Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $13,716,843,513 across 1,677 holdings for the quarter ended 2021-09-30, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 17.12% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003528
- Period
- 2021-09-30
- Reported value
- $13.7B
- Holdings
- 1,677
- Top 10 weight
- 17.12%
- New
- 657
- Sold out
- 598
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FTAI AVIATION LTDnew | +2,266,757 | $57.5M |
| CEDAR FAIR L Pnew | +1,045,000 | $48.5M |
| HYGadded | +293,104 | $25.6M |
| UNHadded | +63,475 | $24.8M |
| DXCMadded | +41,496 | $22.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ADCexited | -3,777,000 | -$266M |
| SPLUNK INCreduced | -977,996 | -$142M |
| CYRUSONE INCexited | -1,561,814 | -$112M |
| ZSreduced | -401,455 | -$105M |
| PANWreduced | -196,580 | -$94.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 966 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 607. All 607
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 3,407,993 | $1.46B | +511,135 |
| HYGISHARES TR IBOXX HI YD ETF | put | 6,970,600 | $610M | +706,900 |
| QQQINVESCO QQQ TR COM | put | 1,509,614 | $540M | -1,076,558 |
| EMBISHARES TR JPMORGAN USD EMG | put | 2,739,900 | $302M | +129,900 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 1,422,200 | $211M | +899,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 389,200 | $167M | -10,800 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 3,040,500 | $153M | -139,100 |
| QQQINVESCO QQQ TR COM | call | 425,000 | $152M | -182,900 |
| NVDANVIDIA CORPORATION COM | put | 719,000 | $149M | +529,500 |
| DISDISNEY WALT CO COM | put | 850,500 | $144M | +808,900 |
| SNAPSNAP INC CL A | put | 1,934,400 | $143M | +437,100 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | call | 1,409,600 | $136M | new |
| NVDANVIDIA CORPORATION COM | call | 616,500 | $128M | +456,200 |
| EMBISHARES TR JPMORGAN USD EMG | call | 1,150,000 | $127M | +700,000 |
| XLESELECT SECTOR SPDR TR SHS | call | 2,388,400 | $124M | -765,800 |
| XLESELECT SECTOR SPDR TR SHS | put | 2,149,200 | $112M | +1,174,200 |
| IWMISHARES TR SHS | put | 493,095 | $108M | -1,056,728 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 720,000 | $107M | +595,000 |
| SPLUNK INCSPLUNK INC COM | call | 725,600 | $105M | -48,400 |
| TLTISHARES TR 20 YR TR BD ETF | put | 671,500 | $96.9M | -13,000 |
| CMCSACOMCAST CORP NEW COM | put | 1,687,700 | $94.4M | +973,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 537,500 | $88.3M | -694,400 |
| MUMICRON TECHNOLOGY INC COM | put | 1,069,400 | $75.9M | +52,100 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 587,300 | $73.8M | +472,300 |
| ZSZSCALER INC STOK | call | 249,700 | $65.5M | 0 |
| LQDISHARES TR SHS | put | 490,000 | $65.2M | -5,145,600 |
| WYNNWYNN RESORTS LTD COM | put | 680,000 | $57.6M | new |
| AMDADVANCED MICRO DEVICES INC COM | put | 540,600 | $55.6M | +378,700 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 1,415,100 | $55.1M | -129,900 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,093,500 | $49M | +857,600 |
| MSFTMICROSOFT CORP COM | put | 168,300 | $47.4M | +140,800 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | put | 488,400 | $47.2M | +345,900 |
| XLFSELECT SECTOR SPDR TR SHS | call | 1,249,100 | $46.9M | +618,600 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,581,200 | $46.6M | -551,600 |
| CRMSALESFORCE INC COM | call | 170,400 | $46.2M | +31,400 |
| CCITIGROUP INC COM | put | 652,000 | $45.8M | +395,800 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | put | 2,257,400 | $44.7M | +20,900 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 77,700 | $44.4M | +76,000 |
| TWLOTWILIO INC Stock | call | 130,800 | $41.7M | new |
| COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED COM | call | 189,300 | $41.5M | -12,900 |
| XLKSELECT SECTOR SPDR TR SHS | call | 275,000 | $41.1M | +25,000 |
| CPNGCOUPANG INC CL A | call | 1,472,100 | $41M | +152,200 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | call | 2,068,800 | $41M | +324,800 |
| XLKSELECT SECTOR SPDR TR SHS | put | 268,000 | $40M | +7,900 |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 312,400 | $39.3M | new |
| PFEPFIZER INC COM | put | 850,000 | $36.6M | +793,900 |
| EFAISHARES TR MSCI EAFE ETF | put | 462,400 | $36.1M | +27,400 |
| IBBISHARES TR ISHARES BIOTECH | put | 216,200 | $35M | -215,800 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | call | 424,400 | $33.6M | +274,400 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 841,200 | $32.7M | +709,000 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 636,000 | $32M | -1,635,000 |
| BIIBBIOGEN INC Stock | put | 112,700 | $31.9M | +60,000 |
| UBERUBER TECHNOLOGIES INC COM | call | 694,800 | $31.1M | +435,100 |
| CHTRCHARTER COMMUNICATIONS INC COM | put | 42,500 | $30.9M | new |
| XLFSELECT SECTOR SPDR TR SHS | put | 820,700 | $30.8M | +688,700 |
| LQDISHARES TR SHS | call | 225,000 | $29.9M | -625,000 |
| JNJJOHNSON & JOHNSON COM | put | 182,400 | $29.5M | +12,500 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | put | 370,000 | $29.3M | +220,000 |
| IBBISHARES TR ISHARES BIOTECH | call | 177,200 | $28.6M | -10,900 |
| MSFTMICROSOFT CORP COM | call | 99,900 | $28.2M | +40,000 |
| UNHUNITEDHEALTH GROUP INC COM | put | 69,200 | $27M | new |
| AAPLAPPLE INC COM | call | 190,200 | $26.9M | +186,900 |
| IWMISHARES TR SHS | call | 121,400 | $26.6M | -192,200 |
| GLDSPDR GOLD TR GOLD SHS | put | 160,000 | $26.3M | -56,400 |
| ABTABBOTT LABORATORIES COM | put | 219,100 | $25.9M | +110,000 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 878,100 | $25.9M | -337,000 |
| EWJISHARES INC SHS | put | 352,400 | $24.8M | +197,500 |
| SPLUNK INCSPLUNK INC COM | put | 170,600 | $24.7M | -145,300 |
| XOMEXXON MOBIL CORP COM | put | 415,000 | $24.4M | +400,000 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 99,200 | $24.4M | +70,000 |
| HCAHCA HEALTHCARE INC COM | put | 100,200 | $24.3M | -83,300 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 357,400 | $24.2M | +257,400 |
| HYGISHARES TR IBOXX HI YD ETF | call | 273,600 | $23.9M | -26,400 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 500,000 | $23.7M | new |
| DISCOVERY INCDISCOVERY INC COM SER A | put | 916,600 | $23.3M | +735,300 |
| SMHVANECK ETF TRUST COM | call | 89,700 | $23M | -12,200 |
| INTCINTEL CORP COM | call | 427,300 | $22.8M | +197,300 |
| AAPLAPPLE INC COM | put | 160,500 | $22.7M | +85,500 |
| MRKMERCK & CO INC COM | call | 300,800 | $22.6M | +161,600 |
| BACBANK OF AMER CORP COM | call | 527,200 | $22.4M | -24,900 |
| CCJCAMECO CORP Stock | call | 1,010,700 | $22M | +963,200 |
| CMCSACOMCAST CORP NEW COM | call | 387,500 | $21.7M | -53,600 |
| EAELECTRONIC ARTS INC Stock | put | 150,000 | $21.3M | new |
| BIDUBAIDU INC ADR | put | 138,500 | $21.3M | +13,500 |
| COPCONOCOPHILLIPS COM | put | 314,100 | $21.3M | new |
| CRMSALESFORCE INC COM | put | 76,500 | $20.7M | new |
| CHGGCHEGG INC COM | call | 295,700 | $20.1M | 0 |
| LVSLAS VEGAS SANDS CORP Stock | call | 544,000 | $19.9M | +520,800 |
| MRNAMODERNA INC COM | call | 50,000 | $19.2M | 0 |
| XLISELECT SECTOR SPDR TR INDL | call | 196,600 | $19.2M | +146,600 |
| TWITTER INCTWITTER INC COM | put | 303,700 | $18.3M | -35,000 |
| BARRICK GOLD CORPBARRICK GOLD CORP COM | put | 1,008,000 | $18.2M | +283,000 |
| MTARCELORMITTAL SA LUXEMBOURG ADR | put | 597,000 | $18M | new |
| AMDADVANCED MICRO DEVICES INC COM | call | 174,300 | $17.9M | +103,700 |
| GILDGILEAD SCIENCES INC COM | put | 256,500 | $17.9M | +56,300 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 72,600 | $17.8M | 0 |
| BACBANK OF AMER CORP COM | put | 420,000 | $17.8M | new |
| OIHVANECK ETF TRUST OIL SERVICES ETF | call | 90,000 | $17.7M | new |
| IQIQIYI INC ADR | put | 2,206,800 | $17.7M | +1,658,100 |
| MUMICRON TECHNOLOGY INC COM | call | 246,900 | $17.5M | +92,200 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 104. All 104
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 24,599,000 | $26.6M | +2,450,000 |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTE | principal | 30,060,000 | $25.3M | +10,787,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 21,764,000 | $23.9M | +7,565,000 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 22,600,000 | $22M | +15,507,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 20,607,000 | $20.9M | new |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 12,700,000 | $19.4M | -2,405,000 |
| MODEL N INCMODEL N INC NOTE 2.625% 6/0 | principal | 14,875,000 | $18.8M | +500,000 |
| NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1 | principal | 6,451,000 | $13.8M | -927,000 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 9,142,000 | $11.7M | -1,912,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 10,032,000 | $11.1M | -2,605,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 11,030,000 | $10.9M | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 1.500%10/1 | principal | 10,140,000 | $10.9M | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 9,420,000 | $10.8M | +9,208,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 9,742,000 | $10.3M | -3,470,000 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 10,308,000 | $10.2M | -2,177,000 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 5,783,000 | $9.88M | new |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 | principal | 6,973,000 | $9.8M | new |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 6,999,000 | $9.78M | -1,760,000 |
| YY INCYY INC NOTE 1.375% 6/1 | principal | 10,000,000 | $9.49M | +2,443,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 5,575,000 | $9M | new |
| GUESS INCGUESS INC BOND | principal | 8,000,000 | $8.9M | -2,862,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 7,850,000 | $8.9M | +4,719,000 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 9,413,000 | $8.84M | +1,927,000 |
| IQIYI INCIQIYI INC NOTE 4.000%12/1 | principal | 10,000,000 | $8.64M | -16,148,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 8,500,000 | $8.52M | new |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 8,568,000 | $8.46M | new |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 8,020,000 | $8.34M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 7,186,000 | $7.76M | +1,682,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 4,032,000 | $5.94M | +3,854,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD NOTE 0.375%11/0 | principal | 5,005,000 | $5.7M | new |
| NUTANIX INCNUTANIX INC NOTE 1/1 | principal | 5,000,000 | $5.26M | new |
| VERADIGM INCVERADIGM INC BOND | principal | 4,249,000 | $5.05M | -15,883,000 |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 3,410,000 | $5.04M | +1,575,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 4,425,000 | $4.99M | +472,000 |
| JOYY INCJOYY INC NOTE 0.750% 6/1 | principal | 5,050,000 | $4.83M | +623,000 |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 3,913,000 | $4.73M | +2,000,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 4,644,000 | $4.42M | +1,143,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 3,245,000 | $3.86M | +3,000 |
| Omeros CorpOmeros Corp NOTE 6.250%11/1 | principal | 3,374,000 | $3.67M | +1,030,000 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 2,816,000 | $3.39M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 3,311,000 | $3.35M | -2,613,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 2,205,000 | $3.27M | new |
| PETIQ INCPETIQ INC NOTE 4.000% 6/0 | principal | 2,566,000 | $3.05M | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 2,450,000 | $2.96M | new |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 2,225,000 | $2.73M | +52,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1 | principal | 2,726,000 | $2.51M | -1,289,000 |
| ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC NOTE 6.000%12/0 | principal | 3,000,000 | $2.43M | 0 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 1,606,000 | $2.27M | new |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 2,355,000 | $2.27M | new |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 865,000 | $2.19M | +723,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 1,500,000 | $2.16M | new |
| INVACARE CORPINVACARE CORP NOTE 5.000%11/1 | principal | 2,097,000 | $1.92M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 1,892,000 | $1.88M | new |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 1,186,000 | $1.67M | +1,155,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 1,096,000 | $1.56M | +1,075,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 1,406,000 | $1.47M | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 1,394,000 | $1.42M | new |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 1,068,000 | $1.27M | new |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 919,000 | $1.21M | +466,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 650,000 | $1.18M | -2,858,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 635,000 | $1.05M | new |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 1,052,000 | $1.03M | +290,000 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 944,000 | $1.01M | new |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 | principal | 1,001,000 | $1.01M | +583,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 632,000 | $819K | new |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 600,000 | $674K | +367,000 |
| CONMED CORPCONMED CORP BOND | principal | 394,000 | $612K | -724,000 |
| ENVESTNET INCENVESTNET INC BOND | principal | 441,000 | $562K | -538,000 |
| SPLUNK INCSPLUNK INC NOTE 0.500% 9/1 | principal | 473,000 | $552K | -1,979,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 | principal | 476,000 | $492K | new |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 471,000 | $472K | new |
| SPLUNK INCSPLUNK INC BOND | principal | 380,000 | $463K | new |
| SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS NOTE 1.500% 2/1 | principal | 350,000 | $365K | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 255,000 | $291K | -719,000 |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 | principal | 285,000 | $286K | +61,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 192,000 | $234K | -3,182,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 52,000 | $176K | +1,000 |
| ILLUMINA INCILLUMINA INC NOTE 8/1 | principal | 130,000 | $151K | -188,000 |
| FTI CONSULTING INCFTI CONSULTING INC NOTE 2.000% 8/1 | principal | 100,000 | $142K | new |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 138,000 | $140K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 91,000 | $133K | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 70,000 | $130K | -200,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 106,000 | $119K | new |
| INTERDIGITAL INCINTERDIGITAL INC BOND | principal | 107,000 | $118K | 0 |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC NOTE 0.500% 4/1 | principal | 75,000 | $117K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 75,000 | $111K | -213,000 |
| IQIYI INCIQIYI INC NOTE 3.750%12/0 | principal | 100,000 | $97.8K | new |
| HELLO GROUP INCHELLO GROUP INC NOTE 1.250% 7/0 | principal | 100,000 | $87.5K | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 2.875% 4/1 | principal | 50,000 | $81.9K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 46,000 | $80.8K | 0 |
| CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1 | principal | 100,000 | $80.5K | new |
| NEVRO CORPNEVRO CORP NOTE 2.750% 4/0 | principal | 49,000 | $65.9K | 0 |
| SFL CORPORATION LTDSFL CORPORATION LTD NOTE 5.750%10/1 | principal | 63,000 | $63K | new |
| CALAMP CORPCALAMP CORP BOND | principal | 65,000 | $59.8K | 0 |
| PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1 | principal | 47,000 | $53.9K | new |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 22,000 | $37.9K | new |
| GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0 | principal | 29,000 | $36.8K | 0 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 17,000 | $26.6K | 0 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 25,000 | $25.3K | -175,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 18,000 | $20.8K | -12,082,000 |
Sold out in Q3 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ADCAGREE RLTY CORP | 3,777,000 | $266M | shares |
| EWZISHARES INC | 2,966,000 | $120M | call |
| CYRUSONE INCCYRUSONE INC | 1,561,814 | $112M | shares |
| IEFISHARES TR | 750,000 | $86.6M | put |
| LXPLXP INDUSTRIAL TRUST | 6,430,148 | $76.8M | shares |
| CSCOCISCO SYS INC | 550,000 | $29.1M | put |
| HLTHILTON WORLDWIDE HLDGS INC | 240,000 | $28.9M | put |
| EFAISHARES TR | 356,400 | $28.1M | call |
| JNKSPDR SERIES TRUST | 251,535 | $27.7M | shares |
| HLTHILTON WORLDWIDE HLDGS INC | 185,000 | $22.3M | call |
| HC2 HLDGS INCHC2 HLDGS INC | 5,450,314 | $21.7M | shares |
| KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN | 74,300 | $21.1M | call |
| LANDCADIA HOLDINGS III INCLANDCADIA HOLDINGS III INC | 1,503,200 | $19.9M | shares |
| ZSZSCALER INC | 90,000 | $19.4M | put |
| WWAYFAIR INC | 60,000 | $18.9M | put |
| TDGTRANSDIGM GROUP INC | 29,000 | $18.8M | put |
| REDFIN CORPREDFIN CORP | 288,450 | $18.3M | shares |
| HOGHARLEY DAVIDSON INC | 394,900 | $18.1M | call |
| KKELLANOVA | 250,000 | $16.1M | put |
| JNKSPDR SERIES TRUST | 141,100 | $15.5M | put |
| HLTHILTON WORLDWIDE HLDGS INC | 127,664 | $15.4M | shares |
| ALLYALLY FINL INC | 300,000 | $15M | call |
| MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC | 139,188 | $14.7M | shares |
| GAPGAP INC | 400,000 | $13.5M | call |
| COINCOINBASE GLOBAL INC | 52,500 | $13.3M | put |
| CM LIFE SCIENCES INCCM LIFE SCIENCES INC | 925,755 | $13M | shares |
| BJBJS WHSL CLUB HLDGS INC | 260,000 | $12.4M | put |
| APDAIR PRODUCTS AND CHEMICALS I | 42,580 | $12.2M | shares |
| RUNSUNRUN INC | 217,700 | $12.1M | call |
| EMREMERSON ELEC CO | 120,590 | $11.6M | shares |
| KEYSKEYSIGHT TECHNOLOGIES INC | 72,686 | $11.2M | shares |
| VZVERIZON COMMUNICATIONS INC | 200,100 | $11.2M | put |
| FVRRFIVERR INTL LTD | 45,000 | $10.9M | put |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 57,500 | $10.6M | shares |
| YETIYETI HLDGS INC | 112,000 | $10.3M | put |
| VERINT SYS INCVERINT SYS INC | 221,340 | $9.98M | shares |
| PBRPETROLEO BRASILEIRO S A | 800,000 | $9.78M | put |
| WEXWEX INC | 50,000 | $9.7M | call |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 370,260 | $9.63M | shares |
| CRLCHARLES RIV LABS INTL INC | 26,000 | $9.62M | put |
| LWLAMB WESTON HLDGS INC | 118,300 | $9.54M | call |
| ARKKARK ETF TR | 69,700 | $9.12M | call |
| HALOHALOZYME THERAPEUTICS INC | 200,000 | $9.08M | put |
| NORDSTROM INCNORDSTROM INC | 244,900 | $8.96M | call |
| CWBSPDR SERIES TRUST | 100,000 | $8.67M | put |
| APAAPA CORPORATION | 387,863 | $8.39M | shares |
| AFLAFLAC INC | 150,025 | $8.05M | shares |
| GENESIS PK ACQUISITION CORPGENESIS PK ACQUISITION CORP | 698,895 | $8.02M | shares |
| MITKMITEK SYS INC | 413,669 | $7.97M | shares |
| AJAX IAJAX I | 799,336 | $7.96M | shares |
| ETENERGY TRANSFER L P | 739,200 | $7.86M | put |
| L BRANDS INCL BRANDS INC | 108,516 | $7.82M | shares |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 300,000 | $7.81M | call |
| EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIES | 365,259 | $7.7M | shares |
| SFMSPROUTS FMRS MKT INC | 300,000 | $7.46M | put |
| ETENERGY TRANSFER L P | 698,900 | $7.43M | call |
| TDOCTELADOC HEALTH INC | 44,000 | $7.32M | call |
| NEMNEWMONT CORP | 110,000 | $6.97M | call |
| STEM INCSTEM INC | 192,000 | $6.91M | call |
| STEM INCSTEM INC | 289,069 | $6.87M | shares |
| DMLPDORCHESTER MINERALS L P | 398,669 | $6.72M | shares |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC | 151,025 | $6.69M | shares |
| ALKSALKERMES PLC | 270,100 | $6.62M | shares |
| COLISEUM ACQUISITION CORPCOLISEUM ACQUISITION CORP | 659,660 | $6.52M | shares |
| SBUXSTARBUCKS CORP | 56,500 | $6.32M | call |
| GOOGALPHABET INC | 2,515 | $6.3M | shares |
| GWREGUIDEWIRE SOFTWARE INC | 54,592 | $6.15M | shares |
| COINCOINBASE GLOBAL INC | 23,500 | $5.95M | call |
| FYBRFRONTIER COMMUNICATIONS PARE | 225,000 | $5.94M | shares |
| PVHPVH CORPORATION | 54,900 | $5.91M | put |
| NTNXNUTANIX INC | 150,000 | $5.73M | call |
| CRLCHARLES RIV LABS INTL INC | 15,298 | $5.66M | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 100,000 | $5.62M | call |
| HONHONEYWELL INTL INC | 25,405 | $5.57M | shares |
| DDOMINION ENERGY INC | 74,789 | $5.5M | shares |
| BXPBXP INC | 46,900 | $5.37M | put |
| META MATERIALS INCMETA MATERIALS INC | 715,100 | $5.36M | call |
| PRTSCARPARTS COM INC | 261,400 | $5.32M | shares |
| GAPGAP INC | 157,304 | $5.29M | shares |
| RSRELIANCE INC | 35,000 | $5.28M | shares |
| TDGTRANSDIGM GROUP INC | 8,116 | $5.25M | shares |
| LWLAMB WESTON HLDGS INC | 64,500 | $5.2M | shares |
| INMDINMODE LTD | 54,600 | $5.17M | call |
| NORTHERN STAR INVSTMNT CORPNORTHERN STAR INVSTMNT CORP | 511,134 | $5.09M | shares |
| MDTMEDTRONIC PLC | 40,000 | $4.97M | put |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 185,500 | $4.83M | put |
| FOOT LOCKER INCFOOT LOCKER INC | 78,053 | $4.81M | shares |
| STESTERIS PLC | 23,206 | $4.79M | shares |
| ASPNASPEN AEROGELS INC | 160,000 | $4.79M | call |
| FG NEW AMER ACQUISITION CORPFG NEW AMER ACQUISITION CORP | 464,502 | $4.74M | shares |
| CUREVAC N VCUREVAC N V | 64,000 | $4.7M | put |
| CELCCELCUITY INC | 194,194 | $4.66M | shares |
| MSTRSTRATEGY INC | 7,000 | $4.65M | call |
| MDRXVERADIGM INC. COMMON STOCK(DE) | 250,000 | $4.63M | put |
| DEDEERE & CO | 13,000 | $4.59M | call |
| DBXDROPBOX INC | 150,000 | $4.55M | put |
| ASPNASPEN AEROGELS INC | 150,000 | $4.49M | put |
| EBAYEBAY INC. | 61,123 | $4.29M | shares |
| CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL | 32,623 | $4.25M | shares |
| UHSUNIVERSAL HLTH SVCS INC | 28,343 | $4.15M | shares |
| APPFAPPFOLIO INC | 29,220 | $4.13M | shares |
| DDOGDATADOG INC | 39,624 | $4.12M | shares |
| NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC | 75,000 | $4.08M | call |
| QSQUANTUMSCAPE CORP | 134,600 | $3.94M | put |
| TALEND S ATALEND S A | 60,000 | $3.94M | shares |
| ZTSZOETIS INC | 21,051 | $3.92M | shares |
| AFCGADVANCED FLOWER CAP INC | 189,813 | $3.92M | shares |
| CITRIX SYSTEMS INCCITRIX SYSTEMS INC | 32,508 | $3.81M | shares |
| CUREVAC N VCUREVAC N V | 51,200 | $3.76M | call |
| GMGENERAL MTRS CO | 60,992 | $3.61M | shares |
| MLMMARTIN MARIETTA MATLS INC | 10,200 | $3.59M | shares |
| MOALTRIA GROUP INC | 75,000 | $3.58M | call |
| JCIJOHNSON CONTROLS INTERNATION | 51,823 | $3.56M | shares |
| QSQUANTUMSCAPE CORP | 118,800 | $3.48M | call |
| DRIDARDEN RESTAURANTS INC | 23,608 | $3.45M | shares |
| MODEL N INCMODEL N INC | 100,000 | $3.43M | put |
| NTNXNUTANIX INC | 88,300 | $3.37M | put |
| NXPINXP SEMICONDUCTORS N V | 15,909 | $3.27M | shares |
| IAA INCIAA INC | 60,000 | $3.27M | call |
| MARMARRIOTT INTL INC NEW | 23,961 | $3.27M | shares |
| BURLBURLINGTON STORES INC | 10,154 | $3.27M | shares |
| PRDOPERDOCEO ED CORP | 264,411 | $3.24M | put |
| MTSIMACOM TECH SOLUTIONS HLDGS I | 50,000 | $3.2M | shares |
| WGOWINNEBAGO INDS INC | 46,800 | $3.18M | put |
| CCEPCOCA-COLA EUROPACIFIC PARTNE | 53,365 | $3.17M | shares |
| WMSADVANCED DRAIN SYS INC DEL | 27,000 | $3.15M | put |
| EMREMERSON ELEC CO | 32,500 | $3.13M | put |
| CSCOCISCO SYS INC | 58,958 | $3.12M | shares |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO | 2,056,000 | $3.12M | principal |
| MTNVAIL RESORTS INC | 9,803 | $3.1M | shares |
| FLEXFLEX LTD | 173,057 | $3.09M | shares |
| LGNDLIGAND PHARMACEUTICALS INC | 23,469 | $3.08M | shares |
| USFDUS FOODS HLDG CORP | 80,114 | $3.07M | shares |
| CCKCROWN HLDGS INC | 30,000 | $3.07M | put |
| ADMARCHER DANIELS MIDLAND CO | 50,134 | $3.04M | shares |
| NTRNUTRIEN LTD | 50,000 | $3.03M | call |
| ADMARCHER DANIELS MIDLAND CO | 50,000 | $3.03M | put |
| CSXCSX CORP | 93,860 | $3.01M | shares |
| CALAMP CORPCALAMP CORP | 235,205 | $2.99M | shares |
| WSTWEST PHARMACEUTICAL SVSC INC | 8,108 | $2.91M | shares |
| CORNERSTONE BLDG BRANDS INCCORNERSTONE BLDG BRANDS INC | 160,000 | $2.91M | call |
| TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP | 283,465 | $2.81M | shares |
| KADMON HLDGS INCKADMON HLDGS INC | 721,836 | $2.79M | shares |
| PLAYDAVE & BUSTERS ENTMT INC | 68,300 | $2.77M | call |
| PODDINSULET CORP | 10,041 | $2.76M | shares |
| ALUSSA ENERGY ACQUISITION COALUSSA ENERGY ACQUISITION CO | 273,876 | $2.71M | shares |
| BMYBRISTOL-MYERS SQUIBB CO | 40,000 | $2.67M | call |
| INVZINNOVIZ TECHNOLOGIES LTD | 250,000 | $2.64M | put |
| DEEP LAKE CAPITAL ACQUSTN CODEEP LAKE CAPITAL ACQUSTN CO | 271,000 | $2.62M | shares |
| AXPAMERICAN EXPRESS CO | 15,800 | $2.61M | put |
| BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L | 135,995 | $2.58M | shares |
| PSXPHILLIPS 66 | 30,000 | $2.57M | call |
| GENERAL ELEC COGENERAL ELEC CO | 189,669 | $2.55M | shares |
| TROXTRONOX HOLDINGS PLC | 113,313 | $2.54M | shares |
| BEBLOOM ENERGY CORP | 94,269 | $2.53M | shares |
| CALYCALLAWAY GOLF CO | 75,000 | $2.53M | call |
| TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP | 252,500 | $2.52M | shares |
| LIGHTSPEED POS INCLIGHTSPEED POS INC | 30,000 | $2.51M | put |
| POSHMARK INCPOSHMARK INC | 52,500 | $2.51M | put |
| OKTAOKTA INC | 10,117 | $2.48M | shares |
| IRINGERSOLL RAND INC | 50,000 | $2.44M | put |
| SNOWSNOWFLAKE INC | 10,064 | $2.43M | shares |
| NTRNUTRIEN LTD | 40,023 | $2.43M | shares |
| BABOEING CO | 10,000 | $2.4M | call |
| PCGPG&E CORP | 235,113 | $2.39M | shares |
| WGOWINNEBAGO INDS INC | 34,927 | $2.37M | shares |
| IONSIONIS PHARMACEUTICALS INC | 59,000 | $2.35M | call |
| FLNAFILANA THERAPEUTICS INC | 27,500 | $2.35M | call |
| ICLRICON PUB LTD CO | 11,200 | $2.32M | put |
| BMRNBIOMARIN PHARMACEUTICAL INC | 27,600 | $2.3M | call |
| NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC | 1,729,000 | $2.29M | principal |
| MNSTMONSTER BEVERAGE CORP NEW | 25,000 | $2.28M | put |
| PFSIPENNYMAC FINL SVCS INC NEW | 37,000 | $2.28M | put |
| META MATERIALS INCMETA MATERIALS INC | 300,000 | $2.25M | put |
| CATCATERPILLAR INC | 10,000 | $2.18M | call |
| AVAYA HLDGS CORPAVAYA HLDGS CORP | 80,000 | $2.15M | put |
| PBRPETROLEO BRASILEIRO S A | 175,000 | $2.14M | call |
| STEM INCSTEM INC | 59,341 | $2.14M | shares |
| HTHTH WORLD GROUP LTD | 40,363 | $2.13M | shares |
| WHWYNDHAM HOTELS & RESORTS INC | 29,400 | $2.13M | call |
| VROOM INCVROOM INC | 50,136 | $2.1M | shares |
| ASPNASPEN AEROGELS INC | 70,000 | $2.09M | shares |
| LIGHTSPEED POS INCLIGHTSPEED POS INC | 25,000 | $2.09M | shares |
| NORDSTROM INCNORDSTROM INC | 56,950 | $2.08M | shares |
| GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT | 224,060 | $2.07M | shares |
| SOCIAL CAPITAL HEDOSOPHA HLDSOCIAL CAPITAL HEDOSOPHA HLD | 199,900 | $2.04M | call |
| GOLDEN FALCON ACQUISITION COGOLDEN FALCON ACQUISITION CO | 209,470 | $2.04M | shares |
| GISGENERAL MILLS INC | 33,100 | $2.02M | call |
| PFSIPENNYMAC FINL SVCS INC NEW | 32,634 | $2.01M | shares |
| BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM | 135,000 | $1.99M | shares |
| GUESS? INCGUESS? INC | 75,000 | $1.98M | call |
| PEVERPURE INC | 101,034 | $1.97M | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 34,774 | $1.95M | shares |
| CHAMPIONX CORPORATIONCHAMPIONX CORPORATION | 75,000 | $1.92M | shares |
| MGAMAGNA INTL INC | 20,000 | $1.85M | put |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 1,657,000 | $1.83M | principal |
| NORDSTROM INCNORDSTROM INC | 49,700 | $1.82M | put |
| CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV | 62,800 | $1.81M | call |
| SICPQSILVERGATE CAP CORP CL A (MD) | 15,878 | $1.8M | shares |
| CLXCLOROX CO DEL | 10,000 | $1.8M | call |
| AUSTERLITZ ACQUISITION CORPAUSTERLITZ ACQUISITION CORP | 179,766 | $1.78M | shares |
| CENTRICUS ACQUISITION CORPCENTRICUS ACQUISITION CORP | 179,800 | $1.78M | shares |
| GRAF ACQUISITION CORP IVGRAF ACQUISITION CORP IV | 175,000 | $1.74M | shares |
| CATCATERPILLAR INC | 8,000 | $1.74M | put |
| PPD INCPPD INC | 37,500 | $1.73M | put |
| SRPTSAREPTA THERAPEUTICS INC | 22,000 | $1.71M | call |
| MGNIMAGNITE INC | 50,000 | $1.69M | put |
| LIGHTSPEED POS INCLIGHTSPEED POS INC | 20,000 | $1.67M | call |
| EOGEOG RES INC | 20,000 | $1.67M | call |
| SLSSELLAS LIFE SCIENCES GROUP I | 150,000 | $1.67M | shares |
| VIZIO HOLDING CORPVIZIO HOLDING CORP | 61,200 | $1.65M | put |
| NUVASIVE INCNUVASIVE INC | 1,580,000 | $1.65M | principal |
| AMYRIS INCAMYRIS INC | 100,000 | $1.64M | call |
| CM LIFE SCIENCES INCCM LIFE SCIENCES INC | 99,925 | $1.64M | shares |
| MXMAGNACHIP SEMICONDUCTOR CORP | 67,800 | $1.62M | put |
| PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO | 9,900 | $1.61M | call |
| LLYELI LILLY & CO | 7,000 | $1.61M | call |
| EOGEOG RES INC | 18,898 | $1.58M | shares |
| ACTVISION BLIZZARD INCACTVISION BLIZZARD INC | 16,481 | $1.57M | shares |
| ABIOMED INCABIOMED INC | 5,010 | $1.56M | shares |
| CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC | 34,728 | $1.56M | shares |
| RVTYREVVITY INC | 10,008 | $1.55M | shares |
| NEXTGEN ACQUISITION CORP IINEXTGEN ACQUISITION CORP II | 150,000 | $1.54M | shares |
| Shopify IncShopify Inc | 1,174,000 | $1.53M | principal |
| ENRENERGIZER HLDGS INC | 35,500 | $1.53M | shares |
| CHRSCOHERUS ONCOLOGY INC | 110,285 | $1.53M | shares |
| BERKELEY LTS INCBERKELEY LTS INC | 34,000 | $1.52M | call |
| GALILEO ACQUISITION CORPGALILEO ACQUISITION CORP | 150,000 | $1.5M | shares |
| BXPBXP INC | 13,024 | $1.49M | shares |
| XYLXYLEM INC | 12,390 | $1.49M | shares |
| OMEROMEROS CORP | 100,000 | $1.48M | call |
| MONTES ARCHIMEDES ACQUISITIOMONTES ARCHIMEDES ACQUISITIO | 150,000 | $1.48M | shares |
| BIOHAVEN PHARMACEUTICAL HOL…BIOHAVEN PHARMACEUTICAL HOLDIN | 15,000 | $1.46M | call |
| CUTERA INCCUTERA INC | 29,416 | $1.44M | shares |
| ICLRICON PUB LTD CO | 6,862 | $1.42M | shares |
| BENEFITFOCUS INCBENEFITFOCUS INC | 99,987 | $1.41M | shares |
| MSTRSTRATEGY INC | 2,100 | $1.4M | shares |
| MXMAGNACHIP SEMICONDUCTOR CORP | 58,300 | $1.39M | shares |
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 20,000 | $1.39M | call |
| CLVTCLARIVATE PLC | 50,242 | $1.38M | shares |
| TRANSLATE BIO INC.TRANSLATE BIO INC. | 50,200 | $1.38M | shares |
| CLVTCLARIVATE PLC | 50,000 | $1.38M | put |
| KMIKINDER MORGAN INC DEL | 75,000 | $1.37M | call |
| NFBKNORTHFIELD BANCORP INC DEL | 82,600 | $1.35M | shares |
| CRKCOMSTOCK RES INC | 200,000 | $1.33M | call |
| XHBSPDR SERIES TRUST | 18,000 | $1.32M | put |
| YETIYETI HLDGS INC | 14,352 | $1.32M | shares |
| NWBINORTHWEST BANCSHARES INC | 93,600 | $1.28M | shares |
| CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV | 80,000 | $1.27M | shares |
| ICSHISHARES TR | 25,000 | $1.26M | shares |
| ACCELERON PHARMA INCACCELERON PHARMA INC | 10,000 | $1.25M | put |
| DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INC | 50,000 | $1.25M | call |
| FORRFORRESTER RESH INC | 27,300 | $1.25M | shares |
| KOCOCA COLA CO | 22,995 | $1.24M | shares |
| FCNFTI CONSULTING INC | 9,106 | $1.24M | shares |
| SXISTANDEX INTL CORP | 13,100 | $1.24M | shares |
| VSHVISHAY INTERTECHNOLOGY INC | 55,000 | $1.24M | shares |
| PTONPELOTON INTERACTIVE INC | 10,000 | $1.24M | call |
| TRSTTRUSTCO BK CORP N Y | 35,800 | $1.23M | shares |
| INSULET CORPINSULET CORP | 417,000 | $1.23M | principal |
| GSMFERROGLOBE PLC | 200,000 | $1.22M | call |
| NXQUANEX BLDG PRODS CORP | 49,100 | $1.22M | shares |
| STCSTEWART INFORMATION SVCS COR | 21,500 | $1.22M | shares |
| HIGHARTFORD INSURANCE GROUP INC | 19,122 | $1.18M | shares |
| KNOLL INCKNOLL INC | 45,046 | $1.17M | shares |
| KIESPDR SERIES TRUST | 30,000 | $1.16M | shares |
| L BRANDS INCL BRANDS INC | 16,000 | $1.15M | call |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 1,146,000 | $1.15M | principal |
| PSXPHILLIPS 66 | 13,115 | $1.13M | shares |
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 16,020 | $1.11M | shares |
| NEW BEGINNINGS ACQUISITION CNEW BEGINNINGS ACQUISITION C | 100,000 | $1.11M | shares |
| UNPUNION PAC CORP | 5,000 | $1.1M | call |
| IWOISHARES TR | 3,500 | $1.09M | shares |
| AMTAMERICAN TOWER CORP | 4,000 | $1.08M | call |
| PVHPVH CORPORATION | 10,000 | $1.08M | call |
| PETSPETMED EXPRESS INC | 33,700 | $1.07M | put |
| GENESIS PK ACQUISITION CORPGENESIS PK ACQUISITION CORP | 439,627 | $1.07M | shares |
| FISVFISERV INC | 10,000 | $1.07M | call |
| ANAPLAN INCANAPLAN INC | 20,000 | $1.07M | put |
| AVDAMERICAN VANGUARD CORP | 60,700 | $1.06M | shares |
| NVAXNOVAVAX INC | 5,000 | $1.06M | call |
| VENTOUX CCM ACQUISITION CORPVENTOUX CCM ACQUISITION CORP | 100,000 | $1.05M | shares |
| AERAERCAP HOLDINGS NV | 20,355 | $1.04M | shares |
| IAA INCIAA INC | 18,971 | $1.03M | shares |
| FLNAFILANA THERAPEUTICS INC | 11,865 | $1.01M | shares |
| ATLAS CREST INVESTMENT CORPATLAS CREST INVESTMENT CORP | 100,000 | $1M | shares |
| NOVUS CAPITAL CORPORATION IINOVUS CAPITAL CORPORATION II | 100,000 | $975K | shares |
| WEXWEX INC | 5,026 | $975K | shares |
| ERIEERIE INDTY CO | 5,000 | $967K | shares |
| QUIDEL CORPQUIDEL CORP | 7,500 | $961K | call |
| PROOFPOINT INCPROOFPOINT INC | 5,522 | $960K | shares |
| ORBCOMM INCORBCOMM INC | 85,000 | $955K | shares |
| CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC | 22,400 | $955K | shares |
| INVACARE CORPINVACARE CORP | 117,500 | $948K | shares |
| BF-BBROWN FORMAN CORP | 12,453 | $933K | shares |
| EATBRINKER INTL INC | 15,000 | $928K | call |
| SUSUNCOR ENERGY INC NEW | 38,561 | $924K | shares |
| ENTGENTEGRIS INC | 7,500 | $922K | shares |
| SOCIAL CAPITAL HEDOSOPHA HLDSOCIAL CAPITAL HEDOSOPHA HLD | 87,500 | $909K | call |
| STEM INCSTEM INC | 25,000 | $900K | put |
| REALTHE REALREAL INC | 44,700 | $883K | call |
| BIGGQBIG LOTS INC. | 13,250 | $875K | shares |
| TDUPTHREDUP INC | 29,900 | $869K | put |
| PAYSAFE LIMITEDPAYSAFE LIMITED | 70,000 | $848K | call |
| MGAMAGNA INTL INC | 9,142 | $847K | shares |
| TSCOTRACTOR SUPPLY CO | 4,506 | $838K | shares |
| ABG ACQUISITION CORP IABG ACQUISITION CORP I | 84,295 | $830K | shares |
| FCPTFOUR CORNERS PPTY TR INC | 30,045 | $830K | shares |
| NPOENPRO INC | 8,411 | $817K | shares |
| FIBROGEN INCFIBROGEN INC | 28,700 | $764K | call |
| SDGRSCHRODINGER INC | 10,000 | $756K | put |
| SDGRSCHRODINGER INC | 10,000 | $756K | call |
| KATAPULT HOLDINGS INCKATAPULT HOLDINGS INC | 69,900 | $756K | call |
| BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC | 40,000 | $756K | shares |
| QSQUANTUMSCAPE CORP | 25,740 | $753K | shares |
| AMCOR PLCAMCOR PLC | 65,603 | $752K | shares |
| VSTVISTRA CORP | 40,000 | $742K | put |
| DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC | 34,480 | $737K | shares |
| KBR INCKBR INC | 468,000 | $734K | principal |
| CFCF INDUSTRIES HOLD | 14,225 | $732K | shares |
| II VI INCII VI INC | 10,000 | $726K | call |
| GGGGRACO INC | 9,350 | $708K | shares |
| ACRSACLARIS THERAPEUTICS INC | 40,063 | $704K | shares |
| CBRLCRACKER BARREL OLD CTRY STOR | 4,628 | $687K | shares |
| IRONSOURCE LTD NPVIRONSOURCE LTD NPV | 65,000 | $682K | shares |
| MOTIVE CAPITAL CORPMOTIVE CAPITAL CORP | 69,732 | $681K | shares |
| ALDXALDEYRA THERAPEUTICS INC | 60,000 | $680K | shares |
| TERTERADYNE INC | 5,000 | $670K | call |
| CFCF INDUSTRIES HOLD | 13,000 | $669K | call |
| CHEMOCENTRYX INCCHEMOCENTRYX INC | 49,794 | $667K | shares |
| CM LIFE SCIENCES INCCM LIFE SCIENCES INC | 144,343 | $664K | shares |
| STXSEAGATE TECHNOLOGY HLDNGS PL | 7,500 | $659K | call |
| PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COM | 28,500 | $649K | put |
| FAR PEAK ACQUISITION CORPFAR PEAK ACQUISITION CORP | 64,848 | $645K | shares |
| ALTERYX INCALTERYX INC | 670,000 | $645K | principal |
| CWHCAMPING WORLD HLDGS INC | 15,699 | $644K | shares |
| YAMANA GOLD INCYAMANA GOLD INC | 151,213 | $638K | shares |
| ATRAPTARGROUP INC | 4,507 | $635K | shares |
| YAMANA GOLD INCYAMANA GOLD INC | 150,000 | $633K | put |
| KOPNKOPIN CORP | 76,600 | $627K | call |
| PROVENTION BIO INCPROVENTION BIO INC | 74,000 | $624K | call |
| ABMABM INDS INC | 13,978 | $620K | shares |
| APPHARVEST INCAPPHARVEST INC | 37,798 | $605K | shares |
| RSGREPUBLIC SVCS INC | 5,490 | $604K | shares |
| SFMSPROUTS FMRS MKT INC | 24,080 | $598K | shares |
| GORES HOLDINGS VI INCGORES HOLDINGS VI INC | 100,000 | $595K | shares |
| ONBOLD NATL BANCORP IND | 33,310 | $587K | shares |
| SKILLZ INCSKILLZ INC | 26,700 | $580K | call |
| PETSPETMED EXPRESS INC | 18,100 | $576K | shares |
| AGIOAGIOS PHARMACEUTICALS INC | 10,300 | $568K | put |
| INSEEGO CORPINSEEGO CORP | 56,200 | $567K | call |
| TELATELA BIO INC | 35,000 | $564K | shares |
| EGHT8X8 INC NEW | 20,091 | $558K | shares |
| EFCELLINGTON FINANCIAL INC | 29,100 | $557K | shares |
| MMM3M CO | 2,801 | $556K | shares |
| CYRUSONE INCCYRUSONE INC | 7,500 | $536K | call |
| TWTRADEWEB MKTS INC | 6,293 | $532K | shares |
| CREE INCCREE INC | 5,375 | $526K | shares |
| CM LIFE SCIENCES INCCM LIFE SCIENCES INC | 37,500 | $525K | call |
| SJNKSPDR SERIES TRUST | 18,940 | $522K | shares |
| PVHPVH CORPORATION | 4,824 | $519K | shares |
| CPRTCOPART INC | 3,936 | $519K | shares |
| MANDIANT INCMANDIANT INC | 453,000 | $517K | principal |
| FIBROGEN INCFIBROGEN INC | 19,300 | $514K | put |
| TOLTOLL BROTHERS INC | 8,655 | $500K | shares |
| CAPITOL INVESTMENT CORP VCAPITOL INVESTMENT CORP V | 50,000 | $498K | shares |
| RXTRACKSPACE TECHNOLOGY INC | 25,000 | $490K | call |
| RIOTRIOT PLATFORMS INC | 13,000 | $490K | call |
| MDGLMADRIGAL PHARMACEUTICALS INC | 5,023 | $489K | shares |
| APOLLO STRATEGIC GROWTH CAP…APOLLO STRATEGIC GROWTH CAPITAL | 50,000 | $489K | shares |
| WEXWEX INC | 2,500 | $485K | put |
| CSXCSX CORP | 15,000 | $481K | call |
| BENFRANKLIN TEMPLETON INC | 15,000 | $480K | call |
| PETSPETMED EXPRESS INC | 15,000 | $478K | call |
| EMCORE CORPEMCORE CORP | 51,800 | $478K | call |
| ARRIVAL GROUPARRIVAL GROUP | 30,000 | $470K | put |
| MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC | 2,854 | $461K | shares |
| FLSFLOWSERVE CORP | 11,240 | $453K | shares |
| CDECOEUR MNG INC | 51,028 | $453K | shares |
| VRSKVERISK ANALYTICS INC | 2,582 | $451K | shares |
| Proshares Short S&PProshares Short S&P | 29,299 | $451K | shares |
| REDHILL BIOPHARMA LTDREDHILL BIOPHARMA LTD | 65,000 | $447K | call |
| FIBROGEN INCFIBROGEN INC | 16,764 | $446K | shares |
| SFBSSERVISFIRST BANCSHARES INC | 6,555 | $446K | shares |
| ELFE L F BEAUTY INC | 16,300 | $442K | call |
| FRCBFIRST REP BK SAN FRANCISCO CAL | 2,361 | $442K | shares |
| PIONEER MERGER CORPPIONEER MERGER CORP | 44,318 | $439K | shares |
| TLSTELOS CORP MD | 12,600 | $429K | shares |
| SOARING EAGLE ACQUISITION COSOARING EAGLE ACQUISITION CO | 42,916 | $427K | shares |
| IMMRIMMERSION CORP | 48,300 | $424K | call |
| JBLUJETBLUE AIRWAYS CORP | 25,000 | $420K | call |
| EMCORE CORPEMCORE CORP | 45,000 | $415K | put |
| SUNSUNOCO LP/SUNOCO FIN CORP | 11,000 | $415K | shares |
| NNDMNANO DIMENSION LTD | 50,000 | $412K | call |
| CALLAWAY GOLF COCALLAWAY GOLF CO | 200,000 | $407K | principal |
| BLACKLINE INCBLACKLINE INC | 251,000 | $406K | principal |
| PLAYDAVE & BUSTERS ENTMT INC | 10,000 | $406K | put |
| SLSSELLAS LIFE SCIENCES GROUP I | 36,400 | $404K | put |
| GAPGAP INC | 12,000 | $404K | put |
| ROTOR ACQUISITION CORPROTOR ACQUISITION CORP | 40,000 | $399K | shares |
| G SQUARED ASCEND I INCG SQUARED ASCEND I INC | 39,000 | $391K | shares |
| AMGNAMGEN INC | 1,600 | $390K | call |
| RTXRTX CORPORATION | 4,527 | $386K | shares |
| ACMAECOM | 6,000 | $380K | put |
| SPORTS ENTERTAINMENT ACQU COSPORTS ENTERTAINMENT ACQU CO | 171,787 | $374K | shares |
| TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N | 113,100 | $374K | call |
| AJAX IAJAX I | 200,000 | $374K | shares |
| ARKGARK ETF TR | 4,000 | $370K | put |
| DSP GROUP INCDSP GROUP INC | 25,000 | $370K | shares |
| KPLTWKATAPULT HOLDINGS INC | 115,180 | $367K | shares |
| LBRDKLIBERTY BROADBAND CORP | 2,100 | $365K | shares |
| PROVENTION BIO INCPROVENTION BIO INC | 42,750 | $360K | shares |
| VRAYQVIEWRAY INC | 54,200 | $358K | call |
| SYNEOS HEALTH INCSYNEOS HEALTH INC | 3,987 | $357K | shares |
| ZLABZAI LAB LTD | 2,000 | $354K | call |
| TGTXTG THERAPEUTICS INC | 9,000 | $349K | call |
| DKSDICKS SPORTING GOODS INC | 3,468 | $347K | shares |
| SDGRSCHRODINGER INC | 4,590 | $347K | shares |
| YUMYUM BRANDS INC | 3,016 | $347K | shares |
| CLDTCHATHAM LODGING TR | 26,900 | $346K | call |
| EYENATIONAL VISION HLDGS INC | 6,730 | $344K | shares |
| LIBERTY MEDIA ACQUISTION CO…LIBERTY MEDIA ACQUISTION CORP | 33,760 | $344K | shares |
| NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS | 20,000 | $343K | shares |
| RXTRACKSPACE TECHNOLOGY INC | 17,500 | $343K | put |
| VIZIO HOLDING CORPVIZIO HOLDING CORP | 12,500 | $338K | shares |
| CLOVCLOVER HEALTH INVESTMENTS CO | 25,000 | $333K | call |
| ICEINTERCONTINENTAL EXCHANGE IN | 2,800 | $332K | shares |
| DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC | 15,000 | $321K | call |
| LINDLINDBLAD EXPEDITIONS HLDGS I | 20,000 | $320K | call |
| ACCELERON PHARMA INCACCELERON PHARMA INC | 2,519 | $316K | shares |
| CERNER CORPCERNER CORP | 4,000 | $313K | call |
| UBSUBS GROUP AG | 20,119 | $308K | shares |
| CUREVAC N VCUREVAC N V | 4,060 | $298K | shares |
| MNSOMINISO GROUP HLDG LTD | 14,346 | $298K | shares |
| AGIOAGIOS PHARMACEUTICALS INC | 5,383 | $297K | shares |
| ATLASSIAN CORPATLASSIAN CORP | 1,136 | $292K | shares |
| WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC | 5,000 | $289K | call |
| TRIP COM GROUP LTDTRIP COM GROUP LTD | 200,000 | $284K | principal |
| IDEANOMICS INCIDEANOMICS INC | 100,000 | $284K | call |
| EARGO INCEARGO INC | 7,100 | $283K | call |
| SUPPORT COM INCSUPPORT COM INC | 72,500 | $280K | call |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC | 141,000 | $277K | principal |
| REDHILL BIOPHARMA LTDREDHILL BIOPHARMA LTD | 40,000 | $275K | shares |
| FHIFEDERATED HERMES INC | 8,097 | $275K | shares |
| Uxin LtdUxin Ltd | 70,070 | $270K | shares |
| PMTPENNYMAC MTG INVT TR | 12,700 | $267K | shares |
| EXLSEXLSERVICE HLDGS INC | 2,500 | $266K | shares |
| TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP | 25,000 | $262K | shares |
| ACE CONVERGENCE ACQU CORPACE CONVERGENCE ACQU CORP | 23,662 | $261K | shares |
| TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP | 150,000 | $260K | shares |
| UNITI GROUP INCUNITI GROUP INC | 24,500 | $259K | shares |
| IARTINTEGRA LIFESCIENCES HLDGS C | 3,786 | $258K | shares |
| PLTRPALANTIR TECHNOLOGIES INC | 9,769 | $258K | shares |
| ULTAULTA BEAUTY INC | 738 | $255K | shares |
| GO ACQUISITION CORPGO ACQUISITION CORP | 25,000 | $254K | shares |
| VIEW INCVIEW INC | 146,100 | $251K | shares |
| Uxin LtdUxin Ltd | 65,000 | $250K | put |
| UTHRUNITED THERAPEUTICS CORP DEL | 1,390 | $249K | shares |
| FISFIDELITY NATL INFORMATION SV | 1,760 | $249K | shares |
| BOWX ACQUISITION CORPBOWX ACQUISITION CORP | 75,000 | $249K | shares |
| TJXTJX COS INC NEW | 3,686 | $249K | shares |
| VENATOR MATERIALS PLCVENATOR MATERIALS PLC | 52,400 | $248K | shares |
| SCIPLAY CORPORATIONSCIPLAY CORPORATION | 14,315 | $243K | shares |
| MASIMASIMO CORP | 1,000 | $242K | shares |
| ATOMATOMERA INC | 11,200 | $240K | call |
| POSHMARK INCPOSHMARK INC | 5,000 | $239K | call |
| MHKMOHAWK INDS INC | 1,231 | $237K | shares |
| CSGPCOSTAR GROUP INC | 2,855 | $236K | shares |
| CSGSCSG SYS INTL INC | 5,000 | $236K | shares |
| PERIDOT ACQUISITION CORPPERIDOT ACQUISITION CORP | 86,642 | $235K | shares |
| ESIELEMENT SOLUTIONS INC | 10,000 | $234K | call |
| AVTRAVANTOR INC | 6,500 | $231K | shares |
| JANUS INTERNATIONAL GROUP INJANUS INTERNATIONAL GROUP IN | 55,000 | $229K | shares |
| CARNEY TECHNOLOGY ACQU CORPCARNEY TECHNOLOGY ACQU CORP | 244,565 | $225K | shares |
| LDOSLEIDOS HOLDINGS INC | 2,222 | $225K | shares |
| ZLABZAI LAB LTD | 1,250 | $221K | shares |
| ARRIVAL GROUPARRIVAL GROUP | 51,300 | $221K | shares |
| POOLPOOL CORP | 480 | $220K | shares |
| VOEVANGUARD INDEX FDS | 1,565 | $220K | shares |
| EVTCEVERTEC INC | 5,000 | $218K | shares |
| EXEEXPAND ENERGY CORPORATION | 4,182 | $217K | shares |
| OGNORGANON & CO | 7,046 | $213K | shares |
| DRAGONEER GROWTH OPPTY CORPDRAGONEER GROWTH OPPTY CORP | 21,097 | $213K | shares |
| SLGNSILGAN HLDGS INC | 5,000 | $208K | shares |
| SOS LIMITEDSOS LIMITED | 59,300 | $196K | call |
| GORES METROPOULOS II INCGORES METROPOULOS II INC | 19,000 | $193K | shares |
| IDEANOMICS INCIDEANOMICS INC | 67,500 | $192K | put |
| SILICON LABORATORIES INCSILICON LABORATORIES INC | 134,000 | $186K | principal |
| MVISMICROVISION INC DEL | 10,800 | $181K | call |
| PRICELINE GRP INCPRICELINE GRP INC | 163,000 | $177K | principal |
| CBCHUBB LIMITED | 1,100 | $175K | call |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP | 89,000 | $170K | principal |
| NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC | 64,000 | $169K | principal |
| ONEONE | 72,500 | $167K | shares |
| GO ACQUISITION CORPGO ACQUISITION CORP | 150,011 | $165K | shares |
| NRG ENERGY INCNRG ENERGY INC | 141,000 | $164K | principal |
| VVVVALVOLINE INC | 5,000 | $162K | put |
| EATBRINKER INTL INC | 2,600 | $161K | shares |
| WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC | 2,764 | $160K | shares |
| BJBJS WHSL CLUB HLDGS INC | 3,333 | $159K | shares |
How Q3 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-21-003436 | superseded | restatement | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |