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Disclosery

KING INVESTMENT ADVISORS INC/TX

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13F filer, CIK 794221, HOUSTON, TX

KING INVESTMENT ADVISORS INC/TX reported $219,691,000 across 109 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 36.05% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000794221-14-000005

Period
2014-09-30
Reported value
$220M
Holdings
109
Top 10 weight
36.05%
New
8
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AMCXnew+97,605$5.7M
GREEN BANCORP INCnew+221,676$3.8M
THE ADT CORPORATIONadded+63,570$2.25M
AUXILIUM PHARMACEUTICALSadded+34,610$1.03M
AAPLadded+8,926$899K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GOLDCORP INC NEWexited-236,260-$6.59M
ENSCO PLCexited-113,545-$6.31M
THORATEC CORPexited-144,470-$5.04M
BARRICK GOLD CORPexited-269,660-$4.93M
GLNGreduced-44,475-$2.95M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0000794221-14-000005, largest first. % of portfolio is the value over $219,691,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,375 shares; 2014Q2: 97,257 shares; 2014Q3: 106,183 shares 106,183$10.7M4.87%+8,926Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 210,550 shares; 2014Q2: 207,635 shares; 2014Q3: 206,005 shares 206,005$9.55M4.35%-1,630Timeline
AUXILIUM PHARMACEUTICALSAUXILIUM PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 215,800 shares; 2014Q2: 248,065 shares; 2014Q3: 282,675 shares 282,675$8.44M3.84%+34,610
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 227,672 shares; 2014Q2: 227,672 shares; 2014Q3: 228,372 shares 228,372$8.05M3.66%+700Timeline
HOLXHOLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 248,074 shares; 2014Q2: 310,052 shares; 2014Q3: 312,752 shares 312,752$7.61M3.46%+2,700Timeline
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 348,871 shares; 2014Q2: 343,562 shares; 2014Q3: 340,377 shares 340,377$7.59M3.45%-3,185
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 122,056 shares; 2014Q2: 117,185 shares; 2014Q3: 111,505 shares 111,505$7.19M3.27%-5,680Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 55,535 shares; 2014Q2: 54,980 shares; 2014Q3: 53,855 shares 53,855$6.93M3.15%-1,125Timeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 148,675 shares; 2014Q2: 146,160 shares; 2014Q3: 101,685 shares 101,685$6.75M3.07%-44,475Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 97,725 shares; 2014Q2: 99,100 shares; 2014Q3: 96,880 shares 96,880$6.38M2.91%-2,220
BPOPPOPULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 177,640 shares; 2014Q2: 210,750 shares; 2014Q3: 210,380 shares 210,380$6.19M2.82%-370Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 96,506 shares; 2014Q2: 90,850 shares; 2014Q3: 85,505 shares 85,505$6.04M2.75%-5,345
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 111,760 shares; 2014Q2: 113,060 shares; 2014Q3: 114,145 shares 114,145$5.92M2.69%+1,085Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 115,628 shares; 2014Q2: 113,330 shares; 2014Q3: 109,055 shares 109,055$5.86M2.67%-4,275Timeline
FCXFREEPORT MCMORAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 181,830 shares; 2014Q2: 182,045 shares; 2014Q3: 174,735 shares 174,735$5.71M2.6%-7,310Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 51,835 shares; 2014Q2: 50,920 shares; 2014Q3: 56,085 shares 56,085$5.7M2.6%+5,165Timeline
AMCXAMC GLOBAL MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 97,605 shares 97,605$5.7M2.6%newTimeline
OUTERWALL INCOUTERWALL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 99,382 shares; 2014Q2: 94,732 shares; 2014Q3: 92,687 shares 92,687$5.2M2.37%-2,045
TELFYTELEFONICA SA-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 384,695 shares; 2014Q2: 382,855 shares; 2014Q3: 336,500 shares 336,500$5.17M2.35%-46,355Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 27,650 shares; 2014Q2: 196,595 shares; 2014Q3: 199,825 shares 199,825$4.7M2.14%+3,230
CHKPCHECK POINT SOFTWARE TECH LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 61,185 shares; 2014Q2: 56,685 shares; 2014Q3: 55,950 shares 55,950$3.87M1.76%-735Timeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 65,087 shares; 2014Q2: 64,304 shares; 2014Q3: 63,084 shares 63,084$3.85M1.75%-1,220Timeline
THE ADT CORPORATIONTHE ADT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 44,045 shares; 2014Q3: 107,615 shares 107,615$3.82M1.74%+63,570
GREEN BANCORP INCGREEN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 221,676 shares 221,676$3.8M1.73%new
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 51,495 shares; 2014Q2: 50,975 shares; 2014Q3: 50,185 shares 50,185$3.42M1.56%-790Timeline
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 161,095 shares; 2014Q3: 156,430 shares 156,430$3.15M1.43%-4,665
AMREIT INCAMREIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 123,189 shares; 2014Q2: 123,314 shares; 2014Q3: 119,434 shares 119,434$2.74M1.25%-3,880
BANCBANC OF CALIFORNIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 229,070 shares; 2014Q3: 233,990 shares 233,990$2.72M1.24%+4,920Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 54,061 shares; 2014Q2: 53,435 shares; 2014Q3: 54,379 shares 54,379$2.72M1.24%+944Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 52,802 shares; 2014Q2: 51,962 shares; 2014Q3: 50,157 shares 50,157$2.69M1.23%-1,805Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 111,345 shares; 2014Q2: 110,460 shares; 2014Q3: 102,235 shares 102,235$2.69M1.22%-8,225
WYNNWYNN RESORTS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,994 shares; 2014Q2: 13,714 shares; 2014Q3: 13,134 shares 13,134$2.46M1.12%-580Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 38,195 shares; 2014Q2: 49,092 shares; 2014Q3: 68,897 shares 68,897$2.27M1.03%+19,805Timeline
BIOSCRIP INCBIOSCRIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 331,530 shares; 2014Q2: 336,680 shares; 2014Q3: 326,930 shares 326,930$2.26M1.03%-9,750
ZTSZOETIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 55,563 shares; 2014Q3: 58,353 shares 58,353$2.16M0.98%+2,790Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,342 shares; 2014Q2: 30,342 shares; 2014Q3: 16,342 shares 16,342$1.54M0.7%-14,000Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 16,818 shares; 2014Q2: 16,118 shares; 2014Q3: 16,118 shares 16,118$1.36M0.62%0
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 26,902 shares; 2014Q2: 26,704 shares; 2014Q3: 30,279 shares 30,279$1.18M0.54%+3,575Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 104,237 shares; 2014Q2: 102,687 shares; 2014Q3: 97,527 shares 97,527$1.09M0.5%-5,160Timeline
APOLLO INVT CORPAPOLLO INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,090 shares; 2014Q2: 1,030 shares; 2014Q3: 1,030 shares 1,030$1.07M0.49%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 35,598 shares; 2014Q2: 35,328 shares; 2014Q3: 40,628 shares 40,628$1.04M0.47%+5,300
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,984 shares; 2014Q2: 19,883 shares; 2014Q3: 22,353 shares 22,353$982K0.45%+2,470Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,115 shares; 2014Q2: 12,115 shares; 2014Q3: 24,230 shares 24,230$976K0.44%+12,115Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,004 shares; 2014Q2: 14,944 shares; 2014Q3: 14,944 shares 14,944$963K0.44%0
TAPMOLSON COORS BEVERAGE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 14,681 shares; 2014Q2: 13,896 shares; 2014Q3: 12,896 shares 12,896$960K0.44%-1,000Timeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,830 shares; 2014Q2: 4,830 shares; 2014Q3: 22,160 shares 22,160$927K0.42%+17,330
STARWOOD PROPERTY TRUST INCSTARWOOD PROPERTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 840 shares; 2014Q2: 780 shares; 2014Q3: 780,000 shares 780,000$835K0.38%+779,220
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,400 shares; 2014Q2: 4,400 shares; 2014Q3: 4,300 shares 4,300$816K0.37%-100Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 49,902 shares; 2014Q2: 47,302 shares; 2014Q3: 46,202 shares 46,202$788K0.36%-1,100Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,504 shares; 2014Q2: 12,050 shares; 2014Q3: 12,050 shares 12,050$775K0.35%0
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 20,880 shares; 2014Q3: 23,855 shares 23,855$763K0.35%+2,975Timeline
HWCHANCOCK WHITNEY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 39,001 shares; 2014Q2: 26,257 shares; 2014Q3: 23,167 shares 23,167$743K0.34%-3,090Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,985 shares; 2014Q2: 12,085 shares; 2014Q3: 12,085 shares 12,085$711K0.32%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,479 shares; 2014Q2: 40,104 shares; 2014Q3: 13,520 shares 13,520$701K0.32%-26,584Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,325 shares; 2014Q2: 7,280 shares; 2014Q3: 7,280 shares 7,280$678K0.31%0Timeline
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 48,020 shares; 2014Q2: 47,340 shares; 2014Q3: 46,360 shares 46,360$670K0.3%-980Timeline
BAKER HUGHES INCBAKER HUGHES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$651K0.3%new
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,702 shares; 2014Q2: 10,702 shares; 2014Q3: 10,702 shares 10,702$604K0.27%0
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,522 shares; 2014Q2: 7,145 shares; 2014Q3: 7,145 shares 7,145$594K0.27%0Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,200 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$591K0.27%0
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,435 shares; 2014Q2: 8,135 shares; 2014Q3: 8,135 shares 8,135$584K0.27%0
BNYBANK OF NY MELLON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 15,115 shares; 2014Q3: 14,865 shares 14,865$576K0.26%-250Timeline
MAINMAIN STR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 19,108 shares; 2014Q2: 18,718 shares; 2014Q3: 18,718 shares 18,718$574K0.26%0Timeline
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 29,750 shares; 2014Q2: 42,500 shares; 2014Q3: 57,250 shares 57,250$573K0.26%+14,750
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,727 shares; 2014Q2: 10,655 shares; 2014Q3: 5,655 shares 5,655$560K0.25%-5,000Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,310 shares; 2014Q2: 7,310 shares; 2014Q3: 7,310 shares 7,310$559K0.25%0Timeline
ZIX CORPZIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 181,377 shares; 2014Q2: 179,137 shares; 2014Q3: 161,927 shares 161,927$554K0.25%-17,210
ARIAPOLLO COML REAL ESTATE FINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,576 shares; 2014Q2: 34,156 shares; 2014Q3: 34,156 shares 34,156$537K0.24%0Timeline
ARES CAPITAL CORPARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 575 shares; 2014Q2: 515 shares; 2014Q3: 515 shares 515$537K0.24%0
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,915 shares; 2014Q2: 4,915 shares; 2014Q3: 4,915 shares 4,915$529K0.24%0Timeline
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 60,493 shares; 2014Q2: 59,043 shares; 2014Q3: 59,043 shares 59,043$502K0.23%0
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,235 shares; 2014Q2: 10,235 shares; 2014Q3: 11,835 shares 11,835$496K0.23%+1,600
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 35,200 shares; 2014Q2: 33,800 shares; 2014Q3: 33,485 shares 33,485$485K0.22%-315
BRBROADRIDGE FINL SOLUTIONS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,550 shares; 2014Q2: 11,550 shares; 2014Q3: 11,550 shares 11,550$481K0.22%0Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 4,500 shares; 2014Q3: 4,500 shares 4,500$479K0.22%0Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,652 shares; 2014Q2: 5,652 shares; 2014Q3: 5,652 shares 5,652$473K0.22%0Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,350 shares; 2014Q2: 12,250 shares; 2014Q3: 12,250 shares 12,250$465K0.21%0Timeline
UGLPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,000 shares; 2014Q2: 11,000 shares; 2014Q3: 11,000 shares 11,000$446K0.2%0Timeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,224 shares; 2014Q2: 8,224 shares; 2014Q3: 8,224 shares 8,224$442K0.2%0Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 39,500 shares; 2014Q2: 39,500 shares; 2014Q3: 39,500 shares 39,500$394K0.18%0Timeline
TTEKTETRA TECH INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 12,315 shares; 2014Q3: 15,690 shares 15,690$392K0.18%+3,375Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,923 shares; 2014Q2: 7,923 shares; 2014Q3: 7,923 shares 7,923$377K0.17%0Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,755 shares; 2014Q2: 12,755 shares; 2014Q3: 10,755 shares 10,755$374K0.17%-2,000Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 56,070 shares; 2014Q2: 76,970 shares; 2014Q3: 76,970 shares 76,970$371K0.17%0Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,780 shares; 2014Q2: 3,780 shares; 2014Q3: 3,780 shares 3,780$358K0.16%0Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,276 shares; 2014Q2: 27,316 shares; 2014Q3: 27,316 shares 27,316$356K0.16%0Timeline
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,350 shares; 2014Q2: 7,350 shares; 2014Q3: 5,300 shares 5,300$348K0.16%-2,050Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 29,490 shares; 2014Q2: 27,990 shares; 2014Q3: 42,447 shares 42,447$348K0.16%+14,457Timeline
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,570 shares; 2014Q2: 3,570 shares; 2014Q3: 3,570 shares 3,570$343K0.16%0Timeline
CONVERSANT INCCONVERSANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,880 shares; 2014Q2: 11,755 shares; 2014Q3: 8,855 shares 8,855$303K0.14%-2,900
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 23,000 shares 23,000$301K0.14%newTimeline
LORILLARD INCLORILLARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,800 shares; 2014Q2: 5,000 shares; 2014Q3: 5,000 shares 5,000$300K0.14%0
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,400 shares 11,400$289K0.13%new
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 5,510 shares; 2014Q2: 5,515 shares; 2014Q3: 5,515 shares 5,515$282K0.13%0
LEUCADIA NATL CORPLEUCADIA NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,030 shares; 2014Q2: 8,330 shares; 2014Q3: 11,680 shares 11,680$278K0.13%+3,350
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,900 shares; 2014Q2: 20,000 shares; 2014Q3: 21,590 shares 21,590$255K0.12%+1,590Timeline
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,709 shares; 2014Q2: 10,235 shares; 2014Q3: 10,235 shares 10,235$253K0.12%0
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,112 shares; 2014Q2: 19,612 shares; 2014Q3: 32,851 shares 32,851$247K0.11%+13,239Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,400 shares 2,400$224K0.1%new
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,816 shares; 2014Q2: 1,780 shares; 2014Q3: 1,780 shares 1,780$212K0.1%0Timeline
ORBITAL SCIENCES CORPORBITAL SCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,890 shares; 2014Q2: 9,802 shares; 2014Q3: 7,332 shares 7,332$204K0.09%-2,470
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 8,100 shares 8,100$204K0.09%new
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 28,200 shares; 2014Q2: 28,200 shares; 2014Q3: 28,200 shares 28,200$194K0.09%0Timeline
MFINMEDALLION FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 16,870 shares; 2014Q2: 16,870 shares; 2014Q3: 15,220 shares 15,220$177K0.08%-1,650Timeline
ORNORION GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 11,930 shares; 2014Q3: 13,250 shares 13,250$132K0.06%+1,320Timeline
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,000 shares; 2014Q2: 22,500 shares; 2014Q3: 22,500 shares 22,500$97K0.04%0
CASTLE AM & COCASTLE AM & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,191 shares 11,191$96K0.04%new
CWSTCASELLA WASTE SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 71,700 shares; 2014Q2: 71,385 shares; 2014Q3: 17,500 shares 17,500$67K0.03%-53,885Timeline
MCDERMOTT INTL INCMCDERMOTT INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 101,200 shares; 2014Q2: 11,200 shares; 2014Q3: 11,200 shares 11,200$64K0.03%0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GOLDCORP INC NEWGOLDCORP INC NEW236,260$6.59Mshares
ENSCO PLCENSCO PLC113,545$6.31Mshares
THORATEC CORPTHORATEC CORP144,470$5.04Mshares
BARRICK GOLD CORPBARRICK GOLD CORP269,660$4.93Mshares
APPROACH RESOURCES INCAPPROACH RESOURCES INC43,140$981Kshares
PHH CORPPHH CORP590$594Kshares
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P6,842$397Kshares
TXNTEXAS INSTRS INC7,000$335Kshares
CACICACI INTL INC3,260$229Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000794221-14-000005 base2014-11-14acceptance time not in the bulk data set