Jefferies Group LLC

13F filer, CIK 1084580, NEW YORK, NY

Jefferies Group LLC reported $12,730,304,139 across 1,530 holdings for the quarter ended 2020-12-31, in a 13F-HR/A filed 2023-09-21. Its ten largest share positions make up 25.39% of the portfolio.

Filed 2023-09-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:31:37 UTC13F-HR/A 0001085146-23-003525

Period: 2020-12-31
Reported value: $12.7B
Holdings: 1,530
Top 10 weight: 25.39%
New: 663
Sold out: 460

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPYadded	+532,372	$199M
IWMadded	+427,167	$83.8M
DISCOVERY INCnew	+2,629,001	$79.1M
FTCHQnew	+1,222,391	$78M
CCEPnew	+1,166,654	$58.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BABAreduced	-339,423	-$79M
TSLAreduced	-80,975	-$57.1M
CARreduced	-1,202,828	-$44.9M
WSCreduced	-1,899,753	-$44M
SNAPreduced	-721,198	-$36.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR/A 0001085146-23-003525, largest first. % of portfolio is the value over $4,563,827,980, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
MDLZMONDELEZ INTL INC	16,042	$938K	0.02%	new		Timeline
OAKTREE ACQUISITION CORP IIOAKTREE ACQUISITION CORP II	87,277	$935K	0.02%	new
VVISA INC	4,264	$933K	0.02%	-7,612		Timeline
STLDSTEEL DYNAMICS INC	25,000	$922K	0.02%	new		Timeline
SLVISHARES SILVER TR	37,500	$921K	0.02%	+23,500		Timeline
TPG PACE BEN FIN CORPTPG PACE BEN FIN CORP	125,000	$918K	0.02%	new
TATTOOED CHEF INCTATTOOED CHEF INC	80,000	$912K	0.02%	new
ITRIITRON INC	9,500	$911K	0.02%	-38,225		Timeline
ANGI INC CLASS AANGI INC CLASS A	69,000	$910K	0.02%	-21,000
BARCLAYS BANK PLCBARCLAYS BANK PLC	54,000	$907K	0.02%	+7,000
IUSBISHARES TR	16,529	$902K	0.02%	new		Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	40,000	$900K	0.02%	new
IHS MARKIT LTDIHS MARKIT LTD	10,000	$898K	0.02%	new
BIIBBIOGEN INC	3,652	$894K	0.02%	-98		Timeline
POWIPOWER INTEGRATIONS INC	10,900	$892K	0.02%	-5,100		Timeline
VLOVALERO ENERGY CORP	15,732	$890K	0.02%	+10,732		Timeline
IJJISHARES TR	10,000	$863K	0.02%	-2,500		Timeline
GLWCORNING INC	23,920	$861K	0.02%	new		Timeline
NTAPNETAPP INC	13,000	$861K	0.02%	-7,000		Timeline
PKGPACKAGING CORP AMER	6,225	$858K	0.02%	new		Timeline
BMYBRISTOL-MYERS SQUIBB CO	13,803	$856K	0.02%	+13,075		Timeline
FLNAFILANA THERAPEUTICS INC	125,000	$852K	0.02%	+25,000		Timeline
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	30,000	$851K	0.02%	+25,000
BILIBILIBILI INC	9,600	$823K	0.02%	new		Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	11,171	$817K	0.02%	-52,353
GLOBAL BLUE GROUP HOLDING AGGLOBAL BLUE GROUP HOLDING AG	493,833	$810K	0.02%	+326,183
PLUSEPLUS INC	9,200	$809K	0.02%	new		Timeline
DUKDUKE ENERGY CORP NEW	8,836	$809K	0.02%	new		Timeline
SHENSHENANDOAH TELECOMMUNICATION	18,600	$804K	0.02%	new		Timeline
DLRDIGITAL RLTY TR INC	5,757	$803K	0.02%	new		Timeline
IRBTQIROBOT CORP	10,000	$803K	0.02%	new		Timeline
IGVISHARES TR	2,265	$802K	0.02%	+1,262		Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	6,581	$797K	0.02%	new
SCHXSCHWAB STRATEGIC TR	8,730	$794K	0.02%	+6,220		Timeline
SPOKSPOK HLDGS INC	70,000	$779K	0.02%	new		Timeline
HTHTH WORLD GROUP LTD	17,200	$775K	0.02%	new		Timeline
DVNDEVON ENERGY CORP NEW	48,404	$765K	0.02%	new		Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	30,000	$763K	0.02%	+26,811		Timeline
AMBAAMBARELLA INC	8,271	$759K	0.02%	new		Timeline
PGRPROGRESSIVE CORP	7,668	$758K	0.02%	-7,332		Timeline
RCLROYAL CARIBBEAN GROUP	10,005	$747K	0.02%	+5,469		Timeline
HRLHORMEL FOODS CORP	16,000	$746K	0.02%	-62,800		Timeline
INVHINVITATION HOMES INC	25,000	$742K	0.02%	-256,000		Timeline
HYGISHARES TR	8,500	$742K	0.02%	-51,901		Timeline
DMY TECHNOLOGY GROUP INC IIDMY TECHNOLOGY GROUP INC II	173,947	$739K	0.02%	new
OAKTREE ACQUISITION CORPOAKTREE ACQUISITION CORP	50,000	$730K	0.02%	0
JPSTJ P MORGAN EXCHANGE TRADED F	14,327	$728K	0.02%	new		Timeline
IRTCIRHYTHM HOLDINGS INC	3,066	$727K	0.02%	new		Timeline
OLMAOLEMA PHARMACEUTICALS INC	15,100	$726K	0.02%	new		Timeline
CM LIFE SCIENCES INCCM LIFE SCIENCES INC	62,556	$726K	0.02%	new
BSXBOSTON SCIENTIFIC CORP	20,005	$719K	0.02%	-144,351		Timeline
ROTH CH ACQUISITION I COROTH CH ACQUISITION I CO	44,503	$718K	0.02%	new
AVBAVALONBAY CMNTYS INC	4,450	$714K	0.02%	-3,550		Timeline
NSCNORFOLK SOUTHN CORP	3,000	$713K	0.02%	+201		Timeline
MTSIMACOM TECH SOLUTIONS HLDGS I	12,940	$712K	0.02%	-4,060		Timeline
CAGCONAGRA BRANDS INC	19,543	$709K	0.02%	new		Timeline
PMPHILIP MORRIS INTL INC	8,548	$708K	0.02%	new		Timeline
EMNEASTMAN CHEM CO	7,000	$702K	0.02%	new		Timeline
PANWPALO ALTO NETWORKS INC	1,959	$696K	0.02%	-28,551		Timeline
QUREUNIQURE NV	19,139	$691K	0.02%	new		Timeline
BERKELEY LTS INCBERKELEY LTS INC	7,700	$688K	0.02%	new
OSPREY TECHNLGY AQUISTION COOSPREY TECHNLGY AQUISTION CO	65,100	$682K	0.01%	-33,498
CRESCENT ACQUISITION CORPCRESCENT ACQUISITION CORP	65,100	$680K	0.01%	-109,900
MNSTMONSTER BEVERAGE CORP NEW	7,341	$679K	0.01%	-34,034		Timeline
BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU COR	65,100	$678K	0.01%	new
ELFE L F BEAUTY INC	26,613	$670K	0.01%	-1,140		Timeline
ALUSSA ENERGY ACQUISITION COALUSSA ENERGY ACQUISITION CO	66,126	$665K	0.01%	-25,737
TLSTELOS CORP MD	20,000	$660K	0.01%	new		Timeline
DRAFTKINGS INCDRAFTKINGS INC	14,091	$656K	0.01%	-35,909
PEGPUBLIC SVC ENTERPRISE GROUP	11,150	$650K	0.01%	new		Timeline
DUCK CREEK TECHNOLOGIES INCDUCK CREEK TECHNOLOGIES INC	15,000	$650K	0.01%	new
JBHTHUNT J B TRANS SVCS INC	4,673	$639K	0.01%	new		Timeline
SAIASAIA INC	3,500	$633K	0.01%	new		Timeline
PGPROCTER & GAMBLE CO	4,542	$632K	0.01%	-9,219		Timeline
ALLOVIR INCALLOVIR INC	16,400	$630K	0.01%	new
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	13,000	$625K	0.01%	new
WHWYNDHAM HOTELS & RESORTS INC	10,433	$620K	0.01%	new		Timeline
PMVPPMV PHARMACEUTICALS INC	10,000	$615K	0.01%	new		Timeline
FOOT LOCKER INCFOOT LOCKER INC	15,166	$613K	0.01%	new
VESPER HEALTHCARE ACQSTN CORVESPER HEALTHCARE ACQSTN COR	50,000	$606K	0.01%	new
CALYCALLAWAY GOLF CO	25,000	$600K	0.01%	new		Timeline
NTLAINTELLIA THERAPEUTICS INC	11,000	$598K	0.01%	new		Timeline
TDCTERADATA CORP DEL	26,306	$591K	0.01%	new		Timeline
ROCKGIBRALTAR INDS INC	8,100	$583K	0.01%	new		Timeline
FINTECH ACQUISITION CORP VFINTECH ACQUISITION CORP V	54,177	$580K	0.01%	new
PWRQUANTA SVCS INC	8,000	$576K	0.01%	new		Timeline
FINSERV ACQUISITION CORPFINSERV ACQUISITION CORP	166,267	$576K	0.01%	+35,085
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC	38,200	$571K	0.01%	new
GDRXGOODRX HLDGS INC	14,058	$567K	0.01%	new		Timeline
LHXL3HARRIS TECHNOLOGIES INC	2,982	$564K	0.01%	new		Timeline
CBOECBOE GLOBAL MKTS INC	6,000	$559K	0.01%	new		Timeline
MDGLMADRIGAL PHARMACEUTICALS INC	5,000	$556K	0.01%	0		Timeline
DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC	22,281	$555K	0.01%	new
DBIDESIGNER BRANDS INC	72,485	$555K	0.01%	new		Timeline
STNGSCORPIO TANKERS INC	49,503	$554K	0.01%	-200,700		Timeline
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	22,406	$553K	0.01%	+3,251
ENRENERGIZER HLDGS INC	13,089	$552K	0.01%	new		Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	48,000	$551K	0.01%	new
BXMTBLACKSTONE MORTGAGE TRUST IN	20,000	$551K	0.01%	new		Timeline
TUSCAN HLDGS CORP IITUSCAN HLDGS CORP II	50,000	$550K	0.01%	new
WHRWHIRLPOOL CORP	3,024	$546K	0.01%	new		Timeline
BHCBAUSCH HEALTH COS INC	25,916	$539K	0.01%	+11,243		Timeline
ANTARES PHARMA INCANTARES PHARMA INC	135,000	$539K	0.01%	new
WECWEC ENERGY GROUP INC	5,846	$538K	0.01%	new		Timeline
LADRLADDER CAP CORP	55,000	$538K	0.01%	new		Timeline
CC NEUBERGER PRINCIPAL HLDNGCC NEUBERGER PRINCIPAL HLDNG	226,158	$531K	0.01%	+163,859
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	30,800	$529K	0.01%	new
APPSDIGITAL TURBINE INC	9,340	$528K	0.01%	new		Timeline
LWLAMB WESTON HLDGS INC	6,709	$528K	0.01%	-18,291		Timeline
Proshares Short S&PProshares Short S&P	29,299	$527K	0.01%	0
ROLROLLINS INC	13,442	$525K	0.01%	+4,344		Timeline
D8 HOLDINGS CORPD8 HOLDINGS CORP	51,150	$520K	0.01%	-48,850
WMGWARNER MUSIC GROUP CORP	13,629	$518K	0.01%	new		Timeline
ROPROPER TECHNOLOGIES INC	1,200	$517K	0.01%	-5,200		Timeline
XPXP INC	13,000	$516K	0.01%	new		Timeline
BOWX ACQUISITION CORPBOWX ACQUISITION CORP	50,000	$513K	0.01%	new
MSIMOTOROLA SOLUTIONS INC	3,000	$510K	0.01%	new		Timeline
ONITONITY GROUP INC	17,500	$506K	0.01%	new		Timeline
GSGOLDMAN SACHS GROUP INC	1,915	$505K	0.01%	-12,902		Timeline
IWDISHARES TR	3,663	$501K	0.01%	new		Timeline
BXBLACKSTONE INC	7,723	$501K	0.01%	-13,319		Timeline
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP	46,221	$498K	0.01%	-389,429
ARMKARAMARK	12,919	$497K	0.01%	new		Timeline
IWNISHARES TR	3,746	$494K	0.01%	new		Timeline
WMBWILLIAMS COS INC	24,610	$493K	0.01%	-19,166		Timeline
GDGENERAL DYNAMICS CORP	3,291	$490K	0.01%	-14,709		Timeline
CHCOCITY HLDG CO	7,038	$489K	0.01%	new		Timeline
TMQTRILOGY METALS INC NEW	244,104	$488K	0.01%	0		Timeline
BROADSTONE ACQUISITION CORPBROADSTONE ACQUISITION CORP	46,510	$488K	0.01%	-29,715
ROKUROKU INC	1,458	$484K	0.01%	+109		Timeline
SCHDSCHWAB STRATEGIC TR	7,546	$484K	0.01%	0		Timeline
CMSCMS ENERGY CORP	7,919	$483K	0.01%	new		Timeline
L&F ACQUISITION CORPL&F ACQUISITION CORP	46,500	$482K	0.01%	new
DESKTOP METAL INCDESKTOP METAL INC	100,000	$481K	0.01%	new
ADMARCHER DANIELS MIDLAND CO	9,500	$479K	0.01%	new		Timeline
LGL SYS ACQUISITION CORPLGL SYS ACQUISITION CORP	47,244	$478K	0.01%	-52,756
DIASTATE STR SPDR DOW JONES IND	1,561	$477K	0.01%	+8		Timeline
KRKROGER CO	15,000	$476K	0.01%	-51,295		Timeline
VVVANGUARD INDEX FDS	2,709	$476K	0.01%	+21		Timeline
SRESEMPRA	3,719	$474K	0.01%	new		Timeline
NORTHERN STAR ACQUISITION CONORTHERN STAR ACQUISITION CO	30,000	$471K	0.01%	new
LIVNLIVANOVA PLC	7,100	$470K	0.01%	new		Timeline
DAKTDAKTRONICS INC	100,000	$468K	0.01%	-32,500		Timeline
FOLEY TRASIMENE ACQUISTN CORFOLEY TRASIMENE ACQUISTN COR	41,583	$465K	0.01%	-8,884
SWITCHBACK ENERGY ACQUISTN CSWITCHBACK ENERGY ACQUISTN C	30,000	$463K	0.01%	new
MP MATERIALS CORPMP MATERIALS CORP	30,000	$461K	0.01%	new
FOLEY TRASIMENE ACQUISITIONFOLEY TRASIMENE ACQUISITION	100,000	$459K	0.01%	new
BEBLOOM ENERGY CORP	16,000	$459K	0.01%	-12,000		Timeline
XELXCEL ENERGY INC	6,817	$454K	0.01%	new		Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	5,067	$449K	0.01%	-106,575
TMUST-MOBILE US INC	3,301	$445K	0.01%	-118		Timeline
NEW PROVIDENCE ACQUISITIONNEW PROVIDENCE ACQUISITION	32,550	$442K	0.01%	-17,450
ESEVERSOURCE ENERGY	5,100	$441K	0.01%	new		Timeline
AAPADVANCE AUTO PARTS INC	2,800	$441K	0.01%	new		Timeline
WTFCWINTRUST FINL CORP	7,212	$441K	0.01%	new		Timeline
FOLDAMICUS THERAPEUTIC	19,000	$439K	0.01%	+5,000		Timeline
NOGNORTHERN OIL & GAS INC	50,000	$438K	0.01%	0		Timeline
VIGVANGUARD SPECIALIZED FUNDS	3,097	$437K	0.01%	new		Timeline
VHTVANGUARD WORLD FD	1,948	$436K	0.01%	0		Timeline
PBYIPUMA BIOTECHNOLOGY INC	42,476	$436K	0.01%	+73		Timeline
GLNGGOLAR LNG LTD	45,000	$434K	0.01%	new		Timeline
ETRENTERGY CORP NEW	4,344	$434K	0.01%	new		Timeline
EDCONSOLIDATED EDISON INC	6,000	$434K	0.01%	new		Timeline
DFP HEALTHCARE ACQUISITNS CODFP HEALTHCARE ACQUISITNS CO	40,000	$432K	0.01%	-60,000
CHP MERGER CORPCHP MERGER CORP	41,850	$429K	0.01%	-53,505
DEL TACO RESTAURANTS INC NEWDEL TACO RESTAURANTS INC NEW	47,175	$427K	0.01%	new
SANDBRIDGE ACQUISITION CORPSANDBRIDGE ACQUISITION CORP	41,850	$426K	0.01%	new
LVSLAS VEGAS SANDS CORP	7,000	$417K	0.01%	-1,000		Timeline
2U INC2U INC	10,400	$416K	0.01%	new
RLAYRELAY THERAPEUTICS INC	10,000	$416K	0.01%	new		Timeline
BELLUS HEALTH INC NEWBELLUS HEALTH INC NEW	135,091	$413K	0.01%	new
SCVX CORPSCVX CORP	40,000	$412K	0.01%	-159,628
ZGZILLOW GROUP INC	3,024	$411K	0.01%	-70,000		Timeline
GOHEALTH INCGOHEALTH INC	30,000	$410K	0.01%	new
PAE INCPAE INC	44,363	$407K	0.01%	0
UDRUDR INC	10,520	$404K	0.01%	new		Timeline
JEFJEFFERIES FINANCIAL GROUP IN	16,428	$404K	0.01%	+105		Timeline
POOLPOOL CORP	1,084	$404K	0.01%	-11,524		Timeline
FBKFB FINL CORP	11,625	$404K	0.01%	new		Timeline
VIRVIR BIOTECHNOLOGY INC	15,000	$402K	0.01%	new		Timeline
TAILWIND ACQUISITION CORPTAILWIND ACQUISITION CORP	286,383	$401K	0.01%	new
TFCTRUIST FINL CORP	8,312	$398K	0.01%	new		Timeline
NUVASIVE INCNUVASIVE INC	7,060	$398K	0.01%	new
TPICQTPI COMPOSITES INC COM	7,500	$396K	0.01%	new		Timeline
WABCWESTAMERICA BANCORPORATION	7,125	$394K	0.01%	new		Timeline
HSYHERSHEY CO	2,543	$387K	0.01%	new		Timeline
MEDALLIA INCMEDALLIA INC	11,654	$387K	0.01%	new
GORES HLDGS V INCGORES HLDGS V INC	37,200	$387K	0.01%	new
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORP	58,334	$384K	0.01%	new
CNPCENTERPOINT ENERGY INC	17,700	$383K	0.01%	new		Timeline
CCCCC4 THERAPEUTICS INC	11,530	$382K	0.01%	new		Timeline
ASCENDANT DIGITAL ACQUISITIOASCENDANT DIGITAL ACQUISITIO	37,200	$382K	0.01%	new
Cyber Security ETFCyber Security ETF	6,605	$380K	0.01%	new
TREBIA ACQUISITION CORPTREBIA ACQUISITION CORP	35,000	$378K	0.01%	-16,903
TEVATEVA PHARMACEUTICAL INDS LTD	39,000	$376K	0.01%	-89,483		Timeline
AWIARMSTRONG WORLD INDS INC NEW	5,035	$375K	0.01%	new		Timeline
LQDISHARES TR	2,704	$374K	0.01%	+27		Timeline
SLMSLM CORP	30,000	$372K	0.01%	new		Timeline
EXREXTRA SPACE STORAGE INC	3,200	$371K	0.01%	-19,789		Timeline
HRMYHARMONY BIOSCIENCES HLDGS IN	10,191	$368K	0.01%	new		Timeline
FALCON MINERALS CORPFALCON MINERALS CORP	2,521,251	$367K	0.01%	0
QUALISHARES TR	3,139	$365K	0.01%	+267		Timeline
FITBIT INCFITBIT INC	52,892	$360K	0.01%	-107,108
DOWDOW HLDGS INC	6,472	$359K	0.01%	new		Timeline
BENEFITFOCUS INCBENEFITFOCUS INC	24,476	$354K	0.01%	new
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	10,411	$354K	0.01%	new
FMCFMC CORP	3,068	$353K	0.01%	new		Timeline
AGIOAGIOS PHARMACEUTICALS INC	8,132	$352K	0.01%	-2,746		Timeline
BABOEING CO	1,638	$351K	0.01%	new		Timeline
VECTOR ACQUISITION CORPVECTOR ACQUISITION CORP	32,550	$350K	0.01%	new
CUREVAC N VCUREVAC N V	4,315	$350K	0.01%	new
FRCBFIRST REP BK SAN FRANCISCO CAL	2,368	$348K		0	Value about 1,000 times the price other filers imply, kept as filed and left out of ratios.	Timeline
ALXOALX ONCOLOGY HLDGS INC	4,000	$345K	0.01%	new		Timeline
CMRCCOMMERCE.COM INC	5,350	$343K	0.01%	new		Timeline
VRSKVERISK ANALYTICS INC	1,653	$343K	0.01%	new		Timeline
NEW FRONTIER HEALTH CORPNEW FRONTIER HEALTH CORP	155,500	$339K	0.01%	new
REALTHE REALREAL INC	17,200	$336K	0.01%	new		Timeline
QIAGEN NVQIAGEN NV	6,459	$335K	0.01%	-1,535
MUSTCOLUMBIA ETF TR I	14,854	$333K	0.01%	new		Timeline
ARCLIGHT CLEAN TRANSITION COARCLIGHT CLEAN TRANSITION CO	27,900	$332K	0.01%	-70,600
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	15,515	$329K	0.01%	new
SYYSYSCO CORP	4,422	$328K	0.01%	-9,507		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	1,593	$325K	0.01%	new
IWRISHARES TR	4,740	$325K	0.01%	0		Timeline
HUDSON EXECUTIVE INVT CORPHUDSON EXECUTIVE INVT CORP	30,000	$324K	0.01%	-88,432
APEX TECHNOLOGY ACQUISITIONAPEX TECHNOLOGY ACQUISITION	75,000	$321K	0.01%	+40,000
PEPPEPSICO INC	2,162	$321K	0.01%	-8,429		Timeline
CGCARLYLE GROUP INC	10,000	$314K	0.01%	new		Timeline
SMARTSHEET INC. (CLASS A)SMARTSHEET INC. (CLASS A)	4,530	$314K	0.01%	-5,470
HUBBHUBBELL INC	2,000	$314K	0.01%	new		Timeline
EWUISHARES TR	10,700	$313K	0.01%	0		Timeline
KYMRKYMERA THERAPEUTICS INC	5,000	$310K	0.01%	new		Timeline
ACCOLADE INCACCOLADE INC	7,000	$304K	0.01%	new
ACON S2 ACQUISITION CORPACON S2 ACQUISITION CORP	29,599	$298K	0.01%	new
TPG PACE TECH OPPORTUNITIESTPG PACE TECH OPPORTUNITIES	26,189	$298K	0.01%	new
VUZIVUZIX CORP	32,500	$295K	0.01%	new		Timeline
IEXIDEX CORP	1,481	$295K	0.01%	new		Timeline
HLFHERBALIFE LTD	6,000	$288K	0.01%	new		Timeline
WATWATERS CORP	1,156	$286K	0.01%	new		Timeline
GENERATION BIO COGENERATION BIO CO	10,000	$284K	0.01%	new
ADVANTAGE SOLUTIONS INCADVANTAGE SOLUTIONS INC	99,315	$283K	0.01%	new
ERIEERIE INDTY CO	1,144	$281K	0.01%	-3,156		Timeline
EXPERIENCE INVT CORPEXPERIENCE INVT CORP	25,000	$277K	0.01%	-150,732
FITBFIFTH THIRD BANCORP	10,000	$276K	0.01%	-2,000		Timeline
GENERAL ELEC COGENERAL ELEC CO	25,484	$275K	0.01%	-32,050
BHEBENCHMARK ELECTRS INC	10,042	$271K	0.01%	new		Timeline
TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP	25,000	$269K	0.01%	-35,956
ONEONE	24,845	$268K	0.01%	new
PCVXVAXCYTE INC	10,000	$266K	0.01%	new		Timeline
LSCCLATTICE SEMICONDUCTOR CORP	5,780	$265K	0.01%	new		Timeline
PROVIDENCE SVC CORPPROVIDENCE SVC CORP	1,904	$264K	0.01%	new
BED BATH & BEYOND INCBED BATH & BEYOND INC	14,650	$260K	0.01%	-30,521
CC NEUBERGER PRIN HLDGS IICC NEUBERGER PRIN HLDGS II	25,000	$260K	0.01%	new
AYIACUITY INC	2,141	$259K	0.01%	new		Timeline
BFAMBRIGHT HORIZONS FAM SOL IN D	1,477	$256K	0.01%	+864		Timeline
INFINERA CORPINFINERA CORP	23,966	$251K	0.01%	new
MDTMEDTRONIC PLC	2,133	$250K	0.01%	-4,870		Timeline
TALOTALOS ENERGY INC	30,000	$247K	0.01%	-270,000		Timeline
OSGOCTAVE SPECIALTY GROUP INC	16,000	$246K	0.01%	new		Timeline
ACNACCENTURE PLC IRELAND	933	$244K	0.01%	new		Timeline
XL FLEET CORPXL FLEET CORP	30,000	$243K	0.01%	new
SDCCQSMILEDIRECTCLUB INC CL A	20,109	$240K	0.01%	+10,109		Timeline
PPD INCPPD INC	7,000	$240K	0.01%	new
WCNWASTE CONNECTIONS INC	2,332	$239K	0.01%	new		Timeline
WABWABTEC	3,256	$238K	0.01%	new		Timeline
PANLPANGAEA LOGISTICS SOLUTION L	85,868	$238K	0.01%	0		Timeline
BANFBANCFIRST CORP	4,034	$237K	0.01%	new		Timeline
ANABANAPTYSBIO INC	10,951	$235K	0.01%	-5,529		Timeline
AALAMERICAN AIRLINES GROUP INC	14,785	$233K	0.01%	-10,576		Timeline
RVLVREVOLVE GROUP INC	7,462	$233K	0.01%	new		Timeline
BURNING ROCK BIOTECH LTDBURNING ROCK BIOTECH LTD	10,000	$231K	0.01%	new
BURGUNDY TECHNOLOGY ACQU CORBURGUNDY TECHNOLOGY ACQU COR	121,079	$230K	0.01%	new
NSANATIONAL STORAGE AFFILIATES	6,350	$229K	0.01%	0		Timeline
SVMK INCSVMK INC	8,926	$228K	<0.01%	-15,574
WSOWATSCO INC	1,006	$228K	<0.01%	new		Timeline
VPC IMPACT ACQUISITION HLDNGVPC IMPACT ACQUISITION HLDNG	21,436	$227K	<0.01%	new
CC NEUBERGER PRIN HLDGS IICC NEUBERGER PRIN HLDGS II	22,728	$226K	<0.01%	-2,272
CARSCARS COM INC	20,000	$226K	<0.01%	-50,000		Timeline
TJXTJX COS INC NEW	3,298	$225K	<0.01%	-98,750		Timeline
IVZINVESCO LTD	12,900	$225K	<0.01%	-5,500		Timeline
JETSETF SER SOLUTIONS	10,000	$224K	<0.01%	new		Timeline
AMLPALPS ETF TR	8,714	$224K	<0.01%	-1,535		Timeline
CASYCASEYS GEN STORES INC	1,247	$223K	<0.01%	+23		Timeline
CBSHCOMMERCE BANCSHARES INC	3,383	$222K	<0.01%	new		Timeline
TRITERRAS INCTRITERRAS INC	100,000	$222K	<0.01%	new
BOINGO WIRELESS INCBOINGO WIRELESS INC	17,365	$221K	<0.01%	new
MKTXMARKETAXESS HLDGS INC	385	$220K	<0.01%	new		Timeline
BALLBALL CORP	2,354	$219K	<0.01%	new		Timeline
VRTXVERTEX PHARMACEUTICALS INC	922	$218K	<0.01%	+158		Timeline
KKRKKR & CO INC	5,373	$218K	<0.01%	new		Timeline
CVBFCVB FINL CORP	11,015	$215K	<0.01%	new		Timeline
BOWX ACQUISITION CORPBOWX ACQUISITION CORP	20,000	$214K	<0.01%	-30,000
MTNVAIL RESORTS INC	766	$214K	<0.01%	new		Timeline
TIGA ACQUISITION CORPTIGA ACQUISITION CORP	20,000	$212K	<0.01%	new
OAKTREE ACQUISITION CORPOAKTREE ACQUISITION CORP	54,000	$211K	<0.01%	0
LIFE STORAGE INCLIFE STORAGE INC	1,760	$210K	<0.01%	new
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	50,000	$210K	<0.01%	new
LGL SYS ACQUISITION CORPLGL SYS ACQUISITION CORP	129,286	$209K	<0.01%	0
ESSESSEX PPTY TR INC	875	$208K	<0.01%	new		Timeline
NORDSTROM INCNORDSTROM INC	6,655	$208K	<0.01%	-24,384
AEOAMERICAN EAGLE OUTFITTERS IN	10,300	$207K	<0.01%	-474,568		Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	2,890	$204K	<0.01%	new
CUBECUBESMART	6,000	$202K	<0.01%	new		Timeline
SUSTAINABLE OPPORTNTS ACQ COSUSTAINABLE OPPORTNTS ACQ CO	17,920	$193K	<0.01%	-32,080
EPIZYME INCEPIZYME INC	17,591	$191K	<0.01%	new
AERSALE CORPORATIONAERSALE CORPORATION	99,987	$186K	<0.01%	new
CRTOCRITEO S A	9,000	$185K	<0.01%	new		Timeline
HUDSON EXECUTIVE INVT CORPHUDSON EXECUTIVE INVT CORP	109,216	$185K	<0.01%	+50,000
VMCVULCAN MATLS CO	1,244	$184K	<0.01%	-21,706		Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	10,196	$184K	<0.01%	new
GORES HLDGS IV INCGORES HLDGS IV INC	14,000	$184K	<0.01%	-89,107
AMCXAMC GLOBAL MEDIA INC	5,122	$183K	<0.01%	new		Timeline
KOPNKOPIN CORP	75,000	$182K	<0.01%	new		Timeline
AMARIN CORP PLCAMARIN CORP PLC	37,000	$181K	<0.01%	+21,082
ABBVABBVIE INC	1,661	$178K	<0.01%	-877		Timeline
GIGCAPITAL2 INCGIGCAPITAL2 INC	90,000	$176K	<0.01%	-60,000
INSEEGO CORPINSEEGO CORP	11,276	$174K	<0.01%	-38,724
UAAUNDER ARMOUR INC	10,111	$174K	<0.01%	new		Timeline
OXYOCCIDENTAL PETE CORP	10,000	$173K	<0.01%	+9,340		Timeline
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	24,999	$172K	<0.01%	-5,001
SCVX CORPSCVX CORP	98,942	$168K	<0.01%	0
GX ACQUISITION CORPGX ACQUISITION CORP	15,000	$165K	<0.01%	-60,000
BZUNBAOZUN INC	4,789	$165K	<0.01%	new		Timeline
UMPQUA HOLDINGSUMPQUA HOLDINGS	10,860	$164K	<0.01%	new
GSLGLOBAL SHIP LEASE INC	13,787	$164K	<0.01%	0		Timeline
WFCWELLS FARGO & CO	5,400	$163K	<0.01%	-62,533		Timeline
MOSMOSAIC CO	7,000	$161K	<0.01%	+1,000		Timeline
FNBF N B CORP	16,884	$160K	<0.01%	new		Timeline
LILAKLIBERTY LATIN AMERICA LTD	14,191	$157K	<0.01%	new		Timeline
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC	24,390	$150K	<0.01%	-60,000
BTIBRITISH AMERN TOB PLC	4,000	$150K	<0.01%	new		Timeline
KODKODIAK SCIENCES INC	1,000	$147K	<0.01%	new		Timeline
DENNDENNY'S CORP	10,000	$147K	<0.01%	new		Timeline
GRAFTECH INTL LTDGRAFTECH INTL LTD	13,462	$144K	<0.01%	new
OBDCBLUE OWL CAPITAL CORPORATION	11,313	$143K	<0.01%	new		Timeline
FTAC OLYMPUS ACQUISITION CORFTAC OLYMPUS ACQUISITION COR	75,000	$142K	<0.01%	new
HUDSON EXECUTIVE INVT CORPHUDSON EXECUTIVE INVT CORP	12,206	$139K	<0.01%	new
ARCTARCTURUS THERAPEUTICS HLDGS	3,076	$133K	<0.01%	-9,424		Timeline
GCMGGCM GROSVENOR INC	10,000	$133K	<0.01%	new		Timeline
CM LIFE SCIENCES INCCM LIFE SCIENCES INC	48,371	$132K	<0.01%	new
PAE INCPAE INC	56,984	$131K	<0.01%	0
NSLRNEOSTELLAR CAP CORP	9,700	$127K	<0.01%	new		Timeline
AMCOR PLCAMCOR PLC	10,271	$121K	<0.01%	new
FISKER INCFISKER INC	24,000	$118K	<0.01%	new
DYDYCOM INDS INC	1,500	$113K	<0.01%	new		Timeline
EATBRINKER INTL INC	2,000	$113K	<0.01%	new		Timeline
TWC TECH HLDGS II CORPTWC TECH HLDGS II CORP	66,671	$113K	<0.01%	new
DDDUPONT DE NEMOURS INC	1,579	$112K	<0.01%	-19,463		Timeline
DBXDROPBOX INC	5,000	$111K	<0.01%	-111,983		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	9,349	$111K	<0.01%	-87,651		Timeline
OSPREY TECHNLGY AQUISTION COOSPREY TECHNLGY AQUISTION CO	74,997	$110K	<0.01%	0
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.	10,382	$110K	<0.01%	new
FBPFIRST BANCORP CORPORATION	11,889	$110K	<0.01%	new		Timeline
IMMATICS N.VIMMATICS N.V	37,953	$109K	<0.01%	new
DTDYNATRACE INC	2,507	$108K	<0.01%	new		Timeline
CANOO INCCANOO INC	30,000	$108K	<0.01%	new
VLYVALLEY NATL BANCORP	10,909	$106K	<0.01%	new		Timeline
MERITOR INCMERITOR INC	3,800	$106K	<0.01%	new
OAKTREE ACQUISITION CORP IIOAKTREE ACQUISITION CORP II	53,842	$103K	<0.01%	new
TIGRUP FINTECH HLDG LTD	12,500	$99.2K	<0.01%	new		Timeline
REXRREXFORD INDL RLTY INC	2,000	$98.2K	<0.01%	new		Timeline
DFP HEALTHCARE ACQUISITNS CODFP HEALTHCARE ACQUISITNS CO	50,125	$97.7K	<0.01%	0
JAWS ACQUISITION CORPJAWS ACQUISITION CORP	33,900	$91.5K	<0.01%	0
CSXCSX CORP	945	$85.8K	<0.01%	-24,055		Timeline
GO ACQUISITION CORPGO ACQUISITION CORP	50,011	$75K	<0.01%	new
ARTIUS ACQUISITION INCARTIUS ACQUISITION INC	33,333	$74.3K	<0.01%	0
VELODYNE LIDAR INCVELODYNE LIDAR INC	3,250	$74.2K	<0.01%	-11,750
TRMDTORM PLC	10,000	$73.8K	<0.01%	new		Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	3,046	$72.3K	<0.01%	new
HOUSANYWHERE REAL ESTATE INC	5,176	$67.9K	<0.01%	new		Timeline
FIVEFIVE BELOW INC	359	$62.8K	<0.01%	new		Timeline
VISTRA CORPVISTRA CORP	166,260	$62.5K	<0.01%	0
CNDTCONDUENT INC	12,960	$62.2K	<0.01%	new		Timeline
SOC TELEMED INCSOC TELEMED INC	50,000	$61K	<0.01%	new
MSMORGAN STANLEY	793	$54.3K	<0.01%	-2,121		Timeline
D8 HOLDINGS CORPD8 HOLDINGS CORP	50,000	$52.5K	<0.01%	0
COLLCOLLEGIUM PHARMACEUTICAL INC	2,573	$51.5K	<0.01%	new		Timeline
COHN ROBBINS HOLDINGS CORPCOHN ROBBINS HOLDINGS CORP	24,287	$43.7K	<0.01%	new
FOLEY TRASIMENE ACQUISTN CORFOLEY TRASIMENE ACQUISTN COR	16,789	$42.5K	<0.01%	0
WTS/CLEVER LEAVES HOLDINGS …WTS/CLEVER LEAVES HOLDINGS INC 11…	26,900	$41.4K	<0.01%	new
HIMXHIMAX TECHNOLOGIES INC	5,000	$37K	<0.01%	new		Timeline
ETENERGY TRANSFER L P	5,891	$36.4K	<0.01%	new		Timeline
TREBIA ACQUISITION CORPTREBIA ACQUISITION CORP	17,301	$36K	<0.01%	0
SANDBRIDGE ACQUISITION CORPSANDBRIDGE ACQUISITION CORP	25,000	$32.5K	<0.01%	new
CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV	21,160	$32.2K	<0.01%	0
BOWX ACQUISITION CORPBOWX ACQUISITION CORP	16,666	$29.7K	<0.01%	new
EXPERIENCE INVT CORPEXPERIENCE INVT CORP	11,258	$27.6K	<0.01%	0
ONEONE	12,500	$26.2K	<0.01%	new
DCHDAUCH CORP	3,000	$25K	<0.01%	-28,325		Timeline
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	20,000	$25K	<0.01%	new
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	20,000	$24K	<0.01%	new
GORES HLDGS V INCGORES HLDGS V INC	10,739	$21.6K	<0.01%	new
PLURALSIGHT INCPLURALSIGHT INC	956	$20K	<0.01%	new
CATCATERPILLAR INC	80	$14.6K	<0.01%	-764		Timeline
MPMP MATERIALS CORP	418	$13.4K	<0.01%	new		Timeline
NXHNEIGHBORHOOD INTELLIGENCE IN	280	$13.4K	<0.01%	new		Timeline
CHEFCHEFS WHSE INC	506	$13K	<0.01%	+361		Timeline
NBIXNEUROCRINE BIOSCIENCES INC	59	$5.66K	<0.01%	-34,518		Timeline
HALL OF FAME RESORT & ENTMTHALL OF FAME RESORT & ENTMT	20,000	$5.19K	<0.01%	0
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	198	$3.98K	<0.01%	new
TARGET HOSPITALITY CORPTARGET HOSPITALITY CORP	33,063	$2.41K	<0.01%	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC	426	$2.04K	<0.01%	-7,906
ENDO INTL PLCENDO INTL PLC	164	$1.18K	<0.01%	-53,784
KMIKINDER MORGAN INC DEL	2	$27	<0.01%	-109,609		Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 553. All 553

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	2,283,100	$854M	-1,833,800
EEMISHARES TR MSCI EMG MKT ETF	call	13,346,600	$690M	+13,114,100
IWMISHARES TR SHS	put	2,015,600	$395M	+475,800
QQQINVESCO QQQ TR COM	put	1,051,500	$330M	+146,800
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	777,200	$291M	-1,143,600
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	put	1,117,300	$260M	+114,800
IBBISHARES TR ISHARES BIOTECH	put	1,326,200	$201M	+631,100
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	860,000	$200M	+760,000
QQQINVESCO QQQ TR COM	call	637,200	$200M	+379,700
EEMISHARES TR MSCI EMG MKT ETF	put	3,790,200	$196M	+2,619,400
EFAISHARES TR MSCI EAFE ETF	put	2,247,700	$164M	+2,022,000
DDDUPONT DE NEMOURS INC Stock	call	2,200,000	$156M	+2,176,000
IWMISHARES TR SHS	call	676,400	$133M	-133,300
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD ORD	call	2,707,700	$129M	new
SNAPSNAP INC CL A	call	2,536,500	$127M	+885,700
XBISPDR SERIES TRUST S&P BIOTECH	put	825,200	$116M	+283,000
XOPSPDR SERIES TRUST S&P OILGAS EXP	put	1,728,300	$101M	+201,200
GLDSPDR GOLD TR GOLD SHS	call	540,000	$96.3M	new
HYGISHARES TR IBOXX HI YD ETF	put	982,500	$85.8M	+947,500
XOPSPDR SERIES TRUST S&P OILGAS EXP	call	1,310,500	$76.7M	+244,000
TSLATESLA INC COM	call	100,000	$70.6M	-100,000
VTRSVIATRIS INC Stock	call	3,610,200	$67.7M	new
MUMICRON TECHNOLOGY INC COM	call	773,100	$58.1M	+292,700
SNAPSNAP INC CL A	put	1,155,000	$57.8M	+674,300
NIONIO INC ADR	put	985,000	$48M	+975,000
MRNAMODERNA INC COM	put	428,400	$44.8M	+385,200
CLFCLEVELAND-CLIFFS INC NEW Stock	put	2,900,100	$42.2M	new
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC COM	put	190,800	$41.9M	+13,300
ZZILLOW GROUP INC Stock	put	301,200	$39.1M	+107,000
HDHOME DEPOT INC COM	put	145,900	$38.8M	new
AAPLAPPLE INC COM	call	289,500	$38.4M	-84,200
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO COM	put	320,000	$36.4M	-15,000
PFSIPENNYMAC FINL SVCS INC NEW COM	call	547,200	$35.9M	new
MUMICRON TECHNOLOGY INC COM	put	464,200	$34.9M	+90,900
XLVSELECT SECTOR SPDR TR SHS	put	295,000	$33.5M	+61,000
AAPLAPPLE INC COM	put	245,400	$32.6M	-17,500
DISDISNEY WALT CO COM	call	178,300	$32.3M	+126,200
CMCSACOMCAST CORP NEW COM	put	595,400	$31.2M	+7,000
OIHVANECK ETF TRUST OIL SERVICES ETF	put	200,000	$30.8M	-24,500
ZZILLOW GROUP INC Stock	call	236,900	$30.7M	+29,100
IOVAIOVANCE BIOTHERAPEUTICS INC COM	call	597,200	$27.7M	new
JNJJOHNSON & JOHNSON COM	put	174,900	$27.5M	+154,900
CVSCVS HEALTH CORP COM	call	385,000	$26.3M	+62,300
XBISPDR SERIES TRUST S&P BIOTECH	call	175,000	$24.6M	+165,000
EFAISHARES TR MSCI EAFE ETF	call	335,000	$24.4M	+110,000
SPLUNK INCSPLUNK INC COM	call	143,800	$24.4M	+50,200
XOMEXXON MOBIL CORP COM	call	591,600	$24.4M	+556,600
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC ADS	put	209,800	$24.2M	-15,100
FTCHQFARFETCH LTD ORD SH CL A (CYM) ORD SH CL A	put	377,100	$24.1M	new
XLFSELECT SECTOR SPDR TR SHS	put	807,800	$23.8M	+162,100
DISDISNEY WALT CO COM	put	130,000	$23.6M	+103,500
EXCEXELON CORP Stock	put	555,600	$23.5M	new
XLFSELECT SECTOR SPDR TR SHS	call	792,000	$23.3M	+178,200
JNJJOHNSON & JOHNSON COM	call	148,300	$23.3M	+108,300
XPOXPO INC Stock	call	189,700	$22.6M	-139,500
HLTHILTON WORLDWIDE HLDGS INC Stock	call	202,500	$22.5M	+77,500
BILIBILIBILI INC ADR	put	262,500	$22.5M	+259,100
GDXVANECK ETF TRUST GOLD MINERS ETF	put	618,600	$22.3M	+313,000
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A) COM CL A	call	176,700	$21.5M	-57,500
TRIPTRIPADVISOR INC COM	call	736,600	$21.2M	new
CLFCLEVELAND-CLIFFS INC NEW Stock	call	1,430,000	$20.8M	+820,000
PINSPINTEREST INC Stock	put	311,700	$20.5M	+128,700
IBBISHARES TR ISHARES BIOTECH	call	135,500	$20.5M	-361,500
QCOMQUALCOMM INC COM	put	133,400	$20.3M	+30,900
EAELECTRONIC ARTS INC Stock	put	140,000	$20.1M	-45,000
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM	put	1,190,300	$20M	+363,200
IYRISHARES TR U.S. REAL ES ETF	put	228,300	$19.6M	new
PCGPG&E CORP Stock	put	1,552,400	$19.3M	+200,200
AALAMERICAN AIRLINES GROUP INC Stock	put	1,192,200	$18.8M	+628,900
CVNACARVANA CO Stock	call	78,200	$18.7M	+11,300
SPLUNK INCSPLUNK INC COM	put	110,100	$18.7M	+38,800
FXIISHARES TR CHINA LG-CAP ETF	put	400,000	$18.6M	+200,000
VTRSVIATRIS INC Stock	put	951,200	$17.8M	new
NKENIKE INC COM	put	121,300	$17.2M	new
NKENIKE INC COM	call	121,300	$17.2M	new
GDXVANECK ETF TRUST GOLD MINERS ETF	call	472,500	$17M	+449,300
TMUST-MOBILE US INC COM	put	115,300	$15.5M	0
CSCOCISCO SYS INC COM	call	337,000	$15.1M	new
PINSPINTEREST INC Stock	call	226,400	$14.9M	-84,900
HUMHUMANA INC Stock	call	36,000	$14.8M	-34,400
CVSCVS HEALTH CORP COM	put	215,900	$14.7M	+42,500
WWAYFAIR INC CL A	put	65,000	$14.7M	+25,000
PARSLEY ENERGY INCPARSLEY ENERGY INC CL A	put	1,026,300	$14.6M	+20,500
CVXCHEVRON CORPORATION COM	put	172,000	$14.5M	+122,000
VALEVALE S A SPONSORED ADS	call	864,500	$14.5M	+700,800
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD ORD	put	297,600	$14.1M	new
AMDADVANCED MICRO DEVICES INC COM	call	153,000	$14M	+10,100
XLESELECT SECTOR SPDR TR SHS	call	364,000	$13.8M	+64,000
METAMETA PLATFORMS INC COM	call	49,700	$13.6M	+32,100
IFFINTERNATIONAL FLAVORS&FRAGRA Stock	call	124,200	$13.5M	new
CZRCAESARS ENTERTAINMENT INC NE COM	call	181,000	$13.4M	+116,000
XIFRXPLR INFRASTRUCTURE LP COM UNIT PART IN	put	200,000	$13.4M	new
PFEPFIZER INC COM	call	362,300	$13.3M	+35,900
PCGPG&E CORP Stock	call	1,069,200	$13.3M	+75,000
FLEXFLEX LTD Stock	call	737,500	$13.3M	new
ZSZSCALER INC STOK	call	63,200	$12.6M	new
XLESELECT SECTOR SPDR TR SHS	put	332,800	$12.6M	+40,000
GUESS? INCGUESS? INC Stock	put	551,300	$12.5M	-225,000
VMCVULCAN MATLS CO Stock	put	83,000	$12.3M	+60,000
GILDGILEAD SCIENCES INC COM	call	209,300	$12.2M	+59,100

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	24,232,000	$30.6M	+11,413,000
GUESS INCGUESS INC BOND	principal	23,416,000	$26.3M	-6,108,000
INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1	principal	13,807,000	$17.5M	+2,308,000
IQIYI INCIQIYI INC NOTE 4.000%12/1	principal	17,445,000	$17.5M	new
YY INCYY INC NOTE 1.375% 6/1	principal	14,908,000	$15.2M	+14,784,000
CHEFS WHSE INCCHEFS WHSE INC BOND	principal	15,035,000	$14.5M	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	8,555,000	$12.1M	+3,867,000
OMEROS CORPOMEROS CORP NOTE 5.250% 2/1	principal	10,113,000	$10.9M	new
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	7,061,000	$10.3M	new
IQIYI INCIQIYI INC NOTE 2.000% 4/0	principal	10,732,000	$9.52M	new
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	6,640,000	$8.82M	new
BENEFITFOCUS INCBENEFITFOCUS INC BOND	principal	9,328,000	$8.3M	new
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	6,240,000	$7.31M	+5,943,000
CONMED CORPCONMED CORP BOND	principal	4,746,000	$6.66M	new
JOYY INCJOYY INC NOTE 0.750% 6/1	principal	6,171,000	$6.3M	new
ILLUMINA INCILLUMINA INC NOTE 8/1	principal	5,528,000	$6.2M	-1,428,000
Omeros CorpOmeros Corp NOTE 6.250%11/1	principal	5,649,000	$6.03M	-1,100,000
NANTHEALTH INCNANTHEALTH INC NOTE 5.500%12/1	principal	5,000,000	$4.88M	new
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	4,371,000	$4.17M	+4,318,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	2,743,000	$3.99M	+1,081,000
Shopify IncShopify Inc Convertible bond	principal	3,350,000	$3.95M	new
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC BOND	principal	3,218,000	$3.61M	-15,000
MESA LABS INCMESA LABS INC NOTE 1.375% 8/1	principal	3,002,000	$3.58M	-1,078,000
SPLUNK INCSPLUNK INC NOTE 0.500% 9/1	principal	2,676,000	$3.5M	new
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0	principal	2,673,000	$3.5M	-15,978,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION BOND	principal	3,389,000	$3.2M	-4,495,000
PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0	principal	2,395,000	$2.95M	new
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.500% 8/1	principal	2,746,000	$2.94M	-843,000
COLLEGIUM PHARMACEUTICAL INCCOLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1	principal	2,948,000	$2.91M	+220,000
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1	principal	2,201,000	$2.5M	-2,945,000
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	1,907,000	$1.93M	+1,431,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	1,014,000	$1.67M	new
8X8 INC NEW8X8 INC NEW BOND	principal	1,078,000	$1.58M	-12,377,000
WORKIVA INCWORKIVA INC NOTE 1.125% 8/1	principal	1,114,000	$1.5M	-546,000
INSULET CORPINSULET CORP NOTE 1.375%11/1	principal	500,000	$1.37M	+464,000
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	541,000	$1.23M	+391,000
SILICON LABORATORIES INCSILICON LABORATORIES INC NOTE 1.375% 3/0	principal	614,000	$853K	-7,164,000
CHEGG INCCHEGG INC NOTE 0.125% 3/1	principal	333,000	$603K	-9,679,000
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	350,000	$484K	new
WEIBO CORPWEIBO CORP NOTE 1.250%11/1	principal	480,000	$464K	new
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 1.875% 8/1	principal	362,000	$373K	+79,000
IQIYI INCIQIYI INC NOTE 3.750%12/0	principal	350,000	$346K	new
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	279,000	$319K	+65,000
MONGODB INCMONGODB INC NOTE	principal	51,000	$262K	0
BOINGO WIRELESS INCBOINGO WIRELESS INC NOTE 1.000%10/0	principal	276,000	$254K	new
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	91,000	$203K	0
REALPAGE INCREALPAGE INC NOTE 1.500% 5/1	principal	150,000	$195K	new
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	189,000	$182K	-362,000
INTERDIGITAL INCINTERDIGITAL INC BOND	principal	161,000	$170K	new
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	51,000	$155K	+37,000
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC DEBT 1.500%11/0	principal	64,000	$138K	-36,000
MANDIANT INCMANDIANT INC NOTE 0.875% 6/0	principal	102,000	$123K	-2,685,000
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1	principal	93,000	$120K	new
H WORLD GROUP LTDH WORLD GROUP LTD NOTE 0.375%11/0	principal	100,000	$111K	+79,000
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0	principal	69,000	$103K	new
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	10,000	$97.8K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	46,000	$94.8K	0
NEVRO CORPNEVRO CORP NOTE 2.750% 4/0	principal	51,000	$93.4K	-39,000
CREE INCCREE INC NOTE 0.875% 9/0	principal	49,000	$88.4K	-101,000
RHRH BOND	principal	33,000	$74.9K	new
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	54,000	$71.8K	-50,000
SFL CORPORATION LTDSFL CORPORATION LTD NOTE 5.750%10/1	principal	70,000	$69K	+60,000
REPLIGEN CORPREPLIGEN CORP BOND	principal	35,000	$61.5K	-391,000
CALAMP CORPCALAMP CORP BOND	principal	65,000	$58K	0
PLURALSIGHT INCPLURALSIGHT INC NOTE 0.375% 3/0	principal	53,000	$52.3K	-11,000
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	48,000	$52.1K	-2,887,000
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	53,000	$51.9K	0
GDS HLDGS LTDGDS HLDGS LTD NOTE 2.000% 6/0	principal	29,000	$48.8K	0
WAYFAIR INCWAYFAIR INC NOTE 0.375% 9/0	principal	24,000	$46.9K	0
PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1	principal	13,000	$45.9K	0
SEACOR HOLDINGS INCSEACOR HOLDINGS INC NOTE 2.500%12/1	principal	39,000	$39K	0
SPLUNK INCSPLUNK INC BOND	principal	26,000	$35.1K	-1,650,000
DIGICEL GROUP 0.5 LIMITEDDIGICEL GROUP 0.5 LIMITED DEBT 7.000%12/3	principal	95,336	$29.6K	new

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 460. All 460

Security	Shares before	Value before	Type
TLTISHARES TR	1,188,000	$194M	put
MYLAN NVMYLAN NV	2,892,900	$42.9M	call
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	1,516,228	$31.9M	shares
MPCMARATHON PETE CORP	1,078,400	$31.6M	call
APDAIR PRODUCTS AND CHEMICALS I	102,300	$30.5M	put
SJNKSPDR SERIES TRUST	1,088,379	$28.2M	shares
LIVE OAK ACQUISITION CORP U…LIVE OAK ACQUISITION CORP UNIT	2,499,999	$26.4M	shares
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC	17,395,000	$20M	principal
GOGO INCGOGO INC	12,000,000	$19.6M	principal
WAYFAIR INCWAYFAIR INC	9,350,000	$19.4M	principal
XLBSELECT SECTOR SPDR TR	300,000	$19.1M	call
STZCONSTELLATION BRANDS INC	96,800	$18.3M	call
MGMMGM RESORTS INTERNATIONAL	780,000	$17M	put
MSGSMADISON SQUARE GRDN SPRT COR	111,300	$16.7M	put
BKNGBOOKING HOLDINGS INC	9,246	$15.8M	shares
KKELLANOVA	244,000	$15.8M	put
ZILLOW GROUP INCZILLOW GROUP INC	10,740,000	$15.4M	principal
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	447,698	$14.8M	shares
BLACKLINE INCBLACKLINE INC	10,000,000	$13.8M	principal
IMMUNOMEDICS INCIMMUNOMEDICS INC	160,160	$13.6M	shares
CNNECANNAE HLDGS INC	359,491	$13.4M	shares
MYLAN NVMYLAN NV	873,100	$12.9M	put
WESWESTERN MIDSTREAM PARTNERS L	1,510,000	$12.1M	put
LBRDKLIBERTY BROADBAND CORP	84,144	$12M	shares
J2 GLOBAL INCJ2 GLOBAL INC	10,000,000	$11.5M	principal
SGISOMNIGROUP INTERNATIONAL INC	122,500	$10.9M	put
GOGOGOGO INC	1,150,000	$10.6M	put
JNKSPDR SERIES TRUST	100,000	$10.4M	put
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	83,000	$9.5M	call
ENVESTNET INCENVESTNET INC	6,385,000	$8.19M	principal
GILDGILEAD SCIENCES INC	124,900	$7.89M	put
RACEFERRARI N V	42,709	$7.84M	shares
PAYCPAYCOM SOFTWARE INC	25,100	$7.81M	shares
NFLXNETFLIX INC.	15,500	$7.75M	call
WABWABTEC	117,900	$7.3M	call
IMMUNOMEDICS INCIMMUNOMEDICS INC	85,000	$7.23M	put
Apollo Global Management IncApollo Global Management Inc	160,000	$7.16M	put
DVADAVITA INC	83,300	$7.13M	call
GRUBHUB INCGRUBHUB INC	94,476	$6.83M	shares
VVVVALVOLINE INC	354,915	$6.76M	shares
TAUBMAN CTRS INCTAUBMAN CTRS INC	200,000	$6.66M	call
MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INC	508,423	$6.53M	shares
SWKSSKYWORKS SOLUTIONS INC	44,500	$6.47M	shares
VIOOVANGUARD ADMIRAL FDS INC	50,000	$6.46M	shares
POSTPOST HLDGS INC	75,000	$6.45M	put
POSTPOST HLDGS INC	75,000	$6.45M	call
FDXFEDEX CORP	24,600	$6.19M	put
LBRDALIBERTY BROADBAND CORP	42,702	$6.06M	shares
CONYERS PK II ACQUISITION COCONYERS PK II ACQUISITION CO	595,200	$6.05M	shares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	165,000	$5.93M	put
WPX ENERGY INCWPX ENERGY INC	1,160,000	$5.68M	put
MGMMGM RESORTS INTERNATIONAL	259,257	$5.64M	shares
APDAIR PRODUCTS AND CHEMICALS I	18,900	$5.63M	call
NEVRO CORPNEVRO CORP	40,000	$5.57M	put
HLTHILTON WORLDWIDE HLDGS INC	65,000	$5.55M	put
NEUROCRINE BIOSCIENCES INCNEUROCRINE BIOSCIENCES INC	3,859,000	$5.34M	principal
APGAPI GROUP CORP	375,000	$5.34M	shares
THERAVANCE INCTHERAVANCE INC	5,511,000	$5.33M	principal
TDCTERADATA CORP DEL	225,000	$5.11M	call
OTISOTIS WORLDWIDE CORP	80,200	$5.01M	shares
NUTANIX INCNUTANIX INC	5,210,000	$4.91M	principal
HYLBDBX ETF TR	100,279	$4.82M	shares
STNGSCORPIO TANKERS INC	435,000	$4.82M	put
SGISOMNIGROUP INTERNATIONAL INC	52,700	$4.7M	call
AARONS INCAARONS INC	80,626	$4.57M	shares
HEALTHCARE MERGER CORPHEALTHCARE MERGER CORP	435,139	$4.42M	shares
NFLXNETFLIX INC.	8,600	$4.3M	put
NETFIN ACQUISITION CORPNETFIN ACQUISITION CORP	400,000	$4.15M	shares
MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INC	78,800	$4.13M	call
ECLECOLAB INC	20,000	$4M	call
CACCCREDIT ACCEP CORP MICH	11,500	$3.89M	call
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	70,000	$3.86M	put
POSTPOST HLDGS INC	44,750	$3.85M	shares
ZSZSCALER INC	26,200	$3.69M	put
VIRTUSA CORPVIRTUSA CORP	74,079	$3.64M	shares
PSAPUBLIC STORAGE	16,153	$3.6M	shares
CHURCHILL CAP CORP IIICHURCHILL CAP CORP III	350,000	$3.59M	shares
MASIMASIMO CORP	15,000	$3.54M	call
INSURANCE ACQUISITION CORPINSURANCE ACQUISITION CORP	290,000	$3.42M	shares
MASIMASIMO CORP	14,500	$3.42M	shares
BBYBEST BUY INC	30,750	$3.42M	shares
NEVRO CORPNEVRO CORP	24,565	$3.42M	shares
Q2 HLDGS INCQ2 HLDGS INC	2,791,000	$3.42M	principal
VICIVICI PPTYS INC	144,000	$3.37M	call
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	29,400	$3.36M	put
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	3,207,000	$3.35M	principal
INPHI CORPINPHI CORP	29,401	$3.3M	shares
PLNTPLANET FITNESS MASTER ISSUER	53,332	$3.29M	shares
SCIPLAY CORPORATIONSCIPLAY CORPORATION	200,000	$3.24M	call
MMM3M CO	20,000	$3.2M	call
MERITOR INCMERITOR INC	3,022,000	$3.17M	principal
BARCLAYS BANK PLCBARCLAYS BANK PLC	125,000	$3.11M	put
SYYSYSCO CORP	50,000	$3.11M	call
LUVSOUTHWEST AIRLS CO	82,300	$3.09M	call
LKQLKQ CORP	110,000	$3.05M	call
MZTIMARZETTI COMPANY	16,500	$2.95M	shares
SPHRSPHERE ENTERTAINMENT CO	42,500	$2.91M	shares
GENGEN DIGITAL INC	137,500	$2.87M	call
SEDGSOLAREDGE TECHNOLOGIES INC	11,974	$2.85M	shares
ATLASSIAN CORPATLASSIAN CORP	15,294	$2.78M	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-21-000868	superseded		2021-02-16	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC
13F-HR/A 0001085146-23-003525	base	restatement	2023-09-21	acceptance time not in the bulk data set	2026-10-07 18:31:37 UTC