Jefferies Group LLC
Follow13F filer, CIK 1084580, NEW YORK, NY
Jefferies Group LLC reported $13,716,843,513 across 1,677 holdings for the quarter ended 2021-09-30, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 17.12% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-23-003528
- Period
- 2021-09-30
- Reported value
- $13.7B
- Holdings
- 1,677
- Top 10 weight
- 17.12%
- New
- 657
- Sold out
- 598
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FORTRESS TRANSPORTATION-CL Anew | +2,266,757 | $57.5M |
| CEDAR FAIR L Pnew | +1,045,000 | $48.5M |
| HYGadded | +293,104 | $25.6M |
| UNHadded | +63,475 | $24.8M |
| DXCMadded | +41,496 | $22.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ADCexited | -3,777,000 | -$266M |
| SPLUNK INCreduced | -977,996 | -$142M |
| CYRUSONE INCexited | -1,561,814 | -$112M |
| ZSreduced | -401,455 | -$105M |
| PANWreduced | -196,580 | -$94.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 966 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 607. All 607
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 3,407,993 | $1.46B | +511,135 |
| HYGISHARES TR IBOXX HI YD ETF | put | 6,970,600 | $610M | +706,900 |
| QQQINVESCO QQQ TR COM | put | 1,509,614 | $540M | -1,076,558 |
| EMBISHARES TR JPMORGAN USD EMG | put | 2,739,900 | $302M | +129,900 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 1,422,200 | $211M | +899,000 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 389,200 | $167M | -10,800 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 3,040,500 | $153M | -139,100 |
| QQQINVESCO QQQ TR COM | call | 425,000 | $152M | -182,900 |
| NVDANVIDIA CORPORATION COM | put | 719,000 | $149M | +529,500 |
| DISDISNEY WALT CO COM | put | 850,500 | $144M | +808,900 |
| SNAPSNAP INC CL A | put | 1,934,400 | $143M | +437,100 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | call | 1,409,600 | $136M | new |
| NVDANVIDIA CORPORATION COM | call | 616,500 | $128M | +456,200 |
| EMBISHARES TR JPMORGAN USD EMG | call | 1,150,000 | $127M | +700,000 |
| XLESELECT SECTOR SPDR TR SHS | call | 2,388,400 | $124M | -765,800 |
| XLESELECT SECTOR SPDR TR SHS | put | 2,149,200 | $112M | +1,174,200 |
| IWMISHARES TR SHS | put | 493,095 | $108M | -1,056,728 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 720,000 | $107M | +595,000 |
| SPLUNK INCSPLUNK INC COM | call | 725,600 | $105M | -48,400 |
| TLTISHARES TR 20 YR TR BD ETF | put | 671,500 | $96.9M | -13,000 |
| CMCSACOMCAST CORP NEW COM | put | 1,687,700 | $94.4M | +973,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 537,500 | $88.3M | -694,400 |
| MUMICRON TECHNOLOGY INC COM | put | 1,069,400 | $75.9M | +52,100 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 587,300 | $73.8M | +472,300 |
| ZSZSCALER INC STOK | call | 249,700 | $65.5M | 0 |
| LQDISHARES TR SHS | put | 490,000 | $65.2M | -5,145,600 |
| WYNNWYNN RESORTS LTD COM | put | 680,000 | $57.6M | new |
| AMDADVANCED MICRO DEVICES INC COM | put | 540,600 | $55.6M | +378,700 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 1,415,100 | $55.1M | -129,900 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,093,500 | $49M | +857,600 |
| MSFTMICROSOFT CORP COM | put | 168,300 | $47.4M | +140,800 |
| XOPSPDR SERIES TRUST S&P OILGAS EXP | put | 488,400 | $47.2M | +345,900 |
| XLFSELECT SECTOR SPDR TR SHS | call | 1,249,100 | $46.9M | +618,600 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,581,200 | $46.6M | -551,600 |
| CRMSALESFORCE INC COM | call | 170,400 | $46.2M | +31,400 |
| CCITIGROUP INC COM | put | 652,000 | $45.8M | +395,800 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | put | 2,257,400 | $44.7M | +20,900 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 77,700 | $44.4M | +76,000 |
| TWLOTWILIO INC Stock | call | 130,800 | $41.7M | new |
| COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED COM | call | 189,300 | $41.5M | -12,900 |
| XLKSELECT SECTOR SPDR TR SHS | call | 275,000 | $41.1M | +25,000 |
| CPNGCOUPANG INC CL A | call | 1,472,100 | $41M | +152,200 |
| CLFCLEVELAND-CLIFFS INC NEW Stock | call | 2,068,800 | $41M | +324,800 |
| XLKSELECT SECTOR SPDR TR SHS | put | 268,000 | $40M | +7,900 |
| XBISPDR SERIES TRUST S&P BIOTECH | call | 312,400 | $39.3M | new |
| PFEPFIZER INC COM | put | 850,000 | $36.6M | +793,900 |
| EFAISHARES TR MSCI EAFE ETF | put | 462,400 | $36.1M | +27,400 |
| IBBISHARES TR ISHARES BIOTECH | put | 216,200 | $35M | -215,800 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | call | 424,400 | $33.6M | +274,400 |
| FXIISHARES TR CHINA LG-CAP ETF | call | 841,200 | $32.7M | +709,000 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 636,000 | $32M | -1,635,000 |
| BIIBBIOGEN INC Stock | put | 112,700 | $31.9M | +60,000 |
| UBERUBER TECHNOLOGIES INC COM | call | 694,800 | $31.1M | +435,100 |
| CHTRCHARTER COMMUNICATIONS INC COM | put | 42,500 | $30.9M | new |
| XLFSELECT SECTOR SPDR TR SHS | put | 820,700 | $30.8M | +688,700 |
| LQDISHARES TR SHS | call | 225,000 | $29.9M | -625,000 |
| JNJJOHNSON & JOHNSON COM | put | 182,400 | $29.5M | +12,500 |
| XLBSELECT SECTOR SPDR TR SBI MATERIALS | put | 370,000 | $29.3M | +220,000 |
| IBBISHARES TR ISHARES BIOTECH | call | 177,200 | $28.6M | -10,900 |
| MSFTMICROSOFT CORP COM | call | 99,900 | $28.2M | +40,000 |
| UNHUNITEDHEALTH GROUP INC COM | put | 69,200 | $27M | new |
| AAPLAPPLE INC COM | call | 190,200 | $26.9M | +186,900 |
| IWMISHARES TR SHS | call | 121,400 | $26.6M | -192,200 |
| GLDSPDR GOLD TR GOLD SHS | put | 160,000 | $26.3M | -56,400 |
| ABTABBOTT LABORATORIES COM | put | 219,100 | $25.9M | +110,000 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 878,100 | $25.9M | -337,000 |
| EWJISHARES INC SHS | put | 352,400 | $24.8M | +197,500 |
| SPLUNK INCSPLUNK INC COM | put | 170,600 | $24.7M | -145,300 |
| XOMEXXON MOBIL CORP COM | put | 415,000 | $24.4M | +400,000 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 99,200 | $24.4M | +70,000 |
| HCAHCA HEALTHCARE INC COM | put | 100,200 | $24.3M | -83,300 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 357,400 | $24.2M | +257,400 |
| HYGISHARES TR IBOXX HI YD ETF | call | 273,600 | $23.9M | -26,400 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | call | 500,000 | $23.7M | new |
| DISCOVERY INCDISCOVERY INC COM SER A | put | 916,600 | $23.3M | +735,300 |
| SMHVANECK ETF TRUST COM | call | 89,700 | $23M | -12,200 |
| INTCINTEL CORP COM | call | 427,300 | $22.8M | +197,300 |
| AAPLAPPLE INC COM | put | 160,500 | $22.7M | +85,500 |
| MRKMERCK & CO INC COM | call | 300,800 | $22.6M | +161,600 |
| BACBANK OF AMER CORP COM | call | 527,200 | $22.4M | -24,900 |
| CCJCAMECO CORP Stock | call | 1,010,700 | $22M | +963,200 |
| CMCSACOMCAST CORP NEW COM | call | 387,500 | $21.7M | -53,600 |
| EAELECTRONIC ARTS INC Stock | put | 150,000 | $21.3M | new |
| BIDUBAIDU INC ADR | put | 138,500 | $21.3M | +13,500 |
| COPCONOCOPHILLIPS COM | put | 314,100 | $21.3M | new |
| CRMSALESFORCE INC COM | put | 76,500 | $20.7M | new |
| CHGGCHEGG INC COM | call | 295,700 | $20.1M | 0 |
| LVSLAS VEGAS SANDS CORP Stock | call | 544,000 | $19.9M | +520,800 |
| MRNAMODERNA INC COM | call | 50,000 | $19.2M | 0 |
| XLISELECT SECTOR SPDR TR INDL | call | 196,600 | $19.2M | +146,600 |
| TWITTER INCTWITTER INC COM | put | 303,700 | $18.3M | -35,000 |
| BARRICK GOLD CORPBARRICK GOLD CORP COM | put | 1,008,000 | $18.2M | +283,000 |
| MTARCELORMITTAL SA LUXEMBOURG ADR | put | 597,000 | $18M | new |
| AMDADVANCED MICRO DEVICES INC COM | call | 174,300 | $17.9M | +103,700 |
| GILDGILEAD SCIENCES INC COM | put | 256,500 | $17.9M | +56,300 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 72,600 | $17.8M | 0 |
| BACBANK OF AMER CORP COM | put | 420,000 | $17.8M | new |
| OIHVANECK ETF TRUST OIL SERVICES ETF | call | 90,000 | $17.7M | new |
| IQIQIYI INC ADR | put | 2,206,800 | $17.7M | +1,658,100 |
| MUMICRON TECHNOLOGY INC COM | call | 246,900 | $17.5M | +92,200 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 104. All 104
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 24,599,000 | $26.6M | +2,450,000 |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC NOTE | principal | 30,060,000 | $25.3M | +10,787,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 21,764,000 | $23.9M | +7,565,000 |
| NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1 | principal | 22,600,000 | $22M | +15,507,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 20,607,000 | $20.9M | new |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 12,700,000 | $19.4M | -2,405,000 |
| MODEL N INCMODEL N INC NOTE 2.625% 6/0 | principal | 14,875,000 | $18.8M | +500,000 |
| NCL CORP LTDNCL CORP LTD NOTE 6.000% 5/1 | principal | 6,451,000 | $13.8M | -927,000 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 9,142,000 | $11.7M | -1,912,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 10,032,000 | $11.1M | -2,605,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0 | principal | 11,030,000 | $10.9M | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 1.500%10/1 | principal | 10,140,000 | $10.9M | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 | principal | 9,420,000 | $10.8M | +9,208,000 |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 9,742,000 | $10.3M | -3,470,000 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 10,308,000 | $10.2M | -2,177,000 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 5,783,000 | $9.88M | new |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 | principal | 6,973,000 | $9.8M | new |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 6,999,000 | $9.78M | -1,760,000 |
| YY INCYY INC NOTE 1.375% 6/1 | principal | 10,000,000 | $9.49M | +2,443,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 5,575,000 | $9M | new |
| GUESS INCGUESS INC BOND | principal | 8,000,000 | $8.9M | -2,862,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 7,850,000 | $8.9M | +4,719,000 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1 | principal | 9,413,000 | $8.84M | +1,927,000 |
| IQIYI INCIQIYI INC NOTE 4.000%12/1 | principal | 10,000,000 | $8.64M | -16,148,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 8,500,000 | $8.52M | new |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 8,568,000 | $8.46M | new |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 8,020,000 | $8.34M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 7,186,000 | $7.76M | +1,682,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 4,032,000 | $5.94M | +3,854,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD NOTE 0.375%11/0 | principal | 5,005,000 | $5.7M | new |
| NUTANIX INCNUTANIX INC NOTE 1/1 | principal | 5,000,000 | $5.26M | new |
| VERADIGM INCVERADIGM INC BOND | principal | 4,249,000 | $5.05M | -15,883,000 |
| NEOGENOMICS INCNEOGENOMICS INC Convertible Debt | principal | 3,410,000 | $5.04M | +1,575,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 4,425,000 | $4.99M | +472,000 |
| JOYY INCJOYY INC NOTE 0.750% 6/1 | principal | 5,050,000 | $4.83M | +623,000 |
| INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1 | principal | 3,913,000 | $4.73M | +2,000,000 |
| CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1 | principal | 4,644,000 | $4.42M | +1,143,000 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND | principal | 3,245,000 | $3.86M | +3,000 |
| Omeros CorpOmeros Corp NOTE 6.250%11/1 | principal | 3,374,000 | $3.67M | +1,030,000 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 2,816,000 | $3.39M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 3,311,000 | $3.35M | -2,613,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 2,205,000 | $3.27M | new |
| PETIQ INCPETIQ INC NOTE 4.000% 6/0 | principal | 2,566,000 | $3.05M | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 2,450,000 | $2.96M | new |
| MESA LABS INCMESA LABS INC NOTE 1.375% 8/1 | principal | 2,225,000 | $2.73M | +52,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 0.125%12/1 | principal | 2,726,000 | $2.51M | -1,289,000 |
| ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC NOTE 6.000%12/0 | principal | 3,000,000 | $2.43M | 0 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 1,606,000 | $2.27M | new |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 2,355,000 | $2.27M | new |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 865,000 | $2.19M | +723,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 1,500,000 | $2.16M | new |
| INVACARE CORPINVACARE CORP NOTE 5.000%11/1 | principal | 2,097,000 | $1.92M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 1,892,000 | $1.88M | new |
| INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1 | principal | 1,186,000 | $1.67M | +1,155,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 1,096,000 | $1.56M | +1,075,000 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 1,406,000 | $1.47M | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 1,394,000 | $1.42M | new |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 1,068,000 | $1.27M | new |
| LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0 | principal | 919,000 | $1.21M | +466,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 650,000 | $1.18M | -2,858,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 635,000 | $1.05M | new |
| SPLUNK INCSPLUNK INC NOTE 1.125% 6/1 | principal | 1,052,000 | $1.03M | +290,000 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 944,000 | $1.01M | new |
| COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 | principal | 1,001,000 | $1.01M | +583,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 632,000 | $819K | new |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 600,000 | $674K | +367,000 |
| CONMED CORPCONMED CORP BOND | principal | 394,000 | $612K | -724,000 |
| ENVESTNET INCENVESTNET INC BOND | principal | 441,000 | $562K | -538,000 |
| SPLUNK INCSPLUNK INC NOTE 0.500% 9/1 | principal | 473,000 | $552K | -1,979,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 | principal | 476,000 | $492K | new |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 471,000 | $472K | new |
| SPLUNK INCSPLUNK INC BOND | principal | 380,000 | $463K | new |
| SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS NOTE 1.500% 2/1 | principal | 350,000 | $365K | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 255,000 | $291K | -719,000 |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 | principal | 285,000 | $286K | +61,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 192,000 | $234K | -3,182,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 52,000 | $176K | +1,000 |
| ILLUMINA INCILLUMINA INC NOTE 8/1 | principal | 130,000 | $151K | -188,000 |
| FTI CONSULTING INCFTI CONSULTING INC NOTE 2.000% 8/1 | principal | 100,000 | $142K | new |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 138,000 | $140K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 91,000 | $133K | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 70,000 | $130K | -200,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 106,000 | $119K | new |
| INTERDIGITAL INCINTERDIGITAL INC BOND | principal | 107,000 | $118K | 0 |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC NOTE 0.500% 4/1 | principal | 75,000 | $117K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 75,000 | $111K | -213,000 |
| IQIYI INCIQIYI INC NOTE 3.750%12/0 | principal | 100,000 | $97.8K | new |
| HELLO GROUP INCHELLO GROUP INC NOTE 1.250% 7/0 | principal | 100,000 | $87.5K | new |
| PAR TECHNOLOGY CORPPAR TECHNOLOGY CORP NOTE 2.875% 4/1 | principal | 50,000 | $81.9K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 46,000 | $80.8K | 0 |
| CHENIERE ENERGY INCCHENIERE ENERGY INC NOTE 4.250% 3/1 | principal | 100,000 | $80.5K | new |
| NEVRO CORPNEVRO CORP NOTE 2.750% 4/0 | principal | 49,000 | $65.9K | 0 |
| SFL CORPORATION LTDSFL CORPORATION LTD NOTE 5.750%10/1 | principal | 63,000 | $63K | new |
| CALAMP CORPCALAMP CORP BOND | principal | 65,000 | $59.8K | 0 |
| PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1 | principal | 47,000 | $53.9K | new |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 22,000 | $37.9K | new |
| GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0 | principal | 29,000 | $36.8K | 0 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 17,000 | $26.6K | 0 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 25,000 | $25.3K | -175,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 18,000 | $20.8K | -12,082,000 |
Sold out in Q3 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TEVATEVA PHARMACEUTICAL INDS LTD | 15,822 | $157K | shares |
| SNAP INCSNAP INC | 50,000 | $151K | principal |
| ENDO INTL PLCENDO INTL PLC | 32,200 | $151K | put |
| RXTRACKSPACE TECHNOLOGY INC | 7,663 | $150K | shares |
| TALKWTALKSPACE INC | 109,216 | $147K | shares |
| ACMAECOM | 2,314 | $147K | shares |
| FUSION ACQUISITION CORPFUSION ACQUISITION CORP | 96,780 | $135K | shares |
| CONTEXTLOGIC INCCONTEXTLOGIC INC | 10,000 | $132K | call |
| SLSSELLAS LIFE SCIENCES GROUP I | 11,800 | $131K | call |
| KMIKINDER MORGAN INC DEL | 7,002 | $128K | shares |
| UNITED STATES STL CORPUNITED STATES STL CORP | 61,000 | $124K | principal |
| CALYCALLAWAY GOLF CO | 3,654 | $123K | shares |
| PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COM | 5,375 | $122K | shares |
| VMCVULCAN MATLS CO | 700 | $122K | call |
| FVRRFIVERR INTL LTD | 500 | $121K | shares |
| SUPPORT COM INCSUPPORT COM INC | 31,200 | $120K | put |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC | 100,000 | $117K | principal |
| OKTA INCOKTA INC | 93,000 | $116K | principal |
| RIOTRIOT PLATFORMS INC | 3,000 | $113K | put |
| WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW | 50,000 | $108K | call |
| CLDTCHATHAM LODGING TR | 8,000 | $103K | shares |
| GLASS HOUSES ACQUISITION CORGLASS HOUSES ACQUISITION COR | 100,000 | $100K | shares |
| FREQUENCY THERAPEUTICS INCFREQUENCY THERAPEUTICS INC | 10,000 | $99.6K | call |
| CANCANAAN INC | 12,000 | $97.8K | put |
| CANCANAAN INC | 12,000 | $97.8K | call |
| AEA-BRIDGES IMPACT CORPAEA-BRIDGES IMPACT CORP | 98,551 | $94.6K | shares |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. | 42,000 | $92.8K | principal |
| HORIZON ACQUISITION CORPHORIZON ACQUISITION CORP | 52,075 | $92.7K | shares |
| GX ACQUISITION CORP IIGX ACQUISITION CORP II | 100,000 | $92K | shares |
| OAKTREE ACQUISITION CORP IIOAKTREE ACQUISITION CORP II | 73,842 | $90.8K | shares |
| LGL SYS ACQUISITION CORPLGL SYS ACQUISITION CORP | 49,470 | $90.3K | shares |
| CANCANAAN INC | 11,049 | $90K | shares |
| AMTXAEMETIS INC | 8,000 | $89.4K | call |
| DISRUPTIVE ACQUISITION CORPDISRUPTIVE ACQUISITION CORP | 97,000 | $89.2K | shares |
| LYFT INCLYFT INC | 52,000 | $88.8K | principal |
| IMMRIMMERSION CORP | 10,000 | $87.7K | shares |
| TPG PACE TECH OPPORTUNITIESTPG PACE TECH OPPORTUNITIES | 50,000 | $87.5K | shares |
| D8 HOLDINGS CORPD8 HOLDINGS CORP | 50,000 | $83K | shares |
| PAYONEER GLOBAL INCPAYONEER GLOBAL INC | 35,000 | $83K | shares |
| BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU COR | 87,177 | $82.8K | shares |
| EMAGIN CORPEMAGIN CORP | 22,700 | $79K | put |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC | 54,000 | $76.7K | principal |
| NEXTGEN ACQUISITION CORP IINEXTGEN ACQUISITION CORP II | 30,000 | $76.5K | shares |
| RIOTRIOT PLATFORMS INC | 2,000 | $75.3K | shares |
| SOS LIMITEDSOS LIMITED | 21,287 | $70.5K | shares |
| CBCHUBB LIMITED | 438 | $69.6K | shares |
| TAT&T INC | 2,400 | $69.1K | call |
| WAYFAIR INCWAYFAIR INC | 24,000 | $67.7K | principal |
| BWBABCOCK & WILCOX ENTERPRISES | 8,300 | $65.4K | call |
| GENERAL ELEC COGENERAL ELEC CO | 4,800 | $64.6K | call |
| CONSONANCE HFW ACQUISITION CCONSONANCE HFW ACQUISITION C | 41,174 | $63.8K | shares |
| MARRIOTT VACTINS WORLDWID COMARRIOTT VACTINS WORLDWID CO | 52,000 | $63.6K | principal |
| CENTRICUS ACQUISITION CORPCENTRICUS ACQUISITION CORP | 44,950 | $62.7K | shares |
| SOCIAL CAPITAL HEDOSOPHA HLDSOCIAL CAPITAL HEDOSOPHA HLD | 6,000 | $62.3K | shares |
| ETSY INCETSY INC | 25,000 | $60.4K | principal |
| ZILLOW GROUP INCZILLOW GROUP INC | 36,000 | $58.2K | principal |
| XHBSPDR SERIES TRUST | 744 | $54.5K | shares |
| SOS LIMITEDSOS LIMITED | 15,600 | $51.6K | put |
| VVVVALVOLINE INC | 1,518 | $49.3K | shares |
| DECARBONIZATION PLUS ACQU IIDECARBONIZATION PLUS ACQU II | 33,333 | $48.3K | shares |
| JBLUJETBLUE AIRWAYS CORP | 2,851 | $47.8K | shares |
| FINTECH ACQUISITION CORP VFINTECH ACQUISITION CORP V | 14,648 | $46.6K | shares |
| IDEANOMICS INCIDEANOMICS INC | 15,000 | $42.6K | shares |
| CSCOCISCO SYS INC | 800 | $42.4K | call |
| EMAGIN CORPEMAGIN CORP | 11,808 | $41.1K | shares |
| SRPTSAREPTA THERAPEUTICS INC | 509 | $39.6K | shares |
| FOLEY TRASIMENE ACQUISTN CORFOLEY TRASIMENE ACQUISTN COR | 16,789 | $34.9K | shares |
| ZENDESK INCZENDESK INC | 23,000 | $33.7K | principal |
| BRIGHT LIGHTS ACQUISITION COBRIGHT LIGHTS ACQUISITION CO | 41,476 | $32.8K | shares |
| BWBABCOCK & WILCOX ENTERPRISES | 4,000 | $31.5K | shares |
| STARBOARD VALUE ACQUISITN COSTARBOARD VALUE ACQUISITN CO | 14,495 | $29.4K | shares |
| GOLDEN FALCON ACQUISITION COGOLDEN FALCON ACQUISITION CO | 29,966 | $27.9K | shares |
| H I G ACQUISITION CORPH I G ACQUISITION CORP | 22,980 | $26.2K | shares |
| ROTOR ACQUISITION CORPROTOR ACQUISITION CORP | 20,000 | $24.6K | shares |
| FISVFISERV INC | 209 | $22.3K | shares |
| AMTXAEMETIS INC | 2,000 | $22.3K | shares |
| MOTIVE CAPITAL CORPMOTIVE CAPITAL CORP | 23,244 | $22.2K | shares |
| GLOBAL SYNERGY ACQUISIT CORPGLOBAL SYNERGY ACQUISIT CORP | 24,200 | $19.1K | shares |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN | 16,000 | $18K | principal |
| TDUPTHREDUP INC | 531 | $15.4K | shares |
| GDRXGOODRX HLDGS INC | 336 | $12.1K | shares |
| ARRIVAL GROUPARRIVAL GROUP | 710 | $11.1K | shares |
| MGNIMAGNITE INC | 300 | $10.2K | shares |
| MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT | 434 | $9.3K | shares |
| WDCWESTERN DIGITAL CORP | 112 | $7.97K | shares |
| ENDO INTL PLCENDO INTL PLC | 1,299 | $6.08K | shares |
| TARGET HOSPITALITY CORPTARGET HOSPITALITY CORP | 10,270 | $5.65K | shares |
| POSHMARK INCPOSHMARK INC | 112 | $5.35K | shares |
| MVISMICROVISION INC DEL | 319 | $5.34K | shares |
| ETENERGY TRANSFER L P | 427 | $4.54K | shares |
| YELLQYELLOW CORP NEW COM | 400 | $2.6K | call |
| CLOVCLOVER HEALTH INVESTMENTS CO | 183 | $2.44K | shares |
| BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLD | 24 | $2.33K | shares |
| PRETIUM RESOURCES INCPRETIUM RESOURCES INC | 200 | $1.91K | shares |
| GISGENERAL MILLS INC | 23 | $1.4K | shares |
| CHEFCHEFS WHSE INC | 26 | $828 | shares |
| ARKGARK ETF TR | 2 | $185 | shares |
| WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW | 69 | $150 | shares |
How Q3 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-21-003436 | superseded | restatement | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | base | restatement | 2023-09-21 | acceptance time not in the bulk data set |