HRTimelineGroup
J.W. COLE ADVISORS, INC.39,190$626K0.01%+21,92013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.38,286$612K<0.01%-1,43613F-HRTimelineGroup
LPL Financial LLC34,227$547K<0.01%-4,68013F-HRTimeline
Aviance Capital Partners, LLC32,915$526K0.05%+1,24813F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC32,181$514K<0.01%+2,00013F-HRTimelineGroup
HighTower Advisors, LLC31,939$510K<0.01%new13F-HRTimeline
World Investment Advisors32,529$495K0.01%013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…30,780$492K<0.01%+15013F-HRTimelineGroup
Beacon Pointe Advisors, LLC29,342$469K<0.01%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC21,882$350K<0.01%new13F-HRTimelineGroup
DAVENPORT & Co LLC19,234$307K<0.01%-26413F-HRTimeline
UBS Group AGin group UBS Group AG18,100$289K<0.01%-44313F-HRTimelineGroup
Cetera Investment Advisers18,013$288K<0.01%-25,68113F-HRTimeline
Orion Porfolio Solutions, LLC16,059$257K<0.01%new13F-HRTimeline
Cambridge Investment Research Advisors,…15,110$241K<0.01%+9213F-HR/ATimeline
High Net Worth Advisory Group LLC12,735$204K0.04%+18013F-HRTimeline
WEDBUSH SECURITIES INC12,365$198K0.01%+1,55013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC10,778$172K<0.01%-29,99413F-HRTimelineGroup
Larson Financial Group LLC3,000$47.9K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.3,000$47.9K<0.01%013F-HRTimeline
Noble Wealth Management PBC2,700$43.1K0.02%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…2,101$33.6K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.1,500$24K<0.01%013F-HRTimeline
Institute for Wealth Management, LLC.995$15.9K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO550$8.77K<0.01%013F-HRTimelineGroup
Farther Finance Advisors, LLC357$5.71K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC187$2.99K<0.01%013F-HRTimeline