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Disclosery

Kingdom Ridge Capital, LLC

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13F filer, CIK 1454409, White Plains, NY

Kingdom Ridge Capital, LLC reported $297,478,000 across 22 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 91.18% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-17-001875

Period
2016-12-31
Reported value
$297M
Holdings
22
Top 10 weight
91.18%
New
13
Sold out
7

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PInew+353,000$12.5M
NFLXnew+45,130$5.59M
II VI INCnew+176,500$5.23M
COHERENT INCnew+35,800$4.92M
MSInew+50,400$4.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
OLEDexited-150,700-$8.37M
IMMRreduced-555,204-$5.9M
GRMNexited-50,750-$2.44M
VERIFONE SYS INCexited-151,500-$2.38M
CEVAexited-48,567-$1.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000919574-17-001875, largest first. % of portfolio is the value over $140,174,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
APPLIED MICRO CIRCUITS CORPAPPLIED MICRO CIRCUITS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,913,000 shares; 2016Q2: 7,913,000 shares; 2016Q3: 7,913,000 shares; 2016Q4: 7,913,000 shares 7,913,000$65.3M46.57%0
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,836,400 shares; 2016Q2: 1,838,600 shares; 2016Q3: 1,811,204 shares; 2016Q4: 1,256,000 shares 1,256,000$13.4M9.52%-555,204Timeline
PIIMPINJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 353,000 shares 353,000$12.5M8.9%newTimeline
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 75,205 shares; 2016Q2: 20,205 shares; 2016Q3: 25,100 shares; 2016Q4: 38,682 shares 38,682$6.84M4.88%+13,582
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 220,000 shares; 2016Q3: 295,000 shares; 2016Q4: 250,000 shares 250,000$5.89M4.2%-45,000
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 45,130 shares 45,130$5.59M3.99%newTimeline
II VI INCII VI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 176,500 shares 176,500$5.23M3.73%new
COHERENT INCCOHERENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 35,800 shares 35,800$4.92M3.51%new
MSIMOTOROLA SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50,400 shares 50,400$4.18M2.98%newTimeline
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 65,700 shares 65,700$4.06M2.89%new
OCLARO INCOCLARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 302,500 shares; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 404,000 shares 404,000$3.62M2.58%new
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,500 shares; 2016Q4: 51,800 shares 51,800$3.27M2.33%+1,300
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 75,000 shares; 2016Q2: 50,000 shares; 2016Q3: 102,150 shares; 2016Q4: 100,500 shares 100,500$2.45M1.75%-1,650Timeline
EMCORE CORPEMCORE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 304,725 shares; 2016Q4: 252,000 shares 252,000$2.19M1.56%-52,725
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 77,000 shares 77,000$832K0.59%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput400,000$89.4Mnew
DIASTATE STR SPDR DOW JONES IND UT SER 1put177,500$35.1Mnew
CHKPCHECK POINT SOFTWARE TECH LT Stockput150,000$12.7M-40,000
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC COMcall150,000$9.26Mnew
ORCLORACLE CORP COMput200,000$7.69Mnew
FITBIT INCFITBIT INC CL Aput250,000$1.83Mnew
IMMRIMMERSION CORP COMMON STOCKcall130,000$1.38M-635,000

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OLEDUNIVERSAL DISPLAY CORP150,700$8.37Mshares
PROOFPOINT INCPROOFPOINT INC100,000$7.49Mput
GRMNGARMIN LTD100,000$4.81Mcall
SAPSAP SE35,900$3.28Mput
GRMNGARMIN LTD50,750$2.44Mshares
VERIFONE SYS INCVERIFONE SYS INC151,500$2.38Mshares
CEVACEVA INC48,567$1.7Mshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-17-001875 base2017-02-14acceptance time not in the bulk data set