HARBERT FUND ADVISORS, LLC

13F filer, CIK 1616659, Birmingham, AL

HARBERT FUND ADVISORS, LLC reported $169,022,718 across 108 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 46.08% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000919574-24-006531

Period: 2024-09-30
Reported value: $169M
Holdings: 108
Top 10 weight: 46.08%
New: 39
Sold out: 31

Largest buys vs the previous quarter

Security	Shares change	Approx. value
GOOGadded	+17,500	$2.93M
AAPLnew	+10,750	$2.5M
NVDAnew	+20,000	$2.43M
AVGOnew	+8,750	$1.51M
UNHadded	+2,000	$1.17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MSFTreduced	-6,000	-$2.58M
AMDexited	-15,000	-$2.43M
SHARECARE INCexited	-873,488	-$1.18M
AVTRreduced	-30,000	-$776K
VSTexited	-8,500	-$731K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000919574-24-006531, largest first. % of portfolio is the value over $124,129,033, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PENNPENN ENTERTAINMENT INC	608,272	$11.5M	9.24%	0	Timeline
TBCHTURTLE BEACH CORP	522,259	$8.01M	6.45%	0	Timeline
AMZNAMAZON COM INC	40,000	$7.45M	6%	-3,000	Timeline
Enzo Biochem IncEnzo Biochem Inc	5,175,913	$5.8M	4.67%	0
GOOGALPHABET INC	32,500	$5.43M	4.38%	+17,500	Timeline
MSFTMICROSOFT CORP	11,750	$5.06M	4.07%	-6,000	Timeline
INFUINFUSYSTEM HLDGS INC	618,085	$4.14M	3.34%	0	Timeline
LQDALIQUIDIA CORPORATION	339,158	$3.39M	2.73%	0	Timeline
ARAYACCURAY INC DEL	1,849,184	$3.33M	2.68%	0	Timeline
TACTTRANSACT TECHNOLOGIES INC	640,168	$3.11M	2.51%	0	Timeline
FRNMPERCEPTIVE CAP SOLUTIONS COR	300,000	$3M	2.42%	0	Timeline
METAMETA PLATFORMS INC	5,000	$2.86M	2.31%	-250	Timeline
INVEINVE TECHNOLOGIES INC	785,557	$2.77M	2.23%	0	Timeline
ELVELEVANCE HEALTH INC FORMERLY	5,250	$2.73M	2.2%	-500	Timeline
VVISA INC	9,250	$2.54M	2.05%	+1,750	Timeline
AAPLAPPLE INC	10,750	$2.5M	2.02%	new	Timeline
IQVIQVIA HLDGS INC	10,500	$2.49M	2%	+3,250	Timeline
NVDANVIDIA CORPORATION	20,000	$2.43M	1.96%	new	Timeline
INSEINSPIRED ENTMT INC	259,537	$2.41M	1.94%	0	Timeline
FENCFENNEC PHARMACEUTICALS INC	466,869	$2.33M	1.88%	0	Timeline
MAMASTERCARD INCORPORATED	4,550	$2.25M	1.81%	+50	Timeline
UNHUNITEDHEALTH GROUP INC	3,500	$2.05M	1.65%	+2,000	Timeline
ECVTECOVYST INC	297,061	$2.03M	1.64%	0	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	11,250	$1.95M	1.57%	+3,000	Timeline
IIIVI3 VERTICALS INC	81,606	$1.74M	1.4%	0	Timeline
AVGOBROADCOM INC	8,750	$1.51M	1.22%	new	Timeline
ISRGINTUITIVE SURGICAL INC	2,575	$1.27M	1.02%	+75	Timeline
BSXBOSTON SCIENTIFIC CORP	15,000	$1.26M	1.01%	+8,475	Timeline
PCTPURECYCLE TECHNOLOGIES INC	121,274	$1.15M	0.93%	0	Timeline
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONS	4,824,212	$1.11M	0.89%	0
SPGIS&P GLOBAL INC	2,000	$1.03M	0.83%	-350	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	1,650	$1.02M	0.82%	-175	Timeline
MCOMOODYS CORP	2,150	$1.02M	0.82%	-350	Timeline
NEENEXTERA ENERGY INC	11,850	$1M	0.81%	+7,850	Timeline
NRGNRG ENERGY INC	10,950	$998K	0.8%	new	Timeline
OXYOCCIDENTAL PETE CORP	15,000	$773K	0.62%	new	Timeline
UNPUNION PAC CORP	3,075	$758K	0.61%	+825	Timeline
DEDEERE & CO	1,750	$730K	0.59%	+375	Timeline
TSLATESLA INC	2,750	$719K	0.58%	-1,250	Timeline
TRMDTORM PLC	20,000	$684K	0.55%	new	Timeline
XOMEXXON MOBIL CORP	5,000	$586K	0.47%	new	Timeline
EMREMERSON ELEC CO	5,000	$547K	0.44%	0	Timeline
WCNWASTE CONNECTIONS INC	3,000	$536K	0.43%	0	Timeline
JPMJPMORGAN CHASE & CO	2,500	$527K	0.42%	-125	Timeline
THCTENET HEALTHCARE CORP	3,125	$519K	0.42%	+1,275	Timeline
ADBEADOBE INC	1,000	$518K	0.42%	new	Timeline
DDOGDATADOG INC	4,500	$518K	0.42%	+250	Timeline
AVTRAVANTOR INC	20,000	$517K	0.42%	-30,000	Timeline
ROPROPER TECHNOLOGIES INC	925	$515K	0.41%	-75	Timeline
PANWPALO ALTO NETWORKS INC	1,500	$513K	0.41%	0	Timeline
IBBISHARES TR	3,500	$510K	0.41%	+1,650	Timeline
PCORPROCORE TECHNOLOGIES INC	8,250	$509K	0.41%	-1,750	Timeline
XBISPDR SERIES TRUST	5,150	$509K	0.41%	-350	Timeline
PGRPROGRESSIVE CORP	2,000	$508K	0.41%	-500	Timeline
SPOTSPOTIFY TECHNOLOGY S A	1,375	$507K	0.41%	+375	Timeline
ETNEATON CORP PLC	1,525	$505K	0.41%	-100	Timeline
PLDPROLOGIS INC.	4,000	$505K	0.41%	+1,000	Timeline
WMTWALMART INC	6,250	$505K	0.41%	-5,000	Timeline
EMBJEMBRAER S.A.	14,250	$504K	0.41%	-4,250	Timeline
XYZBLOCK INC	7,500	$503K	0.41%	-2,500	Timeline
WDAYWORKDAY INC	2,055	$502K	0.4%	-445	Timeline
BRZEBRAZE INC	15,500	$501K	0.4%	+500	Timeline
TDGTRANSDIGM GROUP INC	350	$499K	0.4%	new	Timeline
FCXFREEPORT MCMORAN INC	10,000	$499K	0.4%	-500	Timeline
GFLGFL ENVIRONMENTAL INC	12,500	$498K	0.4%	-1,000	Timeline
NFLXNETFLIX INC.	700	$496K	0.4%	+200	Timeline
ENPHENPHASE ENERGY INC	4,375	$494K	0.4%	new	Timeline
SBACSBA COMMUNICATIONS CORP	2,000	$481K	0.39%	+950	Timeline
AMTAMERICAN TOWER CORP	2,000	$465K	0.37%	+250	Timeline
DLRDIGITAL RLTY TR INC	1,750	$283K	0.23%	+250	Timeline
AMEAMETEK INC	1,500	$258K	0.21%	new	Timeline
RACEFERRARI N V	525	$247K	0.2%	-725	Timeline
REALTHE REALREAL INC	70,000	$220K	0.18%	0	Timeline
LDTDFLEDDARTECH HLDGS INC WT EXP 12	16,665	$435	<0.01%	0	Timeline
JWSWFJAWS MUSTANG ACQUISITION CORP	10,000	$231	<0.01%	0	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	17,500	$10M	+5,000
MSFTMICROSOFT CORP COM	put	12,500	$5.38M	new
CVSCVS HEALTH CORP COM	call	55,000	$3.46M	new
IWMISHARES TR SHS	call	12,500	$2.76M	new
METAMETA PLATFORMS INC COM	put	4,500	$2.58M	new
QQQINVESCO QQQ TR COM	put	5,000	$2.44M	-10,000
GOOGALPHABET INC COM	call	10,000	$1.67M	new
HUMHUMANA INC Stock	call	5,000	$1.58M	new
GOOSCANADA GOOSE HLDGS INC Stock	call	102,600	$1.29M	new
NVDANVIDIA CORPORATION COM	put	10,500	$1.28M	new
MAMASTERCARD INCORPORATED COM	put	2,500	$1.23M	new
CPRICAPRI HOLDINGS LIMITED SHS	call	28,900	$1.23M	new
AAPLAPPLE INC COM	put	5,000	$1.17M	new
TLTISHARES TR 20 YR TR BD ETF	call	10,000	$981K	new
AMZNAMAZON COM INC COM	put	5,000	$932K	new
BSXBOSTON SCIENTIFIC CORP COM	put	10,000	$838K	new
VVISA INC COM	put	2,500	$687K	new
XYZBLOCK INC Stock	call	10,000	$671K	+5,000
UNHUNITEDHEALTH GROUP INC COM	put	1,000	$585K	new
PANWPALO ALTO NETWORKS INC COM	put	1,500	$513K	new
MCOMOODYS CORP Stock	put	1,000	$475K	new
GDXVANECK ETF TRUST GOLD MINERS ETF	put	10,000	$398K	new
OKTAOKTA INC STOK	call	5,000	$372K	new
ETNEATON CORP PLC COM	put	1,000	$331K	new
PCORPROCORE TECHNOLOGIES INC Stock	call	5,000	$309K	+3,500
NFLXNETFLIX INC. COM	put	400	$284K	new
SPGIS&P GLOBAL INC COM	put	500	$258K	new
TMOTHERMO FISHER SCIENTIFIC INC COM	put	400	$247K	new
XBISPDR SERIES TRUST S&P BIOTECH	call	2,500	$247K	new
IQVIQVIA HLDGS INC Stock	put	1,000	$237K	new
SPOTSPOTIFY TECHNOLOGY S A STOK	put	500	$184K	new
THCTENET HEALTHCARE CORP Stock	put	1,000	$166K	new
BRZEBRAZE INC COM CL A	call	2,500	$80.8K	+500

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
AMDADVANCED MICRO DEVICES INC	15,000	$2.43M	shares
SHARECARE INCSHARECARE INC	873,488	$1.18M	shares
VSTVISTRA CORP	8,500	$731K	shares
CEGCONSTELLATION ENERGY CORP	2,750	$551K	shares
VEEVVEEVA SYS INC	3,000	$549K	shares
CVXCHEVRON CORPORATION	3,500	$547K	shares
EWEDWARDS LIFESCIENCES CORP	5,750	$531K	shares
PERIMETER SOLUTIONS SAPERIMETER SOLUTIONS SA	67,000	$525K	shares
SMHVANECK ETF TRUST	2,000	$521K	put
DELLDELL TECHNOLOGIES INC	3,750	$517K	shares
CPCANADIAN PACIFIC KANSAS CITY	6,500	$512K	shares
SYKSTRYKER CORPORATION	1,500	$510K	shares
XYLXYLEM INC	3,750	$509K	shares
VRTVERTIV HOLDINGS CO	5,850	$506K	shares
DHRDANAHER CORP DEL	2,020	$505K	shares
QIAGEN NVQIAGEN NV	12,250	$503K	shares
TECKTECK RESOURCES LTD	10,500	$503K	shares
CLCOLGATE PALMOLIVE CO	5,000	$485K	shares
CRMSALESFORCE INC	1,750	$450K	shares
WDAYWORKDAY INC	1,700	$380K	call
NKENIKE INC	5,000	$377K	call
ROKUROKU INC	5,000	$300K	call
DKNGDRAFTKINGS INC NEW	6,750	$258K	shares
MCKMCKESSON CORP	425	$248K	shares
HCAHCA HEALTHCARE INC	750	$241K	shares
SLBSLB LIMITED	5,000	$236K	shares
ATRCATRICURE INC	10,000	$228K	shares
TSLATESLA INC	1,000	$198K	put
VIMEO INCVIMEO INC	50,000	$186K	shares
AHRAMERICAN HEALTHCARE REIT INC	12,500	$183K	shares
AVTRAVANTOR INC	1,000	$21.2K	call

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000919574-24-006531	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC