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Disclosery

Kingdom Ridge Capital, LLC

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13F filer, CIK 1454409, White Plains, NY

Kingdom Ridge Capital, LLC reported $139,016,000 across 16 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-14. Its ten largest share positions make up 98.34% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-016480

Period
2016-09-30
Reported value
$139M
Holdings
16
Top 10 weight
98.34%
New
8
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CABOT MICROELECTRONICS CORPnew+50,500$2.67M
GRMNnew+50,750$2.44M
VERIFONE SYS INCnew+151,500$2.38M
EMCORE CORPnew+304,725$1.74M
INTEGRATED DEVICE TECHNOLOG…added+75,000$1.73M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FIREEYE INCexited-994,800-$16.4M
SPLUNK INCexited-200,500-$10.9M
MARVELL TECHNOLOGY GROUP LTDexited-400,000-$3.81M
OLEDreduced-50,400-$2.8M
SIMOexited-55,000-$2.63M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000919574-16-016480, largest first. % of portfolio is the value over $102,450,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
APPLIED MICRO CIRCUITS CORPAPPLIED MICRO CIRCUITS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 7,913,000 shares; 2016Q2: 7,913,000 shares; 2016Q3: 7,913,000 shares 7,913,000$55M53.68%0
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 1,836,400 shares; 2016Q2: 1,838,600 shares; 2016Q3: 1,811,204 shares 1,811,204$14.8M14.43%-27,396Timeline
OLEDUNIVERSAL DISPLAY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 176,100 shares; 2016Q2: 201,100 shares; 2016Q3: 150,700 shares 150,700$8.37M8.16%-50,400Timeline
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: 220,000 shares; 2016Q3: 295,000 shares 295,000$6.82M6.65%+75,000
BROADCOM LTDBROADCOM LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 75,205 shares; 2016Q2: 20,205 shares; 2016Q3: 25,100 shares 25,100$4.33M4.23%+4,895
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,500 shares 50,500$2.67M2.61%new
GRMNGARMIN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,750 shares 50,750$2.44M2.38%newTimeline
VERIFONE SYS INCVERIFONE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 151,500 shares 151,500$2.38M2.33%new
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: 75,000 shares; 2016Q2: 50,000 shares; 2016Q3: 102,150 shares 102,150$2.23M2.17%+52,150Timeline
EMCORE CORPEMCORE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 304,725 shares 304,725$1.74M1.7%new
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 48,567 shares 48,567$1.7M1.66%newTimeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
CHKPCHECK POINT SOFTWARE TECH LT Stockput190,000$14.7M-248,000
PROOFPOINT INCPROOFPOINT INC COMput100,000$7.49Mnew
IMMRIMMERSION CORP COMMON STOCKcall765,000$6.24M+11,700
GRMNGARMIN LTD Stockcall100,000$4.81Mnew
SAPSAP SE ADRput35,900$3.28Mnew

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
BROADCOM LTDBROADCOM LTD150,000$23.3Mcall
FIREEYE INCFIREEYE INC994,800$16.4Mshares
OLEDUNIVERSAL DISPLAY CORP200,000$13.6Mcall
SPLUNK INCSPLUNK INC200,500$10.9Mshares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD400,000$3.81Mshares
SIMOSILICON MOTION TECHNOLOGY CO55,000$2.63Mshares
ZBRAZEBRA TECHNOLOGIES CORPORATI50,000$2.5Mshares
VRNSVARONIS SYS INC101,000$2.43Mshares
NANOMETRICSNANOMETRICS115,093$2.39Mshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-016480 base2016-11-14acceptance time not in the bulk data set