13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 108 holding rows worth $169,022,718.
- Accession
- 0000919574-24-006531
- Filer
- CIK 1616659
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 108 entries on the cover page, a total value of $169,022,718 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,022,718 with VALUE read as dollars as filed, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 608,272 | $11,472,010 | dollars as filed | |
| SPY | 78462F103 | SHS | 17,500 | $10,040,800 | dollars as filed | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 522,259 | $8,011,453 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 40,000 | $7,453,200 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,175,913 | $5,797,023 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 32,500 | $5,433,675 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,500 | $5,378,750 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 11,750 | $5,056,025 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 618,085 | $4,141,170 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 55,000 | $3,458,400 | dollars as filed | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 339,158 | $3,391,580 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,849,184 | $3,328,531 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 640,168 | $3,111,216 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 300,000 | $3,003,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $2,862,200 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 785,557 | $2,773,016 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,500 | $2,761,125 | dollars as filed | call |
| Elevance Health, Inc. | 036752103 | COM | 5,250 | $2,730,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,500 | $2,575,980 | dollars as filed | put |
| Visa Inc | 92826C839 | COM | 9,250 | $2,543,288 | dollars as filed | |
| Apple Inc | 037833100 | COM | 10,750 | $2,504,750 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 10,500 | $2,488,185 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,000 | $2,440,350 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 20,000 | $2,428,800 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 259,537 | $2,405,908 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 466,869 | $2,334,345 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,550 | $2,246,790 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,500 | $2,046,380 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 297,061 | $2,034,868 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,250 | $1,953,788 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,606 | $1,739,024 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $1,671,900 | dollars as filed | call |
| HUMANA INC COM | 444859102 | Stock | 5,000 | $1,583,700 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 8,750 | $1,509,375 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 102,600 | $1,285,578 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 10,500 | $1,275,120 | dollars as filed | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,575 | $1,265,020 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 15,000 | $1,257,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,500 | $1,234,500 | dollars as filed | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 28,900 | $1,226,516 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 5,000 | $1,165,000 | dollars as filed | put |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 121,274 | $1,152,103 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,824,212 | $1,110,051 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2,000 | $1,033,240 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,650 | $1,020,641 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,150 | $1,020,369 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,850 | $1,001,681 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,950 | $997,545 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,000 | $981,000 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $931,650 | dollars as filed | put |
| Boston Scientific Corporation | 101137107 | COM | 10,000 | $838,000 | dollars as filed | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,000 | $773,100 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,075 | $757,926 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,750 | $730,328 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,750 | $719,483 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,500 | $687,375 | dollars as filed | put |
| TORM PLC SHS CL A | G89479102 | Stock | 20,000 | $683,800 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $671,300 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 5,000 | $586,100 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $584,680 | dollars as filed | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $546,850 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,000 | $536,460 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,500 | $527,150 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,125 | $519,375 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,000 | $517,780 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 4,500 | $517,770 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 20,000 | $517,400 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 925 | $514,707 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $512,700 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $512,700 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,500 | $509,600 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 8,250 | $509,190 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,150 | $508,820 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,000 | $507,520 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,375 | $506,729 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,525 | $505,446 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 4,000 | $505,120 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 6,250 | $504,688 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,250 | $504,023 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 7,500 | $503,475 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,055 | $502,263 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 15,500 | $501,270 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 350 | $499,496 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $499,200 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 12,500 | $498,500 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 700 | $496,489 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,375 | $494,463 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,000 | $481,400 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,000 | $474,590 | dollars as filed | put |
| American Tower Corporation | 03027X100 | COM | 2,000 | $465,120 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,000 | $398,200 | dollars as filed | put |
| OKTAINCCLASSA | 679295105 | STOK | 5,000 | $371,700 | dollars as filed | call |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $331,440 | dollars as filed | put |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 5,000 | $308,600 | dollars as filed | call |
| Netflix, Inc | 64110L106 | COM | 400 | $283,708 | dollars as filed | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,750 | $283,203 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 500 | $258,310 | dollars as filed | put |
| AMETEK INC COM | 031100100 | Stock | 1,500 | $257,565 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $247,428 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,500 | $247,000 | dollars as filed | call |
| FERRARI N V | N3167Y103 | COM | 525 | $246,808 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,000 | $236,970 | dollars as filed | put |
| THE REALREAL INC | 88339P101 | COM | 70,000 | $219,800 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 500 | $184,265 | dollars as filed | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,000 | $166,200 | dollars as filed | put |
| BRAZE INC | 10576N102 | COM CL A | 2,500 | $80,850 | dollars as filed | call |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 16,665 | $435 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 10,000 | $231 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-24-006531 | this filing | 2024-11-14 | acceptance time not in the bulk data set |