HABERER REGISTERED INVESTMENT ADVISOR INC

13F filer, CIK 1116943, CINCINNATI, OH

HABERER REGISTERED INVESTMENT ADVISOR INC reported $237,489,000 across 454 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-01-09. Its ten largest share positions make up 36.93% of the portfolio.

Filed 2014-01-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0001116943-14-000001

Period: 2013-12-31
Reported value: $237M
Holdings: 454
Top 10 weight: 36.93%
New: 16
Sold out: 55

Largest buys vs the previous quarter

Security	Shares change	Approx. value
Fadded	+209,652	$3.24M
TRVnew	+28,188	$2.55M
CORnew	+32,025	$2.25M
UTFadded	+43,840	$903K
BLACKROCK INCadded	+1,355	$429K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
XOMreduced	-55,401	-$5.61M
POWERSHARESreduced	-204,674	-$5.23M
MCDreduced	-42,259	-$4.1M
CATreduced	-42,705	-$3.88M
Travelers Property Casualty…exited	-36,378	-$3.08M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001116943-14-000001, largest first. % of portfolio is the value over $237,500,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
IJHISHARES TR	107,023	$14.3M	6.03%	-19,635		Timeline
IJRISHARES TR	121,793	$13.3M	5.6%	-28,213		Timeline
PGPROCTER & GAMBLE CO	140,662	$11.5M	4.82%	-32,869		Timeline
APPLE INCAPPLE INC	20,153	$11.3M	4.76%	-4,098	The CUSIP as filed is malformed.
EFGISHARES TR	119,445	$8.54M	3.59%	-17,772		Timeline
EEMISHARES TR	158,283	$6.62M	2.79%	-56,303		Timeline
QCOMQUALCOMM INC	76,035	$5.64M	2.38%	-15,089		Timeline
IBMINTERNATIONAL BUSINESS MACHS	29,752	$5.58M	2.35%	-7,509		Timeline
AAXJISHARES TR	91,453	$5.52M	2.32%	-25,025		Timeline
OXYOCCIDENTAL PETE CORP	57,259	$5.45M	2.29%	-14,518		Timeline
MRKMERCK & CO INC	108,039	$5.41M	2.28%	-21,387		Timeline
GENERAL ELEC COGENERAL ELEC CO	159,858	$4.48M	1.89%	-71,677
DISDISNEY WALT CO	56,509	$4.32M	1.82%	-23,400		Timeline
VVISA INC	19,181	$4.27M	1.8%	-4,670		Timeline
Chubb CorporationChubb Corporation	43,057	$4.16M	1.75%	-8,838
FDXFEDEX CORP	28,350	$4.08M	1.72%	+1,490		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	59,219	$3.85M	1.62%	-17,968
EMREMERSON ELEC CO	53,386	$3.75M	1.58%	-3,753		Timeline
VNQVANGUARD INDEX FDS	57,167	$3.69M	1.55%	-13,910		Timeline
E M C CORP MASSE M C CORP MASS	145,105	$3.65M	1.54%	-27,312
COPCONOCOPHILLIPS	51,203	$3.62M	1.52%	-1,926		Timeline
JPMJPMORGAN CHASE & CO	60,751	$3.55M	1.5%	-26,807		Timeline
KOCOCA COLA CO	84,592	$3.5M	1.47%	-13,564		Timeline
FFORD MTR CO	221,350	$3.42M	1.44%	+209,652		Timeline
SLBSLB LIMITED	37,790	$3.41M	1.43%	-6,788		Timeline
XLKSELECT SECTOR SPDR TR	92,037	$3.29M	1.38%	-10,554		Timeline
ORCLORACLE CORP	84,955	$3.25M	1.37%	-29,772		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	17,495	$3.23M	1.36%	-1,720		Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	146,006	$3.01M	1.27%	+43,840		Timeline
BAXTER INTERNATIONALBAXTER INTERNATIONAL	42,771	$2.97M	1.25%	-3,863	The CUSIP as filed is malformed.
SEESEALED AIR CORP NEW	85,547	$2.91M	1.23%	-26,125		Timeline
XOMEXXON MOBIL CORP	28,612	$2.9M	1.22%	-55,401		Timeline
MDLZMONDELEZ INTL INC	81,904	$2.89M	1.22%	-19,010		Timeline
NUENUCOR CORP	53,295	$2.85M	1.2%	+4,500		Timeline
USBUS BANCORP	70,105	$2.83M	1.19%	-25,600		Timeline
VZVERIZON COMMUNICATIONS INC	57,389	$2.82M	1.19%	-6,094		Timeline
EWCISHARES INC	92,524	$2.7M	1.14%	-19,105		Timeline
HUMHUMANA INC	25,683	$2.65M	1.12%	-10,785		Timeline
TRVTRAVELERS COMPANIES INC	28,188	$2.55M	1.07%	new		Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	29,004	$2.41M	1.02%	-3,400
CORCENCORA INC	32,025	$2.25M	0.95%	new		Timeline
BROADCOM CORPBROADCOM CORP	75,627	$2.24M	0.94%	-40,516
PMPHILIP MORRIS INTL INC	22,921	$2M	0.84%	-6,554		Timeline
NEENEXTERA ENERGY INC	22,059	$1.89M	0.79%	-2,598		Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	33,408	$1.8M	0.76%	-520
FLRFLUOR CORP	18,398	$1.48M	0.62%	-3,950		Timeline
WFCWELLS FARGO & CO	31,874	$1.45M	0.61%	-1,195		Timeline
MCDMCDONALDS CORP	14,200	$1.38M	0.58%	-42,259		Timeline
PFEPFIZER INC	44,425	$1.36M	0.57%	-4,214		Timeline
XLUSELECT SECTOR SPDR TR	33,792	$1.28M	0.54%	-13,000		Timeline
GOLDCORP INC NEWGOLDCORP INC NEW	58,090	$1.26M	0.53%	-13,565
GISGENERAL MILLS INC	24,532	$1.23M	0.52%	-250		Timeline
BLACKROCK INCBLACKROCK INC	3,637	$1.15M	0.49%	+1,355
XLESELECT SECTOR SPDR TR	11,868	$1.05M	0.44%	-13,024		Timeline
CATCATERPILLAR INC	10,334	$939K	0.4%	-42,705		Timeline
IVWISHARES TR	8,881	$877K	0.37%	-1,110		Timeline
XLFSELECT SECTOR SPDR TR	37,500	$820K	0.35%	-1,900		Timeline
DUKDUKE ENERGY CORP NEW	11,216	$774K	0.33%	-2,551		Timeline
XLISELECT SECTOR SPDR TR	14,070	$736K	0.31%	-4,435		Timeline
JNJJOHNSON & JOHNSON	7,912	$725K	0.31%	-928		Timeline
WMTWALMART INC	7,650	$602K	0.25%	-2,105		Timeline
LLYELI LILLY & CO	11,428	$583K	0.25%	0		Timeline
AMGEN INC.AMGEN INC.	5,075	$579K	0.24%	-600	The CUSIP as filed is malformed.
CVXCHEVRON CORPORATION	4,190	$523K	0.22%	-2,145		Timeline
UNITED TECH CORPUNITED TECH CORP	4,556	$518K	0.22%	-483
BERKSHIRE HATHAWAY INC. CLA…BERKSHIRE HATHAWAY INC. CLASS B	4,296	$509K	0.21%	-400	The CUSIP as filed is malformed.
PEPPEPSICO INC	5,910	$490K	0.21%	-1,375		Timeline
INTCINTEL CORP	18,817	$488K	0.21%	-4,333		Timeline
UNHUNITEDHEALTH GROUP INC	6,279	$473K	0.2%	-100		Timeline
ABBVABBVIE INC	8,879	$469K	0.2%	-450		Timeline
HONHONEYWELL INTL INC	5,040	$461K	0.19%	0		Timeline
GoogleGoogle	411	$461K	0.19%	0
MSFTMICROSOFT CORP	12,069	$452K	0.19%	-2,000		Timeline
TAT&T INC	12,320	$434K	0.18%	-2,765		Timeline
BOEING CO.BOEING CO.	3,062	$418K	0.18%	-300	The CUSIP as filed is malformed.
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	4,000	$346K	0.15%	0
VWOVANGUARD INTL EQUITY INDEX F	8,200	$337K	0.14%	-1,485		Timeline
ABBOTT LABORATORIESABBOTT LABORATORIES	8,529	$327K	0.14%	-900	The CUSIP as filed is malformed.
EFAISHARES TR	4,783	$321K	0.14%	-249		Timeline
VLOVALERO ENERGY CORP	6,075	$306K	0.13%	-700		Timeline
POWERSHARESPOWERSHARES	8,940	$284K	0.12%	0
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	5,158	$275K	0.12%	-140
COMCAST CORP NEWCOMCAST CORP NEW	5,500	$274K	0.12%	0
MMM3M CO	1,893	$266K	0.11%	-700		Timeline
AMAZON.COM INCAMAZON.COM INC	638	$254K	0.11%	-25	The CUSIP as filed is malformed.
IVVISHARES TR	1,305	$242K	0.1%	0		Timeline
UBSIUNITED BANKSHARES INC WEST V	7,677	$241K	0.1%	-20,000		Timeline
CTASCINTAS CORP	3,800	$226K	0.1%	0		Timeline
XLVSELECT SECTOR SPDR TR	3,993	$221K	0.09%	-750		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	3,003	$211K	0.09%	-162
DVNDEVON ENERGY CORP NEW	3,250	$201K	0.08%	-800		Timeline
UNPUNION PAC CORP	1,175	$197K	0.08%	-325		Timeline
HDHOME DEPOT INC	2,311	$190K	0.08%	-5,400		Timeline
American ExpressAmerican Express	2,054	$186K	0.08%	0	The CUSIP as filed is malformed.
ARCHER-DANIELS-MIDLANDARCHER-DANIELS-MIDLAND	4,039	$175K	0.07%	-21	The CUSIP as filed is malformed.
CMCSACOMCAST CORP NEW	3,175	$165K	0.07%	0		Timeline
IWBISHARES TR	1,602	$165K	0.07%	0		Timeline
VUGVANGUARD INDEX FDS	1,625	$151K	0.06%	-585		Timeline
TGTTARGET CORP	2,299	$145K	0.06%	new		Timeline
MOALTRIA GROUP INC	3,674	$141K	0.06%	-450		Timeline
POWERSHARESPOWERSHARES	5,200	$133K	0.06%	-204,674
SJMSMUCKER J M CO	1,176	$122K	0.05%	-275		Timeline
PRAXAIR INCPRAXAIR INC	931	$121K	0.05%	0
ACNACCENTURE PLC IRELAND	1,458	$120K	0.05%	0		Timeline
HELEHELEN OF TROY LTD	2,400	$119K	0.05%	0		Timeline
IYRISHARES TR	1,800	$114K	0.05%	0		Timeline
BP PLC ADRBP PLC ADR	2,332	$114K	0.05%	-200	The CUSIP as filed is malformed.
SUSUNCOR ENERGY INC NEW	3,200	$112K	0.05%	-400		Timeline
ISRGINTUITIVE SURGICAL INC	275	$106K	0.04%	-50		Timeline
IWPISHARES TR	1,245	$105K	0.04%	0		Timeline
BMYBRISTOL-MYERS SQUIBB CO	1,961	$104K	0.04%	-500		Timeline
CURRENCYSHARES AUSTRALIAN D…CURRENCYSHARES AUSTRALIAN DLAU	1,125	$101K	0.04%	0
MYLAN INCMYLAN INC	2,273	$99K	0.04%	0
BLACKROCK MSCI ACWI IMI FD MBLACKROCK MSCI ACWI IMI FD M	8,661	$99K	0.04%	+353	The CUSIP as filed is malformed.
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	2,100	$98K	0.04%	0
ROSTROSS STORES INC	1,300	$97K	0.04%	-11,680		Timeline
EGEVEREST GROUP LTD	600	$94K	0.04%	0		Timeline
DRIDARDEN RESTAURANTS INC	1,700	$92K	0.04%	0		Timeline
CSXCSX CORP	3,111	$90K	0.04%	-1,920		Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	2,498	$89K	0.04%	-766
KRKROGER CO	2,225	$88K	0.04%	0		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,200	$85K	0.04%	0
CMSCMS ENERGY CORP	3,000	$81K	0.03%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	1,000	$81K	0.03%	0
IBBISHARES TR	350	$79K	0.03%	0		Timeline
XLPSELECT SECTOR SPDR TR	1,720	$74K	0.03%	-500		Timeline
MEDTRONIC INCMEDTRONIC INC	1,282	$74K	0.03%	+650
HIGHARTFORD INSURANCE GROUP INC	2,000	$72K	0.03%	0		Timeline
IEZISHARES TR	1,100	$71K	0.03%	+125		Timeline
SOSOUTHERN CO	1,697	$70K	0.03%	+11		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	3,800	$68K	0.03%	-2,000
EXTERRAN HLDGS INCEXTERRAN HLDGS INC	2,000	$68K	0.03%	0
HSBCHSBC HLDGS PLC	1,210	$67K	0.03%	0		Timeline
AMERICAN ELECTRIC POWERAMERICAN ELECTRIC POWER	1,419	$66K	0.03%	-1,618	The CUSIP as filed is malformed.
TJXTJX COS INC NEW	1,000	$64K	0.03%	-400		Timeline
COACH INCCOACH INC	1,125	$64K	0.03%	-150
BANK OF NOVA SCOTIABANK OF NOVA SCOTIA	1,000	$63K	0.03%	0	The CUSIP as filed is malformed.
LOWLOWES COS INC	1,259	$62K	0.03%	0		Timeline
CLXCLOROX CO DEL	657	$61K	0.03%	-500		Timeline
CINFCINCINNATI FINL CORP	1,140	$60K	0.03%	0		Timeline
PORPORTLAND GEN ELEC CO	2,000	$60K	0.03%	0		Timeline
FITBFIFTH THIRD BANCORP	2,811	$59K	0.02%	-1,000		Timeline
KRESPDR SERIES TRUST	1,450	$59K	0.02%	-500		Timeline
MKLMARKEL GROUP INC	100	$58K	0.02%	0		Timeline
AMERICAN FINANCIAL GROUPAMERICAN FINANCIAL GROUP	1,000	$58K	0.02%	0	The CUSIP as filed is malformed.
Bank of AmericaBank of America	3,465	$54K	0.02%	-3,653	The CUSIP as filed is malformed.
FEFIRSTENERGY CORP	1,467	$49K	0.02%	-250		Timeline
MMACYS INC	896	$48K	0.02%	0		Timeline
PRUPRUDENTIAL FINL INC	523	$48K	0.02%	0		Timeline
XLYSELECT SECTOR SPDR TR	719	$48K	0.02%	-1,000		Timeline
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	1,161	$48K	0.02%	0
SCHWCHARLES SCHWAB CORP (THE)	1,800	$47K	0.02%	0		Timeline
WALGREEN COWALGREEN CO	825	$47K	0.02%	-800
VIACOM INCVIACOM INC	542	$47K	0.02%	0
CNICANADIAN NATL RY CO	800	$46K	0.02%	+400		Timeline
PROTECTIVE LIFE CORPPROTECTIVE LIFE CORP	900	$46K	0.02%	0
EPDENTERPRISE PRODS PARTNERS L	675	$45K	0.02%	0		Timeline
RRYDER SYS INC	600	$44K	0.02%	0		Timeline
L BRANDS INCL BRANDS INC	708	$44K	0.02%	0
NORTHEAST UTILSNORTHEAST UTILS	1,039	$44K	0.02%	0
GDGENERAL DYNAMICS CORP	450	$43K	0.02%	-880		Timeline
POWERSHARESPOWERSHARES	1,500	$43K	0.02%	0
NSCNORFOLK SOUTHN CORP	450	$42K	0.02%	0		Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	8,738	$41K	0.02%	0
AK STEEL HOLDING CORPORATIONAK STEEL HOLDING CORPORATION	5,000	$41K	0.02%	0	The CUSIP as filed is malformed.
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	530	$40K	0.02%	0
BED, BATH, AND BEYONDBED, BATH, AND BEYOND	500	$40K	0.02%	-1,100	The CUSIP as filed is malformed.
MDYSTATE STR SPDR S&P MIDCAP 40	158	$39K	0.02%	0		Timeline
WMBWILLIAMS COS INC	1,000	$39K	0.02%	0		Timeline
ANNALY MORTGAGE MANAGEMENTANNALY MORTGAGE MANAGEMENT	3,900	$39K	0.02%	-300	The CUSIP as filed is malformed.
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	1,750	$38K	0.02%	0
LMTLOCKHEED MARTIN CORP	250	$37K	0.02%	-3		Timeline
NORTHERN TR CL AGG BD IDX F…NORTHERN TR CL AGG BD IDX FUND	297	$35K	0.01%	+4	The CUSIP as filed is malformed.
TMOTHERMO FISHER SCIENTIFIC INC	275	$31K	0.01%	-75		Timeline
PROSAFE SE ADRPROSAFE SE ADR	4,000	$31K	0.01%	0
GILDGILEAD SCIENCES INC	400	$30K	0.01%	-400		Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	1,000	$30K	0.01%	0
FMCCFREDDIE MAC	10,000	$29K	0.01%	0		Timeline
HSYHERSHEY CO	300	$29K	0.01%	0		Timeline
METAMETA PLATFORMS INC	507	$28K	0.01%	-75		Timeline
Automatic Data ProcessingAutomatic Data Processing	350	$28K	0.01%	0	The CUSIP as filed is malformed.
BANK OF NEW YORK MELLON CORPBANK OF NEW YORK MELLON CORP	769	$27K	0.01%	0	The CUSIP as filed is malformed.
BCEBCE INC	600	$26K	0.01%	0		Timeline
GWWWW GRAINGER INC	100	$26K	0.01%	0		Timeline
CLCOLGATE PALMOLIVE CO	400	$26K	0.01%	0		Timeline
VFCV F CORP	400	$25K	0.01%	+300		Timeline
SMGSCOTTS MIRACLE-GRO CO	400	$25K	0.01%	0		Timeline
ALCOA, INC.ALCOA, INC.	2,368	$25K	0.01%	-504	The CUSIP as filed is malformed.
HEADWATERS INCHEADWATERS INC	2,400	$24K	0.01%	0
BARRICK GOLDBARRICK GOLD	1,346	$24K	0.01%	-42	The CUSIP as filed is malformed.
CWTCALIFORNIA WTR SVC GROUP	1,000	$23K	0.01%	0		Timeline
THE ADT CORPORATIONTHE ADT CORPORATION	580	$23K	0.01%	0
CAHCARDINAL HEALTH INC	323	$22K	0.01%	0		Timeline
ALLERGAN INC.ALLERGAN INC.	200	$22K	0.01%	0	The CUSIP as filed is malformed.
VEAVANGUARD TAX-MANAGED FDS	500	$21K	0.01%	0		Timeline
EDCONSOLIDATED EDISON INC	375	$21K	0.01%	0		Timeline
WSBCWESBANCO INC	657	$21K	0.01%	0		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	335	$21K	0.01%	0
NOBLE CORP PLCNOBLE CORP PLC	550	$21K	0.01%	new
Pentair IncPentair Inc	276	$21K	0.01%	0
NETSUITE INCNETSUITE INC	200	$21K	0.01%	0
ZWEIG FUND INC.ZWEIG FUND INC.	1,382	$21K	0.01%	0
CSCOCISCO SYS INC	875	$20K	0.01%	0		Timeline
PNCPNC FINL SVCS GROUP INC	263	$20K	0.01%	-77		Timeline
NINISOURCE INC	612	$20K	0.01%	0		Timeline
EWZISHARES INC	450	$20K	0.01%	0		Timeline
COVIDIEN PLCCOVIDIEN PLC	300	$20K	0.01%	0
IWMISHARES TR	168	$19K	0.01%	0		Timeline
IWFISHARES TR	225	$19K	0.01%	0		Timeline
PSXPHILLIPS 66	250	$19K	0.01%	-50		Timeline
DOVDOVER CORP	200	$19K	0.01%	0		Timeline
COSTCOSTCO WHOLESALE CORPORATION	152	$18K	0.01%	0		Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	525	$18K	0.01%	0		Timeline
PANERA BREAD COPANERA BREAD CO	100	$18K	0.01%	0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	650	$18K	0.01%	0
SEACOR HOLDINGS INCSEACOR HOLDINGS INC	200	$18K	0.01%	0
AMERIGAS PARTNERS, LPAMERIGAS PARTNERS, LP	400	$18K	0.01%	0	The CUSIP as filed is malformed.
IWSISHARES TR	266	$17K	0.01%	0		Timeline
HALHALLIBURTON CO	337	$17K	0.01%	0		Timeline
SSPSCRIPPS E W CO OHIO	773	$17K	0.01%	0		Timeline
CONVERGYS CORPCONVERGYS CORP	825	$17K	0.01%	-800
Dow Chemical CompanyDow Chemical Company	381	$17K	0.01%	0
ARRIS GROUP INCARRIS GROUP INC	700	$17K	0.01%	0
IYFISHARES TR	200	$16K	0.01%	0		Timeline
NKENIKE INC	200	$16K	0.01%	0		Timeline
XLBSELECT SECTOR SPDR TR	350	$16K	0.01%	-100		Timeline
EWYISHARES INC	250	$16K	0.01%	0		Timeline
AMERICAN STATES WATER CO.AMERICAN STATES WATER CO.	560	$16K	0.01%	0	The CUSIP as filed is malformed.
MFCMANULIFE FINL CORP	760	$15K	0.01%	0		Timeline
VALEVALE S A	1,000	$15K	0.01%	new		Timeline
AESAES CORP	1,000	$15K	0.01%	0		Timeline
SPGSIMON PPTY GROUP INC NEW	100	$15K	0.01%	0		Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	550	$15K	0.01%	-600
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	283	$15K	0.01%	0
CONSOL ENERGY INCCONSOL ENERGY INC	400	$15K	0.01%	0
PPLPPL CORP	470	$14K	0.01%	0		Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	350	$14K	0.01%	-50		Timeline
CBZCBIZ INC	1,500	$14K	0.01%	0		Timeline
AQUA AMERICA INCAQUA AMERICA INC	609	$14K	0.01%	+1
SWIFT ENERGY COSWIFT ENERGY CO	1,000	$14K	0.01%	new
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	2,000	$14K	0.01%	new
APACHE CORPAPACHE CORP	170	$14K	0.01%	-425	The CUSIP as filed is malformed.
Applied MaterialsApplied Materials	800	$14K	0.01%	0	The CUSIP as filed is malformed.
TXNTEXAS INSTRS INC	300	$13K	0.01%	0		Timeline
MYRGMYR GROUP INC	500	$13K	0.01%	0		Timeline
CABELAS INCCABELAS INC	200	$13K	0.01%	0
BAIDU INC SPONSORED ADR REP…BAIDU INC SPONSORED ADR REPSTG OR…	75	$13K	0.01%	0	The CUSIP as filed is malformed.
IJKISHARES TR	82	$12K	0.01%	-125		Timeline
IWNISHARES TR	121	$12K	0.01%	-158		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	138	$12K	0.01%	0
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL	500	$12K	0.01%	0
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	350	$12K	0.01%	0
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	500	$12K	0.01%	-500
SPANSION INCSPANSION INC	850	$12K	0.01%	new
PGRPROGRESSIVE CORP	400	$11K	<0.01%	0		Timeline
TSTENARIS S A	250	$11K	<0.01%	0		Timeline
ZBHZIMMER BIOMET HOLDINGS INC	120	$11K	<0.01%	0		Timeline
SNYSANOFI SA	200	$11K	<0.01%	0		Timeline
CROXCROCS INC	675	$11K	<0.01%	0		Timeline
BCOBRINKS CO	321	$11K	<0.01%	0		Timeline
LVMUYLVMH MOET HENNESSY-UNSP ADR	309	$11K	<0.01%	0		Timeline
VODAFONE GP PLCVODAFONE GP PLC	279	$11K	<0.01%	-1,291
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A	105	$11K	<0.01%	new
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	1,000	$11K	<0.01%	0
IWDISHARES TR	103	$10K	<0.01%	0		Timeline
TMTOYOTA MOTOR CORP	80	$10K	<0.01%	0		Timeline
JACKJACK IN THE BOX INC	200	$10K	<0.01%	0		Timeline
RAYTHEON COMPANYRAYTHEON COMPANY	109	$10K	<0.01%	0
NSRGYNESTLE SA-SPONS ADR	142	$10K	<0.01%	-300		Timeline
PIEDMONT NATURAL GAS COPIEDMONT NATURAL GAS CO	300	$10K	<0.01%	0
IJJISHARES TR	79	$9K	<0.01%	0		Timeline
EAELECTRONIC ARTS INC	400	$9K	<0.01%	0		Timeline
UPBDUPBOUND GROUP INC	275	$9K	<0.01%	0		Timeline
SAPSAP SE	105	$9K	<0.01%	0		Timeline
WYWEYERHAEUSER CO	300	$9K	<0.01%	0		Timeline
IRDMIRIDIUM COMMUNICATIONS INC	1,425	$9K	<0.01%	0		Timeline
BHP BILLITON LIMITED ADRBHP BILLITON LIMITED ADR	125	$9K	<0.01%	-200	The CUSIP as filed is malformed.
DEDEERE & CO	86	$8K	<0.01%	-1,600		Timeline
VTVVANGUARD INDEX FDS	100	$8K	<0.01%	-100		Timeline
RYROYAL BK CDA	121	$8K	<0.01%	0		Timeline
SMSM ENERGY COMPANY	100	$8K	<0.01%	0		Timeline
NVONOVO-NORDISK A S	45	$8K	<0.01%	0		Timeline
EXCEXELON CORP	300	$8K	<0.01%	-1,050		Timeline
RPMRPM INTL INC	200	$8K	<0.01%	0		Timeline
OCOWENS CORNING NEW	200	$8K	<0.01%	0		Timeline
PBRPETROLEO BRASILEIRO S A	550	$8K	<0.01%	-300		Timeline
HCP INCHCP INC	225	$8K	<0.01%	-200
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	166	$8K	<0.01%	-67
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	154	$8K	<0.01%	0
CHINA FD INCCHINA FD INC	397	$8K	<0.01%	0
DYNEX CAP INCDYNEX CAP INC	1,000	$8K	<0.01%	0
E-TRACS UBS LONG PLATINUM E…E-TRACS UBS LONG PLATINUM ETN	500	$8K	<0.01%	0
SYYSYSCO CORP	200	$7K	<0.01%	0		Timeline
NVSNOVARTIS AG	90	$7K	<0.01%	0		Timeline
CMICUMMINS INC	50	$7K	<0.01%	0		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	227	$7K	<0.01%	0		Timeline
CAKECHEESECAKE FACTORY INC	150	$7K	<0.01%	0		Timeline
TDCTERADATA CORP DEL	150	$7K	<0.01%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	94	$7K	<0.01%	0
WPX ENERGY INCWPX ENERGY INC	333	$7K	<0.01%	0
PETSMART INCPETSMART INC	90	$7K	<0.01%	0
LRLCYL'OREAL-UNSPONSORED ADR	195	$7K	<0.01%	0		Timeline
AMEREN CORP.AMEREN CORP.	200	$7K	<0.01%	0	The CUSIP as filed is malformed.
ARENA PHARMACEUTICALS INC.ARENA PHARMACEUTICALS INC.	1,200	$7K	<0.01%	+1,000	The CUSIP as filed is malformed.
BAKER HUGHES INC.BAKER HUGHES INC.	125	$7K	<0.01%	0	The CUSIP as filed is malformed.
NEMNEWMONT CORP	278	$6K	<0.01%	0		Timeline
NWLNEWELL BRANDS INC	200	$6K	<0.01%	0		Timeline
NAKNORTHERN DYNASTY MINERALS LT	5,000	$6K	<0.01%	0		Timeline
RHIROBERT HALF INC.	150	$6K	<0.01%	-100		Timeline
HEHAWAIIAN ELEC INDS INC MTN B	242	$6K	<0.01%	0		Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	100	$6K	<0.01%	0
TIME WARNER INCTIME WARNER INC	81	$6K	<0.01%	0
SPHSUBURBAN PROPANE PARTNERS L	120	$6K	<0.01%	0		Timeline
CCITIGROUP INC	89	$5K	<0.01%	-10		Timeline
MOSMOSAIC CO	100	$5K	<0.01%	0		Timeline
LNCLINCOLN NATL CORP IND	100	$5K	<0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	175	$5K	<0.01%	0		Timeline
MARMARRIOTT INTL INC NEW	100	$5K	<0.01%	0		Timeline
ALLEALLEGION PLC	111	$5K	<0.01%	new		Timeline
EPPISHARES INC	100	$5K	<0.01%	-300		Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	1,470	$5K	<0.01%	new
NUSTAR ENERGY LPNUSTAR ENERGY LP	100	$5K	<0.01%	0
IYYISHARES TR	55	$5K	<0.01%	0		Timeline
ORMPORAMED PHARMACEUTICALS INC	334	$5K	<0.01%	0		Timeline
IIFMORGAN STANLEY INDIA INVT FD	300	$5K	<0.01%	0		Timeline
CAREFUSION CORPCAREFUSION CORP	125	$5K	<0.01%	0
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	200	$5K	<0.01%	0
WISDOMTREE TRUSTWISDOMTREE TRUST	275	$5K	<0.01%	0
MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF	250	$5K	<0.01%	0
CURRENCYSHARES CANADIAN DOL…CURRENCYSHARES CANADIAN DOLLAR TR…	50	$5K	<0.01%	0
ALCATEL-LUCENT - SPONSORED …ALCATEL-LUCENT - SPONSORED ADR	1,043	$5K	<0.01%	0	The CUSIP as filed is malformed.
BASF ADRBASF ADR	47	$5K	<0.01%	0	The CUSIP as filed is malformed.
IUSVISHARES TR	32	$4K	<0.01%	0		Timeline
MRSHMARSH & MCLENNAN COS INC	82	$4K	<0.01%	0		Timeline
VBKVANGUARD INDEX FDS	30	$4K	<0.01%	0		Timeline
IVEISHARES TR	50	$4K	<0.01%	0		Timeline
CAGCONAGRA BRANDS INC	106	$4K	<0.01%	0		Timeline
GLWCORNING INC	250	$4K	<0.01%	0		Timeline
METMETLIFE INC	66	$4K	<0.01%	0		Timeline
DTEDTE ENERGY CO	60	$4K	<0.01%	0		Timeline
ABEVAMBEV SA	550	$4K	<0.01%	new		Timeline
UNILEVER PLCUNILEVER PLC	107	$4K	<0.01%	0
NBISNEBIUS GROUP N.V.	100	$4K	<0.01%	0		Timeline
ICFISHARES TR	58	$4K	<0.01%	0		Timeline
GTGOODYEAR TIRE & RUBR CO	150	$4K	<0.01%	0		Timeline
HILL ROM HLDGS INCHILL ROM HLDGS INC	100	$4K	<0.01%	0
Broadcom IncBroadcom Inc	78	$4K	<0.01%	-300
ENCANA CORPENCANA CORP	200	$4K	<0.01%	0
RYLAND GROUP INCRYLAND GROUP INC	100	$4K	<0.01%	0
EMULEX CORPEMULEX CORP	500	$4K	<0.01%	0
TIBCO SOFTWARE INCTIBCO SOFTWARE INC	200	$4K	<0.01%	0
FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICA	200	$4K	<0.01%	0
AFLAC INC.AFLAC INC.	60	$4K	<0.01%	0	The CUSIP as filed is malformed.
WISDOMTREE DREYFUS NEW ZEAL…WISDOMTREE DREYFUS NEW ZEALAND	200	$4K	<0.01%	0
MAMASTERCARD INCORPORATED	4	$3K	<0.01%	0		Timeline
NRGNRG ENERGY INC	88	$3K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	50	$3K	<0.01%	0		Timeline
GMGENERAL MTRS CO	72	$3K	<0.01%	0		Timeline
LYGLLOYDS BANKING GROUP PLC	500	$3K	<0.01%	0		Timeline
YUMYUM BRANDS INC	48	$3K	<0.01%	0		Timeline
BIIBBIOGEN INC	10	$3K	<0.01%	-1,035		Timeline
PCARPACCAR INC	43	$3K	<0.01%	0		Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	50	$3K	<0.01%	0
DIRECTVDIRECTV	49	$3K	<0.01%	0
LYTSLSI INDS INC OHIO	300	$3K	<0.01%	-800		Timeline
HIHILLENBRAND INC	100	$3K	<0.01%	0		Timeline
CELGENE CORPCELGENE CORP	15	$3K	<0.01%	0
UIL HOLDINGS CORPORATIONUIL HOLDINGS CORPORATION	83	$3K	<0.01%	0
RADIOSHACK CORPRADIOSHACK CORP	1,000	$3K	<0.01%	0
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	100	$3K	<0.01%	0
QEP RESOURCES INCQEP RESOURCES INC	114	$3K	<0.01%	0
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …	68	$3K	<0.01%	new
COFCAPITAL ONE FINL CORP	24	$2K	<0.01%	0		Timeline
MSMORGAN STANLEY	72	$2K	<0.01%	0		Timeline
EXELEXELIXIS INC	300	$2K	<0.01%	0		Timeline
BRBROADRIDGE FINL SOLUTIONS IN	50	$2K	<0.01%	0		Timeline
PUKPRUDENTIAL PLC	38	$2K	<0.01%	0		Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	31	$2K	<0.01%	0
MASMASCO CORP	76	$2K	<0.01%	0		Timeline
ILFISHARES TR	50	$2K	<0.01%	0		Timeline
Mallinckrodt PlcMallinckrodt Plc	37	$2K	<0.01%	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	29	$2K	<0.01%	0
CHEVIOT FINANCIAL CORPCHEVIOT FINANCIAL CORP	205	$2K	<0.01%	0
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	310	$2K	<0.01%	0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	150	$2K	<0.01%	0
LSI CORPORATIONLSI CORPORATION	215	$2K	<0.01%	0
ASANKO GOLD INCASANKO GOLD INC	1,000	$2K	<0.01%	0
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	500	$2K	<0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	90	$2K	<0.01%	0
STRATA OIL & GAS INC.STRATA OIL & GAS INC.	12,000	$2K	<0.01%	0
TITAN PHARMACEUTICALS INC.TITAN PHARMACEUTICALS INC.	2,850	$2K	<0.01%	0
ANADARKO PETE CORPANADARKO PETE CORP	19	$2K	<0.01%	0	The CUSIP as filed is malformed.
VOXVANGUARD WORLD FD	10	$1K	<0.01%	0		Timeline
KGCKINROSS GOLD CORP	222	$1K	<0.01%	0		Timeline
EOGEOG RES INC	8	$1K	<0.01%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	78	$1K	<0.01%	+31		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	10	$1K	<0.01%	0		Timeline
TFSLTFS FINL CORP	100	$1K	<0.01%	0		Timeline
ARCOARCOS DORADOS HLDGS INC	100	$1K	<0.01%	0		Timeline
ZYXIQZYNEX, INC. COMMON STOCK (NV)	4,000	$1K	<0.01%	0		Timeline
SXCSUNCOKE ENERGY INC	53	$1K	<0.01%	0		Timeline
DDMPROSHARES TR	13	$1K	<0.01%	0		Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INC	21	$1K	<0.01%	0
HANCOCK FABRICSHANCOCK FABRICS	1,200	$1K	<0.01%	0
YAMANA GOLD INCYAMANA GOLD INC	81	$1K	<0.01%	0
SONUS NETWORKS INCSONUS NETWORKS INC	300	$1K	<0.01%	0
EXETER RES CORPEXETER RES CORP	1,000	$1K	<0.01%	0
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	300	$1K	<0.01%	0
TRIQUINT SEMICONDUCTOR INCTRIQUINT SEMICONDUCTOR INC	100	$1K	<0.01%	0
ZAZA ENERGY CORPZAZA ENERGY CORP	1,000	$1K	<0.01%	0
OCEAN POWER TECHNOLOGIES INCOCEAN POWER TECHNOLOGIES INC	600	$1K	<0.01%	0
NGP CAPITAL RESOURCES CONGP CAPITAL RESOURCES CO	100	$1K	<0.01%	0
LARGO RESOURCES LTD.LARGO RESOURCES LTD.	4,000	$1K	<0.01%	0
ADVANCED CELL TECHNOLOGY IN…ADVANCED CELL TECHNOLOGY INC.	10,000	$1K	<0.01%	0
BB&T CORPORATIONBB&T CORPORATION	16	$1K	<0.01%	0	The CUSIP as filed is malformed.
ISHARES NYSE COMPOSITE INDEXISHARES NYSE COMPOSITE INDEX	10	$1K	<0.01%	0
SILEX SYSTEMS LTDSILEX SYSTEMS LTD	300	$1K	<0.01%	0
TITAN MEDICAL INC.TITAN MEDICAL INC.	1,000	$1K	<0.01%	0
AXA - SPONS ADRAXA - SPONS ADR	42	$1K	<0.01%	0	The CUSIP as filed is malformed.
VIRTUALSCOPICS INCVIRTUALSCOPICS INC	150	$1K	<0.01%	0
UPSUNITED PARCEL SVCS INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NWSANEWS CORP NEW	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EBSEMERGENT BIOSOLUTIONS INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN	3	$0	0%	0	Value filed as zero, left out of ratios.
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	10	$0	0%	0	Value filed as zero, left out of ratios.
PIPRPIPER SANDLER COS	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	10	$0	0%	0	Value filed as zero, left out of ratios.
CST BRANDS INCCST BRANDS INC	11	$0	0%	0	Value filed as zero, left out of ratios.
BUFFALO WILD WINGS INCBUFFALO WILD WINGS INC	2	$0	0%	0	Value filed as zero, left out of ratios.
NORTEL NETWORKS CORPNORTEL NETWORKS CORP	67	$0	0%	0	Value filed as zero, left out of ratios.
COMPOSITE TECH CORP XXXREGI…COMPOSITE TECH CORP XXXREGISTRATI…	2,000	$0	0%	0	Value filed as zero, left out of ratios.
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXX	4	$0	0%	0	Value filed as zero, left out of ratios.
VITESSE SEMICONDUCTOR CORPVITESSE SEMICONDUCTOR CORP	5	$0	0%	0	Value filed as zero, left out of ratios.
LIBERTY STAR URANIUM & METALLIBERTY STAR URANIUM & METAL	1,750	$0	0%	0	Value filed as zero, left out of ratios.
FOX PETROLEUM INC.FOX PETROLEUM INC.	1,600	$0	0%	0	Value filed as zero, left out of ratios.
GOLDSANDS DEVELOPMENT COMPA…GOLDSANDS DEVELOPMENT COMPANY	25,000	$0	0%	0	Value filed as zero, left out of ratios.
GUNPOWDER GOLD CORP.GUNPOWDER GOLD CORP.	4,550	$0	0%	0	Value filed as zero, left out of ratios.
INNOVATIVE CLINICAL SOLUTIO…INNOVATIVE CLINICAL SOLUTION, LTD.	16	$0	0%	0	Value filed as zero, left out of ratios.
IMPERIAL RESOURCES INC.IMPERIAL RESOURCES INC.	5,200	$0	0%	0	Value filed as zero, left out of ratios.
AMERILITHIUM CORPAMERILITHIUM CORP	10,000	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN SUPERCONDUCTOR COR…AMERICAN SUPERCONDUCTOR CORP.	200	$0	0%	0	Value filed as zero, left out of ratios.The CUSIP as filed is malformed.
YOSEN GROUP INC.YOSEN GROUP INC.	121	$0	0%	0	Value filed as zero, left out of ratios.
COMPUTER HORIZONS CORP.COMPUTER HORIZONS CORP.	300	$0	0%	0	Value filed as zero, left out of ratios.
DEJOUR ENTERPRISES LTDDEJOUR ENTERPRISES LTD	3,000	$0	0%	0	Value filed as zero, left out of ratios.
PANACOS PHARMACEUTICALS INCPANACOS PHARMACEUTICALS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
POWER RESOURCE EXPLORATIONPOWER RESOURCE EXPLORATION	20	$0	0%	new	Value filed as zero, left out of ratios.
RED HOT CONCEPTS, INC.RED HOT CONCEPTS, INC.	5,153	$0	0%	0	Value filed as zero, left out of ratios.
SWK HOLDINGS CORP.SWK HOLDINGS CORP.	31	$0	0%	0	Value filed as zero, left out of ratios.
TUFFNELL LTD.TUFFNELL LTD.	30,000	$0	0%	0	Value filed as zero, left out of ratios.
VASOMEDICAL INC.VASOMEDICAL INC.	1,000	$0	0%	0	Value filed as zero, left out of ratios.
W HOLDING COMPANY INC.W HOLDING COMPANY INC.	238	$0	0%	0	Value filed as zero, left out of ratios.
WPCS INTERNATIONAL INCWPCS INTERNATIONAL INC	1	$0	0%	0	Value filed as zero, left out of ratios.
FIRST MARBLEHEAD CORP COM N…FIRST MARBLEHEAD CORP COM NEW	15	$0	0%	new	Value filed as zero, left out of ratios.
Signature Group Holdings IncSignature Group Holdings Inc	20	$0	0%	new	Value filed as zero, left out of ratios.

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
Travelers Property Casualty…Travelers Property Casualty Corp	36,378	$3.08M	shares
AMERISOURCEBERGEN CORP.AMERISOURCEBERGEN CORP.	45,275	$2.77M	shares
SHWSHERWIN WILLIAMS CO	1,800	$328K	shares
Target CorpTarget Corp	2,299	$147K	shares
ASHLAND INC.ASHLAND INC.	605	$56K	shares
SCANA CORP NEWSCANA CORP NEW	970	$45K	shares
THGHANOVER INS GROUP INC	631	$35K	shares
FISVFISERV INC	333	$34K	shares
PPGPPG INDS INC	192	$32K	shares
SYKSTRYKER CORPORATION	400	$27K	shares
CVSCVS HEALTH CORP	400	$23K	shares
NOBLE CORPNOBLE CORP	550	$21K	shares
ENSENERSYS	300	$18K	shares
SABMillerPLCADSSABMillerPLCADS	350	$18K	shares
ITWILLINOIS TOOL WKS INC	213	$16K	shares
IWOISHARES TR	125	$16K	shares
Vale SAVale SA	1,000	$16K	shares
ROCHESTER MED CORPROCHESTER MED CORP	700	$14K	shares
FCXFREEPORT MCMORAN INC	400	$13K	shares
POWERSHARESPOWERSHARES	500	$13K	shares
KLACKLA CORP	200	$12K	shares
ANGLO AMERICAN PLC - UNSPON…ANGLO AMERICAN PLC - UNSPON ADR	933	$11K	shares
BXPBXP INC	95	$10K	shares
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	2,470	$10K	shares
CHRWC H ROBINSON WORLDWIDE IN	155	$9K	shares
AAGILENT TECHNOLOGIES INC	183	$9K	shares
PHARMERICA CORPPHARMERICA CORP	700	$9K	shares
MPCMARATHON PETE CORP	107	$7K	shares
VNOVORNADO RLTY TR	87	$7K	shares
MARATHON OIL CORPMARATHON OIL CORP	214	$7K	shares
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	112	$7K	shares
COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME	110	$4K	shares
BARCLAYS BK PLCBARCLAYS BK PLC	275	$4K	shares
UDRUDR INC	127	$3K	shares
INSMINSMED INC	200	$3K	shares
CHKRCHESAPEAKE GRANITE WASH TR COM	200	$3K	shares
PUBLIC STORAGE INC.PUBLIC STORAGE INC.	17	$3K	shares
PBIPITNEY BOWES INC	100	$2K	shares
CHAMPION INDUSTRIES, INC.CHAMPION INDUSTRIES, INC.	9,765	$2K	shares
CSVCARRIAGE SVCS INC	60	$1K	shares
MIRANT CORP-W/I-CW11MIRANT CORP-W/I-CW11	79	$1K	shares
MOLYCORP INC DELMOLYCORP INC DEL	175	$1K	shares
GUGGENHEIM FRONTIER MARKETS…GUGGENHEIM FRONTIER MARKETS ETF	50	$1K	shares
ARCH COAL INC.ARCH COAL INC.	122	$1K	shares
PUREFUNDS ISE JUNIOR SILVPUREFUNDS ISE JUNIOR SILV	52	$1K	shares
VNETVNET GROUP INC	20	$0	shares
CENTURYLINK INCCENTURYLINK INC	6	$0	shares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	11	$0	shares
VLNCQVALENCE TECHNOLOGY INC BANKRUPTC…	1,500	$0	shares
EXIDE TECHNOLOGIESEXIDE TECHNOLOGIES	250	$0	shares
FIRST MARBLEHEAD CORP/THEFIRST MARBLEHEAD CORP/THE	155	$0	shares
GREEN INNOVATIONS LTD.GREEN INNOVATIONS LTD.	248	$0	shares
PHARMAGEN INC.PHARMAGEN INC.	4,250	$0	shares
SIGNATURE GROUP HOLDINGS IN…SIGNATURE GROUP HOLDINGS INC.	200	$0	shares
POWER RESOURCE EXPLORATIONPOWER RESOURCE EXPLORATION	20	$0	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001116943-14-000001	base		2014-01-09	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC