SYF SYNCHRONY FINANCIAL More: the full row for SYNCHRONY FINANCIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,263 shares; 2018Q2: 25,263 shares; 2018Q3: 25,545 shares; 2018Q4: 30,087 shares; 2019Q1: 32,910 shares; 2019Q2: 39,513 shares; 2019Q3: 42,475 shares 42,475 $1.45M 0.01% +2,962 Timeline DIAX NUVEEN DOW 30SM DYNAMIC OVERWR More: the full row for NUVEEN DOW 30SM DYNAMIC OVERWR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 133,664 shares; 2018Q2: 133,664 shares; 2018Q3: 122,664 shares; 2018Q4: 102,864 shares; 2019Q1: 81,221 shares; 2019Q2: 81,362 shares; 2019Q3: 81,193 shares 81,193 $1.45M 0.01% -169 Timeline FEM FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 83,510 shares; 2018Q2: 83,510 shares; 2018Q3: 45,068 shares; 2018Q4: 54,894 shares; 2019Q1: 53,840 shares; 2019Q2: 63,632 shares; 2019Q3: 61,402 shares 61,402 $1.45M 0.01% -2,230 Timeline IQDF FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,110 shares; 2018Q2: 38,110 shares; 2018Q3: 33,956 shares; 2018Q4: 62,824 shares; 2019Q1: 61,080 shares; 2019Q2: 62,221 shares; 2019Q3: 64,799 shares 64,799 $1.44M 0.01% +2,578 Timeline FAF FIRST AMERN FINL CORP More: the full row for FIRST AMERN FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,719 shares; 2018Q2: 14,719 shares; 2018Q3: 15,826 shares; 2018Q4: 23,041 shares; 2019Q1: 24,494 shares; 2019Q2: 24,271 shares; 2019Q3: 24,454 shares 24,454 $1.44M 0.01% +183 Timeline FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,785 shares; 2018Q2: 2,785 shares; 2018Q3: 2,381 shares; 2018Q4: 3,780 shares; 2019Q1: 12,338 shares; 2019Q2: 12,658 shares; 2019Q3: 10,868 shares 10,868 $1.44M 0.01% -1,790 Timeline Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,235 shares; 2018Q2: 17,235 shares; 2018Q3: 21,913 shares; 2018Q4: 27,181 shares; 2019Q1: 54,274 shares; 2019Q2: 53,017 shares; 2019Q3: 56,842 shares 56,842 $1.44M 0.01% +3,825 CSL CARLISLE COS INC More: the full row for CARLISLE COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,590 shares; 2018Q2: 8,590 shares; 2018Q3: 8,703 shares; 2018Q4: 14,414 shares; 2019Q1: 11,565 shares; 2019Q2: 11,515 shares; 2019Q3: 9,900 shares 9,900 $1.44M 0.01% -1,615 Timeline BLACKROCK MUN 2020 TERM TR BLACKROCK MUN 2020 TERM TR More: the full row for BLACKROCK MUN 2020 TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 18,100 shares; 2018Q4: 47,159 shares; 2019Q1: 71,900 shares; 2019Q2: 95,400 shares; 2019Q3: 95,400 shares 95,400 $1.44M 0.01% 0 GXC SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,993 shares; 2018Q2: 17,993 shares; 2018Q3: 18,239 shares; 2018Q4: 17,038 shares; 2019Q1: 17,140 shares; 2019Q2: 17,154 shares; 2019Q3: 15,943 shares 15,943 $1.44M 0.01% -1,211 Timeline EEFT EURONET WORLDWIDE INC More: the full row for EURONET WORLDWIDE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,696 shares; 2018Q2: 12,696 shares; 2018Q3: 11,459 shares; 2018Q4: 12,667 shares; 2019Q1: 9,449 shares; 2019Q2: 9,935 shares; 2019Q3: 9,794 shares 9,794 $1.43M 0.01% -141 Timeline SWK STANLEY BLACK & DECKER INC More: the full row for STANLEY BLACK & DECKER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,620 shares; 2018Q2: 19,620 shares; 2018Q3: 10,491 shares; 2018Q4: 10,613 shares; 2019Q1: 10,016 shares; 2019Q2: 9,543 shares; 2019Q3: 9,915 shares 9,915 $1.43M 0.01% +372 Timeline MLRG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,187 shares; 2018Q2: 7,187 shares; 2018Q3: 8,093 shares; 2018Q4: 7,200 shares; 2019Q1: 8,717 shares; 2019Q2: 8,562 shares; 2019Q3: 8,515 shares 8,515 $1.43M 0.01% -47 Timeline CCD CALAMOS DYNAMIC CONV & INCOM More: the full row for CALAMOS DYNAMIC CONV & INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,944 shares; 2018Q2: 2,944 shares; 2018Q3: 40,879 shares; 2018Q4: 4,215 shares; 2019Q1: 4,242 shares; 2019Q2: 38,689 shares; 2019Q3: 70,589 shares 70,589 $1.42M 0.01% +31,900 Timeline HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 110,880 shares; 2018Q2: 110,880 shares; 2018Q3: 83,894 shares; 2018Q4: 84,559 shares; 2019Q1: 117,573 shares; 2019Q2: 100,824 shares; 2019Q3: 99,168 shares 99,168 $1.42M 0.01% -1,656 Timeline BSL BLACKSTONE SENI FLTN RAT 202 More: the full row for BLACKSTONE SENI FLTN RAT 202 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50,123 shares; 2018Q2: 50,123 shares; 2018Q3: 50,275 shares; 2018Q4: 54,111 shares; 2019Q1: 75,900 shares; 2019Q2: 77,432 shares; 2019Q3: 83,673 shares 83,673 $1.42M 0.01% +6,241 Timeline HUM HUMANA INC More: the full row for HUMANA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,465 shares; 2018Q2: 6,465 shares; 2018Q3: 5,127 shares; 2018Q4: 6,812 shares; 2019Q1: 6,754 shares; 2019Q2: 5,317 shares; 2019Q3: 5,512 shares 5,512 $1.41M 0.01% +195 Timeline CAG CONAGRA BRANDS INC More: the full row for CONAGRA BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,539 shares; 2018Q2: 42,539 shares; 2018Q3: 39,195 shares; 2018Q4: 47,111 shares; 2019Q1: 45,499 shares; 2019Q2: 41,387 shares; 2019Q3: 45,734 shares 45,734 $1.4M 0.01% +4,347 Timeline FDMO FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,271 shares; 2018Q2: 25,271 shares; 2018Q3: 56,841 shares; 2018Q4: 44,290 shares; 2019Q1: 50,384 shares; 2019Q2: 44,061 shares; 2019Q3: 39,807 shares 39,807 $1.39M 0.01% -4,254 Timeline BTI BRITISH AMERN TOB PLC More: the full row for BRITISH AMERN TOB PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56,132 shares; 2018Q2: 56,132 shares; 2018Q3: 44,322 shares; 2018Q4: 30,675 shares; 2019Q1: 33,833 shares; 2019Q2: 36,552 shares; 2019Q3: 37,782 shares 37,782 $1.39M 0.01% +1,230 Timeline ASML ASML HLDG NV More: the full row for ASML HLDG NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,321 shares; 2018Q2: 3,321 shares; 2018Q3: 2,721 shares; 2018Q4: 5,079 shares; 2019Q1: 5,727 shares; 2019Q2: 6,074 shares; 2019Q3: 5,603 shares 5,603 $1.39M 0.01% -471 Timeline SUI SUN CMNTYS INC More: the full row for SUN CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,053 shares; 2018Q2: 5,053 shares; 2018Q3: 5,363 shares; 2018Q4: 4,755 shares; 2019Q1: 4,995 shares; 2019Q2: 5,026 shares; 2019Q3: 9,347 shares 9,347 $1.39M 0.01% +4,321 Timeline SUSA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,710 shares; 2018Q2: 9,710 shares; 2018Q3: 11,866 shares; 2018Q4: 11,809 shares; 2019Q1: 11,973 shares; 2019Q2: 11,405 shares; 2019Q3: 11,217 shares 11,217 $1.39M 0.01% -188 Timeline BBY BEST BUY INC More: the full row for BEST BUY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,556 shares; 2018Q2: 6,556 shares; 2018Q3: 5,938 shares; 2018Q4: 11,368 shares; 2019Q1: 23,286 shares; 2019Q2: 19,722 shares; 2019Q3: 20,136 shares 20,136 $1.39M 0.01% +414 Timeline TM TOYOTA MOTOR CORP More: the full row for TOYOTA MOTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,332 shares; 2018Q2: 26,332 shares; 2018Q3: 18,702 shares; 2018Q4: 18,955 shares; 2019Q1: 18,840 shares; 2019Q2: 12,062 shares; 2019Q3: 10,285 shares 10,285 $1.38M 0.01% -1,777 Timeline RIGS ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 36,892 shares; 2018Q4: 39,362 shares; 2019Q1: 45,274 shares; 2019Q2: 51,630 shares; 2019Q3: 55,657 shares 55,657 $1.38M 0.01% +4,027 Timeline CARLYLE GROUP L P CARLYLE GROUP L P More: the full row for CARLYLE GROUP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,117 shares; 2018Q2: 6,117 shares; 2018Q3: 8,079 shares; 2018Q4: 8,085 shares; 2019Q1: 6,893 shares; 2019Q2: 7,238 shares; 2019Q3: 54,033 shares 54,033 $1.38M 0.01% +46,795 PW POWER REIT More: the full row for POWER REIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 126,380 shares; 2018Q2: 126,380 shares; 2018Q3: 134,811 shares; 2018Q4: 133,511 shares; 2019Q1: 133,511 shares; 2019Q2: 145,911 shares; 2019Q3: 136,235 shares 136,235 $1.38M 0.01% -9,676 Timeline UBER UBER TECHNOLOGIES INC More: the full row for UBER TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 36,618 shares; 2019Q3: 45,269 shares 45,269 $1.38M 0.01% +8,651 Timeline RZG INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,673 shares; 2018Q4: 4,661 shares; 2019Q1: 4,626 shares; 2019Q2: 4,628 shares; 2019Q3: 12,897 shares 12,897 $1.38M 0.01% +8,269 Timeline PIMCO MUN INCOME FD III PIMCO MUN INCOME FD III More: the full row for PIMCO MUN INCOME FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 67,473 shares; 2018Q2: 67,473 shares; 2018Q3: 93,512 shares; 2018Q4: 93,331 shares; 2019Q1: 99,812 shares; 2019Q2: 105,099 shares; 2019Q3: 107,546 shares 107,546 $1.38M 0.01% +2,447 EPR EPR PPTYS More: the full row for EPR PPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,661 shares; 2018Q2: 13,661 shares; 2018Q3: 10,817 shares; 2018Q4: 11,489 shares; 2019Q1: 11,640 shares; 2019Q2: 12,385 shares; 2019Q3: 17,890 shares 17,890 $1.37M 0.01% +5,505 Timeline XEADX ALLSPRING INCOME OPPORTUNIT More: the full row for ALLSPRING INCOME OPPORTUNIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 144,567 shares; 2018Q2: 144,567 shares; 2018Q3: 138,302 shares; 2018Q4: 151,072 shares; 2019Q1: 159,659 shares; 2019Q2: 170,320 shares; 2019Q3: 165,833 shares 165,833 $1.37M 0.01% -4,487 Timeline BGC PARTNERS INC BGC PARTNERS INC More: the full row for BGC PARTNERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 91,832 shares; 2018Q2: 91,832 shares; 2018Q3: 75,953 shares; 2018Q4: 154,740 shares; 2019Q1: 262,941 shares; 2019Q2: 228,468 shares; 2019Q3: 247,689 shares 247,689 $1.36M 0.01% +19,221 REGN REGENERON PHARMACEUTICALS More: the full row for REGENERON PHARMACEUTICALS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,868 shares; 2018Q2: 3,868 shares; 2018Q3: 4,829 shares; 2018Q4: 4,955 shares; 2019Q1: 5,076 shares; 2019Q2: 4,087 shares; 2019Q3: 54,661 shares 54,661 $1.35M 0.01% +50,574 Timeline NEO NEOGENOMICS INC More: the full row for NEOGENOMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 137,779 shares; 2018Q2: 137,779 shares; 2018Q3: 88,403 shares; 2018Q4: 89,154 shares; 2019Q1: 88,211 shares; 2019Q2: 88,236 shares; 2019Q3: 70,339 shares 70,339 $1.34M 0.01% -17,897 Timeline REGL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,140 shares; 2018Q2: 24,140 shares; 2018Q3: 19,452 shares; 2018Q4: 17,890 shares; 2019Q1: 41,652 shares; 2019Q2: 34,722 shares; 2019Q3: 23,116 shares 23,116 $1.34M 0.01% -11,606 Timeline STT STATE STR CORP More: the full row for STATE STR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,134 shares; 2018Q2: 18,134 shares; 2018Q3: 7,555 shares; 2018Q4: 15,823 shares; 2019Q1: 18,593 shares; 2019Q2: 20,420 shares; 2019Q3: 22,598 shares 22,598 $1.34M 0.01% +2,178 Timeline DMB BNY MELLON MUN BD INFRASTRUC More: the full row for BNY MELLON MUN BD INFRASTRUC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 86,791 shares; 2019Q3: 94,165 shares 94,165 $1.34M 0.01% +7,374 Timeline HTD HANCOCK JOHN TAX-ADVANTAGED More: the full row for HANCOCK JOHN TAX-ADVANTAGED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,624 shares; 2018Q2: 26,624 shares; 2018Q3: 25,491 shares; 2018Q4: 40,329 shares; 2019Q1: 44,589 shares; 2019Q2: 44,711 shares; 2019Q3: 46,961 shares 46,961 $1.34M 0.01% +2,250 Timeline FCVT FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,601 shares; 2018Q2: 33,601 shares; 2018Q3: 43,233 shares; 2018Q4: 13,891 shares; 2019Q1: 40,486 shares; 2019Q2: 44,612 shares; 2019Q3: 42,812 shares 42,812 $1.33M 0.01% -1,800 Timeline REET ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,141 shares; 2018Q2: 22,141 shares; 2018Q3: 29,070 shares; 2018Q4: 39,054 shares; 2019Q1: 43,337 shares; 2019Q2: 43,532 shares; 2019Q3: 47,519 shares 47,519 $1.33M 0.01% +3,987 Timeline TWO HARBORS INVESTMENT CORP TWO HARBORS INVESTMENT CORP More: the full row for TWO HARBORS INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 105,572 shares; 2018Q2: 105,572 shares; 2018Q3: 119,262 shares; 2018Q4: 137,401 shares; 2019Q1: 141,301 shares; 2019Q2: 125,835 shares; 2019Q3: 101,712 shares 101,712 $1.33M 0.01% -24,123 WISDOMTREE TOTAL EARNINGS WISDOMTREE TOTAL EARNINGS More: the full row for WISDOMTREE TOTAL EARNINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 41,187 shares; 2018Q2: 41,187 shares; 2018Q3: 41,569 shares; 2018Q4: 42,420 shares; 2019Q1: 38,871 shares; 2019Q2: 37,498 shares; 2019Q3: 39,333 shares 39,333 $1.33M 0.01% +1,835 CLDT CHATHAM LODGING TR More: the full row for CHATHAM LODGING TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,940 shares; 2018Q2: 3,940 shares; 2018Q3: 23,442 shares; 2018Q4: 33,461 shares; 2019Q1: 43,078 shares; 2019Q2: 58,344 shares; 2019Q3: 73,101 shares 73,101 $1.33M 0.01% +14,757 Timeline WAB WABTEC More: the full row for WABTEC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,102 shares; 2018Q2: 6,102 shares; 2018Q3: 6,768 shares; 2018Q4: 9,628 shares; 2019Q1: 18,580 shares; 2019Q2: 20,950 shares; 2019Q3: 18,452 shares 18,452 $1.32M 0.01% -2,498 Timeline PDT HANCOCK JOHN PREM DIVID FD More: the full row for HANCOCK JOHN PREM DIVID FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,966 shares; 2018Q2: 52,966 shares; 2018Q3: 65,153 shares; 2018Q4: 69,626 shares; 2019Q1: 69,915 shares; 2019Q2: 69,156 shares; 2019Q3: 73,177 shares 73,177 $1.32M 0.01% +4,021 Timeline Pimco Income Oppty Fund Pimco Income Oppty Fund More: the full row for Pimco Income Oppty Fund Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 83,461 shares; 2018Q2: 83,461 shares; 2018Q3: 19,268 shares; 2018Q4: 51,544 shares; 2019Q1: 56,557 shares; 2019Q2: 34,433 shares; 2019Q3: 49,773 shares 49,773 $1.32M 0.01% +15,340 VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,448 shares; 2018Q4: 28,300 shares; 2019Q1: 45,271 shares; 2019Q2: 46,866 shares; 2019Q3: 58,850 shares 58,850 $1.32M 0.01% +11,984 EBAY EBAY INC. More: the full row for EBAY INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,796 shares; 2018Q2: 28,796 shares; 2018Q3: 29,863 shares; 2018Q4: 34,169 shares; 2019Q1: 34,583 shares; 2019Q2: 30,757 shares; 2019Q3: 33,897 shares 33,897 $1.32M 0.01% +3,140 Timeline XYLD GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,702 shares; 2019Q1: 8,300 shares; 2019Q2: 11,500 shares; 2019Q3: 27,020 shares 27,020 $1.31M 0.01% +15,520 Timeline CHI CALAMOS CONV OPPORTUNITIES & More: the full row for CALAMOS CONV OPPORTUNITIES & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 96,717 shares; 2018Q2: 96,717 shares; 2018Q3: 105,798 shares; 2018Q4: 112,790 shares; 2019Q1: 127,978 shares; 2019Q2: 125,230 shares; 2019Q3: 126,302 shares 126,302 $1.31M 0.01% +1,072 Timeline FITB FIFTH THIRD BANCORP More: the full row for FIFTH THIRD BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,906 shares; 2018Q2: 39,906 shares; 2018Q3: 37,473 shares; 2018Q4: 38,138 shares; 2019Q1: 49,794 shares; 2019Q2: 57,731 shares; 2019Q3: 47,911 shares 47,911 $1.31M 0.01% -9,820 Timeline SGOL ETFS GOLD TR More: the full row for ETFS GOLD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,648 shares; 2019Q1: 3,537 shares; 2019Q2: 3,877 shares; 2019Q3: 9,248 shares 9,248 $1.31M 0.01% +5,371 Timeline MMU WESTERN ASSET MANAGED MUNS F More: the full row for WESTERN ASSET MANAGED MUNS F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 76,756 shares; 2018Q2: 76,756 shares; 2018Q3: 84,631 shares; 2018Q4: 87,253 shares; 2019Q1: 81,879 shares; 2019Q2: 93,682 shares; 2019Q3: 95,338 shares 95,338 $1.31M 0.01% +1,656 Timeline GGG GRACO INC More: the full row for GRACO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,942 shares; 2018Q2: 11,942 shares; 2018Q3: 24,363 shares; 2018Q4: 27,878 shares; 2019Q1: 31,360 shares; 2019Q2: 30,422 shares; 2019Q3: 28,319 shares 28,319 $1.3M 0.01% -2,103 Timeline PFM INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 45,356 shares; 2018Q4: 42,805 shares; 2019Q1: 44,234 shares; 2019Q2: 44,008 shares; 2019Q3: 44,066 shares 44,066 $1.3M 0.01% +58 Timeline CHRW C H ROBINSON WORLDWIDE IN More: the full row for C H ROBINSON WORLDWIDE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,387 shares; 2018Q2: 12,387 shares; 2018Q3: 12,866 shares; 2018Q4: 15,174 shares; 2019Q1: 17,441 shares; 2019Q2: 21,007 shares; 2019Q3: 15,311 shares 15,311 $1.3M 0.01% -5,696 Timeline CDW CDW CORP More: the full row for CDW CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,075 shares; 2018Q2: 3,075 shares; 2018Q3: 3,718 shares; 2018Q4: 5,743 shares; 2019Q1: 6,718 shares; 2019Q2: 10,553 shares; 2019Q3: 10,535 shares 10,535 $1.3M 0.01% -18 Timeline ARE ALEXANDRIA REAL ESTATE EQ IN More: the full row for ALEXANDRIA REAL ESTATE EQ IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,239 shares; 2018Q2: 5,239 shares; 2018Q3: 10,706 shares; 2018Q4: 12,099 shares; 2019Q1: 7,487 shares; 2019Q2: 7,341 shares; 2019Q3: 8,420 shares 8,420 $1.3M 0.01% +1,079 Timeline BOTZ GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 92,288 shares; 2018Q2: 92,288 shares; 2018Q3: 68,191 shares; 2018Q4: 60,661 shares; 2019Q1: 64,334 shares; 2019Q2: 62,088 shares; 2019Q3: 64,300 shares 64,300 $1.29M 0.01% +2,212 Timeline IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,357 shares; 2018Q2: 31,357 shares; 2018Q3: 114,615 shares; 2018Q4: 119,345 shares; 2019Q1: 62,983 shares; 2019Q2: 81,106 shares; 2019Q3: 83,835 shares 83,835 $1.29M 0.01% +2,729 Timeline WDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,395 shares; 2018Q2: 7,395 shares; 2018Q3: 7,195 shares; 2018Q4: 10,118 shares; 2019Q1: 14,145 shares; 2019Q2: 18,995 shares; 2019Q3: 18,995 shares 18,995 $1.28M 0.01% 0 Timeline SMG SCOTTS MIRACLE-GRO CO More: the full row for SCOTTS MIRACLE-GRO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,135 shares; 2018Q2: 9,135 shares; 2018Q3: 13,829 shares; 2018Q4: 13,330 shares; 2019Q1: 12,318 shares; 2019Q2: 12,340 shares; 2019Q3: 12,591 shares 12,591 $1.28M 0.01% +251 Timeline SFBS SERVISFIRST BANCSHARES INC More: the full row for SERVISFIRST BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,755 shares; 2018Q2: 39,755 shares; 2018Q3: 39,930 shares; 2018Q4: 41,380 shares; 2019Q1: 41,580 shares; 2019Q2: 38,680 shares; 2019Q3: 38,680 shares 38,680 $1.28M 0.01% 0 Timeline TILT FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,941 shares; 2018Q2: 21,941 shares; 2018Q3: 17,947 shares; 2018Q4: 17,695 shares; 2019Q1: 17,522 shares; 2019Q2: 16,837 shares; 2019Q3: 10,933 shares 10,933 $1.28M 0.01% -5,904 Timeline SGDM SPROTT ETF TRUST More: the full row for SPROTT ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 55,631 shares 55,631 $1.27M 0.01% new Timeline SWAN AMPLIFY ETF TR More: the full row for AMPLIFY ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 47,241 shares; 2019Q3: 44,592 shares 44,592 $1.27M 0.01% -2,649 Timeline KIE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47,004 shares; 2018Q2: 47,004 shares; 2018Q3: 23,350 shares; 2018Q4: 23,309 shares; 2019Q1: 20,459 shares; 2019Q2: 98,932 shares; 2019Q3: 36,053 shares 36,053 $1.27M 0.01% -62,879 Timeline IQLT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 187 shares; 2018Q2: 187 shares; 2018Q3: 630 shares; 2018Q4: 22,433 shares; 2019Q1: 71,937 shares; 2019Q2: 96,774 shares; 2019Q3: 42,733 shares 42,733 $1.27M 0.01% -54,041 Timeline KXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,516 shares; 2018Q2: 11,516 shares; 2018Q3: 20,431 shares; 2018Q4: 29,360 shares; 2019Q1: 22,477 shares; 2019Q2: 21,630 shares; 2019Q3: 23,140 shares 23,140 $1.27M 0.01% +1,510 Timeline ATO ATMOS ENERGY CORP More: the full row for ATMOS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,531 shares; 2018Q2: 8,531 shares; 2018Q3: 8,950 shares; 2018Q4: 9,009 shares; 2019Q1: 9,671 shares; 2019Q2: 9,665 shares; 2019Q3: 11,129 shares 11,129 $1.27M 0.01% +1,464 Timeline NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,836 shares; 2018Q2: 5,836 shares; 2018Q3: 11,057 shares; 2018Q4: 11,919 shares; 2019Q1: 11,787 shares; 2019Q2: 12,480 shares; 2019Q3: 11,578 shares 11,578 $1.26M 0.01% -902 Timeline JHMM JOHN HANCOCK EXCHANGE TRADED More: the full row for JOHN HANCOCK EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,930 shares; 2018Q2: 4,930 shares; 2018Q3: 7,177 shares; 2018Q4: 19,414 shares; 2019Q1: 77,945 shares; 2019Q2: 98,813 shares; 2019Q3: 34,174 shares 34,174 $1.26M 0.01% -64,639 Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 66,711 shares; 2018Q2: 66,711 shares; 2018Q3: 71,663 shares; 2018Q4: 82,042 shares; 2019Q1: 74,572 shares; 2019Q2: 81,867 shares; 2019Q3: 76,215 shares 76,215 $1.25M 0.01% -5,652 Timeline TRP TC ENERGY CORP More: the full row for TC ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 28,773 shares; 2019Q3: 24,163 shares 24,163 $1.25M 0.01% -4,610 Timeline AURORA CANNABIS INC AURORA CANNABIS INC More: the full row for AURORA CANNABIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 53,963 shares; 2019Q1: 164,802 shares; 2019Q2: 225,955 shares; 2019Q3: 285,277 shares 285,277 $1.25M 0.01% +59,322 LYB LYONDELLBASELL INDUSTRIES NV More: the full row for LYONDELLBASELL INDUSTRIES NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,141 shares; 2018Q2: 16,141 shares; 2018Q3: 16,923 shares; 2018Q4: 14,160 shares; 2019Q1: 17,285 shares; 2019Q2: 16,717 shares; 2019Q3: 13,972 shares 13,972 $1.25M 0.01% -2,745 Timeline RODM LATTICE STRATEGIES TR More: the full row for LATTICE STRATEGIES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 84,682 shares; 2018Q2: 84,682 shares; 2018Q3: 83,223 shares; 2018Q4: 74,403 shares; 2019Q1: 41,433 shares; 2019Q2: 47,731 shares; 2019Q3: 44,809 shares 44,809 $1.25M 0.01% -2,922 Timeline CMS CMS ENERGY CORP More: the full row for CMS ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,695 shares; 2018Q2: 25,695 shares; 2018Q3: 18,632 shares; 2018Q4: 22,516 shares; 2019Q1: 23,262 shares; 2019Q2: 21,251 shares; 2019Q3: 19,475 shares 19,475 $1.25M 0.01% -1,776 Timeline LQDH ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,307 shares; 2018Q2: 14,307 shares; 2018Q3: 22,203 shares; 2018Q4: 5,886 shares; 2019Q1: 47,827 shares; 2019Q2: 14,415 shares; 2019Q3: 13,400 shares 13,400 $1.25M 0.01% -1,015 Timeline CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,880 shares; 2018Q2: 21,880 shares; 2018Q3: 25,648 shares; 2018Q4: 26,060 shares; 2019Q1: 26,178 shares; 2019Q2: 26,499 shares; 2019Q3: 27,322 shares 27,322 $1.24M 0.01% +823 Timeline USAC USA COMPRESSION PARTNERS LP More: the full row for USA COMPRESSION PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,438 shares; 2018Q2: 5,438 shares; 2018Q3: 5,424 shares; 2018Q4: 3,438 shares; 2019Q1: 9,608 shares; 2019Q2: 24,183 shares; 2019Q3: 72,003 shares 72,003 $1.24M 0.01% +47,820 Timeline ABERDEEN ASIA-PACIFIC INCOM… ABERDEEN ASIA-PACIFIC INCOME F More: the full row for ABERDEEN ASIA-PACIFIC INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 319,302 shares; 2018Q2: 319,302 shares; 2018Q3: 255,313 shares; 2018Q4: 245,080 shares; 2019Q1: 304,620 shares; 2019Q2: 282,767 shares; 2019Q3: 296,869 shares 296,869 $1.24M 0.01% +14,102 Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,385 shares; 2018Q2: 15,385 shares; 2018Q3: 22,221 shares; 2018Q4: 24,785 shares; 2019Q1: 49,493 shares; 2019Q2: 49,053 shares; 2019Q3: 50,001 shares 50,001 $1.24M 0.01% +948 CHINA MOBILE LIMITED CHINA MOBILE LIMITED More: the full row for CHINA MOBILE LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50,979 shares; 2018Q2: 50,979 shares; 2018Q3: 49,122 shares; 2018Q4: 25,227 shares; 2019Q1: 26,554 shares; 2019Q2: 28,264 shares; 2019Q3: 29,975 shares 29,975 $1.24M 0.01% +1,711 HFWA HERITAGE FINL CORP WASH More: the full row for HERITAGE FINL CORP WASH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 45,892 shares; 2018Q2: 45,892 shares; 2018Q3: 48,112 shares; 2018Q4: 46,511 shares; 2019Q1: 46,564 shares; 2019Q2: 45,174 shares; 2019Q3: 46,053 shares 46,053 $1.24M 0.01% +879 Timeline CASY CASEYS GEN STORES INC More: the full row for CASEYS GEN STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,639 shares; 2018Q2: 30,639 shares; 2018Q3: 30,667 shares; 2018Q4: 12,422 shares; 2019Q1: 11,462 shares; 2019Q2: 11,074 shares; 2019Q3: 7,696 shares 7,696 $1.24M 0.01% -3,378 Timeline WSBC WESBANCO INC More: the full row for WESBANCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,395 shares; 2018Q2: 2,395 shares; 2018Q3: 4,630 shares; 2018Q4: 5,669 shares; 2019Q1: 15,324 shares; 2019Q2: 32,620 shares; 2019Q3: 33,189 shares 33,189 $1.24M 0.01% +569 Timeline SPIRIT RLTY CAP INC NEW NPV SPIRIT RLTY CAP INC NEW NPV More: the full row for SPIRIT RLTY CAP INC NEW NPV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9,255 shares; 2019Q1: 20,540 shares; 2019Q2: 22,204 shares; 2019Q3: 25,913 shares 25,913 $1.24M 0.01% +3,709 FTV FORTIVE CORP More: the full row for FORTIVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,852 shares; 2018Q2: 29,852 shares; 2018Q3: 29,786 shares; 2018Q4: 31,292 shares; 2019Q1: 26,046 shares; 2019Q2: 25,582 shares; 2019Q3: 18,028 shares 18,028 $1.24M 0.01% -7,554 Timeline SAP SAP SE More: the full row for SAP SE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,764 shares; 2018Q2: 5,764 shares; 2018Q3: 6,021 shares; 2018Q4: 9,871 shares; 2019Q1: 10,251 shares; 2019Q2: 10,979 shares; 2019Q3: 10,478 shares 10,478 $1.24M 0.01% -501 Timeline XMVTX BLACKROCK MUNIVEST FUND II More: the full row for BLACKROCK MUNIVEST FUND II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,803 shares; 2018Q2: 28,803 shares; 2018Q3: 28,188 shares; 2018Q4: 53,863 shares; 2019Q1: 72,882 shares; 2019Q2: 72,082 shares; 2019Q3: 83,932 shares 83,932 $1.24M 0.01% +11,850 Timeline FICO FAIR ISAAC CORP More: the full row for FAIR ISAAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,192 shares; 2018Q2: 4,192 shares; 2018Q3: 4,185 shares; 2018Q4: 4,230 shares; 2019Q1: 4,094 shares; 2019Q2: 4,421 shares; 2019Q3: 4,061 shares 4,061 $1.23M 0.01% -360 Timeline DRI DARDEN RESTAURANTS INC More: the full row for DARDEN RESTAURANTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,930 shares; 2018Q2: 7,930 shares; 2018Q3: 9,060 shares; 2018Q4: 9,523 shares; 2019Q1: 11,461 shares; 2019Q2: 12,389 shares; 2019Q3: 10,405 shares 10,405 $1.23M 0.01% -1,984 Timeline CEDAR FAIR L P CEDAR FAIR L P More: the full row for CEDAR FAIR L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,220 shares; 2018Q2: 24,220 shares; 2018Q3: 22,954 shares; 2018Q4: 27,574 shares; 2019Q1: 20,582 shares; 2019Q2: 17,586 shares; 2019Q3: 21,053 shares 21,053 $1.23M 0.01% +3,467 FPI FARMLAND PARTNERS INC More: the full row for FARMLAND PARTNERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 182,203 shares; 2018Q2: 182,203 shares; 2018Q3: 151,768 shares; 2018Q4: 160,217 shares; 2019Q1: 161,721 shares; 2019Q2: 187,000 shares; 2019Q3: 183,914 shares 183,914 $1.23M 0.01% -3,086 Timeline DGX QUEST DIAGNOSTICS INC More: the full row for QUEST DIAGNOSTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,532 shares; 2018Q2: 7,532 shares; 2018Q3: 6,756 shares; 2018Q4: 7,833 shares; 2019Q1: 10,752 shares; 2019Q2: 10,097 shares; 2019Q3: 11,462 shares 11,462 $1.23M 0.01% +1,365 Timeline PREFERRED APT CMNTYS INC PREFERRED APT CMNTYS INC More: the full row for PREFERRED APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,065 shares; 2018Q2: 39,065 shares; 2018Q3: 50,863 shares; 2018Q4: 53,643 shares; 2019Q1: 62,797 shares; 2019Q2: 67,679 shares; 2019Q3: 84,739 shares 84,739 $1.22M 0.01% +17,060 UYG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,679 shares; 2018Q2: 9,679 shares; 2018Q3: 35,184 shares; 2018Q4: 32,961 shares; 2019Q1: 31,663 shares; 2019Q2: 27,747 shares; 2019Q3: 25,970 shares 25,970 $1.22M 0.01% -1,777 Timeline PAA PLAINS ALL AMERN PIPELINE L More: the full row for PLAINS ALL AMERN PIPELINE L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 67,612 shares; 2018Q2: 67,612 shares; 2018Q3: 64,043 shares; 2018Q4: 54,223 shares; 2019Q1: 62,573 shares; 2019Q2: 56,950 shares; 2019Q3: 58,661 shares 58,661 $1.22M 0.01% +1,711 Timeline TDOC TELADOC HEALTH INC More: the full row for TELADOC HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,982 shares; 2018Q2: 1,982 shares; 2018Q3: 3,947 shares; 2018Q4: 8,422 shares; 2019Q1: 10,733 shares; 2019Q2: 14,906 shares; 2019Q3: 17,979 shares 17,979 $1.22M 0.01% +3,073 Timeline PANW PALO ALTO NETWORKS INC More: the full row for PALO ALTO NETWORKS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,596 shares; 2018Q2: 6,596 shares; 2018Q3: 4,481 shares; 2018Q4: 6,244 shares; 2019Q1: 9,029 shares; 2019Q2: 7,011 shares; 2019Q3: 5,973 shares 5,973 $1.22M 0.01% -1,038 Timeline BLACKROCK MUNIYIELD INVT F BLACKROCK MUNIYIELD INVT F More: the full row for BLACKROCK MUNIYIELD INVT F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,516 shares; 2018Q2: 26,516 shares; 2018Q3: 55,085 shares; 2018Q4: 58,985 shares; 2019Q1: 66,510 shares; 2019Q2: 77,397 shares; 2019Q3: 84,997 shares 84,997 $1.22M 0.01% +7,600 FIRST TRUST FIRST TRUST More: the full row for FIRST TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,092 shares; 2018Q2: 27,092 shares; 2018Q3: 35,742 shares; 2018Q4: 38,042 shares; 2019Q1: 165,600 shares; 2019Q2: 185,709 shares; 2019Q3: 195,807 shares 195,807 $1.21M 0.01% +10,098 FIW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,288 shares; 2018Q2: 12,288 shares; 2018Q3: 14,423 shares; 2018Q4: 16,317 shares; 2019Q1: 17,759 shares; 2019Q2: 18,352 shares; 2019Q3: 21,593 shares 21,593 $1.21M 0.01% +3,241 Timeline NOK NOKIA CORP More: the full row for NOKIA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 71,007 shares; 2018Q2: 71,007 shares; 2018Q3: 119,212 shares; 2018Q4: 121,908 shares; 2019Q1: 131,369 shares; 2019Q2: 202,987 shares; 2019Q3: 239,426 shares 239,426 $1.21M 0.01% +36,439 Timeline CBRE CBRE GROUP INC More: the full row for CBRE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,457 shares; 2018Q2: 30,457 shares; 2018Q3: 28,369 shares; 2018Q4: 25,308 shares; 2019Q1: 23,993 shares; 2019Q2: 23,542 shares; 2019Q3: 22,838 shares 22,838 $1.21M 0.01% -704 Timeline UNITED STATES OIL FUND LP UNITED STATES OIL FUND LP More: the full row for UNITED STATES OIL FUND LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 64,543 shares; 2018Q2: 64,543 shares; 2018Q3: 124,355 shares; 2018Q4: 114,142 shares; 2019Q1: 109,985 shares; 2019Q2: 107,585 shares; 2019Q3: 106,724 shares 106,724 $1.21M 0.01% -861 IYC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,708 shares; 2018Q2: 18,708 shares; 2018Q3: 1,593 shares; 2018Q4: 4,118 shares; 2019Q1: 3,145 shares; 2019Q2: 4,189 shares; 2019Q3: 5,558 shares 5,558 $1.21M 0.01% +1,369 Timeline CNC CENTENE CORP DEL More: the full row for CENTENE CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,605 shares; 2018Q2: 7,605 shares; 2018Q3: 16,973 shares; 2018Q4: 12,579 shares; 2019Q1: 30,780 shares; 2019Q2: 29,635 shares; 2019Q3: 27,905 shares 27,905 $1.21M 0.01% -1,730 Timeline GBX GREENBRIER COS INC More: the full row for GREENBRIER COS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,058 shares; 2018Q2: 36,058 shares; 2018Q3: 36,032 shares; 2018Q4: 35,255 shares; 2019Q1: 40,203 shares; 2019Q2: 45,674 shares; 2019Q3: 40,063 shares 40,063 $1.21M 0.01% -5,611 Timeline NUVEEN ENHANCED MUNICIPAL V… NUVEEN ENHANCED MUNICIPAL VALU More: the full row for NUVEEN ENHANCED MUNICIPAL VALU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,525 shares; 2018Q2: 10,525 shares; 2018Q3: 15,050 shares; 2018Q4: 54,482 shares; 2019Q1: 66,533 shares; 2019Q2: 70,341 shares; 2019Q3: 84,001 shares 84,001 $1.2M 0.01% +13,660 TE CONNECTIVITY LTD TE CONNECTIVITY LTD More: the full row for TE CONNECTIVITY LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,149 shares; 2018Q2: 16,149 shares; 2018Q3: 17,720 shares; 2018Q4: 18,050 shares; 2019Q1: 23,133 shares; 2019Q2: 19,456 shares; 2019Q3: 12,904 shares 12,904 $1.2M 0.01% -6,552 BLACKROCK MUNIHOLDINGS FD II BLACKROCK MUNIHOLDINGS FD II More: the full row for BLACKROCK MUNIHOLDINGS FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 48,526 shares; 2018Q2: 48,526 shares; 2018Q3: 86,753 shares; 2018Q4: 80,071 shares; 2019Q1: 78,611 shares; 2019Q2: 79,736 shares; 2019Q3: 79,736 shares 79,736 $1.2M 0.01% 0 EUSA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,629 shares; 2018Q2: 33,629 shares; 2018Q3: 32,410 shares; 2018Q4: 20,173 shares; 2019Q1: 19,624 shares; 2019Q2: 20,318 shares; 2019Q3: 20,114 shares 20,114 $1.2M 0.01% -204 Timeline OIA INVESCO MUNI INCOME OPP TRST More: the full row for INVESCO MUNI INCOME OPP TRST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 97,827 shares; 2018Q2: 97,827 shares; 2018Q3: 94,921 shares; 2018Q4: 76,777 shares; 2019Q1: 98,043 shares; 2019Q2: 147,066 shares; 2019Q3: 150,997 shares 150,997 $1.2M 0.01% +3,931 Timeline KMX CARMAX INC More: the full row for CARMAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,527 shares; 2018Q2: 16,527 shares; 2018Q3: 14,746 shares; 2018Q4: 12,568 shares; 2019Q1: 27,651 shares; 2019Q2: 16,381 shares; 2019Q3: 13,595 shares 13,595 $1.2M 0.01% -2,786 Timeline BROOKFIELD PROPERTY PARTRS L BROOKFIELD PROPERTY PARTRS L More: the full row for BROOKFIELD PROPERTY PARTRS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 53,420 shares; 2018Q2: 53,420 shares; 2018Q3: 58,368 shares; 2018Q4: 67,004 shares; 2019Q1: 76,508 shares; 2019Q2: 62,860 shares; 2019Q3: 58,854 shares 58,854 $1.2M 0.01% -4,006 G GENPACT LIMITED More: the full row for GENPACT LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,470 shares; 2018Q2: 29,470 shares; 2018Q3: 32,419 shares; 2018Q4: 33,340 shares; 2019Q1: 28,061 shares; 2019Q2: 30,994 shares; 2019Q3: 30,845 shares 30,845 $1.19M 0.01% -149 Timeline ARDC ARES DYNAMIC CR ALLOCATION F More: the full row for ARES DYNAMIC CR ALLOCATION F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 66,309 shares; 2018Q2: 66,309 shares; 2018Q3: 61,735 shares; 2018Q4: 67,911 shares; 2019Q1: 67,575 shares; 2019Q2: 77,276 shares; 2019Q3: 80,092 shares 80,092 $1.19M 0.01% +2,816 Timeline KSS KOHLS CORP More: the full row for KOHLS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,368 shares; 2018Q2: 17,368 shares; 2018Q3: 20,681 shares; 2018Q4: 14,813 shares; 2019Q1: 23,257 shares; 2019Q2: 23,436 shares; 2019Q3: 24,035 shares 24,035 $1.19M 0.01% +599 Timeline PIMCO MUN INCOME FD PIMCO MUN INCOME FD More: the full row for PIMCO MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73,338 shares; 2018Q2: 73,338 shares; 2018Q3: 68,532 shares; 2018Q4: 85,770 shares; 2019Q1: 84,476 shares; 2019Q2: 82,162 shares; 2019Q3: 78,949 shares 78,949 $1.19M 0.01% -3,213 IGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,181 shares; 2018Q2: 39,181 shares; 2018Q3: 29,541 shares; 2018Q4: 22,361 shares; 2019Q1: 22,477 shares; 2019Q2: 26,346 shares; 2019Q3: 25,616 shares 25,616 $1.19M 0.01% -730 Timeline CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 710,988 shares; 2018Q2: 710,988 shares; 2018Q3: 653,580 shares; 2018Q4: 910,617 shares; 2019Q1: 1,090,188 shares; 2019Q2: 1,381,156 shares; 2019Q3: 844,116 shares 844,116 $1.19M 0.01% -537,040 BYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 231,465 shares; 2018Q2: 231,465 shares; 2018Q3: 210,512 shares; 2018Q4: 88,384 shares; 2019Q1: 54,146 shares; 2019Q2: 47,973 shares; 2019Q3: 46,404 shares 46,404 $1.19M 0.01% -1,569 Timeline FTXO FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 169,723 shares; 2018Q2: 169,723 shares; 2018Q3: 142,470 shares; 2018Q4: 37,862 shares; 2019Q1: 26,021 shares; 2019Q2: 27,259 shares; 2019Q3: 46,364 shares 46,364 $1.19M 0.01% +19,105 Timeline WRB BERKLEY W R CORP More: the full row for BERKLEY W R CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,693 shares; 2018Q2: 8,693 shares; 2018Q3: 9,440 shares; 2018Q4: 10,414 shares; 2019Q1: 10,936 shares; 2019Q2: 21,559 shares; 2019Q3: 16,411 shares 16,411 $1.19M 0.01% -5,148 Timeline ITM VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 24,626 shares; 2019Q1: 20,890 shares; 2019Q2: 21,096 shares; 2019Q3: 23,522 shares 23,522 $1.18M 0.01% +2,426 Timeline IHS MARKIT LTD IHS MARKIT LTD More: the full row for IHS MARKIT LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 1,422 shares; 2018Q4: 15,986 shares; 2019Q1: 17,066 shares; 2019Q2: 16,606 shares; 2019Q3: 17,680 shares 17,680 $1.18M 0.01% +1,074 BLACKROCK MUNIYIELD INVESTM… BLACKROCK MUNIYIELD INVESTMENT More: the full row for BLACKROCK MUNIYIELD INVESTMENT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,800 shares; 2018Q2: 27,800 shares; 2018Q3: 74,142 shares; 2018Q4: 68,471 shares; 2019Q1: 70,006 shares; 2019Q2: 73,053 shares; 2019Q3: 85,544 shares 85,544 $1.18M 0.01% +12,491 XMYDX BLACKROCK MUNIYIELD FUND More: the full row for BLACKROCK MUNIYIELD FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59,601 shares; 2018Q2: 59,601 shares; 2018Q3: 76,554 shares; 2018Q4: 78,454 shares; 2019Q1: 77,624 shares; 2019Q2: 80,639 shares; 2019Q3: 79,454 shares 79,454 $1.18M 0.01% -1,185 Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,503 shares; 2018Q2: 16,503 shares; 2018Q3: 12,944 shares; 2018Q4: 10,921 shares; 2019Q1: 12,425 shares; 2019Q2: 16,046 shares; 2019Q3: 26,762 shares 26,762 $1.18M 0.01% +10,716 Timeline FCOR FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,359 shares; 2018Q2: 28,359 shares; 2018Q3: 12,147 shares; 2018Q4: 15,793 shares; 2019Q1: 14,814 shares; 2019Q2: 15,624 shares; 2019Q3: 22,250 shares 22,250 $1.18M 0.01% +6,626 Timeline DUNKIN BRANDS GROUP INC DUNKIN BRANDS GROUP INC More: the full row for DUNKIN BRANDS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,612 shares; 2018Q2: 9,612 shares; 2018Q3: 9,817 shares; 2018Q4: 11,546 shares; 2019Q1: 11,667 shares; 2019Q2: 12,868 shares; 2019Q3: 14,840 shares 14,840 $1.18M 0.01% +1,972 VTN INVESCO TR INVT GRADE NEW YO More: the full row for INVESCO TR INVT GRADE NEW YO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40,943 shares; 2018Q2: 40,943 shares; 2018Q3: 45,423 shares; 2018Q4: 45,244 shares; 2019Q1: 83,687 shares; 2019Q2: 75,576 shares; 2019Q3: 86,646 shares 86,646 $1.18M 0.01% +11,070 Timeline VIVINT SOLAR INC. VIVINT SOLAR INC. More: the full row for VIVINT SOLAR INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,401 shares; 2018Q2: 3,401 shares; 2018Q3: 207,640 shares; 2018Q4: 199,940 shares; 2019Q1: 199,140 shares; 2019Q2: 192,090 shares; 2019Q3: 179,959 shares 179,959 $1.18M 0.01% -12,131 ALK ALASKA AIR GROUP INC More: the full row for ALASKA AIR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,270 shares; 2018Q2: 38,270 shares; 2018Q3: 23,342 shares; 2018Q4: 20,635 shares; 2019Q1: 19,680 shares; 2019Q2: 20,063 shares; 2019Q3: 18,105 shares 18,105 $1.18M 0.01% -1,958 Timeline IRT INDEPENDENCE RLTY TR INC More: the full row for INDEPENDENCE RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 97,676 shares; 2018Q2: 97,676 shares; 2018Q3: 122,837 shares; 2018Q4: 120,481 shares; 2019Q1: 112,398 shares; 2019Q2: 117,298 shares; 2019Q3: 82,082 shares 82,082 $1.18M 0.01% -35,216 Timeline ARKG ARK ETF TR More: the full row for ARK ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,245 shares; 2018Q2: 10,245 shares; 2018Q3: 9,051 shares; 2018Q4: 15,242 shares; 2019Q1: 25,871 shares; 2019Q2: 31,238 shares; 2019Q3: 48,793 shares 48,793 $1.17M 0.01% +17,555 Timeline MARATHON OIL CORP MARATHON OIL CORP More: the full row for MARATHON OIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 94,791 shares; 2018Q2: 94,791 shares; 2018Q3: 97,801 shares; 2018Q4: 99,977 shares; 2019Q1: 97,429 shares; 2019Q2: 152,915 shares; 2019Q3: 95,683 shares 95,683 $1.17M 0.01% -57,232 MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,952 shares; 2018Q2: 17,952 shares; 2018Q3: 25,119 shares; 2018Q4: 33,139 shares; 2019Q1: 29,290 shares; 2019Q2: 29,016 shares; 2019Q3: 29,730 shares 29,730 $1.17M 0.01% +714 ORI OLD REP INTL CORP More: the full row for OLD REP INTL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,762 shares; 2018Q2: 33,762 shares; 2018Q3: 42,550 shares; 2018Q4: 49,770 shares; 2019Q1: 51,309 shares; 2019Q2: 48,570 shares; 2019Q3: 49,479 shares 49,479 $1.17M 0.01% +909 Timeline UAA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 69,485 shares; 2018Q2: 69,485 shares; 2018Q3: 69,811 shares; 2018Q4: 60,508 shares; 2019Q1: 54,124 shares; 2019Q2: 53,008 shares; 2019Q3: 58,510 shares 58,510 $1.17M 0.01% +5,502 Timeline XHB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,386 shares; 2018Q2: 32,386 shares; 2018Q3: 32,305 shares; 2018Q4: 19,144 shares; 2019Q1: 13,575 shares; 2019Q2: 21,001 shares; 2019Q3: 26,452 shares 26,452 $1.17M 0.01% +5,451 Timeline INTF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 54,791 shares; 2018Q2: 54,791 shares; 2018Q3: 41,945 shares; 2018Q4: 35,209 shares; 2019Q1: 47,270 shares; 2019Q2: 53,825 shares; 2019Q3: 45,664 shares 45,664 $1.16M 0.01% -8,161 Timeline UA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 117,977 shares; 2018Q2: 117,977 shares; 2018Q3: 122,543 shares; 2018Q4: 90,778 shares; 2019Q1: 71,799 shares; 2019Q2: 61,822 shares; 2019Q3: 64,196 shares 64,196 $1.16M 0.01% +2,374 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,809 shares; 2018Q2: 8,809 shares; 2018Q3: 8,759 shares; 2018Q4: 9,018 shares; 2019Q1: 37,249 shares; 2019Q2: 40,955 shares; 2019Q3: 45,944 shares 45,944 $1.16M 0.01% +4,989 STE STERIS PLC More: the full row for STERIS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 7,764 shares; 2019Q2: 7,813 shares; 2019Q3: 8,043 shares 8,043 $1.16M 0.01% +230 Timeline BLACKROCK MUNI INC TR II BLACKROCK MUNI INC TR II More: the full row for BLACKROCK MUNI INC TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,560 shares; 2018Q2: 7,560 shares; 2018Q3: 7,560 shares; 2018Q4: 36,360 shares; 2019Q1: 73,960 shares; 2019Q2: 84,960 shares; 2019Q3: 77,660 shares 77,660 $1.16M 0.01% -7,300 CATY CATHAY GEN BANCORP More: the full row for CATHAY GEN BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares; 2018Q3: 1,344 shares; 2018Q4: 1,110 shares; 2019Q1: 1,812 shares; 2019Q2: 1,894 shares; 2019Q3: 33,318 shares 33,318 $1.16M 0.01% +31,424 Timeline HAP VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,833 shares; 2018Q2: 18,833 shares; 2018Q3: 23,583 shares; 2018Q4: 25,896 shares; 2019Q1: 28,491 shares; 2019Q2: 30,412 shares; 2019Q3: 32,887 shares 32,887 $1.16M 0.01% +2,475 Timeline IYJ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,181 shares; 2018Q2: 42,181 shares; 2018Q3: 22,473 shares; 2018Q4: 12,355 shares; 2019Q1: 6,803 shares; 2019Q2: 6,457 shares; 2019Q3: 7,277 shares 7,277 $1.16M 0.01% +820 Timeline ATLASSIAN CORP ATLASSIAN CORP More: the full row for ATLASSIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,026 shares; 2018Q2: 6,026 shares; 2018Q3: 7,083 shares; 2018Q4: 7,367 shares; 2019Q1: 9,096 shares; 2019Q2: 11,749 shares; 2019Q3: 9,188 shares 9,188 $1.15M 0.01% -2,561 SFIX STITCH FIX INC More: the full row for STITCH FIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,050 shares; 2018Q2: 2,050 shares; 2018Q3: 9,661 shares; 2018Q4: 21,834 shares; 2019Q1: 36,467 shares; 2019Q2: 41,621 shares; 2019Q3: 59,757 shares 59,757 $1.15M 0.01% +18,136 Timeline ALLY ALLY FINL INC More: the full row for ALLY FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,994 shares; 2018Q2: 3,994 shares; 2018Q3: 3,314 shares; 2018Q4: 7,755 shares; 2019Q1: 9,220 shares; 2019Q2: 8,407 shares; 2019Q3: 34,675 shares 34,675 $1.15M 0.01% +26,268 Timeline BGB BLACKSTONE STRATEGIC CRED 20 More: the full row for BLACKSTONE STRATEGIC CRED 20 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,737 shares; 2018Q2: 33,737 shares; 2018Q3: 28,350 shares; 2018Q4: 29,143 shares; 2019Q1: 29,832 shares; 2019Q2: 49,055 shares; 2019Q3: 78,600 shares 78,600 $1.15M 0.01% +29,545 Timeline SPLUNK INC SPLUNK INC More: the full row for SPLUNK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,304 shares; 2018Q2: 9,304 shares; 2018Q3: 12,133 shares; 2018Q4: 11,710 shares; 2019Q1: 8,487 shares; 2019Q2: 8,908 shares; 2019Q3: 9,724 shares 9,724 $1.15M 0.01% +816 FIRST TRUST MLP AND ENERGY … FIRST TRUST MLP AND ENERGY INC More: the full row for FIRST TRUST MLP AND ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,926 shares; 2018Q2: 12,926 shares; 2018Q3: 30,245 shares; 2018Q4: 68,088 shares; 2019Q1: 84,890 shares; 2019Q2: 97,218 shares; 2019Q3: 99,782 shares 99,782 $1.15M 0.01% +2,564 NSP INSPERITY INC More: the full row for INSPERITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 446 shares; 2018Q2: 446 shares; 2018Q3: 2,466 shares; 2018Q4: 757 shares; 2019Q1: 9,982 shares; 2019Q2: 10,993 shares; 2019Q3: 11,605 shares 11,605 $1.14M 0.01% +612 Timeline GSIE GOLDMAN SACHS ETF TR More: the full row for GOLDMAN SACHS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 57,454 shares; 2018Q2: 57,454 shares; 2018Q3: 53,193 shares; 2018Q4: 43,998 shares; 2019Q1: 44,100 shares; 2019Q2: 43,787 shares; 2019Q3: 40,401 shares 40,401 $1.14M 0.01% -3,386 Timeline CYPRESS SEMICONDUCTOR CORP CYPRESS SEMICONDUCTOR CORP More: the full row for CYPRESS SEMICONDUCTOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,104 shares; 2018Q2: 33,104 shares; 2018Q3: 39,139 shares; 2018Q4: 70,358 shares; 2019Q1: 71,534 shares; 2019Q2: 64,350 shares; 2019Q3: 48,782 shares 48,782 $1.14M 0.01% -15,568 LNG CHENIERE ENERGY INC More: the full row for CHENIERE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,666 shares; 2018Q2: 26,666 shares; 2018Q3: 28,193 shares; 2018Q4: 19,450 shares; 2019Q1: 16,957 shares; 2019Q2: 17,970 shares; 2019Q3: 18,036 shares 18,036 $1.14M 0.01% +66 Timeline CLEARBRIDGE ALL CAP GROWTH… CLEARBRIDGE ALL CAP GROWTH ESG More: the full row for CLEARBRIDGE ALL CAP GROWTH ESG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5,402 shares; 2019Q1: 20,205 shares; 2019Q2: 38,334 shares; 2019Q3: 35,812 shares 35,812 $1.13M 0.01% -2,522 FEP FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,973 shares; 2018Q2: 25,973 shares; 2018Q3: 13,666 shares; 2018Q4: 19,133 shares; 2019Q1: 25,177 shares; 2019Q2: 26,981 shares; 2019Q3: 32,966 shares 32,966 $1.13M 0.01% +5,985 Timeline BWX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 270,255 shares; 2018Q2: 270,255 shares; 2018Q3: 66,289 shares; 2018Q4: 43,917 shares; 2019Q1: 50,936 shares; 2019Q2: 40,274 shares; 2019Q3: 39,425 shares 39,425 $1.13M 0.01% -849 Timeline UUP INVESCO DB US DLR INDEX TR More: the full row for INVESCO DB US DLR INDEX TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47,305 shares; 2018Q4: 49,591 shares; 2019Q1: 43,576 shares; 2019Q2: 37,714 shares; 2019Q3: 41,718 shares 41,718 $1.13M 0.01% +4,004 Timeline PULS PGIM ETF TR More: the full row for PGIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 19,537 shares; 2018Q4: 23,904 shares; 2019Q1: 25,007 shares; 2019Q2: 21,635 shares; 2019Q3: 22,474 shares 22,474 $1.13M 0.01% +839 Timeline SBAC SBA COMMUNICATIONS CORP More: the full row for SBA COMMUNICATIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,190 shares; 2018Q2: 2,190 shares; 2018Q3: 1,504 shares; 2018Q4: 4,159 shares; 2019Q1: 3,598 shares; 2019Q2: 3,570 shares; 2019Q3: 4,662 shares 4,662 $1.12M 0.01% +1,092 Timeline SCHR SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,257 shares; 2018Q2: 7,257 shares; 2018Q3: 4,369 shares; 2018Q4: 4,297 shares; 2019Q1: 6,026 shares; 2019Q2: 13,456 shares; 2019Q3: 20,180 shares 20,180 $1.12M 0.01% +6,724 Timeline PMT PENNYMAC MTG INVT TR More: the full row for PENNYMAC MTG INVT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,130 shares; 2018Q2: 2,130 shares; 2018Q3: 1,625 shares; 2018Q4: 2,935 shares; 2019Q1: 2,909 shares; 2019Q2: 46,852 shares; 2019Q3: 50,397 shares 50,397 $1.12M 0.01% +3,545 Timeline NRG NRG ENERGY INC More: the full row for NRG ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,442 shares; 2018Q2: 8,442 shares; 2018Q3: 8,310 shares; 2018Q4: 10,348 shares; 2019Q1: 45,920 shares; 2019Q2: 29,754 shares; 2019Q3: 28,277 shares 28,277 $1.12M 0.01% -1,477 Timeline BTZ BLACKROCK CR ALLOCATION More: the full row for BLACKROCK CR ALLOCATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 89,619 shares; 2018Q2: 89,619 shares; 2018Q3: 94,282 shares; 2018Q4: 76,068 shares; 2019Q1: 159,757 shares; 2019Q2: 66,242 shares; 2019Q3: 82,193 shares 82,193 $1.12M 0.01% +15,951 Timeline MKL MARKEL GROUP INC More: the full row for MARKEL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 916 shares; 2018Q2: 916 shares; 2018Q3: 997 shares; 2018Q4: 1,039 shares; 2019Q1: 1,246 shares; 2019Q2: 857 shares; 2019Q3: 947 shares 947 $1.12M 0.01% +90 Timeline ISMD NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,667 shares; 2018Q2: 11,667 shares; 2018Q3: 11,574 shares; 2018Q4: 11,706 shares; 2019Q1: 21,729 shares; 2019Q2: 41,860 shares; 2019Q3: 42,338 shares 42,338 $1.11M 0.01% +478 Timeline BF-A BROWN FORMAN CORP More: the full row for BROWN FORMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,726 shares; 2018Q2: 18,726 shares; 2018Q3: 18,826 shares; 2018Q4: 17,926 shares; 2019Q1: 17,926 shares; 2019Q2: 18,628 shares; 2019Q3: 18,628 shares 18,628 $1.11M 0.01% 0 Timeline FT FRANKLIN UNVL TR More: the full row for FRANKLIN UNVL TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 139,448 shares; 2018Q2: 139,448 shares; 2018Q3: 131,141 shares; 2018Q4: 124,555 shares; 2019Q1: 127,029 shares; 2019Q2: 120,576 shares; 2019Q3: 147,238 shares 147,238 $1.11M 0.01% +26,662 Timeline QRVO QORVO INC More: the full row for QORVO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,685 shares; 2018Q2: 15,685 shares; 2018Q3: 13,868 shares; 2018Q4: 13,712 shares; 2019Q1: 13,767 shares; 2019Q2: 14,974 shares; 2019Q3: 14,931 shares 14,931 $1.11M 0.01% -43 Timeline TLTE FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 595,653 shares; 2018Q2: 595,653 shares; 2018Q3: 26,238 shares; 2018Q4: 24,964 shares; 2019Q1: 26,106 shares; 2019Q2: 26,129 shares; 2019Q3: 22,950 shares 22,950 $1.11M 0.01% -3,179 Timeline EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,663 shares; 2018Q2: 42,663 shares; 2018Q3: 34,460 shares; 2018Q4: 24,351 shares; 2019Q1: 35,785 shares; 2019Q2: 44,099 shares; 2019Q3: 19,441 shares 19,441 $1.1M 0.01% -24,658 Timeline XJQCX NUVEEN CR STRATEGIES INCOME More: the full row for NUVEEN CR STRATEGIES INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 288,861 shares; 2018Q2: 288,861 shares; 2018Q3: 279,196 shares; 2018Q4: 259,603 shares; 2019Q1: 252,621 shares; 2019Q2: 144,189 shares; 2019Q3: 147,795 shares 147,795 $1.1M 0.01% +3,606 Timeline BLACKROCK MUNIYIELD CALIFOR… BLACKROCK MUNIYIELD CALIFORNIA More: the full row for BLACKROCK MUNIYIELD CALIFORNIA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 120,221 shares; 2018Q2: 120,221 shares; 2018Q3: 103,843 shares; 2018Q4: 79,402 shares; 2019Q1: 75,645 shares; 2019Q2: 76,904 shares; 2019Q3: 76,667 shares 76,667 $1.1M 0.01% -237 AADR ADVISORSHARES TR More: the full row for ADVISORSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,725 shares; 2018Q2: 8,725 shares; 2018Q3: 2,966 shares; 2018Q4: 2,503 shares; 2019Q1: 3,899 shares; 2019Q2: 3,768 shares; 2019Q3: 23,135 shares 23,135 $1.1M 0.01% +19,367 Timeline XPCQX PIMCO CALIF MUN INCOME FD More: the full row for PIMCO CALIF MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,551 shares; 2018Q2: 4,551 shares; 2018Q3: 4,551 shares; 2018Q4: 4,010 shares; 2019Q1: 42,760 shares; 2019Q2: 55,060 shares; 2019Q3: 55,660 shares 55,660 $1.09M 0.01% +600 Timeline HC2 HLDGS INC HC2 HLDGS INC More: the full row for HC2 HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,032 shares 25,032 $1.09M 0.01% new BHP BHP BILLITON LIMITED More: the full row for BHP BILLITON LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,934 shares; 2018Q2: 16,934 shares; 2018Q3: 18,259 shares; 2018Q4: 16,976 shares; 2019Q1: 14,237 shares; 2019Q2: 14,489 shares; 2019Q3: 22,024 shares 22,024 $1.09M 0.01% +7,535 Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 79,588 shares; 2018Q2: 79,588 shares; 2018Q3: 113,032 shares; 2018Q4: 110,745 shares; 2019Q1: 105,210 shares; 2019Q2: 104,937 shares; 2019Q3: 98,904 shares 98,904 $1.09M 0.01% -6,033 Timeline URI UNITED RENTALS INC More: the full row for UNITED RENTALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,930 shares; 2018Q2: 29,930 shares; 2018Q3: 33,113 shares; 2018Q4: 17,476 shares; 2019Q1: 20,341 shares; 2019Q2: 15,010 shares; 2019Q3: 8,716 shares 8,716 $1.09M 0.01% -6,294 Timeline FNV FRANCO NEV CORP More: the full row for FRANCO NEV CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,792 shares; 2018Q2: 5,792 shares; 2018Q3: 7,140 shares; 2018Q4: 7,577 shares; 2019Q1: 8,087 shares; 2019Q2: 8,767 shares; 2019Q3: 11,914 shares 11,914 $1.09M 0.01% +3,147 Timeline HTGC HERCULES CAPITAL INC More: the full row for HERCULES CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 90,672 shares; 2018Q2: 90,672 shares; 2018Q3: 89,817 shares; 2018Q4: 81,593 shares; 2019Q1: 84,041 shares; 2019Q2: 79,176 shares; 2019Q3: 81,129 shares 81,129 $1.08M 0.01% +1,953 Timeline WISDOMTREE FLOATING RATETRE… WISDOMTREE FLOATING RATETREASURY … More: the full row for WISDOMTREE FLOATING RATETREASURY FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,431 shares; 2018Q4: 209,573 shares; 2019Q1: 5,932 shares; 2019Q2: 11,823 shares; 2019Q3: 43,332 shares 43,332 $1.08M 0.01% +31,509 MFIC MIDCAP FINANCIAL INVSTMNT CO More: the full row for MIDCAP FINANCIAL INVSTMNT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 56,161 shares; 2019Q1: 62,155 shares; 2019Q2: 63,669 shares; 2019Q3: 67,386 shares 67,386 $1.08M 0.01% +3,717 Timeline WTMF WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,460 shares; 2018Q2: 15,460 shares; 2018Q3: 17,240 shares; 2018Q4: 17,962 shares; 2019Q1: 22,787 shares; 2019Q2: 28,064 shares; 2019Q3: 28,430 shares 28,430 $1.08M 0.01% +366 Timeline LIBERTY PROPERTY TRUST LIBERTY PROPERTY TRUST More: the full row for LIBERTY PROPERTY TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,538 shares; 2018Q2: 13,538 shares; 2018Q3: 12,547 shares; 2018Q4: 19,564 shares; 2019Q1: 20,600 shares; 2019Q2: 20,301 shares; 2019Q3: 21,209 shares 21,209 $1.08M 0.01% +908 ADX ADAMS DIVERSIFIED EQUITY FD More: the full row for ADAMS DIVERSIFIED EQUITY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,295 shares; 2018Q2: 17,295 shares; 2018Q3: 18,461 shares; 2018Q4: 37,374 shares; 2019Q1: 44,350 shares; 2019Q2: 43,857 shares; 2019Q3: 68,151 shares 68,151 $1.08M 0.01% +24,294 Timeline OLED UNIVERSAL DISPLAY CORP More: the full row for UNIVERSAL DISPLAY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,396 shares; 2018Q2: 5,396 shares; 2018Q3: 5,657 shares; 2018Q4: 6,229 shares; 2019Q1: 5,787 shares; 2019Q2: 6,357 shares; 2019Q3: 6,432 shares 6,432 $1.08M 0.01% +75 Timeline KBE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 44,511 shares; 2018Q2: 44,511 shares; 2018Q3: 25,064 shares; 2018Q4: 21,162 shares; 2019Q1: 17,178 shares; 2019Q2: 28,044 shares; 2019Q3: 24,908 shares 24,908 $1.08M 0.01% -3,136 Timeline LNC LINCOLN NATL CORP IND More: the full row for LINCOLN NATL CORP IND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,196 shares; 2018Q2: 10,196 shares; 2018Q3: 10,839 shares; 2018Q4: 16,865 shares; 2019Q1: 17,380 shares; 2019Q2: 18,182 shares; 2019Q3: 17,833 shares 17,833 $1.07M 0.01% -349 Timeline KWEB KRANESHARES TRUST More: the full row for KRANESHARES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,275 shares; 2018Q2: 14,275 shares; 2018Q3: 33,994 shares; 2018Q4: 21,439 shares; 2019Q1: 47,082 shares; 2019Q2: 24,246 shares; 2019Q3: 26,026 shares 26,026 $1.07M 0.01% +1,780 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,082 shares; 2018Q2: 6,082 shares; 2018Q3: 6,386 shares; 2018Q4: 6,645 shares; 2019Q1: 34,157 shares; 2019Q2: 40,764 shares; 2019Q3: 41,930 shares 41,930 $1.07M 0.01% +1,166 EXEL EXELIXIS INC More: the full row for EXELIXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 48,272 shares; 2018Q2: 48,272 shares; 2018Q3: 54,184 shares; 2018Q4: 52,377 shares; 2019Q1: 63,510 shares; 2019Q2: 83,820 shares; 2019Q3: 60,638 shares 60,638 $1.07M 0.01% -23,182 Timeline VONG VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,698 shares; 2018Q2: 4,698 shares; 2018Q3: 23,702 shares; 2018Q4: 25,783 shares; 2019Q1: 32,436 shares; 2019Q2: 10,392 shares; 2019Q3: 6,526 shares 6,526 $1.07M 0.01% -3,866 Timeline PFXF VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 48,707 shares; 2018Q2: 48,707 shares; 2018Q3: 54,500 shares; 2018Q4: 54,851 shares; 2019Q1: 49,129 shares; 2019Q2: 49,967 shares; 2019Q3: 52,794 shares 52,794 $1.07M 0.01% +2,827 Timeline CDNS CADENCE DESIGN SYSTEM INC More: the full row for CADENCE DESIGN SYSTEM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,562 shares; 2018Q2: 10,562 shares; 2018Q3: 2,227 shares; 2018Q4: 6,549 shares; 2019Q1: 19,729 shares; 2019Q2: 15,738 shares; 2019Q3: 16,212 shares 16,212 $1.07M 0.01% +474 Timeline FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,265 shares; 2018Q2: 29,265 shares; 2018Q3: 28,825 shares; 2018Q4: 36,813 shares; 2019Q1: 34,412 shares; 2019Q2: 31,341 shares; 2019Q3: 26,805 shares 26,805 $1.07M 0.01% -4,536 Timeline ZION ZIONS BANCORPORATION NATL AS More: the full row for ZIONS BANCORPORATION NATL AS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,494 shares; 2018Q2: 23,494 shares; 2018Q3: 25,570 shares; 2018Q4: 31,091 shares; 2019Q1: 35,248 shares; 2019Q2: 34,105 shares; 2019Q3: 23,900 shares 23,900 $1.06M 0.01% -10,205 Timeline JPC NUVEEN PFD & INCOME OPPORTUN More: the full row for NUVEEN PFD & INCOME OPPORTUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 155,641 shares; 2018Q2: 155,641 shares; 2018Q3: 191,478 shares; 2018Q4: 206,830 shares; 2019Q1: 221,622 shares; 2019Q2: 123,428 shares; 2019Q3: 105,323 shares 105,323 $1.06M 0.01% -18,105 Timeline PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 152,913 shares; 2018Q2: 152,913 shares; 2018Q3: 47,324 shares; 2018Q4: 97,801 shares; 2019Q1: 103,708 shares; 2019Q2: 91,506 shares; 2019Q3: 92,689 shares 92,689 $1.06M 0.01% +1,183 Timeline IVOO VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,240 shares; 2018Q2: 20,240 shares; 2018Q3: 20,918 shares; 2018Q4: 9,132 shares; 2019Q1: 8,653 shares; 2019Q2: 8,263 shares; 2019Q3: 8,109 shares 8,109 $1.06M 0.01% -154 Timeline RSPU INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,819 shares; 2018Q4: 12,313 shares; 2019Q1: 10,779 shares; 2019Q2: 11,209 shares; 2019Q3: 9,917 shares 9,917 $1.06M 0.01% -1,292 Timeline UNIVERSAL FST PRODS INC UNIVERSAL FST PRODS INC More: the full row for UNIVERSAL FST PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,110 shares; 2018Q2: 28,110 shares; 2018Q3: 27,328 shares; 2018Q4: 27,419 shares; 2019Q1: 26,962 shares; 2019Q2: 26,970 shares; 2019Q3: 26,517 shares 26,517 $1.06M 0.01% -453 HMOP HARTFORD FDS EXCHANGE TRADED More: the full row for HARTFORD FDS EXCHANGE TRADED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 23,500 shares; 2019Q2: 30,500 shares; 2019Q3: 25,250 shares 25,250 $1.06M 0.01% -5,250 Timeline Proshares Short S&P Proshares Short S&P More: the full row for Proshares Short S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,034 shares; 2018Q2: 27,034 shares; 2018Q3: 46,356 shares; 2018Q4: 55,802 shares; 2019Q1: 51,863 shares; 2019Q2: 16,129 shares; 2019Q3: 40,517 shares 40,517 $1.06M 0.01% +24,388 ULST SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,075 shares; 2018Q2: 3,075 shares; 2018Q3: 11,900 shares; 2018Q4: 2,787 shares; 2019Q1: 3,489 shares; 2019Q2: 14,224 shares; 2019Q3: 26,082 shares 26,082 $1.05M 0.01% +11,858 Timeline CWCO CONSOLIDATED WATER CO INC More: the full row for CONSOLIDATED WATER CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 89,592 shares; 2018Q2: 89,592 shares; 2018Q3: 84,003 shares; 2018Q4: 81,322 shares; 2019Q1: 75,184 shares; 2019Q2: 66,417 shares; 2019Q3: 63,997 shares 63,997 $1.05M 0.01% -2,420 Timeline HPE HEWLETT PACKARD ENTERPRISE C More: the full row for HEWLETT PACKARD ENTERPRISE C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 55,415 shares; 2018Q2: 55,415 shares; 2018Q3: 60,374 shares; 2018Q4: 70,342 shares; 2019Q1: 80,792 shares; 2019Q2: 70,278 shares; 2019Q3: 69,464 shares 69,464 $1.05M 0.01% -814 Timeline DXCM DEXCOM INC More: the full row for DEXCOM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,203 shares; 2018Q2: 5,203 shares; 2018Q3: 3,947 shares; 2018Q4: 7,109 shares; 2019Q1: 6,238 shares; 2019Q2: 6,168 shares; 2019Q3: 7,041 shares 7,041 $1.05M 0.01% +873 Timeline CHKP CHECK POINT SOFTWARE TECH LT More: the full row for CHECK POINT SOFTWARE TECH LT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,811 shares; 2018Q2: 12,811 shares; 2018Q3: 13,414 shares; 2018Q4: 10,236 shares; 2019Q1: 11,997 shares; 2019Q2: 10,000 shares; 2019Q3: 9,598 shares 9,598 $1.05M 0.01% -402 Timeline SBI WESTERN ASSET INTER MUNI More: the full row for WESTERN ASSET INTER MUNI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 85,274 shares; 2018Q2: 85,274 shares; 2018Q3: 102,624 shares; 2018Q4: 111,063 shares; 2019Q1: 126,440 shares; 2019Q2: 114,463 shares; 2019Q3: 114,462 shares 114,462 $1.05M 0.01% -1 Timeline RETAIL PPTYS AMER INC RETAIL PPTYS AMER INC More: the full row for RETAIL PPTYS AMER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 86,592 shares; 2018Q2: 86,592 shares; 2018Q3: 75,087 shares; 2018Q4: 88,942 shares; 2019Q1: 91,928 shares; 2019Q2: 90,031 shares; 2019Q3: 84,758 shares 84,758 $1.04M 0.01% -5,273 HAL HALLIBURTON CO More: the full row for HALLIBURTON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43,482 shares; 2018Q2: 43,482 shares; 2018Q3: 43,898 shares; 2018Q4: 43,005 shares; 2019Q1: 44,793 shares; 2019Q2: 55,308 shares; 2019Q3: 55,413 shares 55,413 $1.04M 0.01% +105 Timeline HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,074 shares; 2018Q2: 4,074 shares; 2018Q3: 5,683 shares; 2018Q4: 8,561 shares; 2019Q1: 11,589 shares; 2019Q2: 13,190 shares; 2019Q3: 8,648 shares 8,648 $1.04M 0.01% -4,542 Timeline AVANGRID INC AVANGRID INC More: the full row for AVANGRID INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,060 shares; 2018Q2: 15,060 shares; 2018Q3: 15,399 shares; 2018Q4: 24,111 shares; 2019Q1: 20,952 shares; 2019Q2: 19,318 shares; 2019Q3: 19,983 shares 19,983 $1.04M 0.01% +665 EWBC EAST WEST BANCORP INC More: the full row for EAST WEST BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,750 shares; 2018Q2: 16,750 shares; 2018Q3: 25,050 shares; 2018Q4: 22,168 shares; 2019Q1: 23,921 shares; 2019Q2: 23,846 shares; 2019Q3: 23,383 shares 23,383 $1.04M 0.01% -463 Timeline STORE CAP CORP STORE CAP CORP More: the full row for STORE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,098 shares; 2018Q2: 7,098 shares; 2018Q3: 11,478 shares; 2018Q4: 12,654 shares; 2019Q1: 44,497 shares; 2019Q2: 48,900 shares; 2019Q3: 27,663 shares 27,663 $1.03M 0.01% -21,237 NUVEEN DIVERSIFIED DIVID & I NUVEEN DIVERSIFIED DIVID & I More: the full row for NUVEEN DIVERSIFIED DIVID & I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 68,697 shares; 2018Q2: 68,697 shares; 2018Q3: 81,743 shares; 2018Q4: 81,188 shares; 2019Q1: 83,630 shares; 2019Q2: 92,139 shares; 2019Q3: 94,224 shares 94,224 $1.03M 0.01% +2,085 IMCG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,075 shares; 2018Q2: 2,075 shares; 2018Q3: 2,942 shares; 2018Q4: 2,184 shares; 2019Q1: 6,670 shares; 2019Q2: 3,239 shares; 2019Q3: 4,242 shares 4,242 $1.03M 0.01% +1,003 Timeline DSM BNY MELLON STRATEGIC MUN BD More: the full row for BNY MELLON STRATEGIC MUN BD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 119,008 shares; 2019Q3: 122,821 shares 122,821 $1.03M 0.01% +3,813 Timeline BYND BEYOND MEAT INC More: the full row for BEYOND MEAT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,554 shares; 2019Q3: 6,945 shares 6,945 $1.03M 0.01% +4,391 Timeline HDB HDFC BANK LTD More: the full row for HDFC BANK LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,380 shares; 2018Q2: 4,380 shares; 2018Q3: 3,743 shares; 2018Q4: 7,297 shares; 2019Q1: 7,854 shares; 2019Q2: 8,285 shares; 2019Q3: 18,052 shares 18,052 $1.03M 0.01% +9,767 Timeline COVANTA HLDG CORP COVANTA HLDG CORP More: the full row for COVANTA HLDG CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 78,603 shares; 2018Q2: 78,603 shares; 2018Q3: 81,625 shares; 2018Q4: 56,792 shares; 2019Q1: 58,096 shares; 2019Q2: 57,709 shares; 2019Q3: 59,612 shares 59,612 $1.03M 0.01% +1,903 IHDG WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 105,666 shares; 2018Q2: 105,666 shares; 2018Q3: 138,685 shares; 2018Q4: 102,271 shares; 2019Q1: 104,483 shares; 2019Q2: 39,049 shares; 2019Q3: 30,619 shares 30,619 $1.03M 0.01% -8,430 Timeline ARKW ARK ETF TR More: the full row for ARK ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,988 shares; 2018Q2: 9,988 shares; 2018Q3: 67,915 shares; 2018Q4: 18,560 shares; 2019Q1: 30,126 shares; 2019Q2: 20,266 shares; 2019Q3: 21,121 shares 21,121 $1.03M 0.01% +855 Timeline JEF JEFFERIES FINANCIAL GROUP IN More: the full row for JEFFERIES FINANCIAL GROUP IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 65,284 shares; 2018Q4: 51,315 shares; 2019Q1: 55,846 shares; 2019Q2: 55,768 shares; 2019Q3: 55,812 shares 55,812 $1.03M 0.01% +44 Timeline IONS IONIS PHARMACEUTICALS INC More: the full row for IONIS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,240 shares; 2018Q2: 18,240 shares; 2018Q3: 17,762 shares; 2018Q4: 15,133 shares; 2019Q1: 15,930 shares; 2019Q2: 16,084 shares; 2019Q3: 17,112 shares 17,112 $1.02M 0.01% +1,028 Timeline LIBERTY GLOBAL PLC- C LIBERTY GLOBAL PLC- C More: the full row for LIBERTY GLOBAL PLC- C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,637 shares; 2018Q2: 14,637 shares; 2018Q3: 13,181 shares; 2018Q4: 16,550 shares; 2019Q1: 25,176 shares; 2019Q2: 45,316 shares; 2019Q3: 42,987 shares 42,987 $1.02M 0.01% -2,329 RFI COHEN & STEERS TOTAL RETURN More: the full row for COHEN & STEERS TOTAL RETURN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,595 shares; 2018Q2: 21,595 shares; 2018Q3: 21,010 shares; 2018Q4: 21,281 shares; 2019Q1: 21,010 shares; 2019Q2: 65,310 shares; 2019Q3: 69,125 shares 69,125 $1.02M 0.01% +3,815 Timeline WISDOMTREE WISDOMTREE More: the full row for WISDOMTREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,365 shares; 2018Q2: 17,365 shares; 2018Q3: 148,968 shares; 2018Q4: 122,853 shares; 2019Q1: 87,039 shares; 2019Q2: 62,661 shares; 2019Q3: 58,287 shares 58,287 $1.02M 0.01% -4,374 EVF EATON VANCE SR INCOME TR More: the full row for EATON VANCE SR INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 267,576 shares; 2018Q2: 267,576 shares; 2018Q3: 251,660 shares; 2018Q4: 253,146 shares; 2019Q1: 267,252 shares; 2019Q2: 222,930 shares; 2019Q3: 166,777 shares 166,777 $1.02M 0.01% -56,153 Timeline UAL UNITED AIRLS HLDGS INC More: the full row for UNITED AIRLS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,944 shares; 2018Q2: 11,944 shares; 2018Q3: 8,062 shares; 2018Q4: 11,501 shares; 2019Q1: 11,815 shares; 2019Q2: 11,500 shares; 2019Q3: 11,522 shares 11,522 $1.02M 0.01% +22 Timeline CRON CRONOS GROUP INC More: the full row for CRONOS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,901 shares; 2018Q2: 2,901 shares; 2018Q3: 49,635 shares; 2018Q4: 95,858 shares; 2019Q1: 87,337 shares; 2019Q2: 121,551 shares; 2019Q3: 111,269 shares 111,269 $1.01M 0.01% -10,282 Timeline AES AES CORP More: the full row for AES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,210 shares; 2018Q2: 31,210 shares; 2018Q3: 26,687 shares; 2018Q4: 18,972 shares; 2019Q1: 74,996 shares; 2019Q2: 71,620 shares; 2019Q3: 61,590 shares 61,590 $1.01M 0.01% -10,030 Timeline BLACKROCK MUN INCOME TR BLACKROCK MUN INCOME TR More: the full row for BLACKROCK MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,146 shares; 2018Q2: 34,146 shares; 2018Q3: 48,416 shares; 2018Q4: 50,726 shares; 2019Q1: 52,946 shares; 2019Q2: 65,133 shares; 2019Q3: 71,123 shares 71,123 $1M 0.01% +5,990 SSO PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,582 shares; 2018Q2: 3,582 shares; 2018Q3: 6,763 shares; 2018Q4: 4,784 shares; 2019Q1: 5,386 shares; 2019Q2: 5,254 shares; 2019Q3: 7,809 shares 7,809 $1M 0.01% +2,555 Timeline VOOV VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,970 shares; 2018Q2: 5,970 shares; 2018Q3: 3,945 shares; 2018Q4: 4,597 shares; 2019Q1: 4,748 shares; 2019Q2: 5,158 shares; 2019Q3: 8,730 shares 8,730 $1M 0.01% +3,572 Timeline UMPQUA HOLDINGS UMPQUA HOLDINGS More: the full row for UMPQUA HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,780 shares; 2018Q2: 35,780 shares; 2018Q3: 41,276 shares; 2018Q4: 42,121 shares; 2019Q1: 54,451 shares; 2019Q2: 64,642 shares; 2019Q3: 60,963 shares 60,963 $1M 0.01% -3,679 ALC ALCON AG More: the full row for ALCON AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14,618 shares; 2019Q3: 17,193 shares 17,193 $1M 0.01% +2,575 Timeline QSR RESTAURANT BRANDS INTL INC More: the full row for RESTAURANT BRANDS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,135 shares; 2018Q2: 12,135 shares; 2018Q3: 12,664 shares; 2018Q4: 12,715 shares; 2019Q1: 15,053 shares; 2019Q2: 14,362 shares; 2019Q3: 14,025 shares 14,025 $997K 0.01% -337 Timeline ALTERYX, INC (CLASS A) ALTERYX, INC (CLASS A) More: the full row for ALTERYX, INC (CLASS A) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,369 shares; 2018Q2: 2,369 shares; 2018Q3: 2,019 shares; 2018Q4: 1,747 shares; 2019Q1: 1,240 shares; 2019Q2: 4,260 shares; 2019Q3: 9,219 shares 9,219 $991K 0.01% +4,959 BARRICK GOLD CORP BARRICK GOLD CORP More: the full row for BARRICK GOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40,328 shares; 2018Q2: 40,328 shares; 2018Q3: 44,628 shares; 2018Q4: 41,333 shares; 2019Q1: 48,487 shares; 2019Q2: 45,718 shares; 2019Q3: 57,223 shares 57,223 $991K 0.01% +11,505 BLES NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,646 shares; 2018Q2: 20,646 shares; 2018Q3: 26,956 shares; 2018Q4: 27,230 shares; 2019Q1: 32,184 shares; 2019Q2: 34,037 shares; 2019Q3: 35,716 shares 35,716 $991K 0.01% +1,679 Timeline FNY FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,789 shares; 2018Q2: 1,789 shares; 2018Q3: 6,691 shares; 2018Q4: 8,287 shares; 2019Q1: 12,611 shares; 2019Q2: 12,855 shares; 2019Q3: 22,113 shares 22,113 $990K 0.01% +9,258 Timeline EG EVEREST GROUP LTD More: the full row for EVEREST GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,464 shares; 2018Q2: 2,464 shares; 2018Q3: 2,398 shares; 2018Q4: 3,932 shares; 2019Q1: 3,702 shares; 2019Q2: 3,693 shares; 2019Q3: 3,714 shares 3,714 $989K 0.01% +21 Timeline INDA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,748 shares; 2018Q2: 36,748 shares; 2018Q3: 29,494 shares; 2018Q4: 28,548 shares; 2019Q1: 29,067 shares; 2019Q2: 30,130 shares; 2019Q3: 29,482 shares 29,482 $989K 0.01% -648 Timeline SUN SUNOCO LP/SUNOCO FIN CORP More: the full row for SUNOCO LP/SUNOCO FIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,011 shares; 2018Q2: 36,011 shares; 2018Q3: 34,614 shares; 2018Q4: 30,295 shares; 2019Q1: 33,318 shares; 2019Q2: 33,217 shares; 2019Q3: 31,445 shares 31,445 $988K 0.01% -1,772 Timeline AIG AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 31,923 shares; 2018Q2: 31,923 shares; 2018Q3: 29,214 shares; 2018Q4: 22,275 shares; 2019Q1: 17,708 shares; 2019Q2: 19,420 shares; 2019Q3: 17,677 shares 17,677 $984K 0.01% -1,743 Timeline WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,100 shares; 2018Q2: 1,100 shares; 2018Q3: 73,009 shares; 2018Q4: 75,633 shares; 2019Q1: 82,351 shares; 2019Q2: 104,029 shares; 2019Q3: 53,344 shares 53,344 $982K 0.01% -50,685 FTQI FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,261 shares; 2018Q2: 35,261 shares; 2018Q3: 39,420 shares; 2018Q4: 45,641 shares; 2019Q1: 48,074 shares; 2019Q2: 46,513 shares; 2019Q3: 43,876 shares 43,876 $979K 0.01% -2,637 Timeline DBA INVESCO DB MULTI-SECTOR COMM More: the full row for INVESCO DB MULTI-SECTOR COMM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 52,184 shares; 2018Q4: 50,182 shares; 2019Q1: 56,650 shares; 2019Q2: 61,003 shares; 2019Q3: 61,667 shares 61,667 $979K 0.01% +664 Timeline CORESITE RLTY CORP CORESITE RLTY CORP More: the full row for CORESITE RLTY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,385 shares; 2018Q2: 8,385 shares; 2018Q3: 5,114 shares; 2018Q4: 6,163 shares; 2019Q1: 6,409 shares; 2019Q2: 6,675 shares; 2019Q3: 8,035 shares 8,035 $979K 0.01% +1,360 ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,422 shares; 2018Q2: 2,422 shares; 2018Q3: 2,763 shares; 2018Q4: 3,915 shares; 2019Q1: 31,729 shares; 2019Q2: 37,854 shares; 2019Q3: 38,098 shares 38,098 $979K 0.01% +244 IGR CBRE GBL REAL ESTATE INC FD More: the full row for CBRE GBL REAL ESTATE INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 130,704 shares; 2018Q2: 130,704 shares; 2018Q3: 121,804 shares; 2018Q4: 148,223 shares; 2019Q1: 141,027 shares; 2019Q2: 140,646 shares; 2019Q3: 123,299 shares 123,299 $976K 0.01% -17,347 Timeline TEI TEMPLETON EMERGING MKTS INCO More: the full row for TEMPLETON EMERGING MKTS INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 100,093 shares; 2018Q2: 100,093 shares; 2018Q3: 104,385 shares; 2018Q4: 111,922 shares; 2019Q1: 110,729 shares; 2019Q2: 110,394 shares; 2019Q3: 107,415 shares 107,415 $975K 0.01% -2,979 Timeline BGH BARINGS GLOBAL SHORT DURATIO More: the full row for BARINGS GLOBAL SHORT DURATIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,250 shares; 2018Q2: 42,250 shares; 2018Q3: 79,093 shares; 2018Q4: 51,749 shares; 2019Q1: 54,494 shares; 2019Q2: 51,978 shares; 2019Q3: 56,008 shares 56,008 $975K 0.01% +4,030 Timeline FYT FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,870 shares; 2018Q2: 4,870 shares; 2018Q3: 7,982 shares; 2018Q4: 11,316 shares; 2019Q1: 19,362 shares; 2019Q2: 24,995 shares; 2019Q3: 28,112 shares 28,112 $974K 0.01% +3,117 Timeline XSW SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 40 shares; 2018Q4: 4,307 shares; 2019Q1: 14,384 shares; 2019Q2: 15,221 shares; 2019Q3: 10,428 shares 10,428 $974K 0.01% -4,793 Timeline DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,724 shares; 2018Q2: 25,724 shares; 2018Q3: 22,746 shares; 2018Q4: 25,287 shares; 2019Q1: 26,742 shares; 2019Q2: 27,550 shares; 2019Q3: 24,946 shares 24,946 $972K 0.01% -2,604 Timeline IVLU ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 52,713 shares; 2018Q2: 52,713 shares; 2018Q3: 48,735 shares; 2018Q4: 52,481 shares; 2019Q1: 50,838 shares; 2019Q2: 50,326 shares; 2019Q3: 42,493 shares 42,493 $968K 0.01% -7,833 Timeline STBA S & T BANCORP INC More: the full row for S & T BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 491 shares; 2018Q2: 491 shares; 2018Q3: 401 shares; 2018Q4: 26,648 shares; 2019Q1: 3,300 shares; 2019Q2: 26,513 shares; 2019Q3: 26,456 shares 26,456 $966K 0.01% -57 Timeline RCL ROYAL CARIBBEAN GROUP More: the full row for ROYAL CARIBBEAN GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,702 shares; 2018Q2: 8,702 shares; 2018Q3: 9,843 shares; 2018Q4: 10,514 shares; 2019Q1: 10,469 shares; 2019Q2: 10,244 shares; 2019Q3: 8,910 shares 8,910 $965K 0.01% -1,334 Timeline NUV NUVEEN MUN VALUE FD INC More: the full row for NUVEEN MUN VALUE FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 64,548 shares; 2018Q2: 64,548 shares; 2018Q3: 54,130 shares; 2018Q4: 60,343 shares; 2019Q1: 75,409 shares; 2019Q2: 88,142 shares; 2019Q3: 91,633 shares 91,633 $963K 0.01% +3,491 Timeline NUW NUVEEN AMT-FREE MUN VALUE FD More: the full row for NUVEEN AMT-FREE MUN VALUE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,274 shares; 2018Q2: 5,274 shares; 2018Q3: 5,298 shares; 2018Q4: 21,026 shares; 2019Q1: 57,735 shares; 2019Q2: 67,192 shares; 2019Q3: 58,111 shares 58,111 $962K 0.01% -9,081 Timeline RNG RINGCENTRAL INC More: the full row for RINGCENTRAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,930 shares; 2018Q2: 19,930 shares; 2018Q3: 5,549 shares; 2018Q4: 5,605 shares; 2019Q1: 5,600 shares; 2019Q2: 7,365 shares; 2019Q3: 7,638 shares 7,638 $960K 0.01% +273 Timeline ROBO EXCHANGE TRADED CONCEPTS TRU More: the full row for EXCHANGE TRADED CONCEPTS TRU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 79,101 shares; 2018Q2: 79,101 shares; 2018Q3: 54,223 shares; 2018Q4: 26,880 shares; 2019Q1: 22,053 shares; 2019Q2: 22,019 shares; 2019Q3: 25,008 shares 25,008 $959K 0.01% +2,989 Timeline Apollo Global Management Inc Apollo Global Management Inc More: the full row for Apollo Global Management Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,386 shares 25,386 $959K 0.01% new EPRT ESSENTIAL PPTYS RLTY TR INC More: the full row for ESSENTIAL PPTYS RLTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 41,794 shares 41,794 $958K 0.01% new Timeline DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,480 shares; 2018Q2: 6,480 shares; 2018Q3: 6,037 shares; 2018Q4: 4,445 shares; 2019Q1: 4,732 shares; 2019Q2: 4,739 shares; 2019Q3: 3,918 shares 3,918 $958K 0.01% -821 Timeline XEVGX EATON VANCE SHORT DURATION D More: the full row for EATON VANCE SHORT DURATION D Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,766 shares; 2018Q2: 49,766 shares; 2018Q3: 28,690 shares; 2018Q4: 27,866 shares; 2019Q1: 26,888 shares; 2019Q2: 34,734 shares; 2019Q3: 73,653 shares 73,653 $958K 0.01% +38,919 Timeline MFC MANULIFE FINL CORP More: the full row for MANULIFE FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,007 shares; 2018Q2: 36,007 shares; 2018Q3: 30,688 shares; 2018Q4: 54,506 shares; 2019Q1: 53,695 shares; 2019Q2: 58,943 shares; 2019Q3: 52,097 shares 52,097 $956K 0.01% -6,846 Timeline OAKTREE STRATEGIC INCOME COR OAKTREE STRATEGIC INCOME COR More: the full row for OAKTREE STRATEGIC INCOME COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 103,865 shares; 2018Q2: 103,865 shares; 2018Q3: 119,505 shares; 2018Q4: 122,995 shares; 2019Q1: 119,290 shares; 2019Q2: 114,581 shares; 2019Q3: 115,134 shares 115,134 $950K 0.01% +553 ISCF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,335 shares; 2018Q2: 1,335 shares; 2018Q3: 3,115 shares; 2018Q4: 4,684 shares; 2019Q1: 5,115 shares; 2019Q2: 28,901 shares; 2019Q3: 33,259 shares 33,259 $950K 0.01% +4,358 Timeline BAUG INNOVATOR ETFS TRUST More: the full row for INNOVATOR ETFS TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 37,795 shares 37,795 $949K 0.01% new Timeline HOWARD HUGHES CORPORATION HOWARD HUGHES CORPORATION More: the full row for HOWARD HUGHES CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,672 shares; 2018Q2: 1,672 shares; 2018Q3: 243 shares; 2018Q4: 230 shares; 2019Q1: 3,648 shares; 2019Q2: 7,693 shares; 2019Q3: 7,329 shares 7,329 $949K 0.01% -364 TMUS T-MOBILE US INC More: the full row for T-MOBILE US INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,104 shares; 2018Q2: 13,104 shares; 2018Q3: 6,473 shares; 2018Q4: 7,507 shares; 2019Q1: 11,348 shares; 2019Q2: 13,514 shares; 2019Q3: 12,041 shares 12,041 $948K 0.01% -1,473 Timeline OTTR OTTER TAIL CORP More: the full row for OTTER TAIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,382 shares; 2018Q2: 14,382 shares; 2018Q3: 14,211 shares; 2018Q4: 14,612 shares; 2019Q1: 15,861 shares; 2019Q2: 17,103 shares; 2019Q3: 17,611 shares 17,611 $947K 0.01% +508 Timeline PXH INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29,475 shares; 2018Q4: 11,895 shares; 2019Q1: 40,301 shares; 2019Q2: 44,495 shares; 2019Q3: 47,199 shares 47,199 $947K 0.01% +2,704 Timeline APPN APPIAN CORP More: the full row for APPIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,730 shares; 2018Q2: 2,730 shares; 2018Q3: 18,287 shares; 2018Q4: 18,119 shares; 2019Q1: 22,036 shares; 2019Q2: 24,130 shares; 2019Q3: 19,897 shares 19,897 $946K 0.01% -4,233 Timeline ZM ZOOM COMMUNICATIONS INC More: the full row for ZOOM COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,694 shares; 2019Q3: 12,325 shares 12,325 $940K 0.01% +2,631 Timeline TAN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 11,196 shares; 2018Q4: 9,734 shares; 2019Q1: 11,395 shares; 2019Q2: 17,868 shares; 2019Q3: 31,962 shares 31,962 $939K 0.01% +14,094 Timeline FXD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,971 shares; 2018Q2: 7,971 shares; 2018Q3: 12,068 shares; 2018Q4: 15,431 shares; 2019Q1: 14,777 shares; 2019Q2: 15,676 shares; 2019Q3: 22,356 shares 22,356 $939K 0.01% +6,680 Timeline MSB MESABI TR More: the full row for MESABI TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,785 shares; 2018Q2: 38,785 shares; 2018Q3: 37,985 shares; 2018Q4: 38,125 shares; 2019Q1: 39,908 shares; 2019Q2: 39,752 shares; 2019Q3: 39,204 shares 39,204 $937K 0.01% -548 Timeline SSGA ACTIVE ETF TR SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,388 shares; 2018Q2: 2,388 shares; 2018Q3: 4,798 shares; 2018Q4: 15,657 shares; 2019Q1: 16,989 shares; 2019Q2: 16,537 shares; 2019Q3: 13,943 shares 13,943 $936K 0.01% -2,594 PBA PEMBINA PIPELINE CORP More: the full row for PEMBINA PIPELINE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 37,183 shares; 2018Q2: 37,183 shares; 2018Q3: 34,870 shares; 2018Q4: 27,477 shares; 2019Q1: 23,410 shares; 2019Q2: 24,770 shares; 2019Q3: 25,216 shares 25,216 $935K 0.01% +446 Timeline HQL ABRDN LIFE SCIENCES INVESTOR More: the full row for ABRDN LIFE SCIENCES INVESTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 56,834 shares; 2018Q2: 56,834 shares; 2018Q3: 54,910 shares; 2018Q4: 55,911 shares; 2019Q1: 61,357 shares; 2019Q2: 48,475 shares; 2019Q3: 61,875 shares 61,875 $934K 0.01% +13,400 Timeline EXPD EXPEDITORS INTL WASH INC More: the full row for EXPEDITORS INTL WASH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,477 shares; 2018Q2: 19,477 shares; 2018Q3: 15,473 shares; 2018Q4: 17,846 shares; 2019Q1: 41,311 shares; 2019Q2: 14,123 shares; 2019Q3: 12,561 shares 12,561 $933K 0.01% -1,562 Timeline CCK CROWN HLDGS INC More: the full row for CROWN HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,809 shares; 2018Q2: 1,809 shares; 2018Q3: 558 shares; 2018Q4: 4,269 shares; 2019Q1: 5,067 shares; 2019Q2: 10,497 shares; 2019Q3: 14,107 shares 14,107 $932K 0.01% +3,610 Timeline IYM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 95,681 shares; 2018Q2: 95,681 shares; 2018Q3: 9,055 shares; 2018Q4: 9,511 shares; 2019Q1: 9,488 shares; 2019Q2: 10,445 shares; 2019Q3: 10,106 shares 10,106 $931K 0.01% -339 Timeline PKG PACKAGING CORP AMER More: the full row for PACKAGING CORP AMER Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,699 shares; 2018Q2: 5,699 shares; 2018Q3: 5,244 shares; 2018Q4: 6,810 shares; 2019Q1: 6,842 shares; 2019Q2: 8,210 shares; 2019Q3: 8,772 shares 8,772 $930K 0.01% +562 Timeline KDP KEURIG DR PEPPER INC More: the full row for KEURIG DR PEPPER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,614 shares; 2018Q4: 23,346 shares; 2019Q1: 36,375 shares; 2019Q2: 32,697 shares; 2019Q3: 34,065 shares 34,065 $930K 0.01% +1,368 Timeline JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,187 shares; 2018Q2: 13,187 shares; 2018Q3: 47,947 shares; 2018Q4: 42,064 shares; 2019Q1: 37,713 shares; 2019Q2: 36,387 shares; 2019Q3: 32,973 shares 32,973 $930K 0.01% -3,414 Timeline MOO VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,428 shares; 2018Q2: 19,428 shares; 2018Q3: 17,074 shares; 2018Q4: 15,354 shares; 2019Q1: 14,709 shares; 2019Q2: 14,571 shares; 2019Q3: 14,105 shares 14,105 $929K 0.01% -466 Timeline COR CENCORA INC More: the full row for CENCORA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,625 shares; 2018Q2: 13,625 shares; 2018Q3: 12,039 shares; 2018Q4: 16,786 shares; 2019Q1: 15,001 shares; 2019Q2: 14,933 shares; 2019Q3: 11,247 shares 11,247 $927K 0.01% -3,686 Timeline LW LAMB WESTON HLDGS INC More: the full row for LAMB WESTON HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,769 shares; 2018Q2: 12,769 shares; 2018Q3: 12,286 shares; 2018Q4: 15,208 shares; 2019Q1: 14,883 shares; 2019Q2: 13,371 shares; 2019Q3: 12,736 shares 12,736 $926K 0.01% -635 Timeline FPEI FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,700 shares; 2018Q2: 2,700 shares; 2018Q3: 2,700 shares; 2018Q4: 1,700 shares; 2019Q1: 1,700 shares; 2019Q2: 34,923 shares; 2019Q3: 47,229 shares 47,229 $926K 0.01% +12,306 Timeline NTR NUTRIEN LTD More: the full row for NUTRIEN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,817 shares; 2018Q2: 17,817 shares; 2018Q3: 19,497 shares; 2018Q4: 23,227 shares; 2019Q1: 18,278 shares; 2019Q2: 19,857 shares; 2019Q3: 18,518 shares 18,518 $924K 0.01% -1,339 Timeline CSB VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 17,305 shares; 2019Q1: 17,417 shares; 2019Q2: 18,382 shares; 2019Q3: 20,763 shares 20,763 $923K 0.01% +2,381 Timeline DVYE ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,898 shares; 2018Q2: 39,898 shares; 2018Q3: 31,994 shares; 2018Q4: 19,933 shares; 2019Q1: 24,695 shares; 2019Q2: 24,057 shares; 2019Q3: 24,658 shares 24,658 $922K 0.01% +601 Timeline FTI TECHNIPFMC PLC More: the full row for TECHNIPFMC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,724 shares; 2018Q2: 3,724 shares; 2018Q3: 6,717 shares; 2018Q4: 3,498 shares; 2019Q1: 3,115 shares; 2019Q2: 3,246 shares; 2019Q3: 37,979 shares 37,979 $917K 0.01% +34,733 Timeline SEASPAN CORP SEASPAN CORP More: the full row for SEASPAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 102,204 shares; 2018Q2: 102,204 shares; 2018Q3: 119,179 shares; 2018Q4: 122,208 shares; 2019Q1: 121,479 shares; 2019Q2: 92,713 shares; 2019Q3: 86,020 shares 86,020 $914K 0.01% -6,693 VMRK VIVMARK RESIDENTIAL More: the full row for VIVMARK RESIDENTIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,696 shares; 2018Q2: 13,696 shares; 2018Q3: 6,165 shares; 2018Q4: 10,468 shares; 2019Q1: 10,340 shares; 2019Q2: 10,114 shares; 2019Q3: 10,553 shares 10,553 $911K 0.01% +439 Timeline GNTX GENTEX CORP More: the full row for GENTEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,685 shares; 2018Q2: 12,685 shares; 2018Q3: 9,771 shares; 2018Q4: 7,971 shares; 2019Q1: 30,965 shares; 2019Q2: 30,851 shares; 2019Q3: 33,222 shares 33,222 $911K 0.01% +2,371 Timeline PSLV SPROTT ASSET MANAGEMENT LP More: the full row for SPROTT ASSET MANAGEMENT LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 84,211 shares; 2018Q2: 84,211 shares; 2018Q3: 82,613 shares; 2018Q4: 99,457 shares; 2019Q1: 130,570 shares; 2019Q2: 130,698 shares; 2019Q3: 145,988 shares 145,988 $911K 0.01% +15,290 Timeline BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 155,861 shares; 2018Q2: 155,861 shares; 2018Q3: 179,978 shares; 2018Q4: 172,634 shares; 2019Q1: 179,781 shares; 2019Q2: 174,969 shares; 2019Q3: 181,877 shares 181,877 $911K 0.01% +6,908 EXAS EXACT SCIENCES CORP More: the full row for EXACT SCIENCES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,624 shares; 2018Q2: 4,624 shares; 2018Q3: 6,388 shares; 2018Q4: 6,998 shares; 2019Q1: 7,515 shares; 2019Q2: 8,102 shares; 2019Q3: 10,060 shares 10,060 $910K 0.01% +1,958 Timeline HFRO HIGHLAND OPPS & INCOME FD More: the full row for HIGHLAND OPPS & INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 72,281 shares; 2018Q2: 72,281 shares; 2018Q3: 46,024 shares; 2018Q4: 55,977 shares; 2019Q1: 66,588 shares; 2019Q2: 74,585 shares; 2019Q3: 68,088 shares 68,088 $910K 0.01% -6,497 Timeline ONEV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,928 shares; 2018Q2: 2,928 shares; 2018Q3: 3,439 shares; 2018Q4: 3,449 shares; 2019Q1: 5,389 shares; 2019Q2: 19,786 shares; 2019Q3: 11,149 shares 11,149 $910K 0.01% -8,637 Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 37,158 shares; 2018Q4: 38,060 shares; 2019Q1: 35,573 shares; 2019Q2: 38,398 shares; 2019Q3: 42,436 shares 42,436 $910K 0.01% +4,038 EFT EATON VANCE FLOATING RATE IN More: the full row for EATON VANCE FLOATING RATE IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,563 shares; 2018Q2: 15,563 shares; 2018Q3: 62,935 shares; 2018Q4: 67,480 shares; 2019Q1: 78,653 shares; 2019Q2: 64,483 shares; 2019Q3: 68,814 shares 68,814 $909K 0.01% +4,331 Timeline SIRIUS XM HOLDINGS INC SIRIUS XM HOLDINGS INC More: the full row for SIRIUS XM HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 190,498 shares; 2018Q2: 190,498 shares; 2018Q3: 175,462 shares; 2018Q4: 181,263 shares; 2019Q1: 205,100 shares; 2019Q2: 162,402 shares; 2019Q3: 145,573 shares 145,573 $909K 0.01% -16,829 ERIE ERIE INDTY CO More: the full row for ERIE INDTY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,917 shares; 2018Q2: 3,917 shares; 2018Q3: 3,609 shares; 2018Q4: 4,748 shares; 2019Q1: 5,500 shares; 2019Q2: 5,474 shares; 2019Q3: 4,868 shares 4,868 $903K 0.01% -606 Timeline XCMUX MFS HIGH YIELD MUN TR More: the full row for MFS HIGH YIELD MUN TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62,403 shares; 2018Q2: 62,403 shares; 2018Q3: 102,158 shares; 2018Q4: 118,314 shares; 2019Q1: 125,461 shares; 2019Q2: 173,194 shares; 2019Q3: 192,229 shares 192,229 $902K 0.01% +19,035 Timeline AL AIR LEASE CORP More: the full row for AIR LEASE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,044 shares; 2018Q2: 4,044 shares; 2018Q3: 15,992 shares; 2018Q4: 20,016 shares; 2019Q1: 22,881 shares; 2019Q2: 22,183 shares; 2019Q3: 21,510 shares 21,510 $900K 0.01% -673 Timeline ING ING GROEP N.V. More: the full row for ING GROEP N.V. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,695 shares; 2018Q2: 24,695 shares; 2018Q3: 35,619 shares; 2018Q4: 34,616 shares; 2019Q1: 49,346 shares; 2019Q2: 58,686 shares; 2019Q3: 86,022 shares 86,022 $899K 0.01% +27,336 Timeline VICTORY PORTFOLIOS II VICTORY PORTFOLIOS II More: the full row for VICTORY PORTFOLIOS II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,140 shares; 2018Q2: 7,140 shares; 2018Q3: 21,994 shares; 2018Q4: 24,138 shares; 2019Q1: 33,282 shares; 2019Q2: 28,290 shares; 2019Q3: 28,301 shares 28,301 $899K 0.01% +11 ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 85,530 shares; 2018Q2: 85,530 shares; 2018Q3: 91,989 shares; 2018Q4: 109,890 shares; 2019Q1: 89,832 shares; 2019Q2: 89,906 shares; 2019Q3: 92,203 shares 92,203 $891K 0.01% +2,297 Timeline DWS STRATEGIC MUN INCOME TR DWS STRATEGIC MUN INCOME TR More: the full row for DWS STRATEGIC MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 52,871 shares; 2018Q4: 74,621 shares; 2019Q1: 73,056 shares; 2019Q2: 77,333 shares; 2019Q3: 74,646 shares 74,646 $890K 0.01% -2,687 TPR TAPESTRY INC More: the full row for TAPESTRY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,887 shares; 2018Q2: 27,887 shares; 2018Q3: 13,391 shares; 2018Q4: 13,731 shares; 2019Q1: 13,218 shares; 2019Q2: 28,652 shares; 2019Q3: 34,048 shares 34,048 $887K 0.01% +5,396 Timeline LSAF TWO RDS SHARED TR More: the full row for TWO RDS SHARED TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 29,579 shares; 2019Q2: 35,692 shares; 2019Q3: 35,547 shares 35,547 $886K 0.01% -145 Timeline RY ROYAL BK CDA More: the full row for ROYAL BK CDA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,509 shares; 2018Q2: 14,509 shares; 2018Q3: 14,694 shares; 2018Q4: 15,681 shares; 2019Q1: 11,120 shares; 2019Q2: 9,355 shares; 2019Q3: 10,901 shares 10,901 $885K 0.01% +1,546 Timeline BROOKFIELD GLOBL LISTED INFR BROOKFIELD GLOBL LISTED INFR More: the full row for BROOKFIELD GLOBL LISTED INFR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 44,726 shares; 2018Q2: 44,726 shares; 2018Q3: 44,543 shares; 2018Q4: 46,329 shares; 2019Q1: 42,916 shares; 2019Q2: 46,376 shares; 2019Q3: 64,384 shares 64,384 $884K 0.01% +18,008 HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,393 shares; 2018Q2: 20,393 shares; 2018Q3: 18,566 shares; 2018Q4: 20,811 shares; 2019Q1: 20,325 shares; 2019Q2: 20,562 shares; 2019Q3: 16,476 shares 16,476 $883K 0.01% -4,086 SPMO INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares; 2018Q4: 400 shares; 2019Q1: 1,412 shares; 2019Q2: 3,862 shares; 2019Q3: 21,738 shares 21,738 $882K 0.01% +17,876 Timeline COLONY CAPITAL INC COLONY CAPITAL INC More: the full row for COLONY CAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 325,574 shares; 2018Q4: 251,427 shares; 2019Q1: 246,383 shares; 2019Q2: 228,527 shares; 2019Q3: 146,462 shares 146,462 $882K 0.01% -82,065 CAH CARDINAL HEALTH INC More: the full row for CARDINAL HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,987 shares; 2018Q2: 18,987 shares; 2018Q3: 22,395 shares; 2018Q4: 21,859 shares; 2019Q1: 23,513 shares; 2019Q2: 24,352 shares; 2019Q3: 18,658 shares 18,658 $880K 0.01% -5,694 Timeline TORTOISE ENERGY INFRA CORP TORTOISE ENERGY INFRA CORP More: the full row for TORTOISE ENERGY INFRA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 44,755 shares; 2018Q2: 44,755 shares; 2018Q3: 43,572 shares; 2018Q4: 45,961 shares; 2019Q1: 44,939 shares; 2019Q2: 44,800 shares; 2019Q3: 42,957 shares 42,957 $878K 0.01% -1,843 HDMV FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,972 shares; 2018Q2: 10,972 shares; 2018Q3: 1,973 shares; 2018Q4: 3,239 shares; 2019Q1: 3,371 shares; 2019Q2: 3,171 shares; 2019Q3: 26,383 shares 26,383 $878K 0.01% +23,212 Timeline JMST J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,335 shares; 2019Q3: 17,394 shares 17,394 $877K 0.01% -2,941 Timeline PZT INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7,152 shares; 2018Q4: 34,411 shares; 2019Q1: 34,417 shares; 2019Q2: 34,424 shares; 2019Q3: 34,488 shares 34,488 $877K 0.01% +64 Timeline QQEW FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,748 shares; 2018Q2: 5,748 shares; 2018Q3: 7,352 shares; 2018Q4: 7,355 shares; 2019Q1: 48,130 shares; 2019Q2: 13,876 shares; 2019Q3: 13,186 shares 13,186 $875K 0.01% -690 Timeline SGDJ SPROTT ETF TRUST More: the full row for SPROTT ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 28,566 shares 28,566 $875K 0.01% new Timeline HQH ABRDN HEALTHCARE INVESTORS More: the full row for ABRDN HEALTHCARE INVESTORS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 37,129 shares; 2018Q2: 37,129 shares; 2018Q3: 42,779 shares; 2018Q4: 37,468 shares; 2019Q1: 38,799 shares; 2019Q2: 39,912 shares; 2019Q3: 47,656 shares 47,656 $874K 0.01% +7,744 Timeline HPI HANCOCK JOHN PFD INCOME FD More: the full row for HANCOCK JOHN PFD INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,230 shares; 2018Q2: 9,230 shares; 2018Q3: 9,432 shares; 2018Q4: 14,012 shares; 2019Q1: 19,651 shares; 2019Q2: 21,067 shares; 2019Q3: 36,135 shares 36,135 $872K 0.01% +15,068 Timeline AER AERCAP HOLDINGS NV More: the full row for AERCAP HOLDINGS NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,781 shares; 2018Q2: 15,781 shares; 2018Q3: 12,529 shares; 2018Q4: 15,259 shares; 2019Q1: 16,209 shares; 2019Q2: 16,434 shares; 2019Q3: 15,903 shares 15,903 $871K 0.01% -531 Timeline ISHARES IBONDS DEC 2025 TERM ISHARES IBONDS DEC 2025 TERM More: the full row for ISHARES IBONDS DEC 2025 TERM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,728 shares; 2018Q2: 2,728 shares; 2018Q3: 3,072 shares; 2018Q4: 4,032 shares; 2019Q1: 32,336 shares; 2019Q2: 33,676 shares; 2019Q3: 33,676 shares 33,676 $871K 0.01% 0 SPMB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,168 shares; 2018Q2: 2,168 shares; 2018Q3: 2,920 shares; 2018Q4: 6,608 shares; 2019Q1: 6,832 shares; 2019Q2: 9,959 shares; 2019Q3: 33,098 shares 33,098 $869K 0.01% +23,139 Timeline TLTD FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,627 shares; 2018Q2: 24,627 shares; 2018Q3: 20,406 shares; 2018Q4: 18,975 shares; 2019Q1: 18,463 shares; 2019Q2: 17,261 shares; 2019Q3: 14,427 shares 14,427 $869K 0.01% -2,834 Timeline SHYD VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,282 shares; 2018Q2: 25,282 shares; 2018Q3: 29,100 shares; 2018Q4: 31,754 shares; 2019Q1: 28,650 shares; 2019Q2: 28,330 shares; 2019Q3: 34,449 shares 34,449 $867K 0.01% +6,119 Timeline SA SEABRIDGE GOLD INC More: the full row for SEABRIDGE GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 87,255 shares; 2018Q2: 87,255 shares; 2018Q3: 69,502 shares; 2018Q4: 85,419 shares; 2019Q1: 68,475 shares; 2019Q2: 72,306 shares; 2019Q3: 68,420 shares 68,420 $866K 0.01% -3,886 Timeline DELL DELL TECHNOLOGIES INC More: the full row for DELL TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3,208 shares; 2019Q1: 15,712 shares; 2019Q2: 14,423 shares; 2019Q3: 16,610 shares 16,610 $862K 0.01% +2,187 Timeline AMARIN CORP PLC AMARIN CORP PLC More: the full row for AMARIN CORP PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,060 shares; 2018Q2: 9,060 shares; 2018Q3: 13,210 shares; 2018Q4: 20,082 shares; 2019Q1: 25,593 shares; 2019Q2: 39,455 shares; 2019Q3: 56,864 shares 56,864 $861K 0.01% +17,409 BHR BRAEMAR HOTELS & RESORTS INC More: the full row for BRAEMAR HOTELS & RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 91,309 shares; 2018Q4: 91,234 shares; 2019Q1: 91,210 shares; 2019Q2: 91,210 shares; 2019Q3: 91,174 shares 91,174 $856K 0.01% -36 Timeline SENIOR HSG PPTYS TR SENIOR HSG PPTYS TR More: the full row for SENIOR HSG PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 85,725 shares; 2018Q2: 85,725 shares; 2018Q3: 96,575 shares; 2018Q4: 95,002 shares; 2019Q1: 117,515 shares; 2019Q2: 103,597 shares; 2019Q3: 92,327 shares 92,327 $854K 0.01% -11,270 CSGP COSTAR GROUP INC More: the full row for COSTAR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 619 shares; 2018Q4: 1,244 shares; 2019Q1: 1,399 shares; 2019Q2: 1,546 shares; 2019Q3: 1,442 shares 1,442 $853K 0.01% -104 Timeline XSD SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,357 shares; 2018Q2: 42,357 shares; 2018Q3: 41,183 shares; 2018Q4: 2,794 shares; 2019Q1: 5,444 shares; 2019Q2: 5,057 shares; 2019Q3: 9,491 shares 9,491 $853K 0.01% +4,434 Timeline CMF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,577 shares; 2018Q2: 11,577 shares; 2018Q3: 13,378 shares; 2018Q4: 9,450 shares; 2019Q1: 10,329 shares; 2019Q2: 11,604 shares; 2019Q3: 13,834 shares 13,834 $848K 0.01% +2,230 Timeline LKQ LKQ CORP More: the full row for LKQ CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 40,507 shares; 2018Q2: 40,507 shares; 2018Q3: 23,711 shares; 2018Q4: 29,841 shares; 2019Q1: 32,625 shares; 2019Q2: 30,282 shares; 2019Q3: 26,929 shares 26,929 $846K 0.01% -3,353 Timeline BCS BARCLAYS PLC More: the full row for BARCLAYS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,211 shares; 2018Q2: 38,211 shares; 2018Q3: 22,147 shares; 2018Q4: 64,882 shares; 2019Q1: 73,533 shares; 2019Q2: 99,520 shares; 2019Q3: 115,132 shares 115,132 $845K 0.01% +15,612 Timeline HYI WESTERN ASSET HIGH YIELD OPP More: the full row for WESTERN ASSET HIGH YIELD OPP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62,002 shares; 2018Q2: 62,002 shares; 2018Q3: 62,172 shares; 2018Q4: 62,353 shares; 2019Q1: 59,245 shares; 2019Q2: 57,540 shares; 2019Q3: 55,739 shares 55,739 $845K 0.01% -1,801 Timeline UFOX ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 918 shares; 2019Q2: 21,731 shares; 2019Q3: 34,508 shares 34,508 $845K 0.01% +12,777 Timeline RITM RITHM CAPITAL CORP More: the full row for RITHM CAPITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 39,959 shares; 2018Q2: 39,959 shares; 2018Q3: 34,235 shares; 2018Q4: 82,046 shares; 2019Q1: 94,464 shares; 2019Q2: 44,650 shares; 2019Q3: 53,863 shares 53,863 $843K 0.01% +9,213 Timeline QUS SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 511 shares; 2018Q2: 511 shares; 2018Q3: 4,788 shares; 2018Q4: 2,764 shares; 2019Q1: 2,820 shares; 2019Q2: 4,356 shares; 2019Q3: 9,482 shares 9,482 $842K 0.01% +5,126 Timeline CHW CALAMOS GBL DYN INCOME FUND More: the full row for CALAMOS GBL DYN INCOME FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 105,419 shares; 2018Q2: 105,419 shares; 2018Q3: 102,821 shares; 2018Q4: 96,926 shares; 2019Q1: 103,896 shares; 2019Q2: 107,934 shares; 2019Q3: 107,451 shares 107,451 $840K 0.01% -483 Timeline SPYX SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,959 shares; 2018Q2: 4,959 shares; 2018Q3: 3,104 shares; 2018Q4: 5,449 shares; 2019Q1: 5,527 shares; 2019Q2: 7,513 shares; 2019Q3: 11,529 shares 11,529 $837K 0.01% +4,016 Timeline VWOB VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,652 shares; 2018Q2: 30,652 shares; 2018Q3: 67,388 shares; 2018Q4: 69,199 shares; 2019Q1: 73,014 shares; 2019Q2: 14,537 shares; 2019Q3: 10,359 shares 10,359 $836K 0.01% -4,178 Timeline ALLIANZGI EQUITY & CONV INCO ALLIANZGI EQUITY & CONV INCO More: the full row for ALLIANZGI EQUITY & CONV INCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,620 shares; 2018Q2: 28,620 shares; 2018Q3: 45,453 shares; 2018Q4: 31,926 shares; 2019Q1: 35,581 shares; 2019Q2: 38,385 shares; 2019Q3: 38,749 shares 38,749 $836K 0.01% +364 VMWARE, INC. VMWARE, INC. More: the full row for VMWARE, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,872 shares; 2018Q2: 4,872 shares; 2018Q3: 7,167 shares; 2018Q4: 8,441 shares; 2019Q1: 8,984 shares; 2019Q2: 7,072 shares; 2019Q3: 5,560 shares 5,560 $834K 0.01% -1,512 ALB ALBEMARLE CORP More: the full row for ALBEMARLE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,401 shares; 2018Q2: 27,401 shares; 2018Q3: 23,879 shares; 2018Q4: 17,890 shares; 2019Q1: 18,074 shares; 2019Q2: 11,180 shares; 2019Q3: 11,966 shares 11,966 $832K 0.01% +786 Timeline Concho Resources Inc. Concho Resources Inc. More: the full row for Concho Resources Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,190 shares; 2018Q2: 10,190 shares; 2018Q3: 11,915 shares; 2018Q4: 9,500 shares; 2019Q1: 10,007 shares; 2019Q2: 10,854 shares; 2019Q3: 12,260 shares 12,260 $832K 0.01% +1,406 LEO BNY MELLON STRATEGIC MUNS IN More: the full row for BNY MELLON STRATEGIC MUNS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 87,200 shares; 2019Q3: 96,838 shares 96,838 $831K 0.01% +9,638 Timeline ACAD ACADIA PHARMACEUTICALS INC More: the full row for ACADIA PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,722 shares; 2018Q2: 6,722 shares; 2018Q3: 13,380 shares; 2018Q4: 13,099 shares; 2019Q1: 13,807 shares; 2019Q2: 12,558 shares; 2019Q3: 23,018 shares 23,018 $829K 0.01% +10,460 Timeline EXCHANGE TRADED CONCEPTS TR EXCHANGE TRADED CONCEPTS TR More: the full row for EXCHANGE TRADED CONCEPTS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 48,245 shares; 2018Q2: 48,245 shares; 2018Q3: 45,324 shares; 2018Q4: 29,521 shares; 2019Q1: 29,617 shares; 2019Q2: 43,889 shares; 2019Q3: 46,581 shares 46,581 $829K 0.01% +2,692 IBD NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,774 shares; 2018Q2: 14,774 shares; 2018Q3: 20,039 shares; 2018Q4: 22,017 shares; 2019Q1: 27,351 shares; 2019Q2: 30,194 shares; 2019Q3: 32,231 shares 32,231 $827K 0.01% +2,037 Timeline MEAR ISHARES U S ETF TR More: the full row for ISHARES U S ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,889 shares; 2018Q2: 9,889 shares; 2018Q3: 5,967 shares; 2018Q4: 12,459 shares; 2019Q1: 5,748 shares; 2019Q2: 6,698 shares; 2019Q3: 16,478 shares 16,478 $827K 0.01% +9,780 Timeline BTT BLACKROCK MUN TARGET TERM TR More: the full row for BLACKROCK MUN TARGET TERM TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,047 shares; 2018Q2: 8,047 shares; 2018Q3: 10,589 shares; 2018Q4: 13,337 shares; 2019Q1: 15,140 shares; 2019Q2: 23,445 shares; 2019Q3: 34,950 shares 34,950 $827K 0.01% +11,505 Timeline XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,874 shares; 2018Q2: 29,874 shares; 2018Q3: 45,095 shares; 2018Q4: 44,767 shares; 2019Q1: 45,531 shares; 2019Q2: 53,278 shares; 2019Q3: 69,555 shares 69,555 $827K 0.01% +16,277 Timeline FTGC FIRST TR EXCHANGE TRAD FD VI More: the full row for FIRST TR EXCHANGE TRAD FD VI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,727 shares; 2018Q2: 22,727 shares; 2018Q3: 16,117 shares; 2018Q4: 23,710 shares; 2019Q1: 27,538 shares; 2019Q2: 31,122 shares; 2019Q3: 45,465 shares 45,465 $826K 0.01% +14,343 Timeline NUVEEN FLOATING RATE INCOME… NUVEEN FLOATING RATE INCOME OP More: the full row for NUVEEN FLOATING RATE INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73,784 shares; 2018Q2: 73,784 shares; 2018Q3: 85,336 shares; 2018Q4: 76,944 shares; 2019Q1: 82,161 shares; 2019Q2: 85,909 shares; 2019Q3: 86,553 shares 86,553 $826K 0.01% +644 IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,088 shares; 2018Q2: 8,088 shares; 2018Q3: 11,257 shares; 2018Q4: 15,636 shares; 2019Q1: 15,971 shares; 2019Q2: 32,715 shares; 2019Q3: 40,170 shares 40,170 $825K 0.01% +7,455 Timeline RL RALPH LAUREN CORP More: the full row for RALPH LAUREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,427 shares; 2018Q2: 3,427 shares; 2018Q3: 9,032 shares; 2018Q4: 10,211 shares; 2019Q1: 10,014 shares; 2019Q2: 9,319 shares; 2019Q3: 8,630 shares 8,630 $823K 0.01% -689 Timeline PSL INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,899 shares; 2018Q4: 7,529 shares; 2019Q1: 7,190 shares; 2019Q2: 8,196 shares; 2019Q3: 11,350 shares 11,350 $818K 0.01% +3,154 Timeline NUBD NUSHARES ETF TR More: the full row for NUSHARES ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,783 shares; 2018Q4: 17,504 shares; 2019Q1: 19,400 shares; 2019Q2: 19,668 shares; 2019Q3: 31,838 shares 31,838 $818K 0.01% +12,170 Timeline OGE OGE ENERGY CORP More: the full row for OGE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,498 shares; 2018Q2: 12,498 shares; 2018Q3: 17,544 shares; 2018Q4: 19,588 shares; 2019Q1: 18,811 shares; 2019Q2: 17,718 shares; 2019Q3: 18,016 shares 18,016 $817K 0.01% +298 Timeline SPHB INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10,416 shares; 2018Q4: 9,468 shares; 2019Q1: 823,204 shares; 2019Q2: 7,720 shares; 2019Q3: 19,761 shares 19,761 $817K 0.01% +12,041 Timeline FLQL FRANKLIN TEMPLETON ETF TR More: the full row for FRANKLIN TEMPLETON ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,305 shares; 2019Q1: 1,840 shares; 2019Q2: 21,164 shares; 2019Q3: 24,755 shares 24,755 $817K 0.01% +3,591 Timeline MGA MAGNA INTL INC More: the full row for MAGNA INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,415 shares; 2018Q2: 5,415 shares; 2018Q3: 13,209 shares; 2018Q4: 15,516 shares; 2019Q1: 18,082 shares; 2019Q2: 14,958 shares; 2019Q3: 15,325 shares 15,325 $816K 0.01% +367 Timeline HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,140 shares; 2018Q2: 6,140 shares; 2018Q3: 7,837 shares; 2018Q4: 7,995 shares; 2019Q1: 6,255 shares; 2019Q2: 6,207 shares; 2019Q3: 6,213 shares 6,213 $816K 0.01% +6 Timeline FDD FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 85,865 shares; 2018Q2: 85,865 shares; 2018Q3: 69,558 shares; 2018Q4: 65,491 shares; 2019Q1: 51,370 shares; 2019Q2: 68,205 shares; 2019Q3: 63,990 shares 63,990 $815K 0.01% -4,215 Timeline FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,933 shares; 2018Q2: 16,933 shares; 2018Q3: 17,029 shares; 2018Q4: 16,716 shares; 2019Q1: 25,592 shares; 2019Q2: 30,525 shares; 2019Q3: 30,633 shares 30,633 $815K 0.01% +108 Timeline XNQPX NUVEEN PA INVT QUALITY MUN F More: the full row for NUVEEN PA INVT QUALITY MUN F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,415 shares; 2018Q2: 7,415 shares; 2018Q3: 6,398 shares; 2018Q4: 51,077 shares; 2019Q1: 55,291 shares; 2019Q2: 58,363 shares; 2019Q3: 57,888 shares 57,888 $811K 0.01% -475 Timeline PUI INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,690 shares; 2018Q4: 31,356 shares; 2019Q1: 30,435 shares; 2019Q2: 24,897 shares; 2019Q3: 23,148 shares 23,148 $810K 0.01% -1,749 Timeline GWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 81,180 shares; 2018Q2: 81,180 shares; 2018Q3: 24,845 shares; 2018Q4: 28,794 shares; 2019Q1: 26,535 shares; 2019Q2: 25,504 shares; 2019Q3: 27,494 shares 27,494 $808K 0.01% +1,990 Timeline MFA FINL INC MFA FINL INC More: the full row for MFA FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62,938 shares; 2018Q2: 62,938 shares; 2018Q3: 55,574 shares; 2018Q4: 101,953 shares; 2019Q1: 102,123 shares; 2019Q2: 109,960 shares; 2019Q3: 110,795 shares 110,795 $808K 0.01% +835 SCI SERVICE CORP INTL More: the full row for SERVICE CORP INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,715 shares; 2018Q2: 11,715 shares; 2018Q3: 11,891 shares; 2018Q4: 13,725 shares; 2019Q1: 14,268 shares; 2019Q2: 14,753 shares; 2019Q3: 16,898 shares 16,898 $807K 0.01% +2,145 Timeline WST WEST PHARMACEUTICAL SVSC INC More: the full row for WEST PHARMACEUTICAL SVSC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,956 shares; 2018Q2: 2,956 shares; 2018Q3: 2,518 shares; 2018Q4: 4,821 shares; 2019Q1: 3,445 shares; 2019Q2: 4,029 shares; 2019Q3: 5,694 shares 5,694 $806K 0.01% +1,665 Timeline CSW CSW INDUSTRIALS INC More: the full row for CSW INDUSTRIALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,599 shares; 2018Q2: 22,599 shares; 2018Q3: 15,674 shares; 2018Q4: 11,674 shares; 2019Q1: 11,674 shares; 2019Q2: 11,676 shares; 2019Q3: 11,677 shares 11,677 $806K 0.01% +1 Timeline GRC GORMAN RUPP CO More: the full row for GORMAN RUPP CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,629 shares; 2018Q2: 2,629 shares; 2018Q3: 14,836 shares; 2018Q4: 20,925 shares; 2019Q1: 21,425 shares; 2019Q2: 22,082 shares; 2019Q3: 23,111 shares 23,111 $804K 0.01% +1,029 Timeline ALE ALLETE INC More: the full row for ALLETE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,973 shares; 2018Q2: 13,973 shares; 2018Q3: 13,348 shares; 2018Q4: 14,155 shares; 2019Q1: 13,803 shares; 2019Q2: 10,451 shares; 2019Q3: 9,198 shares 9,198 $804K 0.01% -1,253 Timeline IYE ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73,462 shares; 2018Q2: 73,462 shares; 2018Q3: 45,934 shares; 2018Q4: 41,621 shares; 2019Q1: 37,349 shares; 2019Q2: 36,702 shares; 2019Q3: 25,132 shares 25,132 $797K 0.01% -11,570 Timeline PJP INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 11,921 shares; 2018Q4: 11,880 shares; 2019Q1: 11,180 shares; 2019Q2: 14,582 shares; 2019Q3: 14,028 shares 14,028 $795K 0.01% -554 Timeline VONV VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,157 shares; 2018Q2: 2,157 shares; 2018Q3: 1,324 shares; 2018Q4: 4,769 shares; 2019Q1: 5,690 shares; 2019Q2: 7,713 shares; 2019Q3: 7,066 shares 7,066 $794K 0.01% -647 Timeline NEW YORK COMMUNITY BANCORP NEW YORK COMMUNITY BANCORP More: the full row for NEW YORK COMMUNITY BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 64,190 shares; 2018Q2: 64,190 shares; 2018Q3: 72,781 shares; 2018Q4: 74,362 shares; 2019Q1: 86,056 shares; 2019Q2: 75,688 shares; 2019Q3: 63,183 shares 63,183 $794K 0.01% -12,505 SIX FLAGS ENTERTAINMENT CORP SIX FLAGS ENTERTAINMENT CORP More: the full row for SIX FLAGS ENTERTAINMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,088 shares; 2018Q2: 10,088 shares; 2018Q3: 10,588 shares; 2018Q4: 18,017 shares; 2019Q1: 18,746 shares; 2019Q2: 16,894 shares; 2019Q3: 15,612 shares 15,612 $793K 0.01% -1,282 SPTI SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,910 shares; 2018Q2: 12,910 shares; 2018Q3: 11,293 shares; 2018Q4: 23,922 shares; 2019Q1: 7,345 shares; 2019Q2: 502,213 shares; 2019Q3: 25,301 shares 25,301 $792K 0.01% -476,912 Timeline FNB F N B CORP More: the full row for F N B CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,719 shares; 2018Q2: 10,719 shares; 2018Q3: 4,470 shares; 2018Q4: 60,838 shares; 2019Q1: 28,451 shares; 2019Q2: 71,748 shares; 2019Q3: 68,545 shares 68,545 $790K 0.01% -3,203 Timeline FTHI FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,921 shares; 2018Q2: 17,921 shares; 2018Q3: 22,999 shares; 2018Q4: 29,730 shares; 2019Q1: 26,627 shares; 2019Q2: 32,300 shares; 2019Q3: 35,091 shares 35,091 $789K 0.01% +2,791 Timeline NFG NATIONAL FUEL GAS CO More: the full row for NATIONAL FUEL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,623 shares; 2018Q2: 15,623 shares; 2018Q3: 17,673 shares; 2018Q4: 18,139 shares; 2019Q1: 14,328 shares; 2019Q2: 14,983 shares; 2019Q3: 16,845 shares 16,845 $788K 0.01% +1,862 Timeline FNDE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,222 shares; 2018Q2: 16,222 shares; 2018Q3: 18,922 shares; 2018Q4: 17,308 shares; 2019Q1: 23,959 shares; 2019Q2: 23,116 shares; 2019Q3: 28,726 shares 28,726 $787K 0.01% +5,610 Timeline AVAV AEROVIRONMENT INC More: the full row for AEROVIRONMENT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,679 shares; 2018Q2: 11,679 shares; 2018Q3: 11,937 shares; 2018Q4: 11,667 shares; 2019Q1: 11,517 shares; 2019Q2: 13,589 shares; 2019Q3: 14,692 shares 14,692 $787K 0.01% +1,103 Timeline IEX IDEX CORP More: the full row for IDEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,227 shares; 2018Q2: 7,227 shares; 2018Q3: 6,756 shares; 2018Q4: 6,366 shares; 2019Q1: 4,112 shares; 2019Q2: 3,963 shares; 2019Q3: 4,791 shares 4,791 $786K 0.01% +828 Timeline ASHFORD INC ASHFORD INC More: the full row for ASHFORD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 68 shares; 2018Q2: 68 shares; 2018Q3: 32,487 shares; 2018Q4: 32,487 shares; 2019Q1: 32,441 shares; 2019Q2: 32,441 shares; 2019Q3: 32,441 shares 32,441 $786K 0.01% 0 IYK ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,058 shares; 2018Q2: 5,058 shares; 2018Q3: 5,740 shares; 2018Q4: 5,521 shares; 2019Q1: 5,752 shares; 2019Q2: 4,853 shares; 2019Q3: 6,203 shares 6,203 $785K 0.01% +1,350 Timeline OMFL INVESCO EXCH TRD SLF IDX FD More: the full row for INVESCO EXCH TRD SLF IDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 17,231 shares; 2019Q3: 25,275 shares 25,275 $785K 0.01% +8,044 Timeline SLACK TECHNOLOGIES INC SLACK TECHNOLOGIES INC More: the full row for SLACK TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,490 shares; 2019Q3: 33,077 shares 33,077 $785K 0.01% +21,587 SONY SONY GROUP CORP More: the full row for SONY GROUP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,388 shares; 2018Q2: 9,388 shares; 2018Q3: 12,670 shares; 2018Q4: 14,408 shares; 2019Q1: 11,777 shares; 2019Q2: 11,253 shares; 2019Q3: 13,219 shares 13,219 $783K 0.01% +1,966 Timeline JPUS J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,979 shares; 2018Q2: 9,979 shares; 2018Q3: 8,999 shares; 2018Q4: 9,854 shares; 2019Q1: 10,549 shares; 2019Q2: 11,603 shares; 2019Q3: 10,300 shares 10,300 $782K 0.01% -1,303 Timeline ROM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,020 shares; 2018Q2: 4,020 shares; 2018Q3: 7,664 shares; 2018Q4: 7,260 shares; 2019Q1: 7,124 shares; 2019Q2: 6,878 shares; 2019Q3: 6,347 shares 6,347 $782K 0.01% -531 Timeline MKTX MARKETAXESS HLDGS INC More: the full row for MARKETAXESS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 322 shares; 2018Q2: 322 shares; 2018Q3: 283 shares; 2018Q4: 1,846 shares; 2019Q1: 2,076 shares; 2019Q2: 1,978 shares; 2019Q3: 2,383 shares 2,383 $779K 0.01% +405 Timeline PBW INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 16,376 shares; 2018Q4: 20,768 shares; 2019Q1: 24,699 shares; 2019Q2: 24,025 shares; 2019Q3: 26,600 shares 26,600 $777K 0.01% +2,575 Timeline RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 46,311 shares; 2018Q2: 46,311 shares; 2018Q3: 39,700 shares; 2018Q4: 53,450 shares; 2019Q1: 58,108 shares; 2019Q2: 63,750 shares; 2019Q3: 56,366 shares 56,366 $776K 0.01% -7,384 Timeline SPH SUBURBAN PROPANE PARTNERS L More: the full row for SUBURBAN PROPANE PARTNERS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,573 shares; 2018Q2: 35,573 shares; 2018Q3: 31,999 shares; 2018Q4: 55,673 shares; 2019Q1: 49,454 shares; 2019Q2: 48,975 shares; 2019Q3: 32,788 shares 32,788 $775K 0.01% -16,187 Timeline NWN NORTHWEST NAT HLDG CO More: the full row for NORTHWEST NAT HLDG CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9,062 shares; 2019Q1: 9,772 shares; 2019Q2: 12,956 shares; 2019Q3: 10,835 shares 10,835 $773K 0.01% -2,121 Timeline DLTR DOLLAR TREE INC More: the full row for DOLLAR TREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,594 shares; 2018Q2: 7,594 shares; 2018Q3: 8,324 shares; 2018Q4: 8,380 shares; 2019Q1: 7,206 shares; 2019Q2: 7,111 shares; 2019Q3: 6,777 shares 6,777 $772K 0.01% -334 Timeline INCY INCYTE CORP More: the full row for INCYTE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,461 shares; 2018Q2: 3,461 shares; 2018Q3: 2,827 shares; 2018Q4: 3,426 shares; 2019Q1: 4,068 shares; 2019Q2: 3,913 shares; 2019Q3: 10,395 shares 10,395 $771K 0.01% +6,482 Timeline LEG LEGGETT & PLATT INC More: the full row for LEGGETT & PLATT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,134 shares; 2018Q2: 15,134 shares; 2018Q3: 16,749 shares; 2018Q4: 16,333 shares; 2019Q1: 17,014 shares; 2019Q2: 18,558 shares; 2019Q3: 18,810 shares 18,810 $770K 0.01% +252 Timeline KTF DWS MUN INCOME TR More: the full row for DWS MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 53,949 shares; 2018Q4: 49,407 shares; 2019Q1: 62,820 shares; 2019Q2: 63,254 shares; 2019Q3: 66,395 shares 66,395 $770K 0.01% +3,141 Timeline MIDD MIDDLEBY CORP More: the full row for MIDDLEBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,997 shares; 2018Q2: 8,997 shares; 2018Q3: 5,818 shares; 2018Q4: 6,318 shares; 2019Q1: 7,093 shares; 2019Q2: 8,055 shares; 2019Q3: 6,564 shares 6,564 $768K 0.01% -1,491 Timeline EME EMCOR GROUP INC More: the full row for EMCOR GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,824 shares; 2018Q2: 10,824 shares; 2018Q3: 9,888 shares; 2018Q4: 9,458 shares; 2019Q1: 8,743 shares; 2019Q2: 8,684 shares; 2019Q3: 8,897 shares 8,897 $766K 0.01% +213 Timeline HSBC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,257 shares; 2018Q2: 22,257 shares; 2018Q3: 17,089 shares; 2018Q4: 22,356 shares; 2019Q1: 21,736 shares; 2019Q2: 23,242 shares; 2019Q3: 19,996 shares 19,996 $766K 0.01% -3,246 Timeline EMN EASTMAN CHEM CO More: the full row for EASTMAN CHEM CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,428 shares; 2018Q2: 27,428 shares; 2018Q3: 25,612 shares; 2018Q4: 27,031 shares; 2019Q1: 9,374 shares; 2019Q2: 10,645 shares; 2019Q3: 10,355 shares 10,355 $765K 0.01% -290 Timeline INVESCO EXCH TRD SLF IDX FD INVESCO EXCH TRD SLF IDX FD More: the full row for INVESCO EXCH TRD SLF IDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,300 shares; 2019Q1: 15,630 shares; 2019Q2: 21,168 shares; 2019Q3: 29,119 shares 29,119 $764K 0.01% +7,951 BGS B & G FOODS INC More: the full row for B & G FOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,877 shares; 2018Q2: 19,877 shares; 2018Q3: 20,177 shares; 2018Q4: 20,738 shares; 2019Q1: 25,255 shares; 2019Q2: 41,364 shares; 2019Q3: 40,358 shares 40,358 $763K 0.01% -1,006 Timeline JPEM J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,517 shares; 2018Q2: 7,517 shares; 2018Q3: 8,786 shares; 2018Q4: 11,317 shares; 2019Q1: 14,340 shares; 2019Q2: 15,977 shares; 2019Q3: 14,546 shares 14,546 $763K 0.01% -1,431 Timeline EQC EQUITY COMMONWEALTH More: the full row for EQUITY COMMONWEALTH Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,171 shares; 2018Q2: 2,171 shares; 2018Q3: 5,520 shares; 2018Q4: 7,760 shares; 2019Q1: 9,563 shares; 2019Q2: 15,553 shares; 2019Q3: 22,273 shares 22,273 $763K 0.01% +6,720 Timeline PIMCO ETF TR PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 77,981 shares; 2018Q2: 77,981 shares; 2018Q3: 103,196 shares; 2018Q4: 100,530 shares; 2019Q1: 40,362 shares; 2019Q2: 15,206 shares; 2019Q3: 14,926 shares 14,926 $760K 0.01% -280 PHM PULTE GROUP INC More: the full row for PULTE GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,005 shares; 2018Q2: 17,005 shares; 2018Q3: 15,308 shares; 2018Q4: 28,117 shares; 2019Q1: 27,690 shares; 2019Q2: 21,024 shares; 2019Q3: 20,735 shares 20,735 $758K 0.01% -289 Timeline PSI INVESCO EXCHANGE TRADED FD T More: the full row for INVESCO EXCHANGE TRADED FD T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 23,497 shares; 2018Q4: 12,964 shares; 2019Q1: 14,058 shares; 2019Q2: 12,312 shares; 2019Q3: 13,055 shares 13,055 $755K 0.01% +743 Timeline MTD METTLER TOLEDO INTERNATIONAL More: the full row for METTLER TOLEDO INTERNATIONAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 721 shares; 2018Q2: 721 shares; 2018Q3: 623 shares; 2018Q4: 1,248 shares; 2019Q1: 1,438 shares; 2019Q2: 1,286 shares; 2019Q3: 1,067 shares 1,067 $752K 0.01% -219 Timeline PROSHARES TR PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,740 shares; 2018Q2: 21,740 shares; 2018Q3: 17,101 shares; 2018Q4: 13,596 shares; 2019Q1: 18,734 shares; 2019Q2: 29,979 shares; 2019Q3: 27,131 shares 27,131 $752K 0.01% -2,848 ESQ ESQUIRE FINL HLDGS INC More: the full row for ESQUIRE FINL HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 20,485 shares; 2018Q4: 20,300 shares; 2019Q1: 22,300 shares; 2019Q2: 20,300 shares; 2019Q3: 30,300 shares 30,300 $751K 0.01% +10,000 Timeline PSF COHEN & STEERS SELECT PFD & More: the full row for COHEN & STEERS SELECT PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 49,769 shares; 2018Q2: 49,769 shares; 2018Q3: 51,904 shares; 2018Q4: 51,121 shares; 2019Q1: 55,427 shares; 2019Q2: 51,484 shares; 2019Q3: 25,378 shares 25,378 $750K 0.01% -26,106 Timeline BURL BURLINGTON STORES INC More: the full row for BURLINGTON STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,892 shares; 2018Q2: 3,892 shares; 2018Q3: 2,548 shares; 2018Q4: 3,812 shares; 2019Q1: 4,514 shares; 2019Q2: 3,659 shares; 2019Q3: 3,757 shares 3,757 $749K 0.01% +98 Timeline CYBERARK SOFTWARE LTD/ISRAEL CYBERARK SOFTWARE LTD/ISRAEL More: the full row for CYBERARK SOFTWARE LTD/ISRAEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,085 shares; 2018Q2: 2,085 shares; 2018Q3: 25,668 shares; 2018Q4: 27,250 shares; 2019Q1: 30,245 shares; 2019Q2: 29,864 shares; 2019Q3: 7,506 shares 7,506 $748K 0.01% -22,358 PDX PIMCO DYNAMIC INCOME STRATEG More: the full row for PIMCO DYNAMIC INCOME STRATEG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 41,097 shares; 2019Q2: 35,208 shares; 2019Q3: 42,729 shares 42,729 $748K 0.01% +7,521 Timeline GUGGENHEIM ENHANCED EQUITY I GUGGENHEIM ENHANCED EQUITY I More: the full row for GUGGENHEIM ENHANCED EQUITY I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 93,901 shares; 2018Q2: 93,901 shares; 2018Q3: 87,357 shares; 2018Q4: 81,881 shares; 2019Q1: 83,883 shares; 2019Q2: 93,660 shares; 2019Q3: 96,125 shares 96,125 $748K 0.01% +2,465 FTSD FRANKLIN ETF TR More: the full row for FRANKLIN ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,633 shares; 2018Q2: 4,633 shares; 2018Q3: 8,013 shares; 2018Q4: 7,943 shares; 2019Q1: 7,693 shares; 2019Q2: 8,050 shares; 2019Q3: 7,912 shares 7,912 $747K 0.01% -138 Timeline XAODX ABRDN TOTAL DYNAMIC DIVIDEND More: the full row for ABRDN TOTAL DYNAMIC DIVIDEND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 24,383 shares; 2018Q4: 87,293 shares; 2019Q1: 86,142 shares; 2019Q2: 94,944 shares; 2019Q3: 89,542 shares 89,542 $746K 0.01% -5,402 Timeline WELLS FARGO & CO WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 430 shares; 2018Q2: 430 shares; 2018Q3: 469 shares; 2018Q4: 427 shares; 2019Q1: 427 shares; 2019Q2: 427 shares; 2019Q3: 490 shares 490 $746K 0.01% +63 MTN VAIL RESORTS INC More: the full row for VAIL RESORTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,499 shares; 2018Q2: 2,499 shares; 2018Q3: 2,389 shares; 2018Q4: 2,435 shares; 2019Q1: 2,304 shares; 2019Q2: 3,159 shares; 2019Q3: 3,267 shares 3,267 $744K 0.01% +108 Timeline SDVY FIRST TR EXCHANGE TRADED FD More: the full row for FIRST TR EXCHANGE TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,358 shares; 2018Q4: 2,601 shares; 2019Q1: 13,320 shares; 2019Q2: 23,070 shares; 2019Q3: 36,655 shares 36,655 $744K 0.01% +13,585 Timeline IVOG VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,780 shares; 2018Q2: 4,780 shares; 2018Q3: 5,665 shares; 2018Q4: 5,609 shares; 2019Q1: 5,674 shares; 2019Q2: 5,731 shares; 2019Q3: 5,337 shares 5,337 $744K 0.01% -394 Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,424 shares; 2018Q2: 29,424 shares; 2018Q3: 25,613 shares; 2018Q4: 22,350 shares; 2019Q1: 38,491 shares; 2019Q2: 28,703 shares; 2019Q3: 32,054 shares 32,054 $742K 0.01% +3,351 Timeline EEMS ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 258 shares; 2018Q2: 258 shares; 2018Q3: 250 shares; 2018Q4: 20,298 shares; 2019Q1: 20,154 shares; 2019Q2: 19,695 shares; 2019Q3: 17,624 shares 17,624 $742K 0.01% -2,071 Timeline XSCDX LMP CAP & INCOME FD INC More: the full row for LMP CAP & INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 45,259 shares; 2018Q2: 45,259 shares; 2018Q3: 46,422 shares; 2018Q4: 47,305 shares; 2019Q1: 50,228 shares; 2019Q2: 52,706 shares; 2019Q3: 52,550 shares 52,550 $742K 0.01% -156 Timeline BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME FUN More: the full row for BLACKROCK MUNICIPAL INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,325 shares; 2018Q2: 34,325 shares; 2018Q3: 24,676 shares; 2018Q4: 42,445 shares; 2019Q1: 53,153 shares; 2019Q2: 51,979 shares; 2019Q3: 52,195 shares 52,195 $741K 0.01% +216 KBWY INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 25,469 shares; 2018Q4: 24,901 shares; 2019Q1: 26,133 shares; 2019Q2: 26,786 shares; 2019Q3: 23,725 shares 23,725 $741K 0.01% -3,061 Timeline UBCP UNITED BANCORP INC OHIO More: the full row for UNITED BANCORP INC OHIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 57,862 shares; 2018Q2: 57,862 shares; 2018Q3: 57,898 shares; 2018Q4: 65,426 shares; 2019Q1: 66,120 shares; 2019Q2: 66,764 shares; 2019Q3: 66,427 shares 66,427 $741K 0.01% -337 Timeline BLUEROCK RESIDENTIAL GWT REI BLUEROCK RESIDENTIAL GWT REI More: the full row for BLUEROCK RESIDENTIAL GWT REI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,415 shares; 2018Q2: 15,415 shares; 2018Q3: 9,450 shares; 2018Q4: 10,772 shares; 2019Q1: 62,576 shares; 2019Q2: 59,999 shares; 2019Q3: 62,895 shares 62,895 $741K 0.01% +2,896 ESS ESSEX PPTY TR INC More: the full row for ESSEX PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,709 shares; 2018Q2: 1,709 shares; 2018Q3: 1,597 shares; 2018Q4: 1,654 shares; 2019Q1: 1,677 shares; 2019Q2: 1,955 shares; 2019Q3: 2,262 shares 2,262 $739K 0.01% +307 Timeline EOS EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,598 shares; 2018Q2: 34,598 shares; 2018Q3: 42,459 shares; 2018Q4: 41,718 shares; 2019Q1: 45,907 shares; 2019Q2: 44,599 shares; 2019Q3: 44,307 shares 44,307 $737K 0.01% -292 Timeline SEIC SEI INVTS CO More: the full row for SEI INVTS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,030 shares; 2018Q2: 17,030 shares; 2018Q3: 15,519 shares; 2018Q4: 14,048 shares; 2019Q1: 12,769 shares; 2019Q2: 12,832 shares; 2019Q3: 12,421 shares 12,421 $736K 0.01% -411 Timeline VICR VICOR CORP More: the full row for VICOR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,712 shares; 2018Q2: 34,712 shares; 2018Q3: 25,667 shares; 2018Q4: 25,367 shares; 2019Q1: 25,332 shares; 2019Q2: 24,932 shares; 2019Q3: 24,932 shares 24,932 $736K 0.01% 0 Timeline CREDIT SUISSE GROUP-ADR CREDIT SUISSE GROUP-ADR More: the full row for CREDIT SUISSE GROUP-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,175 shares; 2018Q2: 32,175 shares; 2018Q3: 10,638 shares; 2018Q4: 42,783 shares; 2019Q1: 50,755 shares; 2019Q2: 61,583 shares; 2019Q3: 60,269 shares 60,269 $736K 0.01% -1,314 QNST QUINSTREET INC More: the full row for QUINSTREET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 82,950 shares; 2018Q2: 82,950 shares; 2018Q3: 82,950 shares; 2018Q4: 75,748 shares; 2019Q1: 59,248 shares; 2019Q2: 59,196 shares; 2019Q3: 58,452 shares 58,452 $736K 0.01% -744 Timeline ALLIANZGI DIVIDEND INT & PRM ALLIANZGI DIVIDEND INT & PRM More: the full row for ALLIANZGI DIVIDEND INT & PRM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 43,404 shares; 2018Q2: 43,404 shares; 2018Q3: 21,849 shares; 2018Q4: 55,861 shares; 2019Q1: 58,116 shares; 2019Q2: 62,366 shares; 2019Q3: 59,945 shares 59,945 $733K 0.01% -2,421 IYT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,272 shares; 2018Q2: 9,272 shares; 2018Q3: 7,411 shares; 2018Q4: 3,157 shares; 2019Q1: 3,090 shares; 2019Q2: 3,270 shares; 2019Q3: 3,939 shares 3,939 $733K 0.01% +669 Timeline GWRE GUIDEWIRE SOFTWARE INC More: the full row for GUIDEWIRE SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,045 shares; 2018Q2: 6,045 shares; 2018Q3: 6,329 shares; 2018Q4: 6,818 shares; 2019Q1: 6,122 shares; 2019Q2: 6,392 shares; 2019Q3: 6,956 shares 6,956 $731K 0.01% +564 Timeline MDU MDU RES GROUP INC More: the full row for MDU RES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 33,315 shares; 2018Q2: 33,315 shares; 2018Q3: 23,935 shares; 2018Q4: 26,101 shares; 2019Q1: 24,134 shares; 2019Q2: 26,851 shares; 2019Q3: 25,832 shares 25,832 $728K 0.01% -1,019 Timeline WAT WATERS CORP More: the full row for WATERS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,047 shares; 2018Q2: 3,047 shares; 2018Q3: 4,044 shares; 2018Q4: 3,275 shares; 2019Q1: 3,562 shares; 2019Q2: 2,672 shares; 2019Q3: 3,259 shares 3,259 $727K 0.01% +587 Timeline CARA THERAPEUTICS INC CARA THERAPEUTICS INC More: the full row for CARA THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,674 shares; 2018Q2: 3,674 shares; 2018Q3: 10,948 shares; 2018Q4: 38,033 shares; 2019Q1: 44,131 shares; 2019Q2: 43,247 shares; 2019Q3: 39,720 shares 39,720 $726K 0.01% -3,527 NORDSTROM INC NORDSTROM INC More: the full row for NORDSTROM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,130 shares; 2018Q2: 25,130 shares; 2018Q3: 34,837 shares; 2018Q4: 37,032 shares; 2019Q1: 23,700 shares; 2019Q2: 23,560 shares; 2019Q3: 21,548 shares 21,548 $724K <0.01% -2,012 QABA FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47,018 shares; 2018Q2: 47,018 shares; 2018Q3: 20,836 shares; 2018Q4: 19,133 shares; 2019Q1: 15,663 shares; 2019Q2: 14,284 shares; 2019Q3: 15,126 shares 15,126 $724K <0.01% +842 Timeline HEXO CORP HEXO CORP More: the full row for HEXO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6,432 shares; 2019Q2: 19,867 shares; 2019Q3: 182,786 shares 182,786 $724K <0.01% +162,919 XNROX NEUBERGER R/EST SECS INC FD More: the full row for NEUBERGER R/EST SECS INC FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 94,103 shares; 2018Q2: 94,103 shares; 2018Q3: 130,784 shares; 2018Q4: 101,916 shares; 2019Q1: 107,130 shares; 2019Q2: 106,696 shares; 2019Q3: 127,536 shares 127,536 $723K <0.01% +20,840 Timeline Blackrock 2022 Global In Blackrock 2022 Global In More: the full row for Blackrock 2022 Global In Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 70,033 shares; 2018Q2: 70,033 shares; 2018Q3: 69,901 shares; 2018Q4: 71,145 shares; 2019Q1: 72,360 shares; 2019Q2: 73,548 shares; 2019Q3: 74,722 shares 74,722 $718K <0.01% +1,174 SMLV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,671 shares; 2018Q2: 2,671 shares; 2018Q3: 3,441 shares; 2018Q4: 4,998 shares; 2019Q1: 6,561 shares; 2019Q2: 6,918 shares; 2019Q3: 7,552 shares 7,552 $717K <0.01% +634 Timeline MARVELL TECHNOLOGY GROUP LTD MARVELL TECHNOLOGY GROUP LTD More: the full row for MARVELL TECHNOLOGY GROUP LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,327 shares; 2018Q2: 7,327 shares; 2018Q3: 9,028 shares; 2018Q4: 11,472 shares; 2019Q1: 13,751 shares; 2019Q2: 17,336 shares; 2019Q3: 28,676 shares 28,676 $716K <0.01% +11,340 CBRL CRACKER BARREL OLD CTRY STOR More: the full row for CRACKER BARREL OLD CTRY STOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,341 shares; 2018Q2: 4,341 shares; 2018Q3: 4,935 shares; 2018Q4: 4,936 shares; 2019Q1: 5,043 shares; 2019Q2: 4,910 shares; 2019Q3: 4,398 shares 4,398 $715K <0.01% -512 Timeline CMA COMERICA INC More: the full row for COMERICA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,701 shares; 2018Q2: 15,701 shares; 2018Q3: 16,620 shares; 2018Q4: 17,261 shares; 2019Q1: 12,385 shares; 2019Q2: 12,349 shares; 2019Q3: 10,813 shares 10,813 $714K <0.01% -1,536 Timeline MSEX MIDDLESEX WTR CO More: the full row for MIDDLESEX WTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,126 shares; 2018Q2: 9,126 shares; 2018Q3: 8,068 shares; 2018Q4: 10,530 shares; 2019Q1: 10,669 shares; 2019Q2: 11,143 shares; 2019Q3: 10,999 shares 10,999 $714K <0.01% -144 Timeline MILLER HOWARD HIGH INC EQTY MILLER HOWARD HIGH INC EQTY More: the full row for MILLER HOWARD HIGH INC EQTY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 54,488 shares; 2018Q2: 54,488 shares; 2018Q3: 54,440 shares; 2018Q4: 57,294 shares; 2019Q1: 58,347 shares; 2019Q2: 63,448 shares; 2019Q3: 65,533 shares 65,533 $714K <0.01% +2,085 AAP ADVANCE AUTO PARTS INC More: the full row for ADVANCE AUTO PARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,099 shares; 2018Q2: 6,099 shares; 2018Q3: 3,432 shares; 2018Q4: 3,431 shares; 2019Q1: 3,562 shares; 2019Q2: 4,127 shares; 2019Q3: 4,315 shares 4,315 $713K <0.01% +188 Timeline FNF FIDELITY NATL FINL INC More: the full row for FIDELITY NATL FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,607 shares; 2018Q2: 18,607 shares; 2018Q3: 18,766 shares; 2018Q4: 16,181 shares; 2019Q1: 15,164 shares; 2019Q2: 15,688 shares; 2019Q3: 16,039 shares 16,039 $712K <0.01% +351 Timeline DIEM FRANKLIN TEMPLETON ETF TR More: the full row for FRANKLIN TEMPLETON ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,609 shares; 2018Q2: 15,609 shares; 2018Q3: 18,391 shares; 2018Q4: 18,767 shares; 2019Q1: 25,401 shares; 2019Q2: 24,814 shares; 2019Q3: 24,606 shares 24,606 $712K <0.01% -208 Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 58,332 shares; 2018Q2: 58,332 shares; 2018Q3: 75,181 shares; 2018Q4: 64,405 shares; 2019Q1: 46,630 shares; 2019Q2: 57,943 shares; 2019Q3: 70,872 shares 70,872 $709K <0.01% +12,929 Timeline SBR SABINE RTY TR More: the full row for SABINE RTY TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,922 shares; 2018Q2: 13,922 shares; 2018Q3: 12,468 shares; 2018Q4: 12,657 shares; 2019Q1: 12,453 shares; 2019Q2: 12,459 shares; 2019Q3: 16,324 shares 16,324 $709K <0.01% +3,865 Timeline JRI NUVEEN REAL ASSET INCOME & G More: the full row for NUVEEN REAL ASSET INCOME & G Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,582 shares; 2018Q2: 25,582 shares; 2018Q3: 20,541 shares; 2018Q4: 27,738 shares; 2019Q1: 32,290 shares; 2019Q2: 34,679 shares; 2019Q3: 40,392 shares 40,392 $708K <0.01% +5,713 Timeline CRUS CIRRUS LOGIC INC More: the full row for CIRRUS LOGIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,116 shares; 2018Q2: 11,116 shares; 2018Q3: 11,931 shares; 2018Q4: 12,775 shares; 2019Q1: 14,091 shares; 2019Q2: 13,869 shares; 2019Q3: 13,176 shares 13,176 $707K <0.01% -693 Timeline GW PHARMACEUTICALS PLC GW PHARMACEUTICALS PLC More: the full row for GW PHARMACEUTICALS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,057 shares; 2018Q2: 3,057 shares; 2018Q3: 3,610 shares; 2018Q4: 4,112 shares; 2019Q1: 4,535 shares; 2019Q2: 5,049 shares; 2019Q3: 6,143 shares 6,143 $707K <0.01% +1,094 CBOE CBOE GLOBAL MKTS INC More: the full row for CBOE GLOBAL MKTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,429 shares; 2018Q2: 5,429 shares; 2018Q3: 2,920 shares; 2018Q4: 8,218 shares; 2019Q1: 8,015 shares; 2019Q2: 6,571 shares; 2019Q3: 6,143 shares 6,143 $706K <0.01% -428 Timeline ILCV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,567 shares; 2018Q2: 2,567 shares; 2018Q3: 2,462 shares; 2018Q4: 2,468 shares; 2019Q1: 5,537 shares; 2019Q2: 8,304 shares; 2019Q3: 6,396 shares 6,396 $706K <0.01% -1,908 Timeline BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 69,343 shares; 2018Q2: 69,343 shares; 2018Q3: 83,278 shares; 2018Q4: 95,786 shares; 2019Q1: 95,932 shares; 2019Q2: 104,882 shares; 2019Q3: 94,279 shares 94,279 $706K <0.01% -10,603 Timeline CQQQ INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 11,808 shares; 2018Q4: 6,264 shares; 2019Q1: 10,359 shares; 2019Q2: 12,474 shares; 2019Q3: 15,444 shares 15,444 $706K <0.01% +2,970 Timeline DCI DONALDSON INC More: the full row for DONALDSON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,075 shares; 2018Q2: 9,075 shares; 2018Q3: 8,768 shares; 2018Q4: 8,970 shares; 2019Q1: 10,498 shares; 2019Q2: 12,521 shares; 2019Q3: 13,518 shares 13,518 $704K <0.01% +997 Timeline JKHY HENRY JACK & ASSOC INC More: the full row for HENRY JACK & ASSOC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,711 shares; 2018Q2: 14,711 shares; 2018Q3: 14,825 shares; 2018Q4: 13,519 shares; 2019Q1: 13,924 shares; 2019Q2: 5,464 shares; 2019Q3: 4,814 shares 4,814 $703K <0.01% -650 Timeline IAI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,081 shares; 2018Q2: 10,081 shares; 2018Q3: 1,177 shares; 2018Q4: 1,177 shares; 2019Q1: 6,823 shares; 2019Q2: 8,053 shares; 2019Q3: 10,895 shares 10,895 $701K <0.01% +2,842 Timeline DIAL COLUMBIA ETF TR I More: the full row for COLUMBIA ETF TR I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 38,916 shares; 2019Q1: 38,916 shares; 2019Q2: 36,916 shares; 2019Q3: 33,581 shares 33,581 $698K <0.01% -3,335 Timeline SVC SERVICE PPTYS TR More: the full row for SERVICE PPTYS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 27,025 shares 27,025 $697K <0.01% new Timeline BBDC BARINGS BDC INC More: the full row for BARINGS BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81,880 shares; 2018Q4: 80,225 shares; 2019Q1: 80,171 shares; 2019Q2: 70,342 shares; 2019Q3: 68,701 shares 68,701 $697K <0.01% -1,641 Timeline PUK PRUDENTIAL PLC More: the full row for PRUDENTIAL PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,991 shares; 2018Q2: 11,991 shares; 2018Q3: 3,743 shares; 2018Q4: 16,055 shares; 2019Q1: 20,594 shares; 2019Q2: 20,643 shares; 2019Q3: 19,535 shares 19,535 $695K <0.01% -1,108 Timeline PRA PROASSURANCE CORP More: the full row for PROASSURANCE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,543 shares; 2018Q2: 11,543 shares; 2018Q3: 10,041 shares; 2018Q4: 17,202 shares; 2019Q1: 17,179 shares; 2019Q2: 16,803 shares; 2019Q3: 17,259 shares 17,259 $695K <0.01% +456 Timeline