Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $13,716,843,513 across 1,677 holdings for the quarter ended 2021-09-30, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 17.12% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003528
- Period
- 2021-09-30
- Reported value
- $13.7B
- Holdings
- 1,677
- Top 10 weight
- 17.12%
- New
- 657
- Sold out
- 598
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FTAI AVIATION LTDnew | +2,266,757 | $57.5M |
| CEDAR FAIR L Pnew | +1,045,000 | $48.5M |
| HYGadded | +293,104 | $25.6M |
| UNHadded | +63,475 | $24.8M |
| DXCMadded | +41,496 | $22.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ADCexited | -3,777,000 | -$266M |
| SPLUNK INCreduced | -977,996 | -$142M |
| CYRUSONE INCexited | -1,561,814 | -$112M |
| ZSreduced | -401,455 | -$105M |
| PANWreduced | -196,580 | -$94.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 966 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| VRRMVERRA MOBILITY CORP Stock | call | 30,000 | $452K | 0 |
| BRSLBRIGHTSTAR LOTTERY PLC SHS USD | put | 17,000 | $447K | new |
| VIPSVIPSHOP HLDGS LTD ADR | call | 39,800 | $443K | 0 |
| AVAYA HLDGS CORPAVAYA HLDGS CORP COM | call | 22,300 | $441K | -80,000 |
| OIHVANECK ETF TRUST OIL SERVICES ETF | put | 2,200 | $433K | new |
| VNDAVANDA PHARMACEUTICALS INC COM | put | 24,600 | $422K | new |
| TBCHTURTLE BEACH CORP COMMON STOCK | call | 14,900 | $415K | new |
| DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INC COM CL A | put | 25,000 | $408K | new |
| FCXFREEPORT MCMORAN INC Stock | call | 12,500 | $407K | -287,500 |
| DICERNA PHARMACEUTICALS INCDICERNA PHARMACEUTICALS INC COM | put | 20,000 | $403K | new |
| DBXDROPBOX INC Stock | call | 13,600 | $397K | 0 |
| LIVNLIVANOVA PLC SHS | call | 5,000 | $396K | new |
| BYSIBEYONDSPRING INC SHS | put | 25,000 | $394K | new |
| AGLAGILON HEALTH INC COM (DE) COM | put | 15,000 | $393K | new |
| E2OPEN PARENT HOLDINGS INCE2OPEN PARENT HOLDINGS INC COM CL A | call | 34,400 | $389K | -119,200 |
| CPNGCOUPANG INC CL A | put | 13,800 | $384K | -870,800 |
| AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEW | put | 75,000 | $382K | 0 |
| WTIW & T OFFSHORE INC COM | put | 100,000 | $372K | 0 |
| DECIPHERA PHARMACEUTICALS INDECIPHERA PHARMACEUTICALS IN COM | put | 10,900 | $370K | -35,000 |
| INVITAE CORPINVITAE CORP COM | put | 12,900 | $367K | new |
| FSLYFASTLY INC CL A | call | 9,000 | $364K | +6,500 |
| PAYSAFE LIMITEDPAYSAFE LIMITED ORD | put | 45,000 | $349K | new |
| PSECPROSPECT CAP CORP COM | call | 44,600 | $343K | new |
| NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC COM | put | 5,900 | $325K | 0 |
| ULCCFRONTIER GROUP HLDGS INC Stock | put | 20,000 | $316K | new |
| EVELO BIOSCIENCES INCEVELO BIOSCIENCES INC COM | put | 43,600 | $307K | new |
| MARATHON OIL CORPMARATHON OIL CORP COM | call | 21,900 | $299K | 0 |
| HLITHARMONIC INC COM | call | 33,500 | $293K | new |
| CMPSCOMPASS PATHWAYS PLC SPONSORED ADS | put | 9,600 | $287K | new |
| CMPSCOMPASS PATHWAYS PLC SPONSORED ADS | call | 9,600 | $287K | new |
| AEHRAEHR TEST SYS COMMON STOCK | call | 21,000 | $287K | new |
| RCKTROCKET PHARMACEUTICALS INC COM | call | 9,400 | $281K | 0 |
| CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INC COM | call | 75,000 | $274K | new |
| GLOBALSTAR INCGLOBALSTAR INC COM | put | 161,800 | $270K | -173,500 |
| AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLC COMMON STOCK-FO | call | 26,600 | $261K | -5,500 |
| LUVSOUTHWEST AIRLS CO STOK | put | 5,000 | $257K | -42,700 |
| LUVSOUTHWEST AIRLS CO STOK | call | 5,000 | $257K | -5,000 |
| RNWRENEW ENERGY GLOBAL PLC Stock | call | 25,000 | $255K | new |
| BLMNBLOOMIN BRANDS INC COM | put | 10,000 | $250K | 0 |
| LOGILOGITECH INTL S A Stock | put | 2,800 | $247K | new |
| LOGILOGITECH INTL S A Stock | call | 2,800 | $247K | new |
| MERCMERCER INTL INC COM | call | 21,000 | $243K | new |
| PIXELWORKS INCPIXELWORKS INC COM NEW | call | 50,500 | $241K | new |
| GLOBALSTAR INCGLOBALSTAR INC COM | call | 144,100 | $241K | -169,600 |
| PCGPG&E CORP Stock | put | 25,000 | $240K | -22,500 |
| TRIPTRIPADVISOR INC COM | put | 6,900 | $234K | -25,900 |
| SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC COM | call | 5,000 | $222K | -19,500 |
| GAN LTDGAN LTD SHS | call | 14,700 | $219K | 0 |
| AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEW COM | put | 31,500 | $218K | new |
| DALDELTA AIR LINES INC Stock | put | 5,000 | $213K | -362,500 |
| INCYINCYTE CORP Stock | call | 3,000 | $206K | 0 |
| VINCO VENTURES INCVINCO VENTURES INC COM | call | 32,000 | $205K | new |
| CHANNELADVISOR CORPCHANNELADVISOR CORP COM | put | 8,000 | $202K | new |
| PIXELWORKS INCPIXELWORKS INC COM NEW | put | 41,000 | $196K | new |
| VINCO VENTURES INCVINCO VENTURES INC COM | put | 30,000 | $192K | new |
| DVAXDYNAVAX TECHNOLOGIES CORP COM NEW | put | 10,000 | $192K | 0 |
| KSSKOHLS CORP COM | call | 4,000 | $188K | -70,000 |
| GHGUARDANT HEALTH INC Stock | put | 1,500 | $188K | -15,800 |
| GHGUARDANT HEALTH INC Stock | call | 1,500 | $188K | -5,000 |
| RSIRUSH STREET INTERACTIVE INC COM | call | 8,800 | $169K | new |
| AEHRAEHR TEST SYS COMMON STOCK | put | 12,000 | $164K | new |
| TRUPTRUPANION INC COM | put | 2,000 | $155K | new |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC COM | put | 25,200 | $154K | -236,800 |
| ZYNGA INC.ZYNGA INC. CL A | put | 20,300 | $153K | +20,200 |
| VELODYNE LIDAR INCVELODYNE LIDAR INC COM | call | 24,300 | $144K | new |
| MONEYGRAM INTL INCMONEYGRAM INTL INC COM NEW | call | 17,900 | $144K | -146,700 |
| MATTERPORT INCMATTERPORT INC COM CL A | call | 7,500 | $142K | new |
| HYREQHYRECAR INC COM | put | 15,900 | $135K | new |
| MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT SHS | put | 7,500 | $132K | new |
| IVERIC BIO INCIVERIC BIO INC COM | put | 8,000 | $130K | new |
| CRSRCORSAIR GAMING INC COM | call | 5,000 | $130K | new |
| KTOSKRATOS DEFENSE & SEC SOLUTIO COM NEW | call | 5,800 | $129K | -29,200 |
| WISEKEY INTERNATIONAL HLDS LWISEKEY INTERNATIONAL HLDS L SPON ADS | put | 20,000 | $125K | new |
| FORTE BIOSCIENCES INCFORTE BIOSCIENCES INC COM | put | 41,900 | $124K | new |
| KATAPULT HOLDINGS INCKATAPULT HOLDINGS INC COM | put | 21,700 | $118K | new |
| NEENEXTERA ENERGY INC COM | call | 1,500 | $118K | -20,400 |
| TRUPTRUPANION INC COM | call | 1,500 | $117K | new |
| CECELANESE CORP DEL Stock | call | 700 | $105K | new |
| Uxin LtdUxin Ltd ADS | call | 35,000 | $96.6K | -55,500 |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW COM | call | 16,100 | $95.6K | new |
| MATTERPORT INCMATTERPORT INC COM CL A | put | 5,000 | $94.5K | new |
| PRCHPORCH GROUP INC COM | put | 5,000 | $88.4K | new |
| IMMUNOGEN INCIMMUNOGEN INC COMMON STOCK | call | 15,000 | $85K | 0 |
| YELLQYELLOW CORP NEW COM COM | put | 14,900 | $84.2K | -10,100 |
| KOPNKOPIN CORP COMMON STOCK | put | 14,300 | $73.4K | -2,100 |
| CHEMOCENTRYX INCCHEMOCENTRYX INC COM | put | 4,100 | $70.1K | -145,900 |
| CMICUMMINS INC Stock | call | 300 | $67.4K | +100 |
| CRSRCORSAIR GAMING INC COM | put | 2,500 | $64.8K | new |
| ALLAKOS INCALLAKOS INC COM | put | 600 | $63.5K | new |
| WISEKEY INTERNATIONAL HLDS LWISEKEY INTERNATIONAL HLDS L SPON ADS | call | 10,000 | $62.5K | new |
| MONEYGRAM INTL INCMONEYGRAM INTL INC COM NEW | put | 7,500 | $60.1K | -45,000 |
| EMAGIN CORPEMAGIN CORP COM | call | 25,000 | $56.5K | -26,200 |
| ROOT INCROOT INC COMMON STOCK | put | 10,000 | $52.7K | new |
| ADVADVANTAGE SOLUTIONS INC COM CL A | put | 5,800 | $50.2K | new |
| FRONTLINE PLC FFRONTLINE PLC F ORD SHS | call | 5,000 | $46.9K | new |
| CYHCOMMUNITY HEALTH SYS INC NEW COMMON STOCK | call | 3,800 | $44.5K | new |
| PRCHPORCH GROUP INC COM | call | 2,500 | $44.2K | new |
| BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC COM CL A | call | 4,100 | $42.4K | new |
| ROOT INCROOT INC COMMON STOCK | call | 7,500 | $39.5K | new |
| GOTUGAOTU TECHEDU INC COM | put | 10,000 | $30.7K | new |
| GOTUGAOTU TECHEDU INC COM | call | 10,000 | $30.7K | new |
| SPHERE 3D CORP NEWSPHERE 3D CORP NEW COM | put | 5,000 | $29.7K | new |
| AEYE INCAEYE INC COM | put | 5,000 | $27.4K | new |
| AEYE INCAEYE INC COM | call | 5,000 | $27.4K | new |
| EVHEVOLENT HEALTH INC Stock | put | 400 | $12.4K | new |
| AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLC COMMON STOCK-FO | put | 1,000 | $9.8K | 0 |
| SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC COM | put | 100 | $4.43K | -35,800 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 104. All 104
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 24,599,000 | $26.6M | +2,450,000 |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTE | principal | 30,060,000 | $25.3M | +10,787,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 21,764,000 | $23.9M | +7,565,000 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 22,600,000 | $22M | +15,507,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 20,607,000 | $20.9M | new |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 12,700,000 | $19.4M | -2,405,000 |
| MODEL N INCMODEL N INC NOTE 2.625% 6/0 | principal | 14,875,000 | $18.8M | +500,000 |
| NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1 | principal | 6,451,000 | $13.8M | -927,000 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 9,142,000 | $11.7M | -1,912,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 10,032,000 | $11.1M | -2,605,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 11,030,000 | $10.9M | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 1.500%10/1 | principal | 10,140,000 | $10.9M | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 9,420,000 | $10.8M | +9,208,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 9,742,000 | $10.3M | -3,470,000 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 10,308,000 | $10.2M | -2,177,000 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 5,783,000 | $9.88M | new |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 | principal | 6,973,000 | $9.8M | new |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 6,999,000 | $9.78M | -1,760,000 |
| YY INCYY INC NOTE 1.375% 6/1 | principal | 10,000,000 | $9.49M | +2,443,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 5,575,000 | $9M | new |
| GUESS INCGUESS INC BOND | principal | 8,000,000 | $8.9M | -2,862,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 7,850,000 | $8.9M | +4,719,000 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 9,413,000 | $8.84M | +1,927,000 |
| IQIYI INCIQIYI INC NOTE 4.000%12/1 | principal | 10,000,000 | $8.64M | -16,148,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 8,500,000 | $8.52M | new |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 8,568,000 | $8.46M | new |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 8,020,000 | $8.34M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 7,186,000 | $7.76M | +1,682,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 4,032,000 | $5.94M | +3,854,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD NOTE 0.375%11/0 | principal | 5,005,000 | $5.7M | new |
| NUTANIX INCNUTANIX INC NOTE 1/1 | principal | 5,000,000 | $5.26M | new |
| VERADIGM INCVERADIGM INC BOND | principal | 4,249,000 | $5.05M | -15,883,000 |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 3,410,000 | $5.04M | +1,575,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 4,425,000 | $4.99M | +472,000 |
| JOYY INCJOYY INC NOTE 0.750% 6/1 | principal | 5,050,000 | $4.83M | +623,000 |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 3,913,000 | $4.73M | +2,000,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 4,644,000 | $4.42M | +1,143,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 3,245,000 | $3.86M | +3,000 |
| Omeros CorpOmeros Corp NOTE 6.250%11/1 | principal | 3,374,000 | $3.67M | +1,030,000 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 2,816,000 | $3.39M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 3,311,000 | $3.35M | -2,613,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 2,205,000 | $3.27M | new |
| PETIQ INCPETIQ INC NOTE 4.000% 6/0 | principal | 2,566,000 | $3.05M | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 2,450,000 | $2.96M | new |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 2,225,000 | $2.73M | +52,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1 | principal | 2,726,000 | $2.51M | -1,289,000 |
| ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC NOTE 6.000%12/0 | principal | 3,000,000 | $2.43M | 0 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 1,606,000 | $2.27M | new |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 2,355,000 | $2.27M | new |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 865,000 | $2.19M | +723,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 1,500,000 | $2.16M | new |
| INVACARE CORPINVACARE CORP NOTE 5.000%11/1 | principal | 2,097,000 | $1.92M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 1,892,000 | $1.88M | new |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 1,186,000 | $1.67M | +1,155,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 1,096,000 | $1.56M | +1,075,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 1,406,000 | $1.47M | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 1,394,000 | $1.42M | new |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 1,068,000 | $1.27M | new |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 919,000 | $1.21M | +466,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 650,000 | $1.18M | -2,858,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 635,000 | $1.05M | new |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 1,052,000 | $1.03M | +290,000 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 944,000 | $1.01M | new |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 | principal | 1,001,000 | $1.01M | +583,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 632,000 | $819K | new |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 600,000 | $674K | +367,000 |
| CONMED CORPCONMED CORP BOND | principal | 394,000 | $612K | -724,000 |
| ENVESTNET INCENVESTNET INC BOND | principal | 441,000 | $562K | -538,000 |
| SPLUNK INCSPLUNK INC NOTE 0.500% 9/1 | principal | 473,000 | $552K | -1,979,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 | principal | 476,000 | $492K | new |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 471,000 | $472K | new |
| SPLUNK INCSPLUNK INC BOND | principal | 380,000 | $463K | new |
| SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS NOTE 1.500% 2/1 | principal | 350,000 | $365K | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 255,000 | $291K | -719,000 |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 | principal | 285,000 | $286K | +61,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 192,000 | $234K | -3,182,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 52,000 | $176K | +1,000 |
| ILLUMINA INCILLUMINA INC NOTE 8/1 | principal | 130,000 | $151K | -188,000 |
| FTI CONSULTING INCFTI CONSULTING INC NOTE 2.000% 8/1 | principal | 100,000 | $142K | new |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 138,000 | $140K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 91,000 | $133K | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 70,000 | $130K | -200,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 106,000 | $119K | new |
| INTERDIGITAL INCINTERDIGITAL INC BOND | principal | 107,000 | $118K | 0 |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC NOTE 0.500% 4/1 | principal | 75,000 | $117K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 75,000 | $111K | -213,000 |
| IQIYI INCIQIYI INC NOTE 3.750%12/0 | principal | 100,000 | $97.8K | new |
| HELLO GROUP INCHELLO GROUP INC NOTE 1.250% 7/0 | principal | 100,000 | $87.5K | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 2.875% 4/1 | principal | 50,000 | $81.9K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 46,000 | $80.8K | 0 |
| CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1 | principal | 100,000 | $80.5K | new |
| NEVRO CORPNEVRO CORP NOTE 2.750% 4/0 | principal | 49,000 | $65.9K | 0 |
| SFL CORPORATION LTDSFL CORPORATION LTD NOTE 5.750%10/1 | principal | 63,000 | $63K | new |
| CALAMP CORPCALAMP CORP BOND | principal | 65,000 | $59.8K | 0 |
| PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1 | principal | 47,000 | $53.9K | new |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 22,000 | $37.9K | new |
| GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0 | principal | 29,000 | $36.8K | 0 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 17,000 | $26.6K | 0 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 25,000 | $25.3K | -175,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 18,000 | $20.8K | -12,082,000 |
Sold out in Q3 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 598. All 598
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ADCAGREE RLTY CORP | 3,777,000 | $266M | shares |
| EWZISHARES INC | 2,966,000 | $120M | call |
| CYRUSONE INCCYRUSONE INC | 1,561,814 | $112M | shares |
| IEFISHARES TR | 750,000 | $86.6M | put |
| LXPLXP INDUSTRIAL TRUST | 6,430,148 | $76.8M | shares |
| CSCOCISCO SYS INC | 550,000 | $29.1M | put |
| HLTHILTON WORLDWIDE HLDGS INC | 240,000 | $28.9M | put |
| EFAISHARES TR | 356,400 | $28.1M | call |
| JNKSPDR SERIES TRUST | 251,535 | $27.7M | shares |
| HLTHILTON WORLDWIDE HLDGS INC | 185,000 | $22.3M | call |
| HC2 HLDGS INCHC2 HLDGS INC | 5,450,314 | $21.7M | shares |
| KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN | 74,300 | $21.1M | call |
| LANDCADIA HOLDINGS III INCLANDCADIA HOLDINGS III INC | 1,503,200 | $19.9M | shares |
| ZSZSCALER INC | 90,000 | $19.4M | put |
| WWAYFAIR INC | 60,000 | $18.9M | put |
| TDGTRANSDIGM GROUP INC | 29,000 | $18.8M | put |
| REDFIN CORPREDFIN CORP | 288,450 | $18.3M | shares |
| HOGHARLEY DAVIDSON INC | 394,900 | $18.1M | call |
| KKELLANOVA | 250,000 | $16.1M | put |
| JNKSPDR SERIES TRUST | 141,100 | $15.5M | put |
| HLTHILTON WORLDWIDE HLDGS INC | 127,664 | $15.4M | shares |
| ALLYALLY FINL INC | 300,000 | $15M | call |
| MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC | 139,188 | $14.7M | shares |
| GAPGAP INC | 400,000 | $13.5M | call |
| COINCOINBASE GLOBAL INC | 52,500 | $13.3M | put |
| CM LIFE SCIENCES INCCM LIFE SCIENCES INC | 925,755 | $13M | shares |
| BJBJS WHSL CLUB HLDGS INC | 260,000 | $12.4M | put |
| APDAIR PRODUCTS AND CHEMICALS I | 42,580 | $12.2M | shares |
| RUNSUNRUN INC | 217,700 | $12.1M | call |
| EMREMERSON ELEC CO | 120,590 | $11.6M | shares |
| KEYSKEYSIGHT TECHNOLOGIES INC | 72,686 | $11.2M | shares |
| VZVERIZON COMMUNICATIONS INC | 200,100 | $11.2M | put |
| FVRRFIVERR INTL LTD | 45,000 | $10.9M | put |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 57,500 | $10.6M | shares |
| YETIYETI HLDGS INC | 112,000 | $10.3M | put |
| VERINT SYS INCVERINT SYS INC | 221,340 | $9.98M | shares |
| PBRPETROLEO BRASILEIRO S A | 800,000 | $9.78M | put |
| WEXWEX INC | 50,000 | $9.7M | call |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 370,260 | $9.63M | shares |
| CRLCHARLES RIV LABS INTL INC | 26,000 | $9.62M | put |
| LWLAMB WESTON HLDGS INC | 118,300 | $9.54M | call |
| ARKKARK ETF TR | 69,700 | $9.12M | call |
| HALOHALOZYME THERAPEUTICS INC | 200,000 | $9.08M | put |
| NORDSTROM INCNORDSTROM INC | 244,900 | $8.96M | call |
| CWBSPDR SERIES TRUST | 100,000 | $8.67M | put |
| APAAPA CORPORATION | 387,863 | $8.39M | shares |
| AFLAFLAC INC | 150,025 | $8.05M | shares |
| GENESIS PK ACQUISITION CORPGENESIS PK ACQUISITION CORP | 698,895 | $8.02M | shares |
| MITKMITEK SYS INC | 413,669 | $7.97M | shares |
| AJAX IAJAX I | 799,336 | $7.96M | shares |
| ETENERGY TRANSFER L P | 739,200 | $7.86M | put |
| L BRANDS INCL BRANDS INC | 108,516 | $7.82M | shares |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 300,000 | $7.81M | call |
| EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIES | 365,259 | $7.7M | shares |
| SFMSPROUTS FMRS MKT INC | 300,000 | $7.46M | put |
| ETENERGY TRANSFER L P | 698,900 | $7.43M | call |
| TDOCTELADOC HEALTH INC | 44,000 | $7.32M | call |
| NEMNEWMONT CORP | 110,000 | $6.97M | call |
| STEM INCSTEM INC | 192,000 | $6.91M | call |
| STEM INCSTEM INC | 289,069 | $6.87M | shares |
| DMLPDORCHESTER MINERALS L P | 398,669 | $6.72M | shares |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC | 151,025 | $6.69M | shares |
| ALKSALKERMES PLC | 270,100 | $6.62M | shares |
| COLISEUM ACQUISITION CORPCOLISEUM ACQUISITION CORP | 659,660 | $6.52M | shares |
| SBUXSTARBUCKS CORP | 56,500 | $6.32M | call |
| GOOGALPHABET INC | 2,515 | $6.3M | shares |
| GWREGUIDEWIRE SOFTWARE INC | 54,592 | $6.15M | shares |
| COINCOINBASE GLOBAL INC | 23,500 | $5.95M | call |
| FYBRFRONTIER COMMUNICATIONS PARE | 225,000 | $5.94M | shares |
| PVHPVH CORPORATION | 54,900 | $5.91M | put |
| NTNXNUTANIX INC | 150,000 | $5.73M | call |
| CRLCHARLES RIV LABS INTL INC | 15,298 | $5.66M | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 100,000 | $5.62M | call |
| HONHONEYWELL INTL INC | 25,405 | $5.57M | shares |
| DDOMINION ENERGY INC | 74,789 | $5.5M | shares |
| BXPBXP INC | 46,900 | $5.37M | put |
| META MATERIALS INCMETA MATERIALS INC | 715,100 | $5.36M | call |
| PRTSCARPARTS COM INC | 261,400 | $5.32M | shares |
| GAPGAP INC | 157,304 | $5.29M | shares |
| RSRELIANCE INC | 35,000 | $5.28M | shares |
| TDGTRANSDIGM GROUP INC | 8,116 | $5.25M | shares |
| LWLAMB WESTON HLDGS INC | 64,500 | $5.2M | shares |
| INMDINMODE LTD | 54,600 | $5.17M | call |
| NORTHERN STAR INVSTMNT CORPNORTHERN STAR INVSTMNT CORP | 511,134 | $5.09M | shares |
| MDTMEDTRONIC PLC | 40,000 | $4.97M | put |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 185,500 | $4.83M | put |
| FOOT LOCKER INCFOOT LOCKER INC | 78,053 | $4.81M | shares |
| STESTERIS PLC | 23,206 | $4.79M | shares |
| ASPNASPEN AEROGELS INC | 160,000 | $4.79M | call |
| FG NEW AMER ACQUISITION CORPFG NEW AMER ACQUISITION CORP | 464,502 | $4.74M | shares |
| CUREVAC N VCUREVAC N V | 64,000 | $4.7M | put |
| CELCCELCUITY INC | 194,194 | $4.66M | shares |
| MSTRSTRATEGY INC | 7,000 | $4.65M | call |
| MDRXVERADIGM INC. COMMON STOCK(DE) | 250,000 | $4.63M | put |
| DEDEERE & CO | 13,000 | $4.59M | call |
| DBXDROPBOX INC | 150,000 | $4.55M | put |
| ASPNASPEN AEROGELS INC | 150,000 | $4.49M | put |
| EBAYEBAY INC. | 61,123 | $4.29M | shares |
| CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL | 32,623 | $4.25M | shares |
| UHSUNIVERSAL HLTH SVCS INC | 28,343 | $4.15M | shares |
How Q3 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-21-003436 | superseded | restatement | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |