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Disclosery

KING INVESTMENT ADVISORS INC/TX

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13F filer, CIK 794221, HOUSTON, TX

KING INVESTMENT ADVISORS INC/TX reported $224,366,000 across 111 holdings for the quarter ended 2014-12-31, in a 13F-HR/A filed 2015-02-13. Its ten largest share positions make up 36.2% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0000794221-15-000002

Period
2014-12-31
Reported value
$224M
Holdings
111
Top 10 weight
36.2%
New
12
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
QCOMnew+89,810$6.68M
HERTZ GLOBAL HLDGS INC Nadded+250,935$6.25M
ALLYnew+190,730$4.51M
VYXnew+118,548$3.46M
THE ADT CORPORATIONadded+79,790$2.89M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
FCXexited-174,735-$5.71M
AUXILIUM PHARMACEUTICALSreduced-137,845-$4.75M
TELFYreduced-320,859-$4.57M
SANCHEZ ENERGY CORPexited-102,235-$2.69M
AMREIT INCreduced-38,675-$1.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR/A 0000794221-15-000002, largest first. % of portfolio is the value over $224,366,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,375 shares; 2014Q2: 97,257 shares; 2014Q3: 106,183 shares; 2014Q4: 107,097 shares 107,097$11.9M5.29%+914Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 210,550 shares; 2014Q2: 207,635 shares; 2014Q3: 206,005 shares; 2014Q4: 205,255 shares 205,255$9.54M4.25%-750Timeline
HOLXHOLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 248,074 shares; 2014Q2: 310,052 shares; 2014Q3: 312,752 shares; 2014Q4: 335,342 shares 335,342$8.96M3.99%+22,590Timeline
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 348,871 shares; 2014Q2: 343,562 shares; 2014Q3: 340,377 shares; 2014Q4: 337,812 shares 337,812$7.84M3.49%-2,565
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 227,672 shares; 2014Q2: 227,672 shares; 2014Q3: 228,372 shares; 2014Q4: 225,247 shares 225,247$7.57M3.37%-3,125Timeline
BPOPPOPULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 177,640 shares; 2014Q2: 210,750 shares; 2014Q3: 210,380 shares; 2014Q4: 213,150 shares 213,150$7.25M3.23%+2,770Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 96,506 shares; 2014Q2: 90,850 shares; 2014Q3: 85,505 shares; 2014Q4: 85,695 shares 85,695$7.25M3.23%+190
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 55,535 shares; 2014Q2: 54,980 shares; 2014Q3: 53,855 shares; 2014Q4: 54,710 shares 54,710$7.08M3.16%+855Timeline
OUTERWALL INCOUTERWALL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 99,382 shares; 2014Q2: 94,732 shares; 2014Q3: 92,687 shares; 2014Q4: 93,982 shares 93,982$7.08M3.16%+1,295
THE ADT CORPORATIONTHE ADT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 44,045 shares; 2014Q3: 107,615 shares; 2014Q4: 187,405 shares 187,405$6.79M3.03%+79,790
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 89,810 shares 89,810$6.68M2.98%newTimeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,400 shares; 2014Q4: 262,335 shares 262,335$6.54M2.91%+250,935
AMCXAMC GLOBAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 97,605 shares; 2014Q4: 99,465 shares 99,465$6.34M2.83%+1,860Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 115,628 shares; 2014Q2: 113,330 shares; 2014Q3: 109,055 shares; 2014Q4: 108,490 shares 108,490$6.25M2.79%-565Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 111,760 shares; 2014Q2: 113,060 shares; 2014Q3: 114,145 shares; 2014Q4: 114,795 shares 114,795$6.2M2.76%+650Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 97,725 shares; 2014Q2: 99,100 shares; 2014Q3: 96,880 shares; 2014Q4: 97,760 shares 97,760$5.94M2.65%+880
AUXILIUM PHARMACEUTICALSAUXILIUM PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 215,800 shares; 2014Q2: 248,065 shares; 2014Q3: 282,675 shares; 2014Q4: 144,830 shares 144,830$4.99M2.22%-137,845
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 51,835 shares; 2014Q2: 50,920 shares; 2014Q3: 56,085 shares; 2014Q4: 55,865 shares 55,865$4.77M2.13%-220Timeline
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 190,730 shares 190,730$4.51M2.01%newTimeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 122,056 shares; 2014Q2: 117,185 shares; 2014Q3: 111,505 shares; 2014Q4: 111,215 shares 111,215$4.39M1.96%-290Timeline
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 61,185 shares; 2014Q2: 56,685 shares; 2014Q3: 55,950 shares; 2014Q4: 55,380 shares 55,380$4.36M1.94%-570Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 27,650 shares; 2014Q2: 196,595 shares; 2014Q3: 199,825 shares; 2014Q4: 169,485 shares 169,485$4.34M1.94%-30,340
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 65,087 shares; 2014Q2: 64,304 shares; 2014Q3: 63,084 shares; 2014Q4: 62,954 shares 62,954$3.84M1.71%-130Timeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 148,675 shares; 2014Q2: 146,160 shares; 2014Q3: 101,685 shares; 2014Q4: 104,265 shares 104,265$3.79M1.69%+2,580Timeline
VYXNCR VOYIX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 118,548 shares 118,548$3.46M1.54%newTimeline
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 161,095 shares; 2014Q3: 156,430 shares; 2014Q4: 159,645 shares 159,645$3.32M1.48%+3,215
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 51,495 shares; 2014Q2: 50,975 shares; 2014Q3: 50,185 shares; 2014Q4: 50,090 shares 50,090$3.07M1.37%-95Timeline
BANCBANC OF CALIFORNIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 229,070 shares; 2014Q3: 233,990 shares; 2014Q4: 242,720 shares 242,720$2.78M1.24%+8,730Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 52,802 shares; 2014Q2: 51,962 shares; 2014Q3: 50,157 shares; 2014Q4: 50,032 shares 50,032$2.71M1.21%-125Timeline
GREEN BANCORP INCGREEN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 221,676 shares; 2014Q4: 220,946 shares 220,946$2.66M1.19%-730
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 54,061 shares; 2014Q2: 53,435 shares; 2014Q3: 54,379 shares; 2014Q4: 54,653 shares 54,653$2.56M1.14%+274Timeline
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 55,563 shares; 2014Q3: 58,353 shares; 2014Q4: 57,163 shares 57,163$2.46M1.1%-1,190Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 38,195 shares; 2014Q2: 49,092 shares; 2014Q3: 68,897 shares; 2014Q4: 67,239 shares 67,239$2.3M1.02%-1,658Timeline
BIOSCRIP INCBIOSCRIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 331,530 shares; 2014Q2: 336,680 shares; 2014Q3: 326,930 shares; 2014Q4: 326,710 shares 326,710$2.28M1.02%-220
AMREIT INCAMREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 123,189 shares; 2014Q2: 123,314 shares; 2014Q3: 119,434 shares; 2014Q4: 80,759 shares 80,759$2.14M0.96%-38,675
WYNNWYNN RESORTS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,994 shares; 2014Q2: 13,714 shares; 2014Q3: 13,134 shares; 2014Q4: 13,199 shares 13,199$1.96M0.87%+65Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,342 shares; 2014Q2: 30,342 shares; 2014Q3: 16,342 shares; 2014Q4: 16,342 shares 16,342$1.51M0.67%0Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 16,818 shares; 2014Q2: 16,118 shares; 2014Q3: 16,118 shares; 2014Q4: 16,078 shares 16,078$1.33M0.59%-40
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 26,902 shares; 2014Q2: 26,704 shares; 2014Q3: 30,279 shares; 2014Q4: 30,024 shares 30,024$1.2M0.54%-255Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,090 shares; 2014Q2: 1,030 shares; 2014Q3: 1,030 shares; 2014Q4: 1,030,000 shares 1,030,000$1.05M0.47%+1,028,970
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 35,598 shares; 2014Q2: 35,328 shares; 2014Q3: 40,628 shares; 2014Q4: 40,631 shares 40,631$1.03M0.46%+3
TAPMOLSON COORS BEVERAGE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 14,681 shares; 2014Q2: 13,896 shares; 2014Q3: 12,896 shares; 2014Q4: 12,896 shares 12,896$962K0.43%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,115 shares; 2014Q2: 12,115 shares; 2014Q3: 24,230 shares; 2014Q4: 24,230 shares 24,230$874K0.39%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 104,237 shares; 2014Q2: 102,687 shares; 2014Q3: 97,527 shares; 2014Q4: 89,842 shares 89,842$872K0.39%-7,685Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,504 shares; 2014Q2: 12,050 shares; 2014Q3: 12,050 shares; 2014Q4: 11,860 shares 11,860$852K0.38%-190
STARWOOD PROPERTY TRUST INCSTARWOOD PROPERTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 840 shares; 2014Q2: 780 shares; 2014Q3: 780,000 shares; 2014Q4: 780,000 shares 780,000$826K0.37%0
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 49,902 shares; 2014Q2: 47,302 shares; 2014Q3: 46,202 shares; 2014Q4: 46,100 shares 46,100$825K0.37%-102Timeline
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,984 shares; 2014Q2: 19,883 shares; 2014Q3: 22,353 shares; 2014Q4: 21,358 shares 21,358$818K0.36%-995Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,004 shares; 2014Q2: 14,944 shares; 2014Q3: 14,944 shares; 2014Q4: 15,664 shares 15,664$801K0.36%+720
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 48,020 shares; 2014Q2: 47,340 shares; 2014Q3: 46,360 shares; 2014Q4: 52,370 shares 52,370$780K0.35%+6,010Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,479 shares; 2014Q2: 40,104 shares; 2014Q3: 13,520 shares; 2014Q4: 13,520 shares 13,520$742K0.33%0Timeline
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 29,750 shares; 2014Q2: 42,500 shares; 2014Q3: 57,250 shares; 2014Q4: 52,000 shares 52,000$697K0.31%-5,250
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,400 shares; 2014Q2: 4,400 shares; 2014Q3: 4,300 shares; 2014Q4: 4,300 shares 4,300$690K0.31%0Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,325 shares; 2014Q2: 7,280 shares; 2014Q3: 7,280 shares; 2014Q4: 7,280 shares 7,280$687K0.31%0Timeline
HWCHANCOCK WHITNEY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 39,001 shares; 2014Q2: 26,257 shares; 2014Q3: 23,167 shares; 2014Q4: 22,387 shares 22,387$683K0.3%-780Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,702 shares; 2014Q2: 10,702 shares; 2014Q3: 10,702 shares; 2014Q4: 10,702 shares 10,702$672K0.3%0
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 15,115 shares; 2014Q3: 14,865 shares; 2014Q4: 15,530 shares 15,530$630K0.28%+665Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,985 shares; 2014Q2: 12,085 shares; 2014Q3: 12,085 shares; 2014Q4: 12,085 shares 12,085$620K0.28%0Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,522 shares; 2014Q2: 7,145 shares; 2014Q3: 7,145 shares; 2014Q4: 7,145 shares 7,145$595K0.27%0Timeline
GOOGLE INCGOOGLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 1,125 shares 1,125$592K0.26%new
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,915 shares; 2014Q2: 4,915 shares; 2014Q3: 4,915 shares; 2014Q4: 4,915 shares 4,915$568K0.25%0Timeline
BAKER HUGHES INCBAKER HUGHES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000$561K0.25%0
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,576 shares; 2014Q2: 34,156 shares; 2014Q3: 34,156 shares; 2014Q4: 33,796 shares 33,796$555K0.25%-360Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,435 shares; 2014Q2: 8,135 shares; 2014Q3: 8,135 shares; 2014Q4: 7,435 shares 7,435$549K0.24%-700
MAINMAIN STR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 19,108 shares; 2014Q2: 18,718 shares; 2014Q3: 18,718 shares; 2014Q4: 18,498 shares 18,498$538K0.24%-220Timeline
BRBROADRIDGE FINL SOLUTIONS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,550 shares; 2014Q2: 11,550 shares; 2014Q3: 11,550 shares; 2014Q4: 11,550 shares 11,550$533K0.24%0Timeline
ARES CAPITAL CORPARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 575 shares; 2014Q2: 515 shares; 2014Q3: 515 shares; 2014Q4: 510,000 shares 510,000$523K0.23%+509,485
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,727 shares; 2014Q2: 10,655 shares; 2014Q3: 5,655 shares; 2014Q4: 5,655 shares 5,655$518K0.23%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 12,232 shares 12,232$518K0.23%newTimeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,652 shares; 2014Q2: 5,652 shares; 2014Q3: 5,652 shares; 2014Q4: 5,652 shares 5,652$515K0.23%0Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,310 shares; 2014Q2: 7,310 shares; 2014Q3: 7,310 shares; 2014Q4: 7,310 shares 7,310$505K0.23%0Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 35,200 shares; 2014Q2: 33,800 shares; 2014Q3: 33,485 shares; 2014Q4: 33,005 shares 33,005$503K0.22%-480
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 60,493 shares; 2014Q2: 59,043 shares; 2014Q3: 59,043 shares; 2014Q4: 58,271 shares 58,271$497K0.22%-772
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,350 shares; 2014Q2: 12,250 shares; 2014Q3: 12,250 shares; 2014Q4: 12,250 shares 12,250$487K0.22%0Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,235 shares; 2014Q2: 10,235 shares; 2014Q3: 11,835 shares; 2014Q4: 11,835 shares 11,835$480K0.21%0
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,224 shares; 2014Q2: 8,224 shares; 2014Q3: 8,224 shares; 2014Q4: 8,224 shares 8,224$477K0.21%0Timeline
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 23,000 shares; 2014Q4: 55,075 shares 55,075$469K0.21%+32,075Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,200 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares; 2014Q4: 3,000 shares 3,000$447K0.2%0
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 4,500 shares; 2014Q3: 4,500 shares; 2014Q4: 4,500 shares 4,500$424K0.19%0Timeline
UGLPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,000 shares; 2014Q2: 11,000 shares; 2014Q3: 11,000 shares; 2014Q4: 11,000 shares 11,000$423K0.19%0Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,923 shares; 2014Q2: 7,923 shares; 2014Q3: 7,923 shares; 2014Q4: 7,923 shares 7,923$406K0.18%0Timeline
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,350 shares; 2014Q2: 7,350 shares; 2014Q3: 5,300 shares; 2014Q4: 5,300 shares 5,300$396K0.18%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,755 shares; 2014Q2: 12,755 shares; 2014Q3: 10,755 shares; 2014Q4: 10,755 shares 10,755$392K0.17%0Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 39,500 shares; 2014Q2: 39,500 shares; 2014Q3: 39,500 shares; 2014Q4: 39,500 shares 39,500$386K0.17%0Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 56,070 shares; 2014Q2: 76,970 shares; 2014Q3: 76,970 shares; 2014Q4: 72,270 shares 72,270$382K0.17%-4,700Timeline
LEUCADIA NATL CORPLEUCADIA NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,030 shares; 2014Q2: 8,330 shares; 2014Q3: 11,680 shares; 2014Q4: 17,060 shares 17,060$382K0.17%+5,380
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,570 shares; 2014Q2: 3,570 shares; 2014Q3: 3,570 shares; 2014Q4: 3,570 shares 3,570$372K0.17%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,780 shares; 2014Q2: 3,780 shares; 2014Q3: 3,780 shares; 2014Q4: 3,780 shares 3,780$355K0.16%0Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,276 shares; 2014Q2: 27,316 shares; 2014Q3: 27,316 shares; 2014Q4: 26,806 shares 26,806$354K0.16%-510Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 29,490 shares; 2014Q2: 27,990 shares; 2014Q3: 42,447 shares; 2014Q4: 41,637 shares 41,637$338K0.15%-810Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 6,900 shares 6,900$315K0.14%new
LORILLARD INCLORILLARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,800 shares; 2014Q2: 5,000 shares; 2014Q3: 5,000 shares; 2014Q4: 5,000 shares 5,000$315K0.14%0
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,510 shares; 2014Q2: 5,515 shares; 2014Q3: 5,515 shares; 2014Q4: 5,740 shares 5,740$301K0.13%+225
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,112 shares; 2014Q2: 19,612 shares; 2014Q3: 32,851 shares; 2014Q4: 39,236 shares 39,236$263K0.12%+6,385Timeline
ALLERGAN INCALLERGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 1,175 shares 1,175$250K0.11%new
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,709 shares; 2014Q2: 10,235 shares; 2014Q3: 10,235 shares; 2014Q4: 9,940 shares 9,940$246K0.11%-295
SWKSSKYWORKS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 3,370 shares 3,370$245K0.11%newTimeline
CACICACI INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,260 shares; 2014Q2: 3,260 shares; 2014Q3: not reported; 2014Q4: 2,710 shares 2,710$234K0.1%newTimeline
ORBITAL SCIENCES CORPORBITAL SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,890 shares; 2014Q2: 9,802 shares; 2014Q3: 7,332 shares; 2014Q4: 8,402 shares 8,402$225K0.1%+1,070
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 384,695 shares; 2014Q2: 382,855 shares; 2014Q3: 336,500 shares; 2014Q4: 15,641 shares 15,641$223K0.1%-320,859Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 14,308 shares 14,308$222K0.1%newTimeline
AVG TECHNOLOGIESAVG TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 11,270 shares 11,270$221K0.1%new
MFINMEDALLION FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 16,870 shares; 2014Q2: 16,870 shares; 2014Q3: 15,220 shares; 2014Q4: 20,160 shares 20,160$202K0.09%+4,940Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 8,100 shares; 2014Q4: 8,100 shares 8,100$201K0.09%0
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,900 shares; 2014Q2: 20,000 shares; 2014Q3: 21,590 shares; 2014Q4: 18,140 shares 18,140$193K0.09%-3,450Timeline
ORNORION GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 11,930 shares; 2014Q3: 13,250 shares; 2014Q4: 17,230 shares 17,230$189K0.08%+3,980Timeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,200 shares; 2014Q2: 28,200 shares; 2014Q3: 28,200 shares; 2014Q4: 28,200 shares 28,200$173K0.08%0Timeline
BOULDER BRANDS INCBOULDER BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 13,160 shares 13,160$146K0.07%new
CASTLE AM & COCASTLE AM & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,191 shares; 2014Q4: 11,191 shares 11,191$89K0.04%0
CWSTCASELLA WASTE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 71,700 shares; 2014Q2: 71,385 shares; 2014Q3: 17,500 shares; 2014Q4: 12,500 shares 12,500$50K0.02%-5,000Timeline
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,000 shares; 2014Q2: 22,500 shares; 2014Q3: 22,500 shares; 2014Q4: 22,500 shares 22,500$41K0.02%0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FCXFREEPORT MCMORAN INC174,735$5.71Mshares
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP102,235$2.69Mshares
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION22,160$927Kshares
RIGTRANSOCEAN LTD23,855$763Kshares
ZIX CORPZIX CORP161,927$554Kshares
TTEKTETRA TECH INC NEW15,690$392Kshares
CONVERSANT INCCONVERSANT INC8,855$303Kshares
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER2,400$224Kshares
CVXCHEVRON CORPORATION1,780$212Kshares
MCDERMOTT INTL INCMCDERMOTT INTL INC11,200$64Kshares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000794221-15-000001 superseded2015-02-12acceptance time not in the bulk data set
13F-HR/A 0000794221-15-000002 baserestatement2015-02-13acceptance time not in the bulk data set