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JACOB ASSET MANAGEMENT OF NEW YORK LLC

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13F filer, CIK 1279256, HERMOSA BEACH, CA

JACOB ASSET MANAGEMENT OF NEW YORK LLC reported $70,914,430 across 66 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-01. Its ten largest share positions make up 41.06% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001137439-23-001304

Period
2023-09-30
Reported value
$70.9M
Holdings
66
Top 10 weight
41.06%
New
2
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CFLTadded+33,330$987K
OPRXadded+85,720$667K
CTLPadded+73,700$461K
INSEadded+36,900$441K
SOFInew+48,600$388K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ROVER GROUP INCreduced-255,302-$1.6M
EDUexited-28,528-$1.13M
Zreduced-20,855-$963K
LTRXreduced-181,613-$808K
BRZEreduced-16,806-$785K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001137439-23-001304, largest first. % of portfolio is the value over $70,914,430, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
DKNGDRAFTKINGS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 164,950 shares; 2022Q3: 123,744 shares; 2022Q4: 204,706 shares; 2023Q1: 205,150 shares; 2023Q2: 149,241 shares; 2023Q3: 131,226 shares 131,226$3.86M5.45%-18,015Timeline
INSEINSPIRED ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 831,231 shares; 2022Q1: 483,231 shares; 2022Q2: 401,971 shares; 2022Q3: 328,971 shares; 2022Q4: 185,871 shares; 2023Q1: 168,271 shares; 2023Q2: 280,796 shares; 2023Q3: 317,696 shares 317,696$3.8M5.36%+36,900Timeline
INVEINVE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 490,726 shares; 2022Q1: 409,726 shares; 2022Q2: 394,926 shares; 2022Q3: 374,926 shares; 2022Q4: 372,281 shares; 2023Q1: 399,281 shares; 2023Q2: 434,281 shares; 2023Q3: 413,281 shares 413,281$3.49M4.92%-21,000Timeline
NETCLOUDFLARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 10,411 shares; 2022Q1: 11,484 shares; 2022Q2: 49,780 shares; 2022Q3: 52,146 shares; 2022Q4: 51,352 shares; 2023Q1: 59,165 shares; 2023Q2: 56,346 shares; 2023Q3: 53,546 shares 53,546$3.38M4.76%-2,800Timeline
OPRXOPTIMIZERX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 285,401 shares; 2022Q1: 256,045 shares; 2022Q2: 240,061 shares; 2022Q3: 300,904 shares; 2022Q4: 274,470 shares; 2023Q1: 284,470 shares; 2023Q2: 284,610 shares; 2023Q3: 370,330 shares 370,330$2.88M4.06%+85,720Timeline
CTLPCANTALOUPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 619,869 shares; 2022Q1: 669,869 shares; 2022Q2: 645,009 shares; 2022Q3: 563,009 shares; 2022Q4: 650,594 shares; 2023Q1: 601,594 shares; 2023Q2: 322,594 shares; 2023Q3: 396,294 shares 396,294$2.48M3.49%+73,700Timeline
LTRXLANTRONIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 687,526 shares; 2022Q1: 1,066,879 shares; 2022Q2: 1,043,579 shares; 2022Q3: 1,031,579 shares; 2022Q4: 880,279 shares; 2023Q1: 815,279 shares; 2023Q2: 721,892 shares; 2023Q3: 540,279 shares 540,279$2.4M3.39%-181,613Timeline
DOCSDOXIMITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 64,621 shares; 2022Q1: 72,851 shares; 2022Q2: 87,451 shares; 2022Q3: 92,915 shares; 2022Q4: 96,120 shares; 2023Q1: 95,020 shares; 2023Q2: 96,169 shares; 2023Q3: 112,320 shares 112,320$2.38M3.36%+16,151Timeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 25,193 shares; 2022Q1: 26,784 shares; 2022Q2: 35,524 shares; 2022Q3: 42,620 shares; 2022Q4: 54,303 shares; 2023Q1: 39,511 shares; 2023Q2: 43,795 shares; 2023Q3: 39,065 shares 39,065$2.29M3.22%-4,730Timeline
MDBMONGODB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 16,482 shares; 2022Q1: 16,502 shares; 2022Q2: 14,390 shares; 2022Q3: 13,049 shares; 2022Q4: 16,206 shares; 2023Q1: 16,236 shares; 2023Q2: 6,520 shares; 2023Q3: 6,232 shares 6,232$2.16M3.04%-288Timeline
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 488,476 shares; 2022Q1: 708,476 shares; 2022Q2: 768,059 shares; 2022Q3: 753,059 shares; 2022Q4: 681,484 shares; 2023Q1: 320,684 shares; 2023Q2: 320,684 shares; 2023Q3: 320,684 shares 320,684$2.12M2.99%0Timeline
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 37,705 shares; 2022Q1: 39,362 shares; 2022Q2: 42,762 shares; 2022Q3: 43,021 shares; 2022Q4: 40,524 shares; 2023Q1: 37,190 shares; 2023Q2: 37,024 shares; 2023Q3: 41,044 shares 41,044$1.82M2.56%+4,020Timeline
HASHICORP INCHASHICORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 31,100 shares; 2022Q3: 56,140 shares; 2022Q4: 69,519 shares; 2023Q1: 71,670 shares; 2023Q2: 71,630 shares; 2023Q3: 75,335 shares 75,335$1.72M2.43%+3,705
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 191,892 shares; 2022Q1: 191,514 shares; 2022Q2: 207,924 shares; 2022Q3: 212,383 shares; 2022Q4: 207,210 shares; 2023Q1: 238,455 shares; 2023Q2: 271,439 shares; 2023Q3: 272,789 shares 272,789$1.65M2.33%+1,350Timeline
PRCHPORCH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 400,583 shares; 2022Q1: 360,539 shares; 2022Q2: 659,659 shares; 2022Q3: 798,699 shares; 2022Q4: 811,694 shares; 2023Q1: 801,475 shares; 2023Q2: 1,974,747 shares; 2023Q3: 1,911,727 shares 1,911,727$1.53M2.16%-63,020Timeline
CFLTCONFLUENT INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 17,700 shares; 2023Q3: 51,030 shares 51,030$1.51M2.13%+33,330Timeline
ZZILLOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 97,584 shares; 2022Q1: 98,157 shares; 2022Q2: 98,045 shares; 2022Q3: 98,590 shares; 2022Q4: 98,468 shares; 2023Q1: 52,719 shares; 2023Q2: 53,000 shares; 2023Q3: 32,145 shares 32,145$1.48M2.09%-20,855Timeline
ATHMAUTOHOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,590 shares; 2023Q2: 35,500 shares; 2023Q3: 45,630 shares 45,630$1.38M1.95%+10,130Timeline
AIOTPOWERFLEET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 785,339 shares; 2022Q1: 725,339 shares; 2022Q2: 695,879 shares; 2022Q3: 695,879 shares; 2022Q4: 682,579 shares; 2023Q1: 659,039 shares; 2023Q2: 659,039 shares; 2023Q3: 659,039 shares 659,039$1.36M1.92%0Timeline
HROWHARROW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 349,517 shares; 2022Q1: 288,517 shares; 2022Q2: 233,539 shares; 2022Q3: 188,539 shares; 2022Q4: 155,539 shares; 2023Q1: 113,539 shares; 2023Q2: 85,164 shares; 2023Q3: 91,779 shares 91,779$1.32M1.86%+6,615Timeline
TELATELA BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 133,000 shares; 2022Q1: 128,994 shares; 2022Q2: 116,095 shares; 2022Q3: 116,095 shares; 2022Q4: 113,775 shares; 2023Q1: 150,775 shares; 2023Q2: 155,775 shares; 2023Q3: 159,775 shares 159,775$1.28M1.8%+4,000Timeline
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 530,274 shares; 2022Q1: 399,892 shares; 2022Q2: 331,917 shares; 2022Q3: 336,370 shares; 2022Q4: 172,563 shares; 2023Q1: 134,736 shares; 2023Q2: 101,358 shares; 2023Q3: 94,048 shares 94,048$1.22M1.72%-7,310Timeline
BRZEBRAZE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 43,140 shares; 2023Q2: 42,736 shares; 2023Q3: 25,930 shares 25,930$1.21M1.71%-16,806Timeline
ATOMATOMERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 75,000 shares; 2022Q4: 74,400 shares; 2023Q1: 86,400 shares; 2023Q2: 169,400 shares; 2023Q3: 188,400 shares 188,400$1.18M1.66%+19,000Timeline
HUYAHUYA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 233,865 shares; 2023Q1: 249,865 shares; 2023Q2: 328,595 shares; 2023Q3: 407,010 shares 407,010$1.16M1.63%+78,415Timeline
MOMOHELLO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 102,320 shares; 2023Q1: 123,320 shares; 2023Q2: 123,000 shares; 2023Q3: 151,145 shares 151,145$1.05M1.49%+28,145Timeline
MAPSWM TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 602,031 shares; 2022Q1: 486,760 shares; 2022Q2: 479,760 shares; 2022Q3: 648,989 shares; 2022Q4: 633,843 shares; 2023Q1: 729,843 shares; 2023Q2: 928,843 shares; 2023Q3: 781,443 shares 781,443$1.03M1.45%-147,400Timeline
STRRSTAR EQUITY HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 114,907 shares; 2022Q1: 104,407 shares; 2022Q2: 68,778 shares; 2022Q3: 59,778 shares; 2022Q4: 56,628 shares; 2023Q1: 57,628 shares; 2023Q2: 56,628 shares; 2023Q3: 50,954 shares 50,954$987K1.39%-5,674Timeline
TRAKREPOSITRAK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 298,958 shares; 2022Q1: 228,958 shares; 2022Q2: 202,562 shares; 2022Q3: 202,562 shares; 2022Q4: 181,512 shares; 2023Q1: 177,512 shares; 2023Q2: 134,512 shares; 2023Q3: 109,512 shares 109,512$959K1.35%-25,000Timeline
PIIMPINJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 138,006 shares; 2022Q1: 80,591 shares; 2022Q2: 55,652 shares; 2022Q3: 23,926 shares; 2022Q4: 6,369 shares; 2023Q1: 5,176 shares; 2023Q2: 11,989 shares; 2023Q3: 17,209 shares 17,209$947K1.34%+5,220Timeline
YELPYELP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 154,668 shares; 2022Q1: 56,468 shares; 2022Q2: 40,768 shares; 2022Q3: 26,468 shares; 2022Q4: 5,568 shares; 2023Q1: 27,668 shares; 2023Q2: 27,668 shares; 2023Q3: 22,668 shares 22,668$943K1.33%-5,000Timeline
COMSCORE INCCOMSCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,020,000 shares; 2022Q1: 1,020,000 shares; 2022Q2: 1,095,000 shares; 2022Q3: 1,095,000 shares; 2022Q4: 1,086,100 shares; 2023Q1: 1,296,100 shares; 2023Q2: 1,511,100 shares; 2023Q3: 1,511,100 shares 1,511,100$928K1.31%0
IDYAIDEAYA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 51,882 shares; 2022Q1: 62,929 shares; 2022Q2: 55,134 shares; 2022Q3: 74,269 shares; 2022Q4: 47,512 shares; 2023Q1: 44,736 shares; 2023Q2: 39,028 shares; 2023Q3: 34,103 shares 34,103$920K1.3%-4,925Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,016 shares; 2022Q1: 5,016 shares; 2022Q2: 6,673 shares; 2022Q3: 8,295 shares; 2022Q4: 9,607 shares; 2023Q1: 16,184 shares; 2023Q2: 12,706 shares; 2023Q3: 10,520 shares 10,520$913K1.29%-2,186Timeline
JOYYJOYY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 26,860 shares; 2023Q1: 35,300 shares; 2023Q2: 35,210 shares; 2023Q3: 23,535 shares 23,535$897K1.26%-11,675Timeline
NXDRNEXTDOOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 281,170 shares; 2022Q3: 356,418 shares; 2022Q4: 354,802 shares; 2023Q1: 769,653 shares; 2023Q2: 725,539 shares; 2023Q3: 454,639 shares 454,639$827K1.17%-270,900Timeline
USIOUSIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 410,000 shares; 2022Q1: 410,000 shares; 2022Q2: 359,000 shares; 2022Q3: 369,500 shares; 2022Q4: 332,100 shares; 2023Q1: 379,100 shares; 2023Q2: 379,100 shares; 2023Q3: 379,100 shares 379,100$663K0.94%0Timeline
ROVER GROUP INCROVER GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 385,164 shares; 2022Q2: 579,114 shares; 2022Q3: 646,678 shares; 2022Q4: 593,446 shares; 2023Q1: 618,446 shares; 2023Q2: 358,032 shares; 2023Q3: 102,730 shares 102,730$643K0.91%-255,302
ZHIHU INCZHIHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 391,500 shares; 2023Q3: 591,500 shares 591,500$615K0.87%+200,000
CELCCELCUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 137,832 shares; 2022Q1: 137,832 shares; 2022Q2: 116,049 shares; 2022Q3: 98,049 shares; 2022Q4: 73,209 shares; 2023Q1: 68,209 shares; 2023Q2: 66,209 shares; 2023Q3: 63,209 shares 63,209$578K0.81%-3,000Timeline
TRANSPHORM INCTRANSPHORM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 374,226 shares; 2022Q2: 250,944 shares; 2022Q3: 250,944 shares; 2022Q4: 249,084 shares; 2023Q1: 253,084 shares; 2023Q2: 253,084 shares; 2023Q3: 250,084 shares 250,084$555K0.78%-3,000
TRUETRUECAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 100,000 shares; 2023Q2: 265,000 shares; 2023Q3: 250,000 shares 250,000$518K0.73%-15,000Timeline
KRYSKRYSTAL BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 50,922 shares; 2022Q1: 34,242 shares; 2022Q2: 4,727 shares; 2022Q3: 3,762 shares; 2022Q4: 6,937 shares; 2023Q1: 7,266 shares; 2023Q2: 4,647 shares; 2023Q3: 4,247 shares 4,247$493K0.69%-400Timeline
XPLSOLITARIO RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,200,000 shares; 2022Q1: 1,150,000 shares; 2022Q2: 1,035,000 shares; 2022Q3: 1,035,000 shares; 2022Q4: 1,014,300 shares; 2023Q1: 1,014,300 shares; 2023Q2: 914,300 shares; 2023Q3: 884,300 shares 884,300$482K0.68%-30,000Timeline
DMACDIAMEDICA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 275,000 shares; 2022Q1: 265,000 shares; 2022Q2: 238,500 shares; 2022Q3: 238,500 shares; 2022Q4: 233,730 shares; 2023Q1: 233,730 shares; 2023Q2: 198,730 shares; 2023Q3: 168,730 shares 168,730$435K0.61%-30,000Timeline
WRNWESTERN COPPER & GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 500,000 shares; 2022Q1: 425,000 shares; 2022Q2: 377,500 shares; 2022Q3: 377,500 shares; 2022Q4: 339,950 shares; 2023Q1: 329,950 shares; 2023Q2: 299,950 shares; 2023Q3: 289,950 shares 289,950$396K0.56%-10,000Timeline
SOFISOFI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 48,600 shares 48,600$388K0.55%newTimeline
CTSOCYTOSORBENTS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 185,000 shares; 2022Q1: 185,000 shares; 2022Q2: 183,000 shares; 2022Q3: 253,000 shares; 2022Q4: 247,940 shares; 2023Q1: 237,940 shares; 2023Q2: 237,940 shares; 2023Q3: 197,940 shares 197,940$372K0.52%-40,000Timeline
CDNACAREDX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 7,908 shares; 2022Q1: 10,309 shares; 2022Q2: 15,494 shares; 2022Q3: 18,421 shares; 2022Q4: 19,119 shares; 2023Q1: 22,411 shares; 2023Q2: 24,465 shares; 2023Q3: 50,260 shares 50,260$352K0.5%+25,795Timeline
BM TECHNOLOGIES INCBM TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 150,000 shares; 2022Q1: 150,000 shares; 2022Q2: 135,000 shares; 2022Q3: 145,000 shares; 2022Q4: 145,000 shares; 2023Q1: 160,000 shares; 2023Q2: 175,000 shares; 2023Q3: 175,000 shares 175,000$350K0.49%0
DOUYU INTL HLDGS LTDDOUYU INTL HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 150,000 shares; 2023Q1: 150,000 shares; 2023Q2: 325,000 shares; 2023Q3: 348,000 shares 348,000$339K0.48%+23,000
HRTXHERON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 60,358 shares; 2022Q1: 137,255 shares; 2022Q2: 181,010 shares; 2022Q3: 239,346 shares; 2022Q4: 267,028 shares; 2023Q1: 326,657 shares; 2023Q2: 277,015 shares; 2023Q3: 327,450 shares 327,450$337K0.48%+50,435Timeline
IZEAIZEA WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 104,650 shares; 2023Q3: 114,650 shares 114,650$248K0.35%+10,000Timeline
CDXSCODEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 254,190 shares; 2022Q1: 161,618 shares; 2022Q2: 147,167 shares; 2022Q3: 188,513 shares; 2022Q4: 167,901 shares; 2023Q1: 170,137 shares; 2023Q2: 198,471 shares; 2023Q3: 131,021 shares 131,021$248K0.35%-67,450Timeline
ARCTARCTURUS THERAPEUTICS HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 30,321 shares; 2022Q1: 24,915 shares; 2022Q2: 20,875 shares; 2022Q3: 20,916 shares; 2022Q4: 14,521 shares; 2023Q1: 12,411 shares; 2023Q2: 10,077 shares; 2023Q3: 7,677 shares 7,677$196K0.28%-2,400Timeline
APLSAPELLIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 12,855 shares; 2022Q1: 3,299 shares; 2022Q2: 1,654 shares; 2022Q3: 2,659 shares; 2022Q4: 4,044 shares; 2023Q1: 544 shares; 2023Q2: 434 shares; 2023Q3: 4,850 shares 4,850$184K0.26%+4,416Timeline
CRSPCRISPR THERAPEUTICS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,902 shares; 2022Q1: 2,898 shares; 2022Q2: 2,898 shares; 2022Q3: 2,642 shares; 2022Q4: 3,290 shares; 2023Q1: 3,620 shares; 2023Q2: 3,613 shares; 2023Q3: 4,003 shares 4,003$182K0.26%+390Timeline
SDGRSCHRODINGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 7,660 shares; 2022Q1: 7,651 shares; 2022Q2: 9,679 shares; 2022Q3: 8,651 shares; 2022Q4: 9,009 shares; 2023Q1: 8,800 shares; 2023Q2: 6,896 shares; 2023Q3: 6,115 shares 6,115$173K0.24%-781Timeline
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 165,923 shares; 2022Q1: 114,910 shares; 2022Q2: 91,928 shares; 2022Q3: 87,928 shares; 2022Q4: 86,168 shares; 2023Q1: 96,168 shares; 2023Q2: 80,168 shares; 2023Q3: 55,168 shares 55,168$161K0.23%-25,000Timeline
PRECISION BIOSCIENCES INCPRECISION BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 195,712 shares; 2022Q1: 130,712 shares; 2022Q2: 242,312 shares; 2022Q3: 297,312 shares; 2022Q4: 325,412 shares; 2023Q1: 365,412 shares; 2023Q2: 390,412 shares; 2023Q3: 390,412 shares 390,412$133K0.19%0
BEAMBEAM THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 2,994 shares; 2022Q2: 3,804 shares; 2022Q3: 4,137 shares; 2022Q4: 4,466 shares; 2023Q1: 4,466 shares; 2023Q2: 4,394 shares; 2023Q3: 4,829 shares 4,829$116K0.16%+435Timeline
SCYXSCYNEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$114K0.16%0Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 60,000 shares 60,000$58.8K0.08%newTimeline
LEJUYLEJU HLDGS LTD SPON ADS EACH RQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 94,545 shares; 2022Q3: 94,545 shares; 2022Q4: 93,820 shares; 2023Q1: 93,820 shares; 2023Q2: 55,377 shares; 2023Q3: 33,903 shares 33,903$52.9K0.07%-21,474Timeline
AEOAMERICAN EAGLE OUTFITTERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 17,769 shares; 2022Q1: 10,769 shares; 2022Q2: 21,669 shares; 2022Q3: 24,669 shares; 2022Q4: 14,069 shares; 2023Q1: 7,569 shares; 2023Q2: 11,569 shares; 2023Q3: 2,869 shares 2,869$47.7K0.07%-8,700Timeline
NEUBASE THERAPEUTICS INCNEUBASE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,655 shares; 2023Q3: 15,655 shares 15,655$13.6K0.02%0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
EDUNEW ORIENTAL ED & TECHNOLOGY28,528$1.13Mshares
DERMTECH INCDERMTECH INC42,825$111Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001137439-23-001304 base2023-11-01acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001137439-23-001304 Quarter ended 2023-09-302023-11-01acceptance time not in the bulk data set
13F-HR 0001137439-23-000962 Quarter ended 2023-06-302023-08-10acceptance time not in the bulk data set
13F-HR 0001137439-23-000655 Quarter ended 2023-03-312023-05-11acceptance time not in the bulk data set
13F-HR 0001137439-23-000161 Quarter ended 2022-12-312023-02-14acceptance time not in the bulk data set
13F-HR 0001567619-22-019449 Quarter ended 2022-09-302022-11-10acceptance time not in the bulk data set
13F-HR 0001567619-22-015526 Quarter ended 2022-06-302022-08-11acceptance time not in the bulk data set
13F-HR 0001567619-22-010281 Quarter ended 2022-03-312022-05-12acceptance time not in the bulk data set
13F-HR 0001567619-22-003000 Quarter ended 2021-12-312022-02-09acceptance time not in the bulk data set
13F-HR 0001567619-21-020020 Quarter ended 2021-09-302021-11-12acceptance time not in the bulk data set
13F-HR 0001567619-21-017855 Quarter ended 2021-03-312021-10-04acceptance time not in the bulk data set
13F-HR 0001567619-21-017853 Quarter ended 2020-12-312021-10-04acceptance time not in the bulk data set
13F-HR 0001567619-21-017857 Quarter ended 2021-06-302021-10-04acceptance time not in the bulk data set
13F-HR 0001140361-13-042633 Quarter ended 2013-09-302013-11-14acceptance time not in the bulk data set
13F-HR 0001140361-13-031410 Quarter ended 2013-06-302013-08-09acceptance time not in the bulk data set