LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $10,726,867,000 across 5,254 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-15. Its ten largest share positions make up 13.12% of the portfolio.

Filed 2018-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC13F-HR 0001493152-18-007142

Period: 2018-03-31
Reported value: $10.7B
Holdings: 5,254
Top 10 weight: 13.12%
New: 280
Sold out: 188

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IWOadded	+346,807	$66M
BONDadded	+247,477	$25.8M
IVWadded	+151,874	$23.5M
FBNDadded	+462,315	$22.7M
TOTLadded	+393,049	$18.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IVOGreduced	-299,784	-$40.5M
QUALreduced	-482,105	-$39.9M
LQDreduced	-309,586	-$36.3M
VCITreduced	-414,982	-$35.2M
HYGreduced	-323,581	-$27.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0001493152-18-007142, largest first. % of portfolio is the value over $10,726,867,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
AKO-BEMBOTELLADORA ANDINA S A	29	$1K	<0.01%	0		Timeline
THRTHERMON GROUP HLDGS INC	47	$1K	<0.01%	-14		Timeline
FRONTLINE PLC FFRONTLINE PLC F	297	$1K	<0.01%	-553
LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL CO	27	$1K	<0.01%	0
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	200	$1K	<0.01%	new
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	1,500	$1K	<0.01%	new
AAUAFALMADEN MINERALS LTD COM CLASS	900	$1K	<0.01%	0		Timeline
BIOLASE INCBIOLASE INC	2,844	$1K	<0.01%	0
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC	38	$1K	<0.01%	-9
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	50	$1K	<0.01%	new
SANOFISANOFI	1,883	$1K	<0.01%	+9
NLSTNETLIST, INC. COM STK	5,000	$1K	<0.01%	0		Timeline
INUVO INCINUVO INC	600	$1K	<0.01%	0
GENERAL MOLY INC COMGENERAL MOLY INC COM	3,000	$1K	<0.01%	-900
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	1,080	$1K	<0.01%	+40
TIVITY HEALTH INCTIVITY HEALTH INC	23	$1K	<0.01%	0
DERMIRA INCDERMIRA INC	100	$1K	<0.01%	new
CO-DIAGNOSTICS INCCO-DIAGNOSTICS INC	500	$1K	<0.01%	new
CEL-SCI CORPCEL-SCI CORP	664	$1K	<0.01%	0
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INC	75	$1K	<0.01%	-185
DIREXION SHS ETF TRDIREXION SHS ETF TR	12	$1K	<0.01%	new
LORAL SPACE & COM INCLORAL SPACE & COM INC	21	$1K	<0.01%	+7
APPROACH RESOURCES INCAPPROACH RESOURCES INC	504	$1K	<0.01%	0
CURIS INCCURIS INC	2,000	$1K	<0.01%	+1,970
PHH CORPPHH CORP	134	$1K	<0.01%	0
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	400	$1K	<0.01%	0
HAWAIIAN TELCOM HOLDCO INCHAWAIIAN TELCOM HOLDCO INC	41	$1K	<0.01%	-89
HFF INCHFF INC	27	$1K	<0.01%	new
RAND CAP CORPRAND CAP CORP	200	$1K	<0.01%	0
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023	125	$1K	<0.01%	0
VIVUS INCVIVUS INC	4,454	$1K	<0.01%	0
REALNETWORKS INCREALNETWORKS INC	275	$1K	<0.01%	+25
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC	501	$1K	<0.01%	0
RELM WIRELESS CORPRELM WIRELESS CORP	194	$1K	<0.01%	0
USA TRUCK INCUSA TRUCK INC	50	$1K	<0.01%	new
ALIMERA SCIENCES INCALIMERA SCIENCES INC	1,000	$1K	<0.01%	0
NEOPHOTONICS CORPNEOPHOTONICS CORP	200	$1K	<0.01%	0
QAD INC-AQAD INC-A	13	$1K	<0.01%	0
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	2,550	$1K	<0.01%	0
ENDURO ROYALTY TRUSTENDURO ROYALTY TRUST	300	$1K	<0.01%	0
BARCLAYS BK PLCBARCLAYS BK PLC	40	$1K	<0.01%	-155
DATAWATCH CORPDATAWATCH CORP	100	$1K	<0.01%	0
Attunity LtdAttunity Ltd	100	$1K	<0.01%	new
ONCOCYTE CORPONCOCYTE CORP	500	$1K	<0.01%	0
COMMERCEHUB INCCOMMERCEHUB INC	69	$1K	<0.01%	-45
IMMUNE DESIGN CORP.IMMUNE DESIGN CORP.	330	$1K	<0.01%	0
ENSYNC INC.ENSYNC INC.	2,000	$1K	<0.01%	0
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	33	$1K	<0.01%	0
EVOFEM BIOSCIENCES INCEVOFEM BIOSCIENCES INC	83	$1K	<0.01%	new
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INC	2,415	$1K	<0.01%	+2,315
AVIANCA HLDGS SAAVIANCA HLDGS SA	155	$1K	<0.01%	0
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	3,061	$1K	<0.01%	+1,345
DHX MEDIA LTDDHX MEDIA LTD	290	$1K	<0.01%	new
OPHTHOTECH CORPOPHTHOTECH CORP	300	$1K	<0.01%	0
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INC	1,285	$1K	<0.01%	+385
NANOVIRICIDES INCNANOVIRICIDES INC	1,501	$1K	<0.01%	0
BBX CAP CORP NEWBBX CAP CORP NEW	141	$1K	<0.01%	new
CEMTREX INCCEMTREX INC	201	$1K	<0.01%	0
CAESARS ENTMT CORPCAESARS ENTMT CORP	330	$1K	<0.01%	0
CELSION CORPCELSION CORP	243	$1K	<0.01%	-3
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	1,252	$1K	<0.01%	0
DARIOHEALTH CORPDARIOHEALTH CORP	523	$1K	<0.01%	0
CYTRX CORPCYTRX CORP	710	$1K	<0.01%	0
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	90	$1K	<0.01%	0
MELINTA THERAPEUTICS INCMELINTA THERAPEUTICS INC	200	$1K	<0.01%	-46
MEDIWOUND LTDMEDIWOUND LTD	275	$1K	<0.01%	0
GREEN BANCORP INCGREEN BANCORP INC	41	$1K	<0.01%	new
ESSENDANT INCESSENDANT INC	136	$1K	<0.01%	0
MCBC HLDGS INCMCBC HLDGS INC	54	$1K	<0.01%	-59
SCORPIO BULKERS INCSCORPIO BULKERS INC	200	$1K	<0.01%	0
REWALK ROBOTICS LTDREWALK ROBOTICS LTD	1,000	$1K	<0.01%	0
BROOKLYN IMMUNOTHERAPEUTICSBROOKLYN IMMUNOTHERAPEUTICS	160	$1K	<0.01%	0
RENREN INCRENREN INC	80	$1K	<0.01%	0
CIM COML TR CORPCIM COML TR CORP	100	$1K	<0.01%	-136
FLEX PHARMA INCFLEX PHARMA INC	100	$1K	<0.01%	0
SANCHEZ MIDSTEAM PARTNERS LPSANCHEZ MIDSTEAM PARTNERS LP	100	$1K	<0.01%	0
MCCLATCHY COMCCLATCHY CO	150	$1K	<0.01%	0
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INC	500	$1K	<0.01%	0
WOORI BKWOORI BK	21	$1K	<0.01%	0
RITTER PHARMACEUTICALS INC …RITTER PHARMACEUTICALS INC COM NEW	500	$1K	<0.01%	new
JONESTOWN BK &TR CO PA COMJONESTOWN BK &TR CO PA COM	1,257	$1K	<0.01%	0
AMPLIPHI BIOSCIENCES CORPAMPLIPHI BIOSCIENCES CORP	581	$1K	<0.01%	0
XPRESSPA GROUP INCXPRESSPA GROUP INC	1,666	$1K	<0.01%	new
SUNWORKS INCSUNWORKS INC	700	$1K	<0.01%	0
ONCONOVA THERAPEUTICS INC C…ONCONOVA THERAPEUTICS INC COM PAR	1,020	$1K	<0.01%	+1,000
STONE ENERGY CORPSTONE ENERGY CORP	16	$1K	<0.01%	0
DYNEGY INC NEW DELDYNEGY INC NEW DEL	2,978	$1K	<0.01%	0
RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW	3,000	$1K	<0.01%	new
CHECK CAP LTDCHECK CAP LTD	2,000	$1K	<0.01%	+1,000
DRDDRDGOLD LIMITED	104	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RMBSRAMBUS INC DEL	35	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AATAMERICAN ASSETS TR INC	13	$0	0%	-20	Value filed as zero, left out of ratios.	Timeline
VLGEAVILLAGE SUPER MKT INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LPTHLIGHTPATH TECHNOLOGIES INC	25	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CBATCBAK ENERGY TECHNOLOGY INC	240	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
QEFASPDR INDEX SHS FDS	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
HSTMHEALTHSTREAM INC	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DGPDEUTSCHE BK AG LONDON BRH	5	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
TBPHTHERAVANCE BIOPHARMA INC	17	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LEUCENTRUS ENERGY CORP	3	$0	0%	-1	Value filed as zero, left out of ratios.	Timeline
HLITHARMONIC INC	108	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UISUNISYS CORP	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTRNCITI TRENDS INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTBICOMMUNITY TR BANCORP INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOPNKOPIN CORP	198	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CCUCOMPANIA CERVECERIAS UNIDAS	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DHXDHI GROUP INC	155	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AGQPROSHARES TR II	4	$0	0%	-146	Value filed as zero, left out of ratios.	Timeline
REFRRESEARCH FRONTIERS INC	500	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CLPRCLIPPER RLTY INC	38	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CIG-CCIA ENERGETICA DE MINAS GERA	103	$0	0%	+2	Value filed as zero, left out of ratios.	Timeline
GASSSTEALTHGAS INC	50	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VXRTVAXART INC COM NEW (DE)	33	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
GAIAGAIA INC NEW	20	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NTIPNETWORK-1 TECHNOLOGIES INC	156	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KMDAKAMADA LTD	100	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
Enzo Biochem IncEnzo Biochem Inc	10	$0	0%	-376	Value filed as zero, left out of ratios.
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD	40	$0	0%	-116	Value filed as zero, left out of ratios.
VINA CONCHA Y TORO S AVINA CONCHA Y TORO S A	7	$0	0%	0	Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATION	27	$0	0%	+2	Value filed as zero, left out of ratios.
ALLIQUA BIOMEDICAL INCALLIQUA BIOMEDICAL INC	11	$0	0%	0	Value filed as zero, left out of ratios.
SOHU.COM INCSOHU.COM INC	56	$0	0%	0	Value filed as zero, left out of ratios.
PARKER DRILLING COPARKER DRILLING CO	100	$0	0%	-500	Value filed as zero, left out of ratios.
SCORPIO TANKERS INCSCORPIO TANKERS INC	100	$0	0%	-2,000	Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	363	$0	0%	0	Value filed as zero, left out of ratios.
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLC	46	$0	0%	0	Value filed as zero, left out of ratios.
Western Midstream PartnersWestern Midstream Partners	15	$0	0%	new	Value filed as zero, left out of ratios.
Ramaco Resources IncRamaco Resources Inc	38	$0	0%	new	Value filed as zero, left out of ratios.
GLOBALSTAR INCGLOBALSTAR INC	100	$0	0%	0	Value filed as zero, left out of ratios.
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NV	27	$0	0%	-97	Value filed as zero, left out of ratios.
SILVERBOW RES INCSILVERBOW RES INC	10	$0	0%	-3	Value filed as zero, left out of ratios.
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW	100	$0	0%	-50	Value filed as zero, left out of ratios.
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD	200	$0	0%	-2,135	Value filed as zero, left out of ratios.
MACKMerrimack Pharmaceuticals Inc	60	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP	115	$0	0%	0	Value filed as zero, left out of ratios.
RADIUS HEALTH INCRADIUS HEALTH INC	7	$0	0%	0	Value filed as zero, left out of ratios.
AMYRIS INCAMYRIS INC	11	$0	0%	0	Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORP	20	$0	0%	0	Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORP	51	$0	0%	0	Value filed as zero, left out of ratios.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	150	$0	0%	0	Value filed as zero, left out of ratios.
PIER 1 IMPORTS INCPIER 1 IMPORTS INC	60	$0	0%	-109	Value filed as zero, left out of ratios.
IMPAX LABORATORIES INCIMPAX LABORATORIES INC	25	$0	0%	-400	Value filed as zero, left out of ratios.
ENDOLOGIX INCENDOLOGIX INC	100	$0	0%	0	Value filed as zero, left out of ratios.
AEGEAN MARINE PETROLEUM NETWAEGEAN MARINE PETROLEUM NETW	164	$0	0%	0	Value filed as zero, left out of ratios.
PARK ELECTROCHEMICAL CORPPARK ELECTROCHEMICAL CORP	7	$0	0%	+1	Value filed as zero, left out of ratios.
MITCHAM INDS INC COMMITCHAM INDS INC COM	100	$0	0%	0	Value filed as zero, left out of ratios.
S&W SEED COMPANY COMS&W SEED COMPANY COM	100	$0	0%	new	Value filed as zero, left out of ratios.
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	154	$0	0%	0	Value filed as zero, left out of ratios.
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP	1,300	$0	0%	0	Value filed as zero, left out of ratios.
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR	7	$0	0%	0	Value filed as zero, left out of ratios.
SENOMYX INCSENOMYX INC	760	$0	0%	0	Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	241	$0	0%	+5	Value filed as zero, left out of ratios.
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO	33	$0	0%	0	Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-A	9	$0	0%	0	Value filed as zero, left out of ratios.
SYNACOR INCSYNACOR INC	300	$0	0%	0	Value filed as zero, left out of ratios.
PSIVIDA CORPPSIVIDA CORP	300	$0	0%	0	Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORP	43	$0	0%	0	Value filed as zero, left out of ratios.
SOFOSONIC FOUNDRY INC NEW COM STK	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
POWERSHARES CHINESE YUAN DI…POWERSHARES CHINESE YUAN DIM SUM …	16	$0	0%	-14	Value filed as zero, left out of ratios.
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	9	$0	0%	0	Value filed as zero, left out of ratios.
MATTERSIGHT CORPMATTERSIGHT CORP	88	$0	0%	0	Value filed as zero, left out of ratios.
QAD INC-BQAD INC-B	6	$0	0%	0	Value filed as zero, left out of ratios.
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA	235	$0	0%	+10	Value filed as zero, left out of ratios.
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	13	$0	0%	+3	Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INC	85	$0	0%	0	Value filed as zero, left out of ratios.
ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INC	63	$0	0%	0	Value filed as zero, left out of ratios.
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	180	$0	0%	new	Value filed as zero, left out of ratios.
NEOVASC INC COM STKNEOVASC INC COM STK	2,900	$0	0%	0	Value filed as zero, left out of ratios.
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	121	$0	0%	0	Value filed as zero, left out of ratios.
ARGOS THERAPEUTICS ORDARGOS THERAPEUTICS ORD	128	$0	0%	new	Value filed as zero, left out of ratios.
CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADS	26	$0	0%	new	Value filed as zero, left out of ratios.
Anthera Pharmaceuticals Inc…Anthera Pharmaceuticals Inc (NV)	1,500	$0	0%	0	Value filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INC	3	$0	0%	new	Value filed as zero, left out of ratios.
Proshares VIX Short-TermProshares VIX Short-Term	5	$0	0%	-97,932	Value filed as zero, left out of ratios.
REAL GOODS SOLAR XXXREGISTR…REAL GOODS SOLAR XXXREGISTRATION …	1	$0	0%	0	Value filed as zero, left out of ratios.
LEAF GROUP LTDLEAF GROUP LTD	60	$0	0%	new	Value filed as zero, left out of ratios.
RUBICON PROJ INCRUBICON PROJ INC	162	$0	0%	new	Value filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTD	5	$0	0%	0	Value filed as zero, left out of ratios.
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC	250	$0	0%	0	Value filed as zero, left out of ratios.
Pareteum CorporationPareteum Corporation	160	$0	0%	0	Value filed as zero, left out of ratios.
CHINOOK THERAPEUTICS INC.CHINOOK THERAPEUTICS INC.	49	$0	0%	new	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	12	$0	0%	0	Value filed as zero, left out of ratios.
INDEXIQ ETF TRINDEXIQ ETF TR	0	$0	0%	-1,280	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
ARADIGM CORPARADIGM CORP	192	$0	0%	-7,848	Value filed as zero, left out of ratios.
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INC	2	$0	0%	0	Value filed as zero, left out of ratios.
BIOTIME INCBIOTIME INC	1,246	$0	0%	0	Value filed as zero, left out of ratios.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	1,220	$0	0%	0	Value filed as zero, left out of ratios.
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INC	42	$0	0%	0	Value filed as zero, left out of ratios.
PLATINUM GROUP METALS LTDPLATINUM GROUP METALS LTD	326	$0	0%	-1,500	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	15	$0	0%	-26	Value filed as zero, left out of ratios.
MICROBOT MED INCMICROBOT MED INC	9	$0	0%	-100	Value filed as zero, left out of ratios.
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC	177	$0	0%	0	Value filed as zero, left out of ratios.
PERNIX THERAPEUTICS HLDGS INPERNIX THERAPEUTICS HLDGS IN	14	$0	0%	0	Value filed as zero, left out of ratios.
MFC BANCORP LTDMFC BANCORP LTD	52	$0	0%	0	Value filed as zero, left out of ratios.
WESTWATER RES INCWESTWATER RES INC	743	$0	0%	+16	Value filed as zero, left out of ratios.
DRYSHIPS INCDRYSHIPS INC	3	$0	0%	0	Value filed as zero, left out of ratios.
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD	2	$0	0%	0	Value filed as zero, left out of ratios.
ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INC	42	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TR IIPROSHARES TR II	14	$0	0%	0	Value filed as zero, left out of ratios.
FC GLOBAL RLTY INCFC GLOBAL RLTY INC	3	$0	0%	-13	Value filed as zero, left out of ratios.
180 DEGREE CAP CORP180 DEGREE CAP CORP	100	$0	0%	0	Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INC	20	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	2	$0	0%	0	Value filed as zero, left out of ratios.
ENDURANCE INTL GROUP HLDGS IENDURANCE INTL GROUP HLDGS I	7	$0	0%	0	Value filed as zero, left out of ratios.
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INC	4	$0	0%	0	Value filed as zero, left out of ratios.
CHIASMA INCCHIASMA INC	16	$0	0%	0	Value filed as zero, left out of ratios.
STEEL CONNECT INCSTEEL CONNECT INC	100	$0	0%	new	Value filed as zero, left out of ratios.
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
MOLECULIN BIOTECH INCMOLECULIN BIOTECH INC	100	$0	0%	new	Value filed as zero, left out of ratios.
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INC	43	$0	0%	+5	Value filed as zero, left out of ratios.
REX ENERGY CORPORATIONREX ENERGY CORPORATION	832	$0	0%	0	Value filed as zero, left out of ratios.
LA QUINTA HLDGS INCLA QUINTA HLDGS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DE	2	$0	0%	0	Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP I	131	$0	0%	new	Value filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INC	445	$0	0%	0	Value filed as zero, left out of ratios.
HORIZONS ETF TR IHORIZONS ETF TR I	3	$0	0%	new	Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INCYIELD10 BIOSCIENCE INC	18	$0	0%	0	Value filed as zero, left out of ratios.
MABVAX THERAPEUTICSMABVAX THERAPEUTICS	2	$0	0%	new	Value filed as zero, left out of ratios.
WESTMORELAND RESOURCE PARTN…WESTMORELAND RESOURCE PARTNE COM …	38	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings 22 WtsNational Holdings 22 Wts	2	$0	0%	0	Value filed as zero, left out of ratios.
National Holdings Corporati…National Holdings Corporation	2	$0	0%	0	Value filed as zero, left out of ratios.
DITECH HLDG CORPDITECH HLDG CORP	2	$0	0%	new	Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DEL	16	$0	0%	0	Value filed as zero, left out of ratios.
TOP SHIPS INCTOP SHIPS INC	22	$0	0%	new	Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC	1,080	$0	0%	+1,000	Value filed as zero, left out of ratios.
MAGNEGAS CORPMAGNEGAS CORP	150	$0	0%	new	Value filed as zero, left out of ratios.
J JILL INCJ JILL INC	71	$0	0%	-1,199	Value filed as zero, left out of ratios.
JRJR33 INCORPORATEDJRJR33 INCORPORATED	50	$0	0%	0	Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP I	120	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	6	$0	0%	-4	Value filed as zero, left out of ratios.
SUNESIS PHARMACEUTICALS INCSUNESIS PHARMACEUTICALS INC	20	$0	0%	0	Value filed as zero, left out of ratios.
RELIV INTERNATIONAL INCRELIV INTERNATIONAL INC	14	$0	0%	0	Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INC	7	$0	0%	0	Value filed as zero, left out of ratios.
SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INC	38	$0	0%	0	Value filed as zero, left out of ratios.
BIOBLAST PHARMA LTDBIOBLAST PHARMA LTD	200	$0	0%	0	Value filed as zero, left out of ratios.
ARCA BIOPHARMA INCARCA BIOPHARMA INC	47	$0	0%	new	Value filed as zero, left out of ratios.
XG TECHNOLOGY INCXG TECHNOLOGY INC	1	$0	0%	0	Value filed as zero, left out of ratios.
OPGEN INCOPGEN INC	124	$0	0%	new	Value filed as zero, left out of ratios.
OPPENHEIMER ETF TROPPENHEIMER ETF TR	11	$0	0%	new	Value filed as zero, left out of ratios.
ALTIMMUNE INCALTIMMUNE INC	25	$0	0%	0	Value filed as zero, left out of ratios.
INPIXONINPIXON	10	$0	0%	new	Value filed as zero, left out of ratios.
OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEW	100	$0	0%	0	Value filed as zero, left out of ratios.
STONE ENERGY CORP WT EXP 02…STONE ENERGY CORP WT EXP 022821	71	$0	0%	+62	Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318	7	$0	0%	0	Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318	7	$0	0%	0	Value filed as zero, left out of ratios.
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEW	305	$0	0%	0	Value filed as zero, left out of ratios.
STELLAR BIOTECHNOLOGIES INC…STELLAR BIOTECHNOLOGIES INC NO PAR	333	$0	0%	0	Value filed as zero, left out of ratios.
GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC	18	$0	0%	new	Value filed as zero, left out of ratios.
CHINA ADVANCED CONSTR MATLSCHINA ADVANCED CONSTR MATLS	20	$0	0%	0	Value filed as zero, left out of ratios.
RESHAPE LIFESCIENCES INCRESHAPE LIFESCIENCES INC	2	$0	0%	+1	Value filed as zero, left out of ratios.
SPHERE 3D CORP NEWSPHERE 3D CORP NEW	4	$0	0%	0	Value filed as zero, left out of ratios.
DIREXION SHS ETF TRDIREXION SHS ETF TR	1	$0	0%	0	Value filed as zero, left out of ratios.
RMG NETWORKS HLDG CORPRMG NETWORKS HLDG CORP	46	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 188. All 188

Security	Shares before	Value before	Type
VELOCITYSHARES INV VIX SH-TMVELOCITYSHARES INV VIX SH-TM	56,500	$7.59M	shares
ALLERGAN PLCALLERGAN PLC	6,583	$3.86M	shares
PRICELINE GRP INCPRICELINE GRP INC	2,144	$3.73M	shares
ISHARES EDGE U.S. FIXED INC…ISHARES EDGE U.S. FIXED INCOME BA…	14,271	$1.43M	shares
JANUS DETROIT STR TRJANUS DETROIT STR TR	35,416	$1.29M	shares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	41,256	$853K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	81,847	$565K	shares
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC	8,422	$385K	shares
HEALTHSOUTH CORPHEALTHSOUTH CORP	6,417	$317K	shares
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	293,000	$298K	shares
ALTISOURCE RESIDENTIAL CORPALTISOURCE RESIDENTIAL CORP	22,600	$268K	shares
SNYDERS LANCE INCSNYDERS LANCE INC	5,331	$267K	shares
CALPINE CORPCALPINE CORP	17,510	$265K	shares
LEGG MASON BW GLB INC OPP FDLEGG MASON BW GLB INC OPP FD	17,780	$227K	shares
AGRIUM INCAGRIUM INC	1,952	$224K	shares
FSTRFOSTER L B CO	7,027	$191K	shares
BIOVERATIV INCBIOVERATIV INC	3,526	$191K	shares
SMBKSMARTFINANCIAL INC	8,500	$184K	shares
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT	165,000	$166K	shares
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING	3,175	$162K	shares
NEW YORK REIT INCNEW YORK REIT INC	35,376	$139K	shares
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	21,527	$126K	shares
VANTIV INCVANTIV INC	1,629	$120K	shares
ISHARES TRISHARES TR	4,000	$98K	shares
JANUS VELOCITY TAIL RISK HE…JANUS VELOCITY TAIL RISK HEDGED L…	2,765	$87K	shares
IGNYTA INCIGNYTA INC	3,156	$84K	shares
CASCADIAN THERAPEUTICS INCCASCADIAN THERAPEUTICS INC	22,193	$82K	shares
GHCGRAHAM HLDGS CO	144	$81K	shares
BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC	519	$80K	shares
RIVRIVERNORTH OPPORTUNITIES FD	3,873	$78K	shares
REGAL ENTMT GROUPREGAL ENTMT GROUP	3,392	$78K	shares
FNFABRINET	2,483	$72K	shares
CALATLANTIC GROUP INCCALATLANTIC GROUP INC	1,251	$71K	shares
BROADSOFT INCBROADSOFT INC	1,269	$69K	shares
CHCOCITY HLDG CO	900	$61K	shares
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	2,946	$59K	shares
LIVEPERSON, INC.LIVEPERSON, INC.	5,056	$58K	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	618	$54K	shares
Powershs Db US Dollar TrPowershs Db US Dollar Tr	2,400	$54K	shares
DEUTSCHE HIGH INCOME OPPORTDEUTSCHE HIGH INCOME OPPORT	3,099	$46K	shares
UBS AG LONDON BRANCHUBS AG LONDON BRANCH	199	$45K	shares
RIOTRIOT PLATFORMS INC	1,477	$42K	shares
BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC	205,136	$42K	shares
BOTJBANK OF THE JAMES FINL GP IN	2,689	$40K	shares
SUCAMPO PHARMACEUTICALS-CL ASUCAMPO PHARMACEUTICALS-CL A	2,186	$39K	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	1,897	$39K	shares
SPRAGUE RES LPSPRAGUE RES LP	1,500	$36K	shares
PROTEOSTASIS THERAPEUTICS INPROTEOSTASIS THERAPEUTICS IN	6,200	$36K	shares
TIME INC NEWTIME INC NEW	1,767	$33K	shares
FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CS	144	$33K	shares
SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG A	2,750	$32K	shares
CALGON CARBON CORPCALGON CARBON CORP	1,453	$31K	shares
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	590	$31K	shares
POWERSHARES DB GOLD FUNDPOWERSHARES DB GOLD FUND	726	$30K	shares
ALNYALNYLAM PHARMACEUTICALS INC	225	$29K	shares
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	14,000	$26K	shares
JOFJAPAN SMALLER CAPITALIZATION	2,000	$24K	shares
DIGIRAD CORPDIGIRAD CORP	9,251	$24K	shares
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	2,445	$24K	shares
ARES CAP CORPARES CAP CORP	24,000	$24K	shares
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	174	$24K	shares
BOB EVANS FARMSBOB EVANS FARMS	298	$23K	shares
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	784	$22K	shares
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	193	$20K	shares
INC RESH HLDGS INCINC RESH HLDGS INC	417	$19K	shares
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B	5,000	$19K	shares
CONE MIDSTREAM PARTNERS LPCONE MIDSTREAM PARTNERS LP	1,111	$19K	shares
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	14,000	$19K	shares
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH	250	$18K	shares
TESSCO TECHNOLOGIES INCTESSCO TECHNOLOGIES INC	830	$17K	shares
SILVER SPRING NETWORKS INCSILVER SPRING NETWORKS INC	1,000	$16K	shares
AMBER ROAD INCAMBER ROAD INC	2,165	$16K	shares
BKDBROOKDALE SR LIVING INC	1,581	$15K	shares
IRIDIUM COMMUNICATIONS INCIRIDIUM COMMUNICATIONS INC	35	$15K	shares
INVUITY INCINVUITY INC	2,206	$14K	shares
ALCENTRA CAP CORPALCENTRA CAP CORP	1,500	$13K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	13,000	$13K	shares
FINISAR CORPFINISAR CORP	13,000	$13K	shares
GLNGGOLAR LNG LTD	400	$12K	shares
IXYS CORPIXYS CORP	520	$12K	shares
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	200	$12K	shares
AVX CORP NEWAVX CORP NEW	700	$12K	shares
LSCCLATTICE SEMICONDUCTOR CORP	1,850	$11K	shares
SYNGENTA AG ADRSYNGENTA AG ADR	118	$11K	shares
TICC CAPITAL CORPTICC CAPITAL CORP	1,846	$11K	shares
GLOBAL X FDSGLOBAL X FDS	1,120	$11K	shares
INDEXIQ ETF TRINDEXIQ ETF TR	1,000	$11K	shares
VANECK ETF TRUSTVANECK ETF TRUST	500	$11K	shares
iShares Currency Hedged MSC…iShares Currency Hedged MSCI Germ…	718	$11K	shares
ABERDEEN SINGAPORE FD INCABERDEEN SINGAPORE FD INC	900	$11K	shares
MDC PARTNERS INCMDC PARTNERS INC	1,000	$10K	shares
PDVWIRELESS INCPDVWIRELESS INC	300	$10K	shares
AG MTG INVT TR INCAG MTG INVT TR INC	486	$9K	shares
ALON USA PARTNERS LP UNIT L…ALON USA PARTNERS LP UNIT LTD PAR…	505	$9K	shares
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC	1,010	$9K	shares
ARES CAP CORPARES CAP CORP	9,000	$9K	shares
SRCE1ST SOURCE CORP	159	$8K	shares
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF Special	250	$8K	shares
BANK MUTUAL CORPBANK MUTUAL CORP	764	$8K	shares
PRIMO WTR CORPPRIMO WTR CORP	526	$7K	shares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-007142	base		2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC