LADENBURG THALMANN FINANCIAL SERVICES INC.
Follow13F filer, CIK 1029730, MIAMI, FL
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $10,726,867,000 across 5,254 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-15. Its ten largest share positions make up 13.12% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-18-007142
- Period
- 2018-03-31
- Reported value
- $10.7B
- Holdings
- 5,254
- Top 10 weight
- 13.12%
- New
- 280
- Sold out
- 188
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IWOadded | +346,807 | $66M |
| BONDadded | +247,477 | $25.8M |
| IVWadded | +151,874 | $23.5M |
| FBNDadded | +462,315 | $22.7M |
| TOTLadded | +393,049 | $18.9M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVOGreduced | -299,784 | -$40.5M |
| QUALreduced | -482,105 | -$39.9M |
| LQDreduced | -309,586 | -$36.3M |
| VCITreduced | -414,982 | -$35.2M |
| HYGreduced | -323,581 | -$27.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,254 share positions
Sold out in Q1 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| VELOCITYSHARES INV VIX SH-TMVELOCITYSHARES INV VIX SH-TM | 56,500 | $7.59M | shares |
| ALLERGAN PLCALLERGAN PLC | 6,583 | $3.86M | shares |
| PRICELINE GRP INCPRICELINE GRP INC | 2,144 | $3.73M | shares |
| ISHARES EDGE U.S. FIXED INC…ISHARES EDGE U.S. FIXED INCOME BA… | 14,271 | $1.43M | shares |
| JANUS DETROIT STR TRJANUS DETROIT STR TR | 35,416 | $1.29M | shares |
| POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN | 41,256 | $853K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 81,847 | $565K | shares |
| JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC | 8,422 | $385K | shares |
| HEALTHSOUTH CORPHEALTHSOUTH CORP | 6,417 | $317K | shares |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… | 293,000 | $298K | shares |
| ALTISOURCE RESIDENTIAL CORPALTISOURCE RESIDENTIAL CORP | 22,600 | $268K | shares |
| SNYDERS LANCE INCSNYDERS LANCE INC | 5,331 | $267K | shares |
| CALPINE CORPCALPINE CORP | 17,510 | $265K | shares |
| LEGG MASON BW GLB INC OPP FDLEGG MASON BW GLB INC OPP FD | 17,780 | $227K | shares |
| AGRIUM INCAGRIUM INC | 1,952 | $224K | shares |
| FSTRFOSTER L B CO | 7,027 | $191K | shares |
| BIOVERATIV INCBIOVERATIV INC | 3,526 | $191K | shares |
| SMBKSMARTFINANCIAL INC | 8,500 | $184K | shares |
| BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT | 165,000 | $166K | shares |
| SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDING | 3,175 | $162K | shares |
| NEW YORK REIT INCNEW YORK REIT INC | 35,376 | $139K | shares |
| UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND | 21,527 | $126K | shares |
| VANTIV INCVANTIV INC | 1,629 | $120K | shares |
| ISHARES TRISHARES TR | 4,000 | $98K | shares |
| JANUS VELOCITY TAIL RISK HE…JANUS VELOCITY TAIL RISK HEDGED L… | 2,765 | $87K | shares |
| IGNYTA INCIGNYTA INC | 3,156 | $84K | shares |
| CASCADIAN THERAPEUTICS INCCASCADIAN THERAPEUTICS INC | 22,193 | $82K | shares |
| GHCGRAHAM HLDGS CO | 144 | $81K | shares |
| BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC | 519 | $80K | shares |
| RIVRIVERNORTH OPPORTUNITIES FD | 3,873 | $78K | shares |
| REGAL ENTMT GROUPREGAL ENTMT GROUP | 3,392 | $78K | shares |
| FNFABRINET | 2,483 | $72K | shares |
| CALATLANTIC GROUP INCCALATLANTIC GROUP INC | 1,251 | $71K | shares |
| BROADSOFT INCBROADSOFT INC | 1,269 | $69K | shares |
| CHCOCITY HLDG CO | 900 | $61K | shares |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 2,946 | $59K | shares |
| LIVEPERSON, INC.LIVEPERSON, INC. | 5,056 | $58K | shares |
| SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN | 618 | $54K | shares |
| Powershs Db US Dollar TrPowershs Db US Dollar Tr | 2,400 | $54K | shares |
| DEUTSCHE HIGH INCOME OPPORTDEUTSCHE HIGH INCOME OPPORT | 3,099 | $46K | shares |
| UBS AG LONDON BRANCHUBS AG LONDON BRANCH | 199 | $45K | shares |
| RIOTRIOT PLATFORMS INC | 1,477 | $42K | shares |
| BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC | 205,136 | $42K | shares |
| BOTJBANK OF THE JAMES FINL GP IN | 2,689 | $40K | shares |
| SUCAMPO PHARMACEUTICALS-CL ASUCAMPO PHARMACEUTICALS-CL A | 2,186 | $39K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 1,897 | $39K | shares |
| SPRAGUE RES LPSPRAGUE RES LP | 1,500 | $36K | shares |
| PROTEOSTASIS THERAPEUTICS INPROTEOSTASIS THERAPEUTICS IN | 6,200 | $36K | shares |
| TIME INC NEWTIME INC NEW | 1,767 | $33K | shares |
| FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CS | 144 | $33K | shares |
| SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG A | 2,750 | $32K | shares |
| CALGON CARBON CORPCALGON CARBON CORP | 1,453 | $31K | shares |
| LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP | 590 | $31K | shares |
| POWERSHARES DB GOLD FUNDPOWERSHARES DB GOLD FUND | 726 | $30K | shares |
| ALNYALNYLAM PHARMACEUTICALS INC | 225 | $29K | shares |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC | 14,000 | $26K | shares |
| JOFJAPAN SMALLER CAPITALIZATION | 2,000 | $24K | shares |
| DIGIRAD CORPDIGIRAD CORP | 9,251 | $24K | shares |
| WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR | 2,445 | $24K | shares |
| ARES CAP CORPARES CAP CORP | 24,000 | $24K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 174 | $24K | shares |
| BOB EVANS FARMSBOB EVANS FARMS | 298 | $23K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 784 | $22K | shares |
| INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY | 193 | $20K | shares |
| INC RESH HLDGS INCINC RESH HLDGS INC | 417 | $19K | shares |
| CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B | 5,000 | $19K | shares |
| CONE MIDSTREAM PARTNERS LPCONE MIDSTREAM PARTNERS LP | 1,111 | $19K | shares |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC | 14,000 | $19K | shares |
| CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRH | 250 | $18K | shares |
| TESSCO TECHNOLOGIES INCTESSCO TECHNOLOGIES INC | 830 | $17K | shares |
| SILVER SPRING NETWORKS INCSILVER SPRING NETWORKS INC | 1,000 | $16K | shares |
| AMBER ROAD INCAMBER ROAD INC | 2,165 | $16K | shares |
| BKDBROOKDALE SR LIVING INC | 1,581 | $15K | shares |
| IRIDIUM COMMUNICATIONS INCIRIDIUM COMMUNICATIONS INC | 35 | $15K | shares |
| INVUITY INCINVUITY INC | 2,206 | $14K | shares |
| ALCENTRA CAP CORPALCENTRA CAP CORP | 1,500 | $13K | shares |
| ENCORE CAP GROUP INCENCORE CAP GROUP INC | 13,000 | $13K | shares |
| FINISAR CORPFINISAR CORP | 13,000 | $13K | shares |
| GLNGGOLAR LNG LTD | 400 | $12K | shares |
| IXYS CORPIXYS CORP | 520 | $12K | shares |
| RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR | 200 | $12K | shares |
| AVX CORP NEWAVX CORP NEW | 700 | $12K | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 1,850 | $11K | shares |
| SYNGENTA AG ADRSYNGENTA AG ADR | 118 | $11K | shares |
| TICC CAPITAL CORPTICC CAPITAL CORP | 1,846 | $11K | shares |
| GLOBAL X FDSGLOBAL X FDS | 1,120 | $11K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 1,000 | $11K | shares |
| VANECK ETF TRUSTVANECK ETF TRUST | 500 | $11K | shares |
| iShares Currency Hedged MSC…iShares Currency Hedged MSCI Germ… | 718 | $11K | shares |
| ABERDEEN SINGAPORE FD INCABERDEEN SINGAPORE FD INC | 900 | $11K | shares |
| MDC PARTNERS INCMDC PARTNERS INC | 1,000 | $10K | shares |
| PDVWIRELESS INCPDVWIRELESS INC | 300 | $10K | shares |
| AG MTG INVT TR INCAG MTG INVT TR INC | 486 | $9K | shares |
| ALON USA PARTNERS LP UNIT L…ALON USA PARTNERS LP UNIT LTD PAR… | 505 | $9K | shares |
| NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC | 1,010 | $9K | shares |
| ARES CAP CORPARES CAP CORP | 9,000 | $9K | shares |
| SRCE1ST SOURCE CORP | 159 | $8K | shares |
| iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF Special | 250 | $8K | shares |
| BANK MUTUAL CORPBANK MUTUAL CORP | 764 | $8K | shares |
| PRIMO WTR CORPPRIMO WTR CORP | 526 | $7K | shares |
| NAVIGATORS GROUP INCNAVIGATORS GROUP INC | 153 | $7K | shares |
| PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN | 1,748 | $7K | shares |
| KRNYKEARNY FINL CORP MD | 431 | $6K | shares |
| AMRCAMERESCO INC | 700 | $6K | shares |
| MCHBMECHANICS BANCORP | 200 | $6K | shares |
| CONCURRENT COMPUTER CORP NEWCONCURRENT COMPUTER CORP NEW | 1,000 | $6K | shares |
| ENTELLUS MED INCENTELLUS MED INC | 250 | $6K | shares |
| WISDOMTREE TRWISDOMTREE TR | 241 | $6K | shares |
| CRVLCORVEL CORP | 100 | $5K | shares |
| AGXARGAN INC | 102 | $5K | shares |
| RGNXREGENXBIO INC | 154 | $5K | shares |
| MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC | 273 | $5K | shares |
| AOSLALPHA & OMEGA SEMICONDUCTOR | 300 | $5K | shares |
| RYZRYERSON HLDG CORP | 500 | $5K | shares |
| WISDOMTREE TRWISDOMTREE TR | 200 | $5K | shares |
| TECHNICAL COMMUNICATIONSTECHNICAL COMMUNICATIONS | 449 | $5K | shares |
| BRIDGE BANCORP INCBRIDGE BANCORP INC | 150 | $5K | shares |
| BARRACUDA NETWORKS INCBARRACUDA NETWORKS INC | 182 | $5K | shares |
| AUDCAUDIOCODES LTD | 500 | $4K | shares |
| CELESTICA INCCELESTICA INC | 342 | $4K | shares |
| AFFIMED N VAFFIMED N V | 3,000 | $4K | shares |
| HSN INCHSN INC | 124 | $4K | shares |
| PLY GEM HLDGS INCPLY GEM HLDGS INC | 219 | $4K | shares |
| COMMUNICATIONS SYSTEMS INCCOMMUNICATIONS SYSTEMS INC | 1,018 | $4K | shares |
| CLEAN DIESEL TECHNOLOGIES INCLEAN DIESEL TECHNOLOGIES IN | 2,500 | $4K | shares |
| RXI PHARMACEUTICALS CORPRXI PHARMACEUTICALS CORP | 30,000 | $4K | shares |
| NTGRNETGEAR INC | 50 | $3K | shares |
| MGICMAGIC SOFTWARE ENTERPRISES | 314 | $3K | shares |
| LNTHLANTHEUS HLDGS INC | 145 | $3K | shares |
| PDFSPDF SOLUTIONS INC | 160 | $3K | shares |
| GRFEAGLE CAP GROWTH FD INC | 333 | $3K | shares |
| JEFFERIES GROUP INCJEFFERIES GROUP INC | 3,000 | $3K | shares |
| OVASCIENCE INCOVASCIENCE INC | 2,000 | $3K | shares |
| ABERDEEN LATIN AMER EQTY FDABERDEEN LATIN AMER EQTY FD | 122 | $3K | shares |
| HBMHUDBAY MINERALS INC | 176 | $2K | shares |
| PACBPACIFIC BIOSCIENCES CALIF IN | 700 | $2K | shares |
| HVTHAVERTY FURNITURE COS INC | 100 | $2K | shares |
| BLFSBIOLIFE SOLUTIONS INC | 300 | $2K | shares |
| GAMGENERAL AMERN INVS CO INC | 52 | $2K | shares |
| SVASINOVAC BIOTECH LTD | 300 | $2K | shares |
| NHTCNATURAL HEALTH TRENDS CORP | 100 | $2K | shares |
| CAPITAL SENIOR LIVING CORPCAPITAL SENIOR LIVING CORP | 144 | $2K | shares |
| POINTS INTL LTDPOINTS INTL LTD | 200 | $2K | shares |
| SEACOR HOLDINGS INCSEACOR HOLDINGS INC | 36 | $2K | shares |
| BIOAMBER INCBIOAMBER INC | 5,000 | $2K | shares |
| UBS AG JERSEY BRHUBS AG JERSEY BRH | 100 | $2K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 100 | $2K | shares |
| EDGE THERAPEUTICS INCEDGE THERAPEUTICS INC | 250 | $2K | shares |
| FORM HLDGS CORP COMFORM HLDGS CORP COM | 1,666 | $2K | shares |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 71 | $1K | shares |
| OUTFRONT MEDIA INCOUTFRONT MEDIA INC | 51 | $1K | shares |
| DICERNA PHARMACEUTICALS INCDICERNA PHARMACEUTICALS INC | 100 | $1K | shares |
| 51JOB INC51JOB INC | 13 | $1K | shares |
| TALLGRASS ENERGY LPTALLGRASS ENERGY LP | 30 | $1K | shares |
| SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC | 117 | $1K | shares |
| ALBIREO PHARMA INCALBIREO PHARMA INC | 33 | $1K | shares |
| IMPMQIMPAC MTG HLDGS INC COM STK NE | 70 | $1K | shares |
| CHARLES + COLVARD LTDCHARLES + COLVARD LTD | 525 | $1K | shares |
| LIBERTY LATIN AMERICA CL A …LIBERTY LATIN AMERICA CL A ORD | 54 | $1K | shares |
| OCEAN PWR TECHNOLOGIES INCOCEAN PWR TECHNOLOGIES INC | 750 | $1K | shares |
| DIREXION SHS ETF TR DAILY F…DIREXION SHS ETF TR DAILY FTSE | 124 | $1K | shares |
| PERSHING GOLD CORPPERSHING GOLD CORP | 244 | $1K | shares |
| OPGEN INCOPGEN INC | 3,100 | $1K | shares |
| MAGNEGAS CORP COM PARMAGNEGAS CORP COM PAR | 2,290 | $1K | shares |
| Neothetics IncNeothetics Inc | 500 | $1K | shares |
| ASMAVINO SILVER & GOLD MINES LT | 150 | $0 | shares |
| LPGDORIAN LPG LTD | 9 | $0 | shares |
| SHOESHOE STA GROUP INC | 1 | $0 | shares |
| VLRSCONTROLADORA VUELA COMP DE A | 1 | $0 | shares |
| LEGACY TEX FINL GROUP INCLEGACY TEX FINL GROUP INC | 1 | $0 | shares |
| INFIQINFINITY PHARMACEUTICALS INC C | 26 | $0 | shares |
| KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C | 1 | $0 | shares |
| O2MICRO INTERNATIONAL LTDO2MICRO INTERNATIONAL LTD | 100 | $0 | shares |
| WALTER INVT MGMT CORPWALTER INVT MGMT CORP | 37 | $0 | shares |
| REPROS THERAPEUTICS INCREPROS THERAPEUTICS INC | 400 | $0 | shares |
| MGC DIAGNOSTICS CORPMGC DIAGNOSTICS CORP | 26 | $0 | shares |
| BLDRS INDEX FDS TRBLDRS INDEX FDS TR | 0 | $0 | shares |
| RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW | 9 | $0 | shares |
| GENOCEA BIOSCIENCES INCGENOCEA BIOSCIENCES INC | 300 | $0 | shares |
| AVIRAGEN THERAPEUTICS INCAVIRAGEN THERAPEUTICS INC | 35 | $0 | shares |
| ARGOS THERAPEUTICS INCARGOS THERAPEUTICS INC | 2,562 | $0 | shares |
| ACTUA CORPORATIONACTUA CORPORATION | 21 | $0 | shares |
| MABVAX THERAPEUTICS HLDGS I…MABVAX THERAPEUTICS HLDGS INC COM… | 7 | $0 | shares |
| U S GOLD CORPU S GOLD CORP | 1 | $0 | shares |
| ARCTURUS THERAPEUTICS LTDARCTURUS THERAPEUTICS LTD | 0 | $0 | shares |
| MODUSLINK GLOBAL SOLUTIONS …MODUSLINK GLOBAL SOLUTIONS INC CO… | 100 | $0 | shares |
| INPIXON COMINPIXON COM | 275 | $0 | shares |
| GALENA BIOPHARMA INC COM NEWGALENA BIOPHARMA INC COM NEW | 1,027 | $0 | shares |
How Q1 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001493152-18-007142 | base | 2018-05-15 | acceptance time not in the bulk data set |