13F-HR filed by HABERER REGISTERED INVESTMENT ADVISOR INC
HABERER REGISTERED INVESTMENT ADVISOR INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-09, with 454 holding rows worth $237,489,000.
- Accession
- 0001116943-14-000001
- Filer
- CIK 1116943
- Filed
- 2014-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 768 entries on the cover page, a total value of $237,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,500,000 with VALUE read as thousands by filing date, 13F file number 028-05833. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 107,023 | $14,321,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 121,793 | $13,291,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 140,662 | $11,452,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 20,153 | $11,306,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 119,445 | $8,538,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 158,283 | $6,615,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 76,035 | $5,645,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 29,752 | $5,581,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 91,453 | $5,516,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 57,259 | $5,445,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 108,039 | $5,407,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 159,858 | $4,481,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 56,509 | $4,317,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,181 | $4,272,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 43,057 | $4,161,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 28,350 | $4,077,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 59,219 | $3,847,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 53,386 | $3,747,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 57,167 | $3,690,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 145,105 | $3,649,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 51,203 | $3,617,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,751 | $3,553,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 84,592 | $3,495,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 221,350 | $3,416,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 37,790 | $3,406,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 92,037 | $3,289,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 84,955 | $3,250,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,495 | $3,231,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 146,006 | $3,008,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 42,771 | $2,974,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEALED AIR CORP NEW | 81211K100 | COM | 85,547 | $2,913,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,612 | $2,896,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 81,904 | $2,891,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 53,295 | $2,845,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 70,105 | $2,833,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,389 | $2,820,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 92,524 | $2,699,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 25,683 | $2,651,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 28,188 | $2,552,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 29,004 | $2,411,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 32,025 | $2,252,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 75,627 | $2,242,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,921 | $1,997,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 22,059 | $1,888,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 33,408 | $1,801,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,398 | $1,477,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,874 | $1,447,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,200 | $1,378,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 44,425 | $1,361,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 33,792 | $1,283,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 58,090 | $1,259,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,532 | $1,225,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,637 | $1,152,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,868 | $1,051,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,334 | $939,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,881 | $877,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,500 | $820,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,216 | $774,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,070 | $736,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,912 | $725,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,650 | $602,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,428 | $583,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 5,075 | $579,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chevron Corporation | 166764100 | COM | 4,190 | $523,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,556 | $518,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 4,296 | $509,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PepsiCo,Inc. | 713448108 | COM | 5,910 | $490,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,817 | $488,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,279 | $473,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,879 | $469,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,040 | $461,000 | thousands by filing date | |
| 38259p508 | COM | 411 | $461,000 | thousands by filing date | ||
| Microsoft Corp | 594918104 | COM | 12,069 | $452,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,320 | $434,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 3,062 | $418,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,000 | $346,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,200 | $337,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 8,529 | $327,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,783 | $321,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,075 | $306,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 8,940 | $284,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,158 | $275,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,500 | $274,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,893 | $266,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 638 | $254,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,305 | $242,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,677 | $241,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,800 | $226,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,993 | $221,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,003 | $211,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,250 | $201,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,175 | $197,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,311 | $190,000 | thousands by filing date | |
| American Express | 25816109 | COM | 2,054 | $186,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 4,039 | $175,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 3,175 | $165,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,602 | $165,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,625 | $151,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,299 | $145,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,674 | $141,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,200 | $133,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,176 | $122,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 931 | $121,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,458 | $120,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,400 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,800 | $114,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 2,332 | $114,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,200 | $112,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 275 | $106,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,245 | $105,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,961 | $104,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,125 | $101,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,273 | $99,000 | thousands by filing date | |
| BLACKROCK MSCI ACWI IMI FD M | AOJFT | COM | 8,661 | $99,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,100 | $98,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,300 | $97,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 600 | $94,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,700 | $92,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,111 | $90,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,498 | $89,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,225 | $88,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $85,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,000 | $81,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,000 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 350 | $79,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,720 | $74,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,282 | $74,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,000 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,100 | $71,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,697 | $70,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,800 | $68,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,000 | $68,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,210 | $67,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 1,419 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TJX Companies Inc | 872540109 | COM | 1,000 | $64,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,125 | $64,000 | thousands by filing date | |
| BANK OF NOVA SCOTIA | 64149107 | COM | 1,000 | $63,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lowes Companies,Inc. | 548661107 | COM | 1,259 | $62,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 657 | $61,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,140 | $60,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,000 | $60,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,811 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,450 | $59,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $58,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 25932104 | COM | 1,000 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 3,465 | $54,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRSTENERGY CORP | 337932107 | COM | 1,467 | $49,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 896 | $48,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 523 | $48,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 719 | $48,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,161 | $48,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,800 | $47,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 825 | $47,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 542 | $47,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $46,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 900 | $46,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 675 | $45,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 600 | $44,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 708 | $44,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,039 | $44,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 450 | $43,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,500 | $43,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 450 | $42,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,738 | $41,000 | thousands by filing date | |
| AK STEEL HOLDING CORPORATION | 1547108 | COM | 5,000 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 530 | $40,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 500 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 158 | $39,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $39,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 3,900 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,750 | $38,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $37,000 | thousands by filing date | |
| NORTHERN TR CL AGG BD IDX FUND | NTCAT | COM | 297 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 275 | $31,000 | thousands by filing date | |
| PROSAFE SE ADR | 74346V109 | COM | 4,000 | $31,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $30,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $30,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 10,000 | $29,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 300 | $29,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 507 | $28,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 350 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 769 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BCE INC COM NEW | 05534B760 | Stock | 600 | $26,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $26,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $26,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $25,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 400 | $25,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 2,368 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,400 | $24,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 1,346 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,000 | $23,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 580 | $23,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 323 | $22,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 200 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 500 | $21,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 375 | $21,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 657 | $21,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 335 | $21,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 550 | $21,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 276 | $21,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $21,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,382 | $21,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 875 | $20,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 263 | $20,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 612 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 450 | $20,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 300 | $20,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 168 | $19,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 225 | $19,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 250 | $19,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 200 | $19,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 152 | $18,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 525 | $18,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $18,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 650 | $18,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 200 | $18,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 400 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 266 | $17,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 337 | $17,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 773 | $17,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 825 | $17,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 381 | $17,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 700 | $17,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $16,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 350 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 250 | $16,000 | thousands by filing date | |
| AMERICAN STATES WATER CO. | 29899101 | COM | 560 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANULIFE FINL CORP | 56501R106 | COM | 760 | $15,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $15,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,000 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 550 | $15,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 283 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $15,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 470 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 350 | $14,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,500 | $14,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 609 | $14,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,000 | $14,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,000 | $14,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 170 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Applied Materials | 38222105 | COM | 800 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $13,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 500 | $13,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 200 | $13,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 75 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 82 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 121 | $12,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 138 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 350 | $12,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 500 | $12,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 850 | $12,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 400 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 250 | $11,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 120 | $11,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $11,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 675 | $11,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 321 | $11,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 309 | $11,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 279 | $11,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 105 | $11,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,000 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 103 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80 | $10,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 200 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 109 | $10,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 142 | $10,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 300 | $10,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 79 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $9,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 275 | $9,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 105 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300 | $9,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,425 | $9,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 125 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Deere & Company | 244199105 | COM | 86 | $8,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 100 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 121 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100 | $8,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 45 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 300 | $8,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $8,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 200 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $8,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 225 | $8,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 166 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 154 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 397 | $8,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $8,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $7,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 90 | $7,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50 | $7,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 227 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 94 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 333 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 90 | $7,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 195 | $7,000 | thousands by filing date | |
| AMEREN CORP. | 23608102 | COM | 200 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARENA PHARMACEUTICALS INC. | 40047102 | COM | 1,200 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAKER HUGHES INC. | 57224107 | COM | 125 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEWMONT CORP | 651639106 | COM | 278 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 200 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 150 | $6,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 242 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 81 | $6,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 89 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $5,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 175 | $5,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $5,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 111 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,470 | $5,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 55 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 334 | $5,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $5,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 125 | $5,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 275 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 250 | $5,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 50 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 1,043 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BASF ADR | 55262505 | ADR | 47 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 32 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 82 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 30 | $4,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 50 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 106 | $4,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 250 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 66 | $4,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 60 | $4,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 550 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 107 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 58 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $4,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 78 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 200 | $4,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 100 | $4,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 500 | $4,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 200 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $4,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 60 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 200 | $4,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 88 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 72 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 500 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 48 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 43 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 49 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 100 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15 | $3,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 83 | $3,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 114 | $3,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 68 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 24 | $2,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 72 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 300 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 50 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 38 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 31 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 76 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 50 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 37 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 29 | $2,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 205 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 310 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 150 | $2,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 215 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,000 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 500 | $2,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 90 | $2,000 | thousands by filing date | |
| STRATA OIL & GAS INC. | 86270C105 | COM | 12,000 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC. | 888314101 | COM | 2,850 | $2,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 19 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 222 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 78 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 100 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,000 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 13 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 21 | $1,000 | thousands by filing date | |
| HANCOCK FABRICS | 409900107 | COMMON STOCK | 1,200 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 81 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 300 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 1,000 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 300 | $1,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 100 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 1,000 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 600 | $1,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 100 | $1,000 | thousands by filing date | |
| LARGO RESOURCES LTD. | 517103107 | COM | 4,000 | $1,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGY INC. | 00752K105 | COM | 10,000 | $1,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 16 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 10 | $1,000 | thousands by filing date | |
| SILEX SYSTEMS LTD | Q85045104 | COM | 300 | $1,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 1,000 | $1,000 | thousands by filing date | |
| AXA - SPONS ADR | 54536107 | ADR | 42 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 150 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPOSITE TECH CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 12/12/14 | 20461S108 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 1,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX PETROLEUM INC. | 351465208 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDSANDS DEVELOPMENT COMPANY | 381454107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUNPOWDER GOLD CORP. | 403073109 | COM | 4,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE CLINICAL SOLUTION, LTD. | 45767E305 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL RESOURCES INC. | 45308Q106 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERILITHIUM CORP | 03077G106 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP. | 30111108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| YOSEN GROUP INC. | 98740Q101 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER HORIZONS CORP. | 205908304 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANACOS PHARMACEUTICALS INC | 69811Q106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER RESOURCE EXPLORATION | 73933D100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HOT CONCEPTS, INC. | 756601308 | COM | 5,153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWK HOLDINGS CORP. | 78501P104 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUFFNELL LTD. | 89904P104 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASOMEDICAL INC. | 922321104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W HOLDING COMPANY INC. | 929251874 | COM | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Signature Group Holdings Inc | 82670c209 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001116943-14-000001 | this filing | 2014-01-09 | acceptance time not in the bulk data set |